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ACTION RESEARCH

© LOUIS COHEN, LAWRENCE
MANION & KEITH MORRISON
STRUCTURE OF THE CHAPTER
• Defining action research
• Principles and characteristics of action
  research
• Participatory action research
• Action research as critical praxis
• Action research and complexity theory
• Procedures for action research
• Reporting action research
• Reflexivity in action research
• Some practical and theoretical matters
ACTION RESEARCH
• Action research is a small-scale intervention
  in the functioning of the real world to address
  practitioners’ own issues, and a close
  examination of the effects of such an
  intervention.
• Kemmis and McTaggart (1992: 10):
   – ‘to do action research is to plan, act,
     observe and reflect more carefully, more
     systematically, and more rigorously than
     one usually does in everyday life’.
• Action research combines diagnosis, action
  and reflection.
ACTION RESEARCH COMBINES 6 NOTIONS

1. A straightforward cycle of: identifying a
   problem, planning an intervention,
   implementing the intervention,
   evaluating the outcome;
2. Reflective practice;
3. Political emancipation;
4. Critical theory;
5. Professional development; and
6. Participatory practitioner research.
ELEMENTS OF ACTION RESEARCH

• It works on participants’ own problems;
• It seeks to improve practice;
• It is collaborative and participatory;
• It is problem-solving;
• It is undertaken in situ;
• It is an ongoing cycle of diagnosis, planning,
  implementation and evaluation;
• It is methodologically eclectic;
• It requires reflection;
• It builds on professional development.
ACTION RESEARCH IS . . .

• Critical (and self-critical) collaborative
  inquiry by
• Reflective practitioners being
• Accountable and making results of their
  enquiry public
• Self-evaluating their practice and
  engaged in
• Participatory problem-solving and
  continuing professional development.
PARTICIPATORY ACTION RESEARCH
• It commences with explicit social and political intentions
  that articulate with the dominated and poor classes and
  groups in society;
• It involves popular participation in the research process;
• It regards knowledge as an agent of social
  transformation as a whole, constituting a critique of
  those views of knowledge (theory) as separate from
  practice;
• Its epistemological base is rooted in critical theory and
  its critique of the subject/object relations in research;
• It engages issues of power;
• It raises the consciousness of individuals and groups;
• It is a democratic activity.
ACTION RESEARCH AS CRITICAL PRAXIS

• The emancipatory interest of Habermas:
  to understand and change the world
• Ideology critique and action
• People taking control of their own lives
• A challenge to the illegitimate operation
  of power
• A concern for equality and social justice
• Empowerment of individuals and groups
CRITICISMS OF ACTION RESEARCH
        AS CRITICAL PRAXIS
• It is uncritical and self-contradicting;
• It will promote conformity through slavish
  adherence to its orthodoxies;
• It is naïve in its understanding of groups and
  celebrates groups over individuals;
• It privileges its own view of science (rejecting
  objectivity) and lacks modesty;
• It privileges the authority of critical theory;
• It is elitist whilst purporting to serve egalitarianism;
• It assumes an undifferentiated view of action
  research;
• It attempts to colonize and redirect action
  research.
THE ACTION RESEARCH CYCLE

                                            T h e n P la n
                                             R e s e a r c h             I m p le m e n t
                                                                             A c tio n
                                                                                       and
                                                                                        M     o n ito r
                      F ir s t                                                              A c tio n
                                                  P la n                   Act
                      P la n                    a c tio n            thoughtfully
                    A c tio n                                                                 (to g e th e r )

Reconnaissance
  (First Cycle)     R e fle c t
                                              E v a lu a te           R e s e a r c h            F ir s t
                  (o n A c tio n )
                                                a c tio n               a c tio n            P r o d u c e
                                                                                                D a ta
                                 and
                                       R e v ie w
                                     (R e s e a r c h )
                                       P r o c e s s                      T h e n
                                               (s e p a r a te ly     A n a ly s e
                                             a n d to g e th e r )      D a ta
  (Tripp, 2003)
IDENTIFY THE PROBLEM –
        CAUSES NOT SYMPTOMS


 Diagnosis:

• What actually is the real problem?
• What are the causes?
PLAN INTERVENTIONS
  Divergent Phase:
• What actions are possible?
• What alternatives are there?
• Evaluate alternatives.

  Convergent Phase:
• Which intervention will be adopted?
• Decide from amongst the alternatives.

  Planning:
• How will the intervention be implemented?
IMPLEMENTATION
    Putting the plan into action
•   Initiation
•   Development
•   Sustenance
•   Follow-up
EVALUATION
 How successfully has the intervention
 addressed the issue?

• What are the success criteria?
• How will you know if the intervention has been
  successful?
• What are the outcomes of the intervention?
• What ongoing monitoring will there be?
• What will you do if the intervention is not
  working?
REFLEXIVITY IN ACTION RESEARCH
• A self-conscious awareness of the
  effects that the participants-as-
  practitioners-and-researchers are having
  on the research process, how their
  values, attitudes, perceptions, opinions,
  actions, feelings etc. are influencing the
  situation being studied.
• How the researcher/practitioner may be
  biasing the research.

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RMD 100Q Chapter18 cohen ak revised action research

  • 1. ACTION RESEARCH © LOUIS COHEN, LAWRENCE MANION & KEITH MORRISON
  • 2. STRUCTURE OF THE CHAPTER • Defining action research • Principles and characteristics of action research • Participatory action research • Action research as critical praxis • Action research and complexity theory • Procedures for action research • Reporting action research • Reflexivity in action research • Some practical and theoretical matters
  • 3. ACTION RESEARCH • Action research is a small-scale intervention in the functioning of the real world to address practitioners’ own issues, and a close examination of the effects of such an intervention. • Kemmis and McTaggart (1992: 10): – ‘to do action research is to plan, act, observe and reflect more carefully, more systematically, and more rigorously than one usually does in everyday life’. • Action research combines diagnosis, action and reflection.
  • 4. ACTION RESEARCH COMBINES 6 NOTIONS 1. A straightforward cycle of: identifying a problem, planning an intervention, implementing the intervention, evaluating the outcome; 2. Reflective practice; 3. Political emancipation; 4. Critical theory; 5. Professional development; and 6. Participatory practitioner research.
  • 5. ELEMENTS OF ACTION RESEARCH • It works on participants’ own problems; • It seeks to improve practice; • It is collaborative and participatory; • It is problem-solving; • It is undertaken in situ; • It is an ongoing cycle of diagnosis, planning, implementation and evaluation; • It is methodologically eclectic; • It requires reflection; • It builds on professional development.
  • 6. ACTION RESEARCH IS . . . • Critical (and self-critical) collaborative inquiry by • Reflective practitioners being • Accountable and making results of their enquiry public • Self-evaluating their practice and engaged in • Participatory problem-solving and continuing professional development.
  • 7. PARTICIPATORY ACTION RESEARCH • It commences with explicit social and political intentions that articulate with the dominated and poor classes and groups in society; • It involves popular participation in the research process; • It regards knowledge as an agent of social transformation as a whole, constituting a critique of those views of knowledge (theory) as separate from practice; • Its epistemological base is rooted in critical theory and its critique of the subject/object relations in research; • It engages issues of power; • It raises the consciousness of individuals and groups; • It is a democratic activity.
  • 8. ACTION RESEARCH AS CRITICAL PRAXIS • The emancipatory interest of Habermas: to understand and change the world • Ideology critique and action • People taking control of their own lives • A challenge to the illegitimate operation of power • A concern for equality and social justice • Empowerment of individuals and groups
  • 9. CRITICISMS OF ACTION RESEARCH AS CRITICAL PRAXIS • It is uncritical and self-contradicting; • It will promote conformity through slavish adherence to its orthodoxies; • It is naïve in its understanding of groups and celebrates groups over individuals; • It privileges its own view of science (rejecting objectivity) and lacks modesty; • It privileges the authority of critical theory; • It is elitist whilst purporting to serve egalitarianism; • It assumes an undifferentiated view of action research; • It attempts to colonize and redirect action research.
  • 10. THE ACTION RESEARCH CYCLE T h e n P la n R e s e a r c h I m p le m e n t A c tio n and M o n ito r F ir s t A c tio n P la n Act P la n a c tio n thoughtfully A c tio n (to g e th e r ) Reconnaissance (First Cycle) R e fle c t E v a lu a te R e s e a r c h F ir s t (o n A c tio n ) a c tio n a c tio n P r o d u c e D a ta and R e v ie w (R e s e a r c h ) P r o c e s s T h e n (s e p a r a te ly A n a ly s e a n d to g e th e r ) D a ta (Tripp, 2003)
  • 11. IDENTIFY THE PROBLEM – CAUSES NOT SYMPTOMS Diagnosis: • What actually is the real problem? • What are the causes?
  • 12. PLAN INTERVENTIONS Divergent Phase: • What actions are possible? • What alternatives are there? • Evaluate alternatives. Convergent Phase: • Which intervention will be adopted? • Decide from amongst the alternatives. Planning: • How will the intervention be implemented?
  • 13. IMPLEMENTATION Putting the plan into action • Initiation • Development • Sustenance • Follow-up
  • 14. EVALUATION How successfully has the intervention addressed the issue? • What are the success criteria? • How will you know if the intervention has been successful? • What are the outcomes of the intervention? • What ongoing monitoring will there be? • What will you do if the intervention is not working?
  • 15. REFLEXIVITY IN ACTION RESEARCH • A self-conscious awareness of the effects that the participants-as- practitioners-and-researchers are having on the research process, how their values, attitudes, perceptions, opinions, actions, feelings etc. are influencing the situation being studied. • How the researcher/practitioner may be biasing the research.