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GEF and Technology Transfer:
        An Overview

 GEF Expanded Constituency Workshop
        October 11 – 13, 2011
        Tashkent, Uzbekistan
Overview of this presentation



1. What is technology transfer?
2. What is the GEF doing to facilitate
   technology transfer?
3. How do I know my country’s needs for
   technology transfer?
4. Where do I go from here?
1. What is technology transfer?
        Technology: at the core of global
           environmental challenge
     As a source of environmental degradation and
      emissions
     As a means to address negative impacts, reduce
      emissions, manage natural resources, and
      monitor conditions
     As a foundation for economic development,
      value creation, and employment

                                                            (GEF 2010)
  Developing, demonstrating, deploying and diffusing
environmentally sound technologies (ESTs) are activities
 in the critical path toward an effective responsible to
      global environmental challenges (Agenda 21)

                                                           (UNIDO 2010)
1. What is technology transfer? (continued)
 Various Multilateral Environmental Agreements (MEAs) include provisions related
                 to technology and facilitating access and transfer:

UN Framework Convention for Climate Change (UNFCCC): agreed on the
Technology Mechanism in December 2010 to support action on technology development and
transfer for mitigation and adaptation

Stockholm Convention: calls for promoting use of Best Available Techniques and Best
Environmental Practices (BAT/BEP) to reduce persistent organic pollutant (POPs) releases from
unintentional production (waste incinerators, aluminum production, open waste burning, etc.)

Montreal Protocol: adopted decision on environmentally sound destruction of ozone
depleting substances (ODS) banks. The Multilateral Fund is requested to continue its efforts on
further cost-effective projects for the destruction of ODS banks, using appropriate technologies

Convention on Biological Diversity (CBD): recognizes that access to and transfer of
technologies among Parties is essential to achieving CBD objectives
1. What is technology transfer? (continued)


 Many definitions and interpretations of technology transfer exist


 For climate change, GEF has adopted the technology transfer definition by
  International Panel on Climate Change (IPCC):
     “….a broad set of processes covering the flows of know-how, experience and
     equipment for mitigating and adapting to climate change amongst different
     stakeholders…”

  It goes beyond hardware, and encompasses capacity, know-how, policies
   and institutions…
2. What is GEF doing to facilitate tech transfer?
 GEF has financed demonstration, deployment, and diffusion of ESTs and enabling
  activities
 Each focal area addresses technology transfer within its GEF-5 strategy
   Programming depends on convention guidance and national priorities
   Articulation of a GEF-wide technology strategy under discussion



   Technology transfer is a priority for GEF climate change focal area
 Conference of the Parties (COP) of UNFCCC has given a mandate on technology
  transfer to GEF
 GEF is the only multilateral institution that has financed technology transfer under
  COP guidance
 GEF is largest public sector financing mechanism for technology transfer
2. What is GEF doing: climate change and tech transfer


 GEF has invested approx. $3 billion in climate change, leveraging more
  than $15 billion


 GEF-5 funding (2010-14) for mitigation is approx. $1.4 billion


 Special Climate Change Fund/Least Developed Countries Fund
  (CCF/LDCF) funding for adaptation and LDC support is approx. $530
  million cumulative
2. What is GEF doing: GEF-5 Mitigation Strategy & Tech Transfer
 6 GEF-5 Climate Change Mitigation Strategy objectives address different aspects of
  technology transfer, from R&D to diffusion of technologies + enabling activities
 Sectors: energy efficiency, renewable energy, transport, urban systems, LULUCF
2. What is GEF doing:
   Poznan Strategic Program on Technology Transfer
Funding level
 $35 million from GEF Trust Fund in GEF-4
 $15 million from SCCF

Support for Technology Transfer Pilot Projects
 14 projects were selected for support in 2009
 Their implementation is ongoing

Support for TNAs
 Project was approved in 2009
 15 first round countries were selected in 2010, and
   second round country selection is being finalized
 Country-level assessment is ongoing

Long-Term Program on Technology Transfer
 Plan with 5 elements submitted to UNFCCC COP
   (see slides 11 and 12)                               Publication on Poznan Program (GEF 2010)
                                                                              downloadable from:
                                                           http://www.thegef.org/gef/node/3856
2. What is GEF doing: Poznan Program country coverage
                                                                                                            Russian Federation: HCFC
Turkey & Cook
                                                                                                            phase-out, HFC-free,
Islands: Hydrogen
                                                                                                            energy efficient AC &
energy installations
                                                                                                            Refrigeration (UNIDO)
for small islands
(UNIDO)                                                                                                     China: Green truck
                                                                                                            demonstration (WB)
Jamaica: Small scale                                                             Russian Federation
wave power (UNDP)                                                                                           Thailand: South-South
                                                                                                 China
                                                                    Turkey
                                                                               Georgia                      technology transfer:
Mexico: Local wind               Mexico
                                          Jamaica
                                                                                                            ethanol from cassava
technologies (IDB)       Guatemala
                                                       Morocco
                                                                      Jordan             Bangladesh         (UNIDO)
                                                       Senegal
                         Costa Rica                               Mali
Chile: Local solar                                                               Sri Lanka       Cambodia
                                                         Cote d’Ivoire Kenya                                Cambodia: Agricultural
                                                                                 Thailand        Viet Nam
technologies (IDB)          Peru            Brazil                                                          residue biomass to
                       Cook                                                                                 energy (UNIDO)
Cote d’Ivoire: Solid   Islands    Chile
                                                                                             Indonesia
waste composting                                                                                            Sri Lanka: Bamboo
(AfDB)                                     Argentina
                                                                                                            processing (UNDP)

Brazil: Renewable                                                                                           Jordan: Irrigation
CO2 capture &                                                                                               technology (IFAD)
storage from sugar                                                                                          Senegal: Typha-based
industry (UNDP)                                                                                             thermal insulation
                                                             Pilot Projects                                 production (UNIDO)
                                                             TNA Project – First Round Countries (15)
2. What is GEF doing:
           Long-Term Program on Technology Transfer
1. Support Climate Technology Centres and a Climate Technology Network :
     a) at global, regional, national levels
     b) may involve technical assistance, training, information sharing, knowledge
        management, reflecting UNFCCC discussions
2. Conduct Pilot Technology Projects to Foster Innovation and Investments:
     a) to demonstrate innovative technologies
     b) to support deployment and diffusion to catalyze investments
3. Develop a Public-Private Partnership for Technology Transfer:
     to facilitate private sector engagement to support innovative financial instruments
         or business models for technology deployment
1. Support Technology Needs Assessments (TNAs):
   to target low- & medium-income countries to conduct and/or update TNAs
2. GEF as a Catalytic Supporting Institution for Technology Transfer
2. What is GEF doing: Key Features of Long-Term Program

    The Program is consistent with and support the
     Technology Mechanism agreed in Cancun at
     COP16

    The Program was approved by the GEF Council


    The 5 elements may be funded by:
       STAR (elements 1, 2, and 4)
       Global and Regional Set-Aside (elements 1 and 4)
       PPP fund (element 3)
                                                           Publication on EST Transfer (GEF 2010)
       additional voluntary contributions (element 2)                       downloadable from:
                                                           http://www.thegef.org/gef/pubs/tech-
                                                                       transfer-case-studies-2010
3. How do I know my country’s needs
                    for technology transfer?
Key entry points for climate change:
   Has your country carried out a TNA recently?
   Do your National Communications (NC) and National
     Adaptation Programs of Action (NAPAs) identify
     technology needs?
   Do your national policies and strategies identify specific
     technology needs?
                                                                       (GEF 2009) downloadable from
   Does your Common Country Assessment-UN                       http://www.thegef.org/gef/node/12
     Development Assistance Framework (CCA-UNDAF)
     identify any technology needs?

  If yes, your starting point could be to review the document
      to prioritize action for project development
  If no (especially for the TNA), your starting point could be
      to assess the merit of conducting a TNA, or addressing
      technology needs more explicitly in your next NC
                                                                                 (UNDP 2010)
4. Where to go from here for climate change?

To carry out a TNA
   Larger economies: propose a single country TNA utilizing STAR allocation
   Smaller economies: apply to be included multi-country TNA project from Global and
   Regional Set-aside, subject to competitive selection (contact GEF)

To carry out a technology transfer project
   Mitigation: submit a proposal for a project in one of the six objective areas, utilizing
   STAR
   Adaptation: submit a proposal for a project to SCCF/LDCF

To establish and/or take part in climate technology centre & network activities
   National level: submit a proposal, utilizing STAR
   Global and regional level: contact the GEF about your interest, as regional pilot may
   be starting in 2011 in line with Cancun decision
Thank you very much
                For further information, please contact:

               Tech Transfer and Mitigation: Chizuru Aoki
                  Senior Technology Transfer Officer
                       E-mail: caoki@thegef.org

      Climate Change Adaptation, SCCF/LDCF: Bonizella Biagini
      Head, Climate Change Adaptation Strategy and Operations
                    E-mail: bbiagini@thegef.org

                       Chemicals: Ibrahima Sow
                     Chemicals Cluster Coordinator
                       E-mail: isow@thegef.org

GEF Tech Transfer Website (under development): http://www.thegef.org/gef/TT

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technology transfer _ english

  • 1. GEF and Technology Transfer: An Overview GEF Expanded Constituency Workshop October 11 – 13, 2011 Tashkent, Uzbekistan
  • 2. Overview of this presentation 1. What is technology transfer? 2. What is the GEF doing to facilitate technology transfer? 3. How do I know my country’s needs for technology transfer? 4. Where do I go from here?
  • 3. 1. What is technology transfer? Technology: at the core of global environmental challenge  As a source of environmental degradation and emissions  As a means to address negative impacts, reduce emissions, manage natural resources, and monitor conditions  As a foundation for economic development, value creation, and employment (GEF 2010) Developing, demonstrating, deploying and diffusing environmentally sound technologies (ESTs) are activities in the critical path toward an effective responsible to global environmental challenges (Agenda 21) (UNIDO 2010)
  • 4. 1. What is technology transfer? (continued) Various Multilateral Environmental Agreements (MEAs) include provisions related to technology and facilitating access and transfer: UN Framework Convention for Climate Change (UNFCCC): agreed on the Technology Mechanism in December 2010 to support action on technology development and transfer for mitigation and adaptation Stockholm Convention: calls for promoting use of Best Available Techniques and Best Environmental Practices (BAT/BEP) to reduce persistent organic pollutant (POPs) releases from unintentional production (waste incinerators, aluminum production, open waste burning, etc.) Montreal Protocol: adopted decision on environmentally sound destruction of ozone depleting substances (ODS) banks. The Multilateral Fund is requested to continue its efforts on further cost-effective projects for the destruction of ODS banks, using appropriate technologies Convention on Biological Diversity (CBD): recognizes that access to and transfer of technologies among Parties is essential to achieving CBD objectives
  • 5. 1. What is technology transfer? (continued)  Many definitions and interpretations of technology transfer exist  For climate change, GEF has adopted the technology transfer definition by International Panel on Climate Change (IPCC):  “….a broad set of processes covering the flows of know-how, experience and equipment for mitigating and adapting to climate change amongst different stakeholders…”  It goes beyond hardware, and encompasses capacity, know-how, policies and institutions…
  • 6. 2. What is GEF doing to facilitate tech transfer?  GEF has financed demonstration, deployment, and diffusion of ESTs and enabling activities  Each focal area addresses technology transfer within its GEF-5 strategy Programming depends on convention guidance and national priorities Articulation of a GEF-wide technology strategy under discussion Technology transfer is a priority for GEF climate change focal area  Conference of the Parties (COP) of UNFCCC has given a mandate on technology transfer to GEF  GEF is the only multilateral institution that has financed technology transfer under COP guidance  GEF is largest public sector financing mechanism for technology transfer
  • 7. 2. What is GEF doing: climate change and tech transfer  GEF has invested approx. $3 billion in climate change, leveraging more than $15 billion  GEF-5 funding (2010-14) for mitigation is approx. $1.4 billion  Special Climate Change Fund/Least Developed Countries Fund (CCF/LDCF) funding for adaptation and LDC support is approx. $530 million cumulative
  • 8. 2. What is GEF doing: GEF-5 Mitigation Strategy & Tech Transfer  6 GEF-5 Climate Change Mitigation Strategy objectives address different aspects of technology transfer, from R&D to diffusion of technologies + enabling activities  Sectors: energy efficiency, renewable energy, transport, urban systems, LULUCF
  • 9. 2. What is GEF doing: Poznan Strategic Program on Technology Transfer Funding level  $35 million from GEF Trust Fund in GEF-4  $15 million from SCCF Support for Technology Transfer Pilot Projects  14 projects were selected for support in 2009  Their implementation is ongoing Support for TNAs  Project was approved in 2009  15 first round countries were selected in 2010, and second round country selection is being finalized  Country-level assessment is ongoing Long-Term Program on Technology Transfer  Plan with 5 elements submitted to UNFCCC COP (see slides 11 and 12) Publication on Poznan Program (GEF 2010) downloadable from: http://www.thegef.org/gef/node/3856
  • 10. 2. What is GEF doing: Poznan Program country coverage Russian Federation: HCFC Turkey & Cook phase-out, HFC-free, Islands: Hydrogen energy efficient AC & energy installations Refrigeration (UNIDO) for small islands (UNIDO) China: Green truck demonstration (WB) Jamaica: Small scale Russian Federation wave power (UNDP) Thailand: South-South China Turkey Georgia technology transfer: Mexico: Local wind Mexico Jamaica ethanol from cassava technologies (IDB) Guatemala Morocco Jordan Bangladesh (UNIDO) Senegal Costa Rica Mali Chile: Local solar Sri Lanka Cambodia Cote d’Ivoire Kenya Cambodia: Agricultural Thailand Viet Nam technologies (IDB) Peru Brazil residue biomass to Cook energy (UNIDO) Cote d’Ivoire: Solid Islands Chile Indonesia waste composting Sri Lanka: Bamboo (AfDB) Argentina processing (UNDP) Brazil: Renewable Jordan: Irrigation CO2 capture & technology (IFAD) storage from sugar Senegal: Typha-based industry (UNDP) thermal insulation Pilot Projects production (UNIDO) TNA Project – First Round Countries (15)
  • 11. 2. What is GEF doing: Long-Term Program on Technology Transfer 1. Support Climate Technology Centres and a Climate Technology Network : a) at global, regional, national levels b) may involve technical assistance, training, information sharing, knowledge management, reflecting UNFCCC discussions 2. Conduct Pilot Technology Projects to Foster Innovation and Investments: a) to demonstrate innovative technologies b) to support deployment and diffusion to catalyze investments 3. Develop a Public-Private Partnership for Technology Transfer: to facilitate private sector engagement to support innovative financial instruments or business models for technology deployment 1. Support Technology Needs Assessments (TNAs): to target low- & medium-income countries to conduct and/or update TNAs 2. GEF as a Catalytic Supporting Institution for Technology Transfer
  • 12. 2. What is GEF doing: Key Features of Long-Term Program  The Program is consistent with and support the Technology Mechanism agreed in Cancun at COP16  The Program was approved by the GEF Council  The 5 elements may be funded by:  STAR (elements 1, 2, and 4)  Global and Regional Set-Aside (elements 1 and 4)  PPP fund (element 3) Publication on EST Transfer (GEF 2010)  additional voluntary contributions (element 2) downloadable from: http://www.thegef.org/gef/pubs/tech- transfer-case-studies-2010
  • 13. 3. How do I know my country’s needs for technology transfer? Key entry points for climate change:  Has your country carried out a TNA recently?  Do your National Communications (NC) and National Adaptation Programs of Action (NAPAs) identify technology needs?  Do your national policies and strategies identify specific technology needs? (GEF 2009) downloadable from  Does your Common Country Assessment-UN http://www.thegef.org/gef/node/12 Development Assistance Framework (CCA-UNDAF) identify any technology needs? If yes, your starting point could be to review the document to prioritize action for project development If no (especially for the TNA), your starting point could be to assess the merit of conducting a TNA, or addressing technology needs more explicitly in your next NC (UNDP 2010)
  • 14. 4. Where to go from here for climate change? To carry out a TNA Larger economies: propose a single country TNA utilizing STAR allocation Smaller economies: apply to be included multi-country TNA project from Global and Regional Set-aside, subject to competitive selection (contact GEF) To carry out a technology transfer project Mitigation: submit a proposal for a project in one of the six objective areas, utilizing STAR Adaptation: submit a proposal for a project to SCCF/LDCF To establish and/or take part in climate technology centre & network activities National level: submit a proposal, utilizing STAR Global and regional level: contact the GEF about your interest, as regional pilot may be starting in 2011 in line with Cancun decision
  • 15. Thank you very much For further information, please contact: Tech Transfer and Mitigation: Chizuru Aoki Senior Technology Transfer Officer E-mail: caoki@thegef.org Climate Change Adaptation, SCCF/LDCF: Bonizella Biagini Head, Climate Change Adaptation Strategy and Operations E-mail: bbiagini@thegef.org Chemicals: Ibrahima Sow Chemicals Cluster Coordinator E-mail: isow@thegef.org GEF Tech Transfer Website (under development): http://www.thegef.org/gef/TT

Editor's Notes

  1. 22 March 2011 Kyiv, Ukraine GEF Expanded Constituency Workshop
  2. 22 March 2011 Kyiv, Ukraine GEF Expanded Constituency Workshop
  3. 22 March 2011 Kyiv, Ukraine GEF Expanded Constituency Workshop
  4. 22 March 2011 Kyiv, Ukraine GEF Expanded Constituency Workshop
  5. 22 March 2011 Kyiv, Ukraine GEF Expanded Constituency Workshop
  6. 22 March 2011 Kyiv, Ukraine GEF Expanded Constituency Workshop
  7. 22 March 2011 Kyiv, Ukraine GEF Expanded Constituency Workshop
  8. 22 March 2011 Kyiv, Ukraine GEF Expanded Constituency Workshop
  9. 22 March 2011 Kyiv, Ukraine GEF Expanded Constituency Workshop
  10. 22 March 2011 Kyiv, Ukraine GEF Expanded Constituency Workshop
  11. 22 March 2011 Kyiv, Ukraine GEF Expanded Constituency Workshop
  12. 22 March 2011 Kyiv, Ukraine GEF Expanded Constituency Workshop
  13. 22 March 2011 Kyiv, Ukraine GEF Expanded Constituency Workshop
  14. 22 March 2011 Kyiv, Ukraine GEF Expanded Constituency Workshop