1. CHRISTOPHER M. ROSATO
41 Lenevar Avenue
Staten Island NY 10309
917-747-9105 RosatoC11@gmail.com
Accomplished Financial Advisor offering 30 years of professional Financial Services experience,
seeking to utilize my deep knowledge by addressing Regulatory Reform.
CORE COMPETENCIES
Sales Professional Business Development
Wealth/Retirement Management Marketing and Strategy Planning
SME Financial Instruments including Branding
Fixed Income, Equity and Annuities Prospecting
Financial Operations Networking
Compliance Relationship Management
Regulatory Reform including AML/KYC High Impact Presentations
Financial Market Proficiency High Energy/Strategic Thinker
Fundamental/Technical Analysis Public Speaking
Cash/Asset Management Excellent Communication skills
Trend Analysis Highly Organized
Risk Management Problem Solver
Client Risk Assessment Strong Leadership
Drive Initiatives
Janney Montgomery Scott January 1984 – Present
Financial/Wealth Management Professional
 Built and managed over $100 Million in Client Assets
 Developed and managed over 700 accounts
 Asset gathering (Relationship Management/Networking/Preservations
 Client Profiling and Risk Assessment (present state analysis)
 Strategy and Planning
 Compliance and Regulatory Reform
 Objective/Deliverables (Wealth/Retirement/College ED)
 Client Portfolio construction (Stocks, Bonds, MF, Options)
 Tracking and Reporting
 Portfolio and Performance Reviews (Develop and conduct Risk review, identify gaps and make
recommendations to align plan with goals).
 Constantly stayed abreast of new technologies/developing Industries.
 Market Analysis/Economic trend and impact on financial instruments.
 Operations and Client Services
 Worked closely with Research Analyst and Product Managers so as to broaden client solution options

2. EDUCATION:
NY Institute of Technology
Bachelor’s Degree
Business Administration 1983
Academy of Aeronautics
(Now known as Vaughn College)
Associates Degree
Applies Science and Aircraft
Power Plant Certified 1981