Research Methodology
Undergraduate
Lecturer: Moulid Abdirahman Ali (MA)
Outlin
e
 Brief overview of research process
 Role of supervisor
 Components of research proposal
 Title
 Statement of the problem
 Objectives/Hypothesis
 Literature Review
 Methodology
 Research funding
 Checklist for evaluating proposal
 Results and Discussion
 Conclusions and Recommendations
 References
Brief overview
of
research
process
How does research start and end?
Research begins when a researcher
identifies a research
problem/question
Ends with a
solution/answer
No Steps Phase
1 Identifying the Topic area
2 Formulation of research
problem
3 Formulation of objectives and
hypothesis
4 Designing Research
5 Developing a research
proposal
6 Collection of data
7 Data Management and
analysis
and Interpretation
8 Reporting
PREPARATORY
PHASE
IMPLEMENTATI
ON
The Research process
Preparatory phase Implementation phase
PROPOSAL THESIS JOURNAL
PAPER
The Research Process
What is a research proposal?
 Document proposing a research project
 Statement of intent
 Three key components
1. What you plan to research (i.e. your research topic)
2. Why it is important (your justification)
3. How you plan to investigate (your practical
approach).
 Purpose: convince your research
supervisor, university board
1. Suitable (for the requirements of the degree
program)
2. You have the Expertise
3. Manageable (given the time and resource
constraints you will face)
Importance of a research
proposal?
 PROPOSAL IS A SERIOUS MATTER
 A GOOD THESIS HINGES ON A GOOD
PROPOSAL
 A GOOD JOURNAL ARTICLE HINGES
ON A GOOD PROPOSAL
Importance of a research
proposal?...
1. Makes your intentions known
2. Provides justification for funding
3. Guides research throughout
4. Allows you to plan and identify steps
that will be undertaken in the research
study
5. Helps you to determine time and
resources needed
Characteristics of a good
research proposal
1. Adequate background information: Have
sufficient information to convince your readers that
you have an important research idea
2. Clear Research problem: Justifies the need to carry
out the study
3. Relevant Literature: Show good good grasp of the
relevant literature and the major issues
4. Adequate Resources: Show that that you have
the competence, work-plan and resources to
complete it.
5. Achievable objectives: Proposal must state what you
plan to accomplish, why you want to do it and how you
are going to do it.
Characteristics of a good
research proposal …
 6. Continuity among sections of the
proposal: Show continuity among proposal
sections; objectives must logically conclude
the introduction and justification
 7. Clear objectives: Objectives must be
few, clearly stated and lead to well worded
hypotheses
 8. Testable hypothesis: Hypotheses must
be stated such that treatment selection and
important measures are obvious
Characteristics of a good
research proposal …
 9. Clear methodology: Methodology
must be related to the objectives and
individual working hypotheses:
methodology should clearly show how
each objective will be achieved.
 10. Written properly: Quality of your
proposal writing matters. Your writing
should be coherent, clear and compelling
Components of a research
proposal
Note: Components may differ based on your
discipline Always check for format and structure
with your Department and University
Components of a Research Proposal
1. CHAPTER ONE: INTRODUCTION
• Background
• Statement of the Problem
• Research Questions
• Research Objectives
• Research Hypotheses
• Significance/justification of the study
•Conceptual or Theoretical
Framework CHAPTER TWO: LITERATURE
REVIEW CHAPTER THREE: MATERIALS
&METHODS
Preliminary
pages Title
Declaration
page
Abstract
Table of
contents
Reference
s
Appendice
s
Workplan
Budget
Front
matter
Back Matter
Middle
Start Here
(Topic)
SUPERVISOR
Write and Present Proposal
Collect
Data
Analyse Data and write Report/Thesis
Journal Articles
Examinatio
n
The Role of Supervisor
Role of your Academic supervisor
 Faculty will appoint academic supervisory
team consisting of two supervisors or more
 Roles
1. Coach, mentor, trainer
2. Guide and advice
3. Help refine your proposal by asking you critical
questions
4. Help develop appropriate plans, design and
strategies
5. Guide you on suitable literature
6. Connect you to other researchers
 Always remember, you are the driver of
your research project
Role of supervisor
 Students: Concern: delays in response
by supervisors
 Supervisors: Concern: Students
failure to attend comments within
given time
 CULTIVATE A HEALTHY
RELATIONSHIP WITH YOUR
SUPERVISOR
Characteristics of a Supervisor
 Expert in your academic field
 Has experience in research
 Most cases have supervised
other students
 Check and review your
progress
Integrating in-situ rain water harvesting
and organic manure for improved soil
moisture and maize yields in Ebonyi State,
Nigeria
A research proposal submitted in partial
fulfillment for the award of the Doctoral
Degree of Master in Food Value Chain
Management…………in the Faculty of
Agriculture of Alex Ekwueme Federal
University, Ndufu-Alike, Nigeria
Titl
e
Rubri
c
Title page: has Title and Rubric
Title
 Concise and appealing
 Not more than 20 words, “Avoid filler
words” (eg An investigation of …..A study
of..)
1. Specific and informative
2. Nature of the study
3. Principle species involved
4. Geographical location
What informs the title in proposal?
 Content of the proposal should
be reflected in the title
 Start with a tentative title and write
final title after proposal is complete
Examples of good titles
Integrating in-situ rain water harvesting
and organic manure for improved soil
moisture and maize yields in Ebonyi
State, Nigeria (19 words)
Identify nature of study,
species involved and
geographical area
Examples of good titles
1. Adoption intensity, perception and
profitability of organic based soil
fertility management technologies in
Southeast, Nigeria (15 words)
2. Farmers Perceptions and adoption of
micro catchments for Agroforestry
Trees establishment in South-south
Zone, Nigeria (15 words)
Abstract
 One paragraph summary of the proposal
(250 to 300 words)
 Write it last
 Should contain

Overview of the problem (one to
two sentences

Objectives of the study (write
completely)

Methodology (data collected,
how collected+analysis)

Outputs/Significance (one to two
sentences)
Background
 Topic of interest
 global, regional and national overview of
the research topic is briefly discussed.
 Flow from broad to specific – narrow a broad
area into a manageable problem
 Contain

Brief overview of the problem

Rationale for choosing this problem

Magnitude of the problem: use
numbers or figures to show the extent
of the problem

Review of the other work carried on the
subject with authoritative citations
Background
 Background should be organised under:-
 (i) Globally, what key debates and (gaps)
exist
 (ii) Regionally, what key debates (and
gaps) exist
 (iii) Nationally; (The research problem is
found here)
 BROAD TO SPECIFIC (FUNNEL SHAPE)
Broad topic
area
General
problem
Specific
problem
Declining yield of
maize due to low soil
fertility
Nitrogen is the major
nutrient limiting
production Research
identified
legumes but…….
Statement of the problem (SOP)
 Nerve centre of any research
 SOP clearly describes the research
problem already identified
 Brief description of the issue, difficulty,
problem that will be addressed in the study
 Summarizes “the context for the study”
by briefly describing the problem and
clearly showing the knowledge gap
 SOP should be brief and precise (Not more
than 2 paragraphs)
What is Knowledge gap?
 Gap/void that the research intends
to close.
 Unknown or poorly understood
 Gap provides direction and clarifies
what is to be investigated
Deficiencies What is missing?
What is not Known?
What do we need to know?
Intent of study/ What is the purpose?
Research objectives
Link between Statement of the
Problem (SOP) and objectives
Components of statement of the
problem
Subject area
Topic
Research problem Issue of concern, Problem
Controversy
Difficult situation
Evidence for the
issues
Literature
Practical
experiences
Statistics
Deficiencies What is missing?
What is not Known?
What do we need to know
Intent of study/ What is the purpose?
SOP Example
• The major development goal of Ebonyi IFAD-
VCDP is to increase production of rice by
providing high yielding varieties to farmers
(Topic).
• Over the years, IFAD-VCDP has made concerted
efforts to facilitate promotion of improved
varieties of rice.
• Recent studies, however, report low adoption of
the varieties (Research problem).
• Estimates indicate that currently, only about
40% of the smallholder farmers are using the
improved varieties.
• In addition yields are low averaging 0.5 tha-1.
(Evidence and justification).
• Factors responsible for these low adoption are
not clearly understood (Deficiency).
• The purpose of this study is to determine
factors influencing adoption of improved rice
SOP example
1
 Agriculture is the main economic activity for people
living in Lafia LGA, Nasarawa State, Nigeria.
 Yam production is dominated by cassava (Topic).
 Despite widespread preference for the crop, reports
from the district agricultural office indicate that the
productivity of yam is very low (Research problem).
 Farmers get less than 40% of the potential yield and
most households in this region are food insecure.
 Production constraints and poor farming methods are
some of the factors that affect crop production in
other regions (Ref) Evidence and justification.
 Factors causing low yam production are not clearly
understood (Deficiency).
 The purpose of the study is to determine the factors
contributing to low productivity of yam in Lafia
(Intent/purpose)
Example of problem
statement (Exercise)
 The humid highlands of southern Nigeria are characterized
by high population pressure, coupled with a growth rate of
about 2.9%, therefore rising demand for more food (Topic).
 Production of more food is constrained by declining soil
fertility and the high costs of inorganic fertilizers. (Research
problem).
 Emerging evidence indicate that integrated soil fertility
management involving the judicious use of combinations of
organic and inorganic resources is a feasible approach to
overcome soil fertility constraint and increase yields within
the smallholder farms. (Evidence and justification)
 The major obstacle hindering their use by farmers is lack of
proper guidelines on their use. This is because there is
limited understanding of their effect on crop yields and soil
characteristics in this region.
 Further, the small scale farmers are heterogeneous in terms
of their household and farm characteristics and there is
limited information on how these factors influence
adoption of new soil fertility management options.
(Deficiency).
 This study will therefore evaluate the effect of organic and
inorganic inputs on yields and soil properties as well as
factors that influence adoption of an integration of organic
and inorganic inputs by smallholder farmers of
Research objectives
 Statement indicating what is to
be achieved
 Map the pathway for
the investigation
 Mantra (Objective
drive the study)
Stating the hypothesis
 Should be stated using action
words
 Action words are used
 To determine
 To examine
 To evaluate
 To assess
 To compare
 Avoid: To understand, To study
Examples of poorly
stated
objectives
 To evaluate four mango varieties
 To determine effects of soil
fertility decline
 To evaluate food security
 To evaluate the effect of
market liberalization
These objectives are incomplete…
lacks variables
Main objective and specific
objectives
 Main objective (aim); overall
statement of the thrust of your study
 The main objective is broken down
into small logically connected parts
to form specific objectives
 Close to Title
Issue of concern with students: Main
objective fails to match with the
specific objectives
General objective
Specifi
c
objectiv
e
Specifi
c
objectiv
e
Specific objective
Activit
y 1
activity activity activit
y
activit
y
Objectives drive the study
Linking of objectives with activities
Example of general objective and
specific objectives
General Objective
 To evaluate the influence of communication on uptake of
integrated soil fertility management and soil water
conservation technologies by farmers in Kebbi State,
Nigeria
 Specific objectives
1. To assess farmers’ perceptions of the effectiveness of
selected communication channels for disseminating
information on combined organic and inorganic
fertilizer, mulch and zai pits technologies;
2. To determine socioeconomic factors influencing farmer’s
level of knowledge on the use of combined organic and
inorganic fertilizer, mulch and zai pits technologies;
3. To establish the influence of information packaging on
uptake of
combined organic and inorganic fertilizer, mulch and zai
pits technologies;
4. To assess the effect of communication factors on uptake
of combined organic and inorganic fertilizer, mulch and
zai pits technologies.
Types of objectives
 Descriptive
 Causal objectives
 Comparative
Objectives
Descriptive objectives
1. To describe the types of horticultural crops
grown by farmers in Region A
2. To characterize farmers participating in collective
marketing of Avocado in Region B
3. To find out the opinion of farmers about
availability of markets for bananas in Region
C
4. To determine nitrogen fertilizer equivalency
values of Tithonia diversifolia, Senna
spectabilis and Calliandra calothyrsus
 Weak objectives: Difficult to publish; does not
appeal to
international audience
Causal objectives
1. To investigate the effect of organic,
inorganic, and combined N sources
on maize yield and nitrogen use
efficiency
2. To determine the effects of different
soil- incorporated organic inputs on
soil chemical properties and maize
yields
Clear independent and dependent variables
Strong objectives: Easy to publish, comparisons
and relationships
Comparative Objectives
1. To determine socio-economic factors
influencing utilisation of rain water
harvesting and saving technologies in
Zamfara State, Nigeria.
2. To determine household and farm
characteristics influencing farmers’ decision
to adopt or not to adopt introduced
integrated soil fertility replenishment
technologies
Use causal-comparative design; Compares two
groups Assumes cause effect relationship
Types of objectives
 Biophysical
Objectives
 Social objectives
Examples of research questions
(Biophysical)
🞂 ​ What are the effects of the
different soil-incorporated organics
(with and without inorganic
fertilizers) on soil chemical
properties and maize yields?
🞂 ​ What is the magnitude of N
leaching following different soil
fertility amendment options in
varied soil fertility status?
Causal objectives
1. To investigate the effect of
protein supplemental diets on
milk yields of dairy cows
2. To assess the effect of nitrogen
levels on growth and yield of
fodder sorghum
Identify the independent and
dependent variable
Examples of research questions
(Social)
1. What are the farmers perceptions towards
collective marketing of tissue culture
bananas?
1. Descriptive
2. What is the impact of farmers adopting
tissue culture bananas on annual income?
1. Assumes cause effect relationship
3. What socio-economic factors influence
adoption of tissue culture bananas by
farmers in region A?
1. Relationship based; Predictive
Hypothesis
 A research hypothesis is a statement
of expectation or prediction that will
be tested by research
 Educated guess
 Proposed explanation
Characteristics of a good hypothesis
1. Clear: States clearly and concisely the researcher's
expectations concerning the
relationships/differences; between the variables in
the research problem
2. Measurable Variables: Defines the selected
variables in operational and measurable terms
3. Testable and verifiable ; methods available to
collect data
4. Data availability: Possible to support or not
support hypothesis by collecting and analysing
data
5. Logical: Gives logical arguments to justify
hypothesis
6. Consistent with Theory: Consistent with the
existing body of knowledge
Null and
Alternative
1. Null hypothesis (Ho):

Assumes and states no relationship
between the independent and
dependent variables

No differences in means

Most valuable: tested using
statistical analysis
2. Alternative hypothesis (HA):
opposite of the null hypothesis. states
there is a difference
Null and
Alternative
NULL
 Feeding goats with supplemental
diet of fodder trees has no
significant effect on milk
production
ALTERNATIVE
 Feeding goats with supplemental
diet of fodder trees
significantly increases milk
production
 No difference in incomes between
farmers participating in milk
cooperatives and non participants
 Farmers participating in milk
cooperatives have significantly higher
annual incomes than non participants
Objective and hypothesis are
related
 Objective: To evaluate the effect of
different levels of Nitrogen on growth
and yield of fodder sorghum
 Null hypothesis
Different levels of nitrogen cause no
significant effect on growth and yield
of fodder sorghum
No difference in growth and yield of
fodder sorghum among different levels
of nitrogen
Significance of the study
 Provides an explanation of who will
benefit with the outcome, how they will
benefit and therefore links the research
to the end users.
 In Agriculture stakeholders mainly
include;

Farmers

Policy makers

Extension agents

Other scientists
Significance of the study
 What is the expected end
product?
 How will the results be used?
 Who will benefit from the
results?
 How does it stand to inform
policy?
 How is it significant to our body
of knowledge?
 Why should a donor support it?
Example 1; Significance of the
study
This study will provide information on
most effective ways of disseminating soil
fertility management technologies. The
information will be most useful
to the stakeholders in agriculture sector
(policy makers, extension, researchers)
who will use it to improve communication
channels for scaling up soil fertility
management on smallholder farms.
Improved communication should increase
adoption of soil fertility management
technologies that will result in increased
crop production and contribute to
reduction of extreme poverty.
Example 1: Significance of the
study
The information generated from the study
will provide useful feedback and
recommendations to the farmers and the
extension agents on implementation of water
harvesting technologies. In addition, the
findings of the study will provide an insight to
policy makers, government institutions and
other development agencies in planning,
designing and implementing future
programmes geared towards water
harvesting. Also, this study
will provide reference material for further
research.
Conceptual Framework
 CF is the schematic diagram
which shows;

variables in the study

concepts under study and
their relationship.
 independent and
dependent variables
 Hypothesized relationships
are explained in the text
Importance of CF

Presents the BIG PICTURE

House for the research problem

Provides links Problem
and interventions

Proposed relationships

helps researcher
organise thinking
CF
 Keeps the research on track by;

Helping the reader to quickly see the
proposed relationships

Provides clear links from literature to
the research goals and questions

Contributes to trustworthiness of the
study

helps researcher organise her or his
thinking and complete an investigation
successfully.

It is like a building a house for the
research problem
y.
Introducti
o n and
disseminat
i on of
water
harvesting
technologi
es.
Demographic
characteristics
-Gender and
age of
household head
- Size of
househol
d
Socio-
economic
characteristics
-education
level of
household
head
-Role of
extensio
n
agent
s
- availability of
off farm
income
- ability to
hire labour
Farm characteristics
- Farm size
-farm ownership
-agri rural
development
policies
-Social and
cultural factors
-Farmers’ access
to credit
-Farmers’
involvement
in group
activities
Awareness
/
knowledge
of water
harvesting
technologi
e s
Formatio
n of
attitude
and
perceptio
n
technolo
gi es
Adoptio
n
behavio
r
decisio
n
ADOPT
REJECT
NOT-ADOPT
Stakeholders’ participation
•Ministry of agriculture
•Input suppliers
•NGO’s
•CBO’s
•Policy makers
Researcher soil fertility options
Mineral
fertilizer Green
manure Crop
rotation
Legumes
Erosion control
measures
Communication pathways
Face to face communication
Electronic communication
Publication
Demonstration
More improved technologies suited
for farmers’ needs are generated
-Increased agricultural production
-Reduced poverty
-Increased environmental
benefits
Adoption of soil
fertility technologies
Farme
r
1 3
6
5
2
7
8
4
Tips on CF
 CF should always be explained clearly
in the text
 Give citations of all concepts and
theories
 Caption: always at the bottom of
the figure
 Excellent Computer skills
Theoretical
Framework
● The theory provides a point of focus for
attacking the unknown in a specific area
● If a relationship is found between two or
more variables a theory should be
formulated to explain why the relationship
exists
▪ Theories are purposely created and
formulated, never discovered; they can
be tested but never proven
● It consists of theories that seem to be
interrelated.
● More formal and used for studies
based on existing theories.
Purpose of Theoretical
Framework
● To test theories
● To make research findings
meaningful and generalizable
● To establish orderly
connections between
observations and facts
● To predict and control situations
● To stimulate research
CHAPTER 2: Literature review
 Generally helps you to;

Know what has been done

Deepen theoretical understanding of the
topic

Identify research gaps

Refine variables and procedures

Give credit to past authors

Borrow suitable methodology and
approaches
Literature review (Researcher) is for you
and readers
Criteria for diagnosing the
contents of existing literature
relevant to your research
• What has been done on the subject?
• What is already known?
• What is the utility value, soundness
and validity of data in existing
literature?
• What information is relevant to the
study?
• How can the proposed research build
upon or add to what is known?
Literature review
 Very important
 Secret to Good Research
 Selective and Critical review of written
works
 Librarian (First Search engine)
 Information literacy classes by Library

How to get literature

How to organisze

How to cite

How to use file management system
(Zotera, Mendeley)
Literature review…
 Many sources of literature
 Review literature
 Synthesize and identify knowledge
gaps
 Do not just report findings BUT

An analysis of the information to reveal
the gaps that need attention and also to

show how existing literature ties in
with objectives of the proposed study
Literature review…
 Write in sections focusing on
problem being investigated,
objectives and hypothesis
 LITERATURE REVIEW
 2.1 Overview
 2.2 Soil Fertility Management Technologies
 2.3 Communication Strategy and Knowledge
Sharing
 2.4 Participation of stakeholders in
dissemination of research outputs
 2.5 Social Economic Factors that affect farmers’
preference on communication methods
 2.6 Scaling Up soil fertility
Enhancing Communication for Effective up
Scaling of Soil Fertility Management
Technologies in Meru South and Mberee South
Districts in Kenya
Quality of resources of
literature
 Books
 Thesis and dissertations
 Peer reviewed journal articles
 Non-reviewed journal papers (Be careful…
Predatory)
 Technical reports
 Newspaper
 Professional magazines
 Recordings
 Online articles
 Annual reports
 Government policies/plans/strategies
 Working papers
 Discussion papers
Notices the difference
- Paraphrase (express someone else’s
idea in your own words)
- Summarize (express someone else’s
idea in a reduced form in your
own words)
- Quote (express someone else’s idea
in their exact words)
- Copy (reproduce a diagram, graph or
table from someone else’s work).
Steps to Conduct a
Literature Review
Step 1: Identify Key Terms or
“Descriptors”
•Extract key words from your
title (remember, you may
decide to change the title later)
•Use some of the words other
authors reported in the literature
•Scan both electronic and library
journals from the past 10 years and look
for key terms in the articles
Steps to Conduct a Literature
Review
Step 2: Locate Literature
● Search different types
of
summaries, encyclopedias,
and glossaries of terms,
literature:
dictionaries
handbooks,
statistical indexes, reviews and syntheses,
electronic sources,
books, journals, indexed
abstract
publications,
series,
and
databases
Steps to Conduct a Literature
Review
Step 3: Critically Evaluate and Select
Literature
● Rely on journal articles published
in national journals
● Prioritize your search: first look
for refereed journal articles, then, non-
refereed articles, then books, then
conference papers, dissertations and
theses and then papers posted to websites
● Look for research articles and avoid
as much as possible “opinion” pieces
● Blend qualitative and
quantitative research in your review
Steps to Conduct a Literature
Review
Step 4: Organize the Literature
● Create a “file” or “abstract” system
to keep track of what you read. Each
article you read should be summarized in
one page
● Study-by-study
summary of each
Review:
study
a detailed
under a broad
theme is provided. Link summaries (or
abstracts) using transitional
Must be organized and flow
sentences.
coherently
under various subheadings. Avoid
quotations (i.e., lengthy chunks of
string
text
directly quoted from a source)
Steps to Conduct a Literature
Review
Step 5:Write a Literature Review
• Types of Reviews:
● Thematic Review: a theme is identified
and studies found under this theme are
described. Major ideas and findings are
reported rather than details.
● Review in chronological order
● Review across countries
Chapter 3: Methodology
Purpose
 Provides a description of the exact
(specific) actions, plan, or strategies to be
used to achieve the research
objectives
 Link each of the specific objectives to the
methods so as to account for all activities
of the project
Chapter 3: Methodology
Concern from supervisors
 Link each variable you will measure
to methods, apparatus,
instruments and procedures to be
used
 The Research Methods should be
detailed enough to let the reader decide
whether the methods you intend to use
are adequate for the research at hand
Definition and Components of
Research Design
● A research design is the arrangement of
conditions for collection and analysis
of data in a manner that aims to
combine relevance to the research
purpose with economy in procedure.
● It is the conceptual structure within which
research is conducted;
● It constitutes the blueprint for the
collection, measurement and analysis of
data.
Con
t…
➢ The strategy specifying which
approach will be used for gathering and
analyzing the data.
➢ The time and cost budgets since most
studies are done under these
two constraints.
❖In short, research design consists of:
➢ The plan that specifies the sources and
types of information relevant to
the research problem.
Description of the study
area
● Brief description of the study area
or study organizations or sampling unit.
● It provides information about
the characteristics of the study
areas as population,
location, climate,
socioeconomic activities etc.
● In case you are studying
about institutions, information
concerning target institutions is
inevitable. Such information may
include organizational structure,
mandates of respective institutions,
establishment laws etc.
Census and sampling
survey
● A complete enumeration of all items
in the ‘population’ is known as
a Census.
◦All items in any field of inquiry is a
population or universe.
● Under census, the assumption is
that no element is left and
highest accuracy is obtained.
Con
t…
Sample
selected
respondents
from
the
can be
population.
● The respondents selected should be
as representative of the
total population as possible.
● The selected respondents
constitute what is technically called a
‘sample’ and the selection process
is called ‘sampling technique.’ The
survey so conducted is known as
‘sample survey’.
Sample is
defined
❖ A sample is a subset, or some part, of a larger
population.
◦ A larger population could be
anything out of which sample is taken.
◦ A complete group of entities sharing
some common set of characteristics is
population.
❖ Why sample?
◦ Saves Cost, Labor, and Time
◦ Quality Management/supervision
◦ Accurate and Reliable Results
◦ Sampling may be the Only Way
Cont
….
● Target population
is the complete
◦Target
population group
of
specific population
elements relevant to the
research project.
◦Target population may also be called
survey population i.e. that
aggregation of elements from which
the survey sample is actually
selected.
Sampling …..
❖Sampling
◦Sampling is the process of selecting a
small number of items or parts from a
larger population to make conclusions
about the whole population
❖Sampling frame
●A
sampling frame is the list of
elements from which the sample may
be drawn.
●A
working population because
sampling frame is also called the
it
provides the list that can be worked with
operationally.
Sampling unit
● A sampling unit is that element or
set of elements considered for
selection in some stage of sampling.
● Sampling may be done in single stage
or in multiple stages.
◦Single-stage sample, the sampling
units are the same as the elements.
◦In more complex samples, however,
different levels of sampling units may
be employed – the case of clustering
or stratified techniques
Or
● is the unit to be
Sampling unit
studied.
● Sampling unit can be
-
-
-
-
Geographical unit as state
Construction unit as a house, flat
etc
Social unit as family, club, school
Individual
● The researcher will have to decide one
or more of such units
Parameter
● A
parameter is the summary
description of a given variable in
a
population.
◦The mean income of all families in a
city and the age distribution of the
city’s population are parameters.
● More precisely, parameters is the
characteristics of a POPULATION.
Sampling Techniques
Convenien
ce
Non-Probability Sampling
Techniques
Stratified
Probability Sampling
techniques
Simple Random
Quota Snowb
all
Systematic Cluster
Non-probability Sampling
Techniques
● Non-probability
(Non-random/Judgment) sampling is
a sampling method where personal
knowledge and opinion play major
role in identifying which elements of
the population are to be included in
the sample,
● The probability of an element from the
population to be included in the sample
is not known.
A. Quota Sampling
● Quota sampling:
is procedure which
ensures
a
sampling
that
certain
characteristics of a population sample
will be represented to the exact extent
that the researcher desires.
● Given characteristics may be male
and female, under age 30, ages 30 to
60, over 60 etc then decides how
many to get in each category.
● Thus, the number of people in
various categories of the sample is fixed.
Cont….
way of selecting a
● Advantages
◦ Inexpensive
sample
◦ Sampling frame is not needed
◦ Guarantees inclusion of target groups
● Disadvantages
◦ Sample is not a probability one
(no generalization)
◦ Accessible respondents might
have
unique characteristics
◦ In some cases selection cannot
be guided by visible characteristics.
B. Convenience/ Accidental
Sampling
● Convenience/Accidental sampling
involves choosing the nearest and
the
most convenient persons for
researcher
consideration is ease of
● The main
access
to
population and not
selection of respondents.
● Selection continues until
required number of respondents is
contacted.
C. Purposive sampling
● In this sampling technique, a
researcher purposively selects people
who she/he believes have the
required characteristics needed for
the study. For example a researcher
is study on
factors
conducting a
contributing to poor performance in
Mathematics might lead him to select
teachers who teach Mathematics.
D. Snowball (Network)
Sampling – chain sampling
◦This is a method for identifying and
selecting the cases in a network.
◦It is based on an analogy to a
snowball.
➢ It begins with one or a few people
or cases and use them to
establish contact with others.
➢ You start with one or
two information-rich key informants
and ask them if they know persons
who know a lot about your
topic of interest.
Cont….
● This group is then used to locate
others who possess similar
characteristics and who, in turn, identify
others.
◦ For example, if a researcher wants to
get information about people who
are HIV positive then the researcher
can use this kind of sampling.
Cont…
● Advantages
◦Useful if you do only know little
of
the group you wish to study
◦Good for studying e.g. communication
patterns, decision-making, or diffusion
of information
● Disadvantages
◦ Difficult for larger samples
◦ Choice of entire sample rests
on choice of first individuals (bias)
1. Probability Sampling
Probability sampling technique is a sampling
method whereby all items (i.e., each
element) in the population have a
chance of being chosen in the sample
❖the probability of each element of the
population included in the sample
is known.
❖When to use?
◦Probability sampling designs are used
when the representativeness of the
sample is of importance in the
interest of wider generalizability.
A. Simple Random Sample
● This method is also known as
chance sampling or probability
sampling
● In this method, each and every
item in the population has an equal
chance of inclusion in the sample.
● This is performed through lottery.
B. Systematic sampling
● In this sampling, an element of randomness
is usually introduced by using random
numbers to pick up the unit with which to
start.
is useful when
sampling listing) is
available in
the
● This procedure
frame (source
form of list.
● Systematic sampling is method of selecting
sample in which an element in the sample is
obtained by taking every Kt h element on a
list of all elements in the population.
● To determine which of the first K elements is
chosen, a number from 1 to K is chosen at
random.
Example
● Suppose that there are 1000 resident
or households in one village with
different income levels. If the
researcher has the list of all
households randomly listed and wants
to study the income disparity in that
village by taking 50 samples?
◦instead of a list of random numbers,
the researcher calculates a sampling
interval.
The sampling interval is the standard
distance between elements selected
in the sample.
C. Stratified sampling
● If the population from which a sample
is to be drawn does not
constitute homogenous group,
then stratified sampling technique is
applied so as to obtain a
representative sample.
The population is divided into strata
and random sample is taken from
the elements in each stratum.
Because
● When the
population
heterogeneous, the
random sample may
is
use of simple
not produce
representative sample. Some of the
bigger strata
representation
small ones entirely
may get over
while some of the
may be
eliminated.
❖Why strata?
● In order to sub-divide
heterogonous population into
a relatively homogenous groups
within the strata
Cont…
The reasons for stratifying
❑ To increase a sample’s
statistical efficiency (smaller standard
errors).
❑ To provide adequate data for
analyzing the various subpopulation.
❑ To enable different research
methods and procedures to be used in
different strata.
● Can be multiple stage stratified random
sampling
● E.g., in the household survey we may be
interested to have sufficient number
of households from each region of
Ethiopia; stratify by region!
Cont….
How to Stratify
◦Three major decisions must be made in
order to stratify the given population
into some mutually exclusive groups.
(1) What stratification base to use:
stratification would be
under
on
the such
as
principal variable
income, age, education,
based
study
sex, location,
religion, etc.
Cont…
(2) How many strata to use: there is no precise
answer as to how many strata to use.
◦The more strata the closer one would be to
come to maximizing inter-strata
intra-strata
differences and minimizing
variables.
(3) What strata sample size to draw: different
approaches could be used:
One could adopt a proportionate
sampling procedure.
Or use disproportionate sampling, which
allocates elements on the basis of some
bias.
D. Cluster sampling
❖ Cluster sample: Is useful when
o It is difficult or costly to develop a complete list
of the population members or when
o The population elements are widely
dispersed geographically.
●Cluster methodology basically leads to less
efficient estimates (bigger confidence
intervals, for a given sample size) but the
larger sample size can offset this.
●Population divided into clusters, e.g.
regions of the country
●Only some of the clusters sampled. This
reduces cost, possibly substantially
Determining the sample
size
❖Research designs with too small sample
size are not good especially for
quantitative research.
◦because they waste resources as they
can only provide anecdotal evidence.
❑ If the sample size is too small, the
data will be unusable.
❑Research studies that use too large
samples i.e., larger than needed,
also are unethical because:
❑ they waste time and
financial resources,
Determining the sample
size
❖Sample size determination hinges on:
i) Degree of homogeneity: The size of the
population variance is an important
parameter.
The greater the dispersion in the
must be to provide a
population the larger the sample
given
estimation precession.
Determining the sample size
ii) Degree of confidence
required: Since a sample can
never reflect its population
for certain, the researcher must
s/he
determine how much precision
needs.
Precision is measured in terms of
(i)An interval range (the margin
of error).
(ii)Thedegree of confidence
(how sure you are)
Determining the sample size
iii) Number of sub groups to be studied:
❑ If the research is to make estimates
on several subgroups of the population
then the sample must be large
enough for each of these subgroups
to meet the desired quality level.
iv) Cost: cost considerations have a major
implications.
❑ All studies have some
budgetary constraint and hence cost
dictates the size of the sample.
Determining the sample size
V) Prior information: If similar
previous study exists we can use
that prior information to determine
our sample size.
❑ using prior mean and
variance estimates or
stratifying the population to
reduce variation within groups.
❑samples
that
have met the
requirements of the statistical
methods from past researches.
❑Researchers use it
because
they
rarely have information on
the
variance or standard errors.
Determining the sample size
vi) Practicality: Of course the sample size
you select must make sense.
We want to take enough observations
to obtain reasonably precise
estimates of the parameters of
interest but we also want to do this
within a practical resource budget.
Problems in Sampling
● Two types of errors:
Non sampling
errors Sampling
errors
1. Non Sampling errors: are biases or
errors due to fieldwork problems,
interviewer induced bias, clerical
problems in managing data, etc.
◦ These would contribute to error in a
survey, irrespective of
whether a sample is drawn or a
census is taken.
2. sampling errors are error which is
attributable to sampling, and which
therefore, is not present in information
gathered in a census.
Problems in Sampling
1.Non-Sampling Error: refers to
◦Non-coverage error
◦Non response error
◦Instrument error
◦Interviewer’s error
Non-Coverage sampling error: This refers
to sample frame defect.
◦Omission of part of the target
population (for instance, soldiers,
students living in campus, people in
hospitals, prisoners,
without a telephone in
households
telephone
surveys, etc).
Problems in Sampling
Non response error – Common in self-
administered surveys
◦This error occurs when you are not
able to find those whom you were
supposed to study.
◦Some people refuse to be interviewed
because they are ill, are too busy, or
simply do not trust the interviewer.
◦When
one
is forced to
interview an
unknown bias is
substitutes,
introduced.
Problems in Sampling
Instrument error
◦The word instrument in sampling
survey means the device in which we
collect data- usually a questionnaire.
◦When a question is badly asked or
worded, the resulting error is called
instrument error.
Example: leading questions or
carelessly worded questions may be
misinterpreted by some researchers.
Problems in Sampling
Interviewer error :
◦Enumerator can distort the results of a
survey by in-appropriate suggestions, word
emphasis, tone of voice and question
rephrasing.
◦Cheating by enumerators -with only limited
training and under little direct supervision.
◦Perceived social distance
between enumerator and
respondent also has a
distorting effect.
E.G: questions about sexual behavior
might be differently answered depending
on the gender of the interviewer.
Problems in Sampling
2. Sampling Errors
◦Error which is attributable to sampling, and
which therefore is not present in a census.
◦Sampling errors can be calculated only for
probability samples.
◦Increasing the sample size is one of the major
instruments to reduce the extent of the
sampling error.
◦Sampling error is related to confidence
intervals.
● A
narrower confidence interval means more
precise estimates of the population for a given
level of confidence.
Ensure data analysis
flows logically from
objectives
 Use a data analysis
matrix
Objectives Type of data to be collected Method of
data
collection
Method
of data
analysis
Dependent
variable
Independen
t variable
Research funding
 Research requires time and funds
 Resources; funds, laboratory,
equipment, land etc

Faculty staff (projects)

Research organisations, NARIs,
international (IPNI/APNI)

TF: School Grant

External donors: DAAD

National Research funding
Aspect Key evaluation criteria
Background to the
study
Have you adequately described
background to
the study/problem (Tip: Relevant
authoritative
literature)
Problem
identification
Is the problem clearly articulated and
defined?
Is it brief, focussed and concise?
Objectives/hypothes
is/research
questions:
Are objectives precise and they achievable ;
Are hypothesis and research questions
suitable (Tip: do you have testable
hypothesis)
Significance of the
study
Are the expected outcomes clearly identified?
Are the benefits and beneficiaries clear?
Checklist to evaluate your proposal
Aspe ct Key evaluation criteria
Conceptual
framework
Is the big picture clear?; Are concepts, variables
logically connected with problem and objectives
Literature review Is there clear evidence of a thorough review of
the
literature? Relevant, recent
Methodology Is the research design well structured and
outlined?
Is it in line with objectives?; Are methods for
measuring each of the variables clearly
explained ?
Feasibility: Is the problem researchable and is it feasible? Do
the preliminary data and available resources
support its feasibility?
Formatting Is the proposal well structured and formatted?
Has
the research proposal been proofread and
edited (Tip: scientific writing skills)
Check list to Evaluate your proposal
Principles in Writing a Research
Proposal
• The research proposal should address a research
problem that is particularly significant in the context
(scientific, policy and development) of the country
or area concerned
• The research proposal should be internally
consistent (synergy between hypotheses, objectives
and methodology) and methodologically adequate
and compatible with available resources.
• The researchers should ensure that the research
proposal includes procedures for addressing every
objective, hypothesis or research question.
• The research proposal must contain a clear
description of the theoretical base of the
methodology to be used.
• The research proposal should be presented in such
a manner that flows logically from section to
Principles in Writing a
Research Proposal
• The research proposal should be in a language and
editorial style appropriate to the scientific discipline.
• The research proposal should be easily readable, with
clear and concise language.
• The research proposal is a documentation of the
scholarship, innovativeness and effort of the
researcher, so great effort and care need to be put
into developing and writing it.
• The research proposal should be self-contained and
self-recommending, and with sufficient details to
convey research intent.
• Preparing a research proposal is anything but a neat,
continuous process with well-defined steps, each of
which is completed before the next.
• The whole process is iterative, that is, the researcher
must continuously go “forth and back” adjusting
earlier sections in the context of later segments of
the proposal.
Data Collection
and Management
/Data Processing and
Analysis/
1.Coding, editing and
cleaning the data
2. Data analysis
Introduction
◦ Proper data collection, retention,
and sharing are vital to the research
enterprise.
❑ Data refers to any group of
facts,
make inferences about the problem
measurements, or observations used to
of
investigation.
◦ can range from material created in a
laboratory, to information obtained in
social- science research, such as
a filled-out questionnaire, video and
audio recordings, or photographs, etc.
Introduction
❑No research project has unlimited funds, so
selection of the most promising data usually
is affected by the priorities of cost
and convenience.
❑ So,
design
meaningful
an
experiment and
unbiased data,
that
creates that
will not
waste resources.
❑If data are not recorded in a fashion that allows
others to validate findings, results can be
called into question.
Data Collection Methods
● It is the process of gathering and
measuring information on variables of
interest in an accepted systematic
fashion.
● Data
collection
discipline
methods
data types;
vary by
but
the
emphasis
and
on ensuring
accurate
collection remains the same.
Data Collection
Methods
● Consequences from improperly
collected data:
❑ Inability to repeat and validate
the study.
❑Distorted, inaccurate findings.
❑Wasted resources.
❑ Misleading other researchers to
pursue fruitless avenues of investigation.
Data Collection Methods
● More importantly, poor collection may
cause disproportionate harm when the
results of the flawed research are used
to support public policy suggestions.
● It is critical that researchers have
sufficient skills to ensure the integrity of
their data collection efforts.
◦ For instance: Quality data collection
requires a rigorous and detailed
recruitment and training plan for data
collectors.
Data management issues
● Storage and Protection
❑ Research data must be stored securely
both during a research project and after it
ends.
❑ Risks like fire, water or other
environmental damage, or common
technical failures like hard disk crashes, must
be considered.
❑ Make backup copies of the data
periodically and store the copies in a secure
location.
Data management issues
● Confidentiality
❑Confidentiality refers to limiting
information access and disclosure to
authorized users and preventing access
by or disclosures to unauthorized
persons. Policies on
❑who can handle which portion of data,
❑at what point during the project,
❑for what purpose, and so on.
Data management
issues
● Integrity
❑ Integrity refers to
the trustworthiness of the
information.
inappropriately,
❑Data should not be
modified
whether
accidentally or deliberately.
❑The right information is used.
Data Collection
Techniques
❑ Data can be acquired from Secondary and
primary sources or from both.
Secondary Sources of data
◦Secondary sources are those, which
have been collected by other
individuals or agencies.
◦As much as possible secondary data
should always be considered first, if
available.
Data Collection
Techniques
● But, when dealing with secondary data you
should ask:
Is the owner of the data making
them available to you?
Is it free of charge? If not, how will you
pay?
Are the data suitable for
your investigation?
A description of the sampling technique,
i.e., how the sample was collected.
Data Collection Techniques
Advantages of Secondary data
Can be found more quickly and cheaply.
Most researches on past events or
distant places have to rely on secondary
data sources.
not much may be known
Limitations
◦ Authenticity:
about
genuine?
credible?
representative?
Data Collection
Techniques
● Completeness: The information
often does not meet one’s specific
needs.
Definitions might differ, units of
measurements may be different and
different time periods may be
involved.
◦Data could also be out of date.
Data Collection Techniques
Primary Sources of Data
Data that come into being for
the first time by the
researcher.
◦There are two approaches to primary
data collection:
the qualitative approach and
the quantitative approach
Data Collection
Techniques
Triangulation
refers to the use of more than one
approach to the investigation of a
research question in order to enhance
confidence in the findings.
The purpose of triangulation is to obtain
confirmation of findings through
convergence of different perspectives.
Why use triangulation
◦By combining
multiple
empirical materials, researchers
methods, and
can
hope to overcome the weakness or
biases and problems that are associated
with a single method.
Data Collection Techniques
Taxonomy of triangulation
1. Data triangulation: Involves
gathering data at different times and
situations, from different subjects
using different sampling techniques.
◦Surveying relevant stakeholders about
the impact of a policy
intervention would be an example.
❑ E.G: Using survey data with
time series data.
Data Collection Techniques
2. Investigator triangulation: involves
using more than one field researcher
to collect and analyze the data
relevant to a specific research object.
scientific experimenters to
▪ Asking
attempt
to replicate each other’s
work is an example.
Data Collection Techniques
3. Methodological triangulation: combination of
different research methods or different
varieties of the same method - two forms of
methodological triangulation.
❑ Within method triangulation
involves making use of
different varieties of the
same method.
❑ making use of alternative
econometric estimators would be an
example.
❑ Between method triangulation
involves making use of different methods.
❑ Using ‘quantitative’ and
‘qualitative’ methods in combination.
Data Collection Techniques
Quantitative Primary Data Collection
Methods
❑This method involves the collection
of
data so that information
can be and
subjected to statistical
quantified
treatment.
❑Primary data may be collected through:
❑ Direct personal observation
method, or
❑Survey or questioning other persons,
Data Collection Techniques
The Observation Method
◦Observation includes the full range of
monitoring behavioral and
non- behavioral activities.
● Advantages
It is less demanding and has less bias.
One can collect data at the
time it
occurs and need not
depend on reports by others.
with this method one can capture the
whole event as it occurs.
Data Collection Techniques
Weakness of the Method
● The observer normally must be at the
scene of the event when it takes
place.
◦ But it is often difficult or impossible to
predict when and where an event will
occur.
●
●
It is also a slow and expensive process.
Its most reliable results are restricted to
data that can be determined by an open
or deliberate action or surface indicator.
● Limited as a way to learn about the
past, or difficult to gather information on
such topics as intentions, attitudes,
opinions and preferences.
Data Collection
Techniques
The Survey Method:
To survey is to ask people questions
in a questionnaire - mailed or
handled by interviewers.
Strength of the Survey Method
It is a versatile or flexible method -
capable of many different uses.
Surveys tend to be more efficient and
economical than observations -
surveying using telephone or mail is
less expensive.
Data Collection
Techniques
Weakness of the Method
◦The quality of information secured
depends heavily on the ability
and willingness of the respondents.
A respondent may interpret questions
or concept differently from what was
intended by the researcher.
A respondent may deliberately
mislead the researcher by giving false
information.
Data Collection
Techniques
● Surveys could be carried out through:
Face to face personal interview
By telephone interview
By mail or e-mail, or
By a combination of all
these.
a) Personal Face to face
Interview
◦It is a two-way conversion where one
person interviews another person for
detailed information.
Data Collection
Techniques
Advantages
❑ The depth and detail of the
information exceeds the information
secured from telephone or mail surveys.
❑ Interviewers can probe
additional questions, gather
supplemental information through
observation, etc.
❑ Interviewers can make adjustments
to the language of the interview
because they can observe the
problems and effects with which the
interviewer is faced.
Data Collection
Techniques
Limitations of the Method
❑The method is an expensive enterprise –
(e.g., locating respondents)
❑ Hence, personal interviews
are generally used only when
subjects are not likely to respond to
other survey methods.
❑susceptible to interviewers’ bias/mistakes
❑Interviewer may also be reluctant to visit
unfamiliar neighborhoods.
Data Collection
Techniques
b) Telephone Interview
◦Telephone can be a helpful medium of
communication in setting up interviews.
◦Telephone surveys are the fastest
method of gathering information from a
relatively large sample.
● generally lasts less than ten minutes.
Data Collection
Techniques
Strength of this method
◦Moderate travel and administrative costs
◦ Faster completion of study
◦Responses can be directly entered on to
the computer
Limitations of this method
◦Respondents must be available by phone.
◦The length of the interview period is short.
◦those interviewed by phone find the
experience to be less rewarding
than a personal interview.
Data Collection
Techniques
C) Interviewing by mail (Solicited responses)
◦Self-administrated questionnaires.
◦They are ideal for large sample sizes, or
when the sample comes from a
wide geographic area.
Advantages
◦Lower cost than personal interview
◦Persons
who
inaccessible can
might otherwise
be be contacted
(major
corporate executives)
◦Less interviewer bias
◦better protects privacy/anonymity
Data Collection Techniques
Disadvantages
◦ Non response error is high
◦ Large amount of information may not
be acquired
d) Online Surveys (E-mail and internet)
◦ E-mail surveys are relatively new and little is
known about the effect of sampling bias in
internet surveys.
Advantages:
◦ Very inexpensive -saves inputting costs
as well
◦ Respondents feel privacy
Data Collection
Techniques
Disadvantages:
◦Very biased toward wealthy - in Nigeria
◦Biased toward young everywhere – even
the very poor have less online
access in industrialized world
● The demographic profile of the internet
user does not always represent
the general population.
◦Therefore, before doing an e-mail or
internet survey, carefully consider
the effect that this bias might have
on the results.
Questionnaire Design
❑ Actual instrument design begins by drafting
specific measurement questions in the form
of a questionnaire.
❑ Questionnaires are easy to analyze.
❑ Data entry and tabulation can be
easily done with many computer
software packages.
❑ Questionnaires are familiar to most people.
❑ Nearly everyone has had some experience
completing questionnaires
generally do not make
and
they
people
apprehensive.
Questionnaire Design
❑Questionnaires reduce bias.
❑ There is uniform
question presentation.
❑ The researcher's own opinions will
not influence the answer.
❑ Mailed questionnaires are less
intrusive.
❑ When a respondent receives
a questionnaire by mail, he/she is
free to complete the questionnaire
on his/her own time-table.
Questionnaire Design
● When the goals of a study can
be expressed in a few clear and
concise sentences then
Questionnaire design becomes
considerably easier
● Hence, ask only questions that
directly address the study goals.
◦Avoid the temptation to ask questions
because it would be "interesting
to know".
Questionnaire Design
● As a general rule, long
questionnaires get less response
than short questionnaires.
◦Hence, keep your questionnaire
short to maximize response rate –
essentials.
● Minimizing the number of questions
is highly desirable, but we should
never try to ask two questions in one.
Questionnaire Design
● In developing a survey instrument
the following issues need to be
considered carefully:
Question content
Question wording
Response form
Question sequence
Questionnaire Design
1. Question Content
● Question content depends on
the respondent’s:
to answer the question
◦ability, and
◦willingness
accurately.
a) Respondents’ ability:
◦The respondent information level should
be assessed.
Questions that overtax the
respondent’s recall ability may not be
appropriate.
Questionnaire Design
b) Willingness of respondent to answer
◦Even if respondents have the
information, they may be unwilling to
give it.
◦Some of the main reasons
for unwillingness:
The situation is not appropriate for
disclosing the information –
embarrassing or sensitive
Disclosure of information is a
potential threat to the respondent
topic is irrelevant and uninteresting
for them.
Questionnaire Design
❑ truthful
To secure more complete and
information
❑
❑
Use indirect statements i.e., “other people”
Change the design of the questioning
process.
❑ Apply appropriate questioning sequences
that will lead a respondent from „safe“
question gradually to those that are more
sensitive.
❑ Begin with non-threatening and
interesting questions.
Questionnaire Design
● Questions should be
◦Simple and short
◦About issues respondents have
knowledge of
◦With same meaning to all
● Questions should not be
◦Double-barrelled – do not ask two questions
◦Leading – push people to answer
in a certain way
◦Avoid words like usually, often, sometimes,
occasionally, seldom, etc.
Questionnaire Design
2. Question Wording: Using Shared
Vocabulary
● In a survey the two parties must
understand each other and this is
●
possible only if the vocabulary used
is common to both parties.
So, don’t use uncommon words or long
sentences or abbreviations and make
items as brief as possible.
❑And, don’t use emotionally loaded or
vaguely defined words.
Questionnaire Design
3. Response structure or format -
● Refers to the degree and form of
the structure imposed on the responses.
◦Open-ended or closed questions
a) Open Ended Questions
◦ In open-ended questions
respondents can give any answer.
They may express
themselves extensively.
The freedom may be to
choose a word in a “fill in “
question.
Questionnaire Design
Advantage
◦Permit an unlimited number of answers
◦Respondents can qualify and
clarify responses
◦Permit creativity, self expression, etc.
Limitations
responses may not be consistent.
Some responses may be irrelevant
Comparison and statistical
analysis difficult.
Articulate and highly literature
respondents have an advantage, etc.
Questionnaire Design
b) Closed Questions
◦Generally preferable in large surveys.
dichotomous or multiple-choice questions.
Advantages
◦Easier and quicker for respondents
to answer
◦Easier to compare the answers of
different respondents
◦Easier to code and statistically analyze
◦Are less costly to administer
◦reduce the variability of responses
◦make fewer demands on interviewer
skill, etc.
◦don’t discriminate against the less talkative
Questionnaire
Design
Limitations
◦Can suggest ideas that the
respondents would not otherwise have
◦too many choices can confuse
respondents
● During the construction of closed
ended questions:
The response categories
provided should be exhaustive.
They should include all the
possible responses that might be
expected.
The answer categories must
be
mutually exclusive.
Questionnaire Design
4) Question Sequence – the order of the
questions
● The order in which questions are asked
can affect the overall data collection
activity.
● Grouping questions that are similar will
complete, and the respondent will
make the questionnaire easier to
feel
more comfortable.
◦Questions that use the same response
formats, or those that cover a
specific topic, should appear together.
Questionnaire Design
5) Physical Characteristics of a Questionnaire
● An improperly laid out questionnaire can lead
respondents to miss questions, can confuse
them.
● So, take time to design a good layout
◦ease to navigate within and between sections
◦ease to use the questionnaire in the field;
e.g., questions on recto and codes on verso
sides of the questionnaire
◦leave sufficient space for open-ended
questions
◦questionnaire should be spread out properly.
Questionnaire Design
● Putting more than one question on
a line will result in some
respondents skipping the second
question.
● Abbreviating questions will result
in misinterpretation of the question.
Formats for Responses
◦A variety of methods are available
for presenting a series of
response categories.
Boxes
Blank spaces
Questionnaire
Design
6) Reproducing the questionnaire
●A
neatly reproduced instrument will
encourage a higher response rate, thereby
providing better data.
◦ Pilot
Survey:
questionnaire
The final
test of a
is to try it
on
representatives of the target audience.
◦If there are problems with the
questionnaire, they almost always
show up here.
Data Management
● Data analysis ranges from very simple
summary statistics to extremely
complex multivariate analyses.
Data Preparation and Presentation
Data processing starts with the
and
editing, coding, classifying
tabulation of the collected data.
Data Management
i) Editing
◦Editing of data is the process of
examining the collected raw data to
detect errors and omissions.
◦In general one edits to assure
that the data are:
✓Accurate
✓ Consistent with
other information/facts gathered
✓Uniformly entered
Data Management
● The editing can be done at two levels
a) Field level Editing
After an interview, field workers should
review their reporting forms,
complete
personal shorthand, rewrite
what was abbreviated, translate
illegible
entries, and make callback if necessary.
b) Central editing
when all forms have been completed
and returned to the office data editors
correct obvious errors such as entry in
wrong place, recorded in wrong units,
etc.
Data Management
ii) Coding
Coding refers to the process of assigning
numerals to answers so that responses
can be put into a limited number of
categories or classes -coding sheet.
iii) Classification and Tabulation
large volume of raw data must be
reduced into homogenous groups if we
are to get meaningful relationships.
● Classification is the process of arranging
data in groups or classes on the basis of
common characteristics.
Data Management
● Tabulation is the orderly arrangement
of data in columns and rows.
● Simple or complex tables.
◦Simple tabulation gives
information about one variable.
◦Complex tabulation shows the
division of data into two or more
categories.
SPSS, R, Excel, STATA, etc.
Data Management
following
● Tabulation provides
the advantages:
✓ It conserves space and
reduces explanatory and descriptive
statement to a minimum.
✓It facilitates the process of comparison
✓ It facilitates the summation of items
and the detection of errors and
omissions
✓ It provides a basis for various
statistical computations such as
measures of central tendencies,
dispersions, etc.
Steps in data analysis
❖Actions After Data Collection
◦ Process the data
◦ Prepare tables and graphs
◦ Analyze and interpret findings
◦ Prepare for presentation
Kinds of Data
Analysis
➢ Descriptive Statistics Analysis
➢ Inferential Statistics Analysis
Descriptive Statistics
➢ Refers to the description of data from a
particular sample, hence the conclusion must
refer only the sample.
➢ In other word, it is summarizing and
describing the character of the sample
➢ Descriptive statistics are numerical values
obtained from the sample that gives meaning
to the data collected
Inferential
Statistics Analysis
➢ The use of statistical tests, either to test for
significant relationships among variables or to
find statistical supports for the hypotheses.
Inferential statistics
researcher to draw conclusions about
➢ Are numerical values that enable
the
a
population based on the characteristics of
a population sample
➢ This is based on the laws of probability.
Uses of Inferential Analysis
• Cited some statistical test for
inferential analysis.
1. t-test- is used to examine the
difference between the means of two
independent groups.
2. Analysis of Variance (ANOVA)- is used
to test the significance of differences
between
means of two or more groups.
3. Chi-square- this is used to test hypotheses
about the proportion of elements that fall into
various cells of a contingency table.
Presentation of
Findings
• Findings are presented in different forms such
as:
1. Narrative or textual form
◦ This is composed of summary of findings,
direct quotations and implications of the study.
to present a clear and
2. Tables
◦ Tables are
used organized
data.
◦ This is
utilized
for easy analysis and
interpretation of data.
Summary of Findings
•
•
This portion summarizes the result
of data analysis
The best thing is to review the
stated problem and tie up with the
result of your data analysis.
Conclusions
•
•
A conclusion is drawn from the
summary of findings.
focuses on the answers to the problem
the outcome
whether it
is
ofthe
rejected
or
including
hypotheses
accepted.
• of the
• toward
Recommendations
This is based on the result
conclusions
The main goal is geared
improvement or development
Rules of referencing & citation
(APA/Harvard System
1.Book(Single Author)
Title: Econometric analysis of cross
section and panel data
Author: Publisher: MIT press
Year: 2010 City: London Edition: 1st
In-text citation Reference list
Beginning of sentence--- Jeffrey M. Wooldridge
Wooldridge (2010). End of (2010),
sentence (Ahmed,2011) Econometric
cross
section
analysis
of
and
panel
data, 1st
ed,
MIT press,
London
Co
n’t
2. Book (Two Authors)
Title: Introduction to Econometrics
Author: James H. Stock and
Mark W. Watson
Publisher: Pearson, Addison-Wesly
Year: 1993 City: Boston Edition: 3rd
Con’t
3. Book(Four Authors)
Title: Conflict Analysis and Resolution
Author: Ahmed Hassan , Yasin Omer,
Hodan Nour & Asma Hussein
Publisher: National Printing Press
Year: 2011 City: Hargeisa Edition:
3rd
Con’t
4. Journal article (Single Author)
Article title: Factors affecting employees
performance of service organization in
Somaliland
Journal Name: Journal of Human Resource
Management
Author: Abdirahman Jama Year: 2011
Pages:
5-10
Volume: 4 Issue: 16
Con’t
5. Conference Proceedings
Article title: Causes of employees’ turnover
in Private Businesses in Hargeisa
Conference publication name: Proceedings of
the 10t h annual conference on the Small Business
Development
Author: Ahmed Hassan Year: 2011 Pages: 42-
65
City: Hargeisa Publisher: Chamber of
Commerce
Con’t
6. Website
Name of webpage: Procurement
administration in Somaliland
Name of website: National Tender Board
Year: 2011 Month: January Day: 24
Year Accessed: 2011 Month
Accessed: September Day Accessed: 15
URL: http://www.ntb.gov.et
When must we
provide citation?
❖ When must we provide citation?
◦ Quote directly
◦ Paraphrase
◦ Summarise
● Use ideas, theories, facts,
experiments, case studies, from a source
● Adopt another person’s research
method, survey or experiment design
● Use statistics, tables, diagrams etc.
Cases where no
citation required
● Your own ideas, theories,
arguments, conclusions
● Surveys and experiments designed
and carried out by you
● Your own research method
● Very basic common knowledge:
i.e. Abuja is the capital of Nigeria.
BUT
● Abuja is the capital of Nigeria and has
a population of an estimate of 200
million (cite source!)
APA Style
◦ In the case of one and two
authors- Sur name of the author(s)
followed by year of publication and
page number if it is direct quote
Cormack (2014) work supports
… view (paraphrasing)
Cormack (2014, p.32-33) states
that 'when writing….’ (quote)
Writing for a professional
audience (Cormack and Jacky, 1994).
Con’t
◦ In case of three to five authors-Write the
surnames of all of the authors the first time
the text is cited, then after the surname of
the first author followed by et al. meaning
and others
Further research (Green, Harris and
Dunne, 2009) showed that …
The research (Green, et al., 2009) has also
found that the majority of
● In the case of six and more authors-
the surname of the first author followed
by et al. every time the work is cited
Con’t
● Several works by one author in the same
year will be identified by an alphabet
◦Earlier research
by found
that…but
Dunn
later
(2013a)
research
suggested again by Dunn (2013b) that
….
● When you cite a chapter from an edited
book, you cite the author of the
chapter not the editor of the book
● In case you want to cite a work that has
no author
◦Development is defined as (Anon., 2009)
Con’t
● In case you want to cite a work that
has no date
◦Earlier research (Smith,
n.d.) demonstrated that …
● Second hand references
◦Deforestation is described as ….(Brown,
2006 cited in Bassett, 2013, p.142)
Con’t
● Citing from personal communication
◦(Surname of the information source,
personal communication, Month day,
Year of the interview)
◦(Ahmed Ali, personal communication,
September, 12, 2012)
Con’t
● If certain bibliographic details
are missing, use:-
◦Anon author anonymous or
not identifiable
◦s.l. no place of publication (Latin: sine
loco)
◦s.n. no named publisher (Latin:
sine nomine)
◦n.d. no date
WRITING THE
RESEARCH
REPORT
WRITING THE RESEARCH
REPORT
Process of Research
Report
1.Begin writing up the report as soon as
you can. Do not leave it until you have
finished your data collection before you
start writing up. Many sections, can be
drafted during or even before data collection.
2.Write down ideas as soon as you get
them, rather than leaving them to the
writing-up stage. Keep a research diary
where you can safely note any ideas. Not all
of your ideas will be useful, but it is certain
that some of them will be!
Do not imagine that you will be able to
remember these ideas at a later date.
Report Writing
3.Be aware of the nature of the report
and the intended audience.
● If it is for a student research project,
then ensure you have read and
understood the criteria laid down by your
institution in terms of content, presentation,
length and so on.
4.If you are writing for a journal, ensure
that your research fits within the scope of
that journal’s objectives as well as its
editorial requirements.
● If you are producing a report or piece
of consultancy, ensure that you are clear
about the requirements of your audience.
5.You will not be able to write the
final report out first time.
●You will need to rewrite it a number
of times before it reaches completion.
●You should allow for this when
planning your research timetable, and not
become discouraged when the first
draft is not perfect.
6.Make sure before you begin writing
up that you make backups of your work
at every available opportunity. Whatever
you do, do not assume that whatever you
save on a hard drive will be safe!
7.You should keep your backups in
a separate location. As a further
safety measure, print out what you have
written so far at regular intervals.
8.Final editing and proof reading.
Once you have got this far, the
temptation is to skip over the final
proof reading and simply submit the
project. Do carefully read over to
check spelling and grammar.
9. Submission of the report!
TYPICAL RESEARCH REPORT STRUCTURE
1. Title Page
2. Abstract
3. Acknowledgements
4. Contents
- List of Tables
- List of Figures
- Acronyms
5. Introduction
- Background of the study
- Problem statement of the study
- Objective of the study
- Justification of the study
- Scope of the study
- Significance of the study
- Limitation of the study
- Organization of the paper
6. Literature Review
- Theoretical Literature Review
- Empirical Literature Review
- Conceptual Framework
7. Methodology
- Data
- Model Specification
- Estimation Method
8. Results, discussion and Analysis
9. Conclusions and Recommendations
11. Reference List
12. Appendices
Word of advice
 Research is a task
and requires
 Wide and targeted reading
 Dedication
 Continuous and critical
thinking
 Linking components
 Logical reasoning
References
 Patel B, Kay Muir-Leresche, Richard Coe and Susan D
Hainsworth (2004). The Green Book: A guide to
effective graduate research in African Agriculture. The
African Crop Science Society, Kampala, Uganda
 Creswell JW (2009). Research design. Qualitative,
Quantitative and Mixed methods approaches. 3rd
Edition. SAGE publishers, California, USA.
 Locke, L.F., Spiduso, W. and Silverman, S.J. (2007)
Proposals that Work: A Guide for Planning Dissertations
and Grant Proposals. 5th ed. Sage, Thousand Oaks.
THANK
YOU
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Research Methodology lecture notess.pptx

  • 1.
  • 2.
    Outlin e  Brief overviewof research process  Role of supervisor  Components of research proposal  Title  Statement of the problem  Objectives/Hypothesis  Literature Review  Methodology  Research funding  Checklist for evaluating proposal  Results and Discussion  Conclusions and Recommendations  References
  • 3.
  • 4.
    How does researchstart and end? Research begins when a researcher identifies a research problem/question Ends with a solution/answer
  • 5.
    No Steps Phase 1Identifying the Topic area 2 Formulation of research problem 3 Formulation of objectives and hypothesis 4 Designing Research 5 Developing a research proposal 6 Collection of data 7 Data Management and analysis and Interpretation 8 Reporting PREPARATORY PHASE IMPLEMENTATI ON The Research process
  • 6.
    Preparatory phase Implementationphase PROPOSAL THESIS JOURNAL PAPER The Research Process
  • 7.
    What is aresearch proposal?  Document proposing a research project  Statement of intent  Three key components 1. What you plan to research (i.e. your research topic) 2. Why it is important (your justification) 3. How you plan to investigate (your practical approach).  Purpose: convince your research supervisor, university board 1. Suitable (for the requirements of the degree program) 2. You have the Expertise 3. Manageable (given the time and resource constraints you will face)
  • 8.
    Importance of aresearch proposal?  PROPOSAL IS A SERIOUS MATTER  A GOOD THESIS HINGES ON A GOOD PROPOSAL  A GOOD JOURNAL ARTICLE HINGES ON A GOOD PROPOSAL
  • 9.
    Importance of aresearch proposal?... 1. Makes your intentions known 2. Provides justification for funding 3. Guides research throughout 4. Allows you to plan and identify steps that will be undertaken in the research study 5. Helps you to determine time and resources needed
  • 10.
    Characteristics of agood research proposal 1. Adequate background information: Have sufficient information to convince your readers that you have an important research idea 2. Clear Research problem: Justifies the need to carry out the study 3. Relevant Literature: Show good good grasp of the relevant literature and the major issues 4. Adequate Resources: Show that that you have the competence, work-plan and resources to complete it. 5. Achievable objectives: Proposal must state what you plan to accomplish, why you want to do it and how you are going to do it.
  • 11.
    Characteristics of agood research proposal …  6. Continuity among sections of the proposal: Show continuity among proposal sections; objectives must logically conclude the introduction and justification  7. Clear objectives: Objectives must be few, clearly stated and lead to well worded hypotheses  8. Testable hypothesis: Hypotheses must be stated such that treatment selection and important measures are obvious
  • 12.
    Characteristics of agood research proposal …  9. Clear methodology: Methodology must be related to the objectives and individual working hypotheses: methodology should clearly show how each objective will be achieved.  10. Written properly: Quality of your proposal writing matters. Your writing should be coherent, clear and compelling
  • 13.
    Components of aresearch proposal Note: Components may differ based on your discipline Always check for format and structure with your Department and University
  • 14.
    Components of aResearch Proposal 1. CHAPTER ONE: INTRODUCTION • Background • Statement of the Problem • Research Questions • Research Objectives • Research Hypotheses • Significance/justification of the study •Conceptual or Theoretical Framework CHAPTER TWO: LITERATURE REVIEW CHAPTER THREE: MATERIALS &METHODS Preliminary pages Title Declaration page Abstract Table of contents Reference s Appendice s Workplan Budget Front matter Back Matter Middle
  • 15.
    Start Here (Topic) SUPERVISOR Write andPresent Proposal Collect Data Analyse Data and write Report/Thesis Journal Articles Examinatio n The Role of Supervisor
  • 16.
    Role of yourAcademic supervisor  Faculty will appoint academic supervisory team consisting of two supervisors or more  Roles 1. Coach, mentor, trainer 2. Guide and advice 3. Help refine your proposal by asking you critical questions 4. Help develop appropriate plans, design and strategies 5. Guide you on suitable literature 6. Connect you to other researchers  Always remember, you are the driver of your research project
  • 17.
    Role of supervisor Students: Concern: delays in response by supervisors  Supervisors: Concern: Students failure to attend comments within given time  CULTIVATE A HEALTHY RELATIONSHIP WITH YOUR SUPERVISOR
  • 18.
    Characteristics of aSupervisor  Expert in your academic field  Has experience in research  Most cases have supervised other students  Check and review your progress
  • 19.
    Integrating in-situ rainwater harvesting and organic manure for improved soil moisture and maize yields in Ebonyi State, Nigeria A research proposal submitted in partial fulfillment for the award of the Doctoral Degree of Master in Food Value Chain Management…………in the Faculty of Agriculture of Alex Ekwueme Federal University, Ndufu-Alike, Nigeria Titl e Rubri c Title page: has Title and Rubric
  • 20.
    Title  Concise andappealing  Not more than 20 words, “Avoid filler words” (eg An investigation of …..A study of..) 1. Specific and informative 2. Nature of the study 3. Principle species involved 4. Geographical location
  • 21.
    What informs thetitle in proposal?  Content of the proposal should be reflected in the title  Start with a tentative title and write final title after proposal is complete
  • 22.
    Examples of goodtitles Integrating in-situ rain water harvesting and organic manure for improved soil moisture and maize yields in Ebonyi State, Nigeria (19 words) Identify nature of study, species involved and geographical area
  • 23.
    Examples of goodtitles 1. Adoption intensity, perception and profitability of organic based soil fertility management technologies in Southeast, Nigeria (15 words) 2. Farmers Perceptions and adoption of micro catchments for Agroforestry Trees establishment in South-south Zone, Nigeria (15 words)
  • 24.
    Abstract  One paragraphsummary of the proposal (250 to 300 words)  Write it last  Should contain  Overview of the problem (one to two sentences  Objectives of the study (write completely)  Methodology (data collected, how collected+analysis)  Outputs/Significance (one to two sentences)
  • 25.
    Background  Topic ofinterest  global, regional and national overview of the research topic is briefly discussed.  Flow from broad to specific – narrow a broad area into a manageable problem  Contain  Brief overview of the problem  Rationale for choosing this problem  Magnitude of the problem: use numbers or figures to show the extent of the problem  Review of the other work carried on the subject with authoritative citations
  • 26.
    Background  Background shouldbe organised under:-  (i) Globally, what key debates and (gaps) exist  (ii) Regionally, what key debates (and gaps) exist  (iii) Nationally; (The research problem is found here)  BROAD TO SPECIFIC (FUNNEL SHAPE)
  • 27.
    Broad topic area General problem Specific problem Declining yieldof maize due to low soil fertility Nitrogen is the major nutrient limiting production Research identified legumes but…….
  • 28.
    Statement of theproblem (SOP)  Nerve centre of any research  SOP clearly describes the research problem already identified  Brief description of the issue, difficulty, problem that will be addressed in the study  Summarizes “the context for the study” by briefly describing the problem and clearly showing the knowledge gap  SOP should be brief and precise (Not more than 2 paragraphs)
  • 29.
    What is Knowledgegap?  Gap/void that the research intends to close.  Unknown or poorly understood  Gap provides direction and clarifies what is to be investigated
  • 31.
    Deficiencies What ismissing? What is not Known? What do we need to know? Intent of study/ What is the purpose? Research objectives Link between Statement of the Problem (SOP) and objectives
  • 32.
    Components of statementof the problem Subject area Topic Research problem Issue of concern, Problem Controversy Difficult situation Evidence for the issues Literature Practical experiences Statistics Deficiencies What is missing? What is not Known? What do we need to know Intent of study/ What is the purpose?
  • 33.
    SOP Example • Themajor development goal of Ebonyi IFAD- VCDP is to increase production of rice by providing high yielding varieties to farmers (Topic). • Over the years, IFAD-VCDP has made concerted efforts to facilitate promotion of improved varieties of rice. • Recent studies, however, report low adoption of the varieties (Research problem). • Estimates indicate that currently, only about 40% of the smallholder farmers are using the improved varieties. • In addition yields are low averaging 0.5 tha-1. (Evidence and justification). • Factors responsible for these low adoption are not clearly understood (Deficiency). • The purpose of this study is to determine factors influencing adoption of improved rice
  • 34.
    SOP example 1  Agricultureis the main economic activity for people living in Lafia LGA, Nasarawa State, Nigeria.  Yam production is dominated by cassava (Topic).  Despite widespread preference for the crop, reports from the district agricultural office indicate that the productivity of yam is very low (Research problem).  Farmers get less than 40% of the potential yield and most households in this region are food insecure.  Production constraints and poor farming methods are some of the factors that affect crop production in other regions (Ref) Evidence and justification.  Factors causing low yam production are not clearly understood (Deficiency).  The purpose of the study is to determine the factors contributing to low productivity of yam in Lafia (Intent/purpose)
  • 35.
    Example of problem statement(Exercise)  The humid highlands of southern Nigeria are characterized by high population pressure, coupled with a growth rate of about 2.9%, therefore rising demand for more food (Topic).  Production of more food is constrained by declining soil fertility and the high costs of inorganic fertilizers. (Research problem).  Emerging evidence indicate that integrated soil fertility management involving the judicious use of combinations of organic and inorganic resources is a feasible approach to overcome soil fertility constraint and increase yields within the smallholder farms. (Evidence and justification)  The major obstacle hindering their use by farmers is lack of proper guidelines on their use. This is because there is limited understanding of their effect on crop yields and soil characteristics in this region.  Further, the small scale farmers are heterogeneous in terms of their household and farm characteristics and there is limited information on how these factors influence adoption of new soil fertility management options. (Deficiency).  This study will therefore evaluate the effect of organic and inorganic inputs on yields and soil properties as well as factors that influence adoption of an integration of organic and inorganic inputs by smallholder farmers of
  • 36.
    Research objectives  Statementindicating what is to be achieved  Map the pathway for the investigation  Mantra (Objective drive the study)
  • 37.
    Stating the hypothesis Should be stated using action words  Action words are used  To determine  To examine  To evaluate  To assess  To compare  Avoid: To understand, To study
  • 38.
    Examples of poorly stated objectives To evaluate four mango varieties  To determine effects of soil fertility decline  To evaluate food security  To evaluate the effect of market liberalization These objectives are incomplete… lacks variables
  • 39.
    Main objective andspecific objectives  Main objective (aim); overall statement of the thrust of your study  The main objective is broken down into small logically connected parts to form specific objectives  Close to Title Issue of concern with students: Main objective fails to match with the specific objectives
  • 40.
    General objective Specifi c objectiv e Specifi c objectiv e Specific objective Activit y1 activity activity activit y activit y Objectives drive the study Linking of objectives with activities
  • 41.
    Example of generalobjective and specific objectives General Objective  To evaluate the influence of communication on uptake of integrated soil fertility management and soil water conservation technologies by farmers in Kebbi State, Nigeria  Specific objectives 1. To assess farmers’ perceptions of the effectiveness of selected communication channels for disseminating information on combined organic and inorganic fertilizer, mulch and zai pits technologies; 2. To determine socioeconomic factors influencing farmer’s level of knowledge on the use of combined organic and inorganic fertilizer, mulch and zai pits technologies; 3. To establish the influence of information packaging on uptake of combined organic and inorganic fertilizer, mulch and zai pits technologies; 4. To assess the effect of communication factors on uptake of combined organic and inorganic fertilizer, mulch and zai pits technologies.
  • 42.
    Types of objectives Descriptive  Causal objectives  Comparative Objectives
  • 43.
    Descriptive objectives 1. Todescribe the types of horticultural crops grown by farmers in Region A 2. To characterize farmers participating in collective marketing of Avocado in Region B 3. To find out the opinion of farmers about availability of markets for bananas in Region C 4. To determine nitrogen fertilizer equivalency values of Tithonia diversifolia, Senna spectabilis and Calliandra calothyrsus  Weak objectives: Difficult to publish; does not appeal to international audience
  • 44.
    Causal objectives 1. Toinvestigate the effect of organic, inorganic, and combined N sources on maize yield and nitrogen use efficiency 2. To determine the effects of different soil- incorporated organic inputs on soil chemical properties and maize yields Clear independent and dependent variables Strong objectives: Easy to publish, comparisons and relationships
  • 45.
    Comparative Objectives 1. Todetermine socio-economic factors influencing utilisation of rain water harvesting and saving technologies in Zamfara State, Nigeria. 2. To determine household and farm characteristics influencing farmers’ decision to adopt or not to adopt introduced integrated soil fertility replenishment technologies Use causal-comparative design; Compares two groups Assumes cause effect relationship
  • 46.
    Types of objectives Biophysical Objectives  Social objectives
  • 47.
    Examples of researchquestions (Biophysical) 🞂 ​ What are the effects of the different soil-incorporated organics (with and without inorganic fertilizers) on soil chemical properties and maize yields? 🞂 ​ What is the magnitude of N leaching following different soil fertility amendment options in varied soil fertility status?
  • 48.
    Causal objectives 1. Toinvestigate the effect of protein supplemental diets on milk yields of dairy cows 2. To assess the effect of nitrogen levels on growth and yield of fodder sorghum Identify the independent and dependent variable
  • 49.
    Examples of researchquestions (Social) 1. What are the farmers perceptions towards collective marketing of tissue culture bananas? 1. Descriptive 2. What is the impact of farmers adopting tissue culture bananas on annual income? 1. Assumes cause effect relationship 3. What socio-economic factors influence adoption of tissue culture bananas by farmers in region A? 1. Relationship based; Predictive
  • 50.
    Hypothesis  A researchhypothesis is a statement of expectation or prediction that will be tested by research  Educated guess  Proposed explanation
  • 51.
    Characteristics of agood hypothesis 1. Clear: States clearly and concisely the researcher's expectations concerning the relationships/differences; between the variables in the research problem 2. Measurable Variables: Defines the selected variables in operational and measurable terms 3. Testable and verifiable ; methods available to collect data 4. Data availability: Possible to support or not support hypothesis by collecting and analysing data 5. Logical: Gives logical arguments to justify hypothesis 6. Consistent with Theory: Consistent with the existing body of knowledge
  • 52.
    Null and Alternative 1. Nullhypothesis (Ho):  Assumes and states no relationship between the independent and dependent variables  No differences in means  Most valuable: tested using statistical analysis 2. Alternative hypothesis (HA): opposite of the null hypothesis. states there is a difference
  • 53.
    Null and Alternative NULL  Feedinggoats with supplemental diet of fodder trees has no significant effect on milk production ALTERNATIVE  Feeding goats with supplemental diet of fodder trees significantly increases milk production
  • 54.
     No differencein incomes between farmers participating in milk cooperatives and non participants  Farmers participating in milk cooperatives have significantly higher annual incomes than non participants
  • 55.
    Objective and hypothesisare related  Objective: To evaluate the effect of different levels of Nitrogen on growth and yield of fodder sorghum  Null hypothesis Different levels of nitrogen cause no significant effect on growth and yield of fodder sorghum No difference in growth and yield of fodder sorghum among different levels of nitrogen
  • 56.
    Significance of thestudy  Provides an explanation of who will benefit with the outcome, how they will benefit and therefore links the research to the end users.  In Agriculture stakeholders mainly include;  Farmers  Policy makers  Extension agents  Other scientists
  • 57.
    Significance of thestudy  What is the expected end product?  How will the results be used?  Who will benefit from the results?  How does it stand to inform policy?  How is it significant to our body of knowledge?  Why should a donor support it?
  • 58.
    Example 1; Significanceof the study This study will provide information on most effective ways of disseminating soil fertility management technologies. The information will be most useful to the stakeholders in agriculture sector (policy makers, extension, researchers) who will use it to improve communication channels for scaling up soil fertility management on smallholder farms. Improved communication should increase adoption of soil fertility management technologies that will result in increased crop production and contribute to reduction of extreme poverty.
  • 59.
    Example 1: Significanceof the study The information generated from the study will provide useful feedback and recommendations to the farmers and the extension agents on implementation of water harvesting technologies. In addition, the findings of the study will provide an insight to policy makers, government institutions and other development agencies in planning, designing and implementing future programmes geared towards water harvesting. Also, this study will provide reference material for further research.
  • 61.
    Conceptual Framework  CFis the schematic diagram which shows;  variables in the study  concepts under study and their relationship.  independent and dependent variables  Hypothesized relationships are explained in the text
  • 62.
    Importance of CF  Presentsthe BIG PICTURE  House for the research problem  Provides links Problem and interventions  Proposed relationships  helps researcher organise thinking
  • 63.
    CF  Keeps theresearch on track by;  Helping the reader to quickly see the proposed relationships  Provides clear links from literature to the research goals and questions  Contributes to trustworthiness of the study  helps researcher organise her or his thinking and complete an investigation successfully.  It is like a building a house for the research problem
  • 64.
    y. Introducti o n and disseminat ion of water harvesting technologi es. Demographic characteristics -Gender and age of household head - Size of househol d Socio- economic characteristics -education level of household head -Role of extensio n agent s - availability of off farm income - ability to hire labour Farm characteristics - Farm size -farm ownership -agri rural development policies -Social and cultural factors -Farmers’ access to credit -Farmers’ involvement in group activities Awareness / knowledge of water harvesting technologi e s Formatio n of attitude and perceptio n technolo gi es Adoptio n behavio r decisio n ADOPT REJECT NOT-ADOPT
  • 65.
    Stakeholders’ participation •Ministry ofagriculture •Input suppliers •NGO’s •CBO’s •Policy makers Researcher soil fertility options Mineral fertilizer Green manure Crop rotation Legumes Erosion control measures Communication pathways Face to face communication Electronic communication Publication Demonstration More improved technologies suited for farmers’ needs are generated -Increased agricultural production -Reduced poverty -Increased environmental benefits Adoption of soil fertility technologies Farme r 1 3 6 5 2 7 8 4
  • 66.
    Tips on CF CF should always be explained clearly in the text  Give citations of all concepts and theories  Caption: always at the bottom of the figure  Excellent Computer skills
  • 67.
    Theoretical Framework ● The theoryprovides a point of focus for attacking the unknown in a specific area ● If a relationship is found between two or more variables a theory should be formulated to explain why the relationship exists ▪ Theories are purposely created and formulated, never discovered; they can be tested but never proven ● It consists of theories that seem to be interrelated. ● More formal and used for studies based on existing theories.
  • 68.
    Purpose of Theoretical Framework ●To test theories ● To make research findings meaningful and generalizable ● To establish orderly connections between observations and facts ● To predict and control situations ● To stimulate research
  • 69.
    CHAPTER 2: Literaturereview  Generally helps you to;  Know what has been done  Deepen theoretical understanding of the topic  Identify research gaps  Refine variables and procedures  Give credit to past authors  Borrow suitable methodology and approaches Literature review (Researcher) is for you and readers
  • 70.
    Criteria for diagnosingthe contents of existing literature relevant to your research • What has been done on the subject? • What is already known? • What is the utility value, soundness and validity of data in existing literature? • What information is relevant to the study? • How can the proposed research build upon or add to what is known?
  • 71.
    Literature review  Veryimportant  Secret to Good Research  Selective and Critical review of written works  Librarian (First Search engine)  Information literacy classes by Library  How to get literature  How to organisze  How to cite  How to use file management system (Zotera, Mendeley)
  • 72.
    Literature review…  Manysources of literature  Review literature  Synthesize and identify knowledge gaps  Do not just report findings BUT  An analysis of the information to reveal the gaps that need attention and also to  show how existing literature ties in with objectives of the proposed study
  • 73.
    Literature review…  Writein sections focusing on problem being investigated, objectives and hypothesis
  • 74.
     LITERATURE REVIEW 2.1 Overview  2.2 Soil Fertility Management Technologies  2.3 Communication Strategy and Knowledge Sharing  2.4 Participation of stakeholders in dissemination of research outputs  2.5 Social Economic Factors that affect farmers’ preference on communication methods  2.6 Scaling Up soil fertility Enhancing Communication for Effective up Scaling of Soil Fertility Management Technologies in Meru South and Mberee South Districts in Kenya
  • 75.
    Quality of resourcesof literature  Books  Thesis and dissertations  Peer reviewed journal articles  Non-reviewed journal papers (Be careful… Predatory)  Technical reports  Newspaper  Professional magazines  Recordings  Online articles  Annual reports  Government policies/plans/strategies  Working papers  Discussion papers
  • 76.
    Notices the difference -Paraphrase (express someone else’s idea in your own words) - Summarize (express someone else’s idea in a reduced form in your own words) - Quote (express someone else’s idea in their exact words) - Copy (reproduce a diagram, graph or table from someone else’s work).
  • 78.
    Steps to Conducta Literature Review Step 1: Identify Key Terms or “Descriptors” •Extract key words from your title (remember, you may decide to change the title later) •Use some of the words other authors reported in the literature •Scan both electronic and library journals from the past 10 years and look for key terms in the articles
  • 79.
    Steps to Conducta Literature Review Step 2: Locate Literature ● Search different types of summaries, encyclopedias, and glossaries of terms, literature: dictionaries handbooks, statistical indexes, reviews and syntheses, electronic sources, books, journals, indexed abstract publications, series, and databases
  • 80.
    Steps to Conducta Literature Review Step 3: Critically Evaluate and Select Literature ● Rely on journal articles published in national journals ● Prioritize your search: first look for refereed journal articles, then, non- refereed articles, then books, then conference papers, dissertations and theses and then papers posted to websites ● Look for research articles and avoid as much as possible “opinion” pieces ● Blend qualitative and quantitative research in your review
  • 81.
    Steps to Conducta Literature Review Step 4: Organize the Literature ● Create a “file” or “abstract” system to keep track of what you read. Each article you read should be summarized in one page ● Study-by-study summary of each Review: study a detailed under a broad theme is provided. Link summaries (or abstracts) using transitional Must be organized and flow sentences. coherently under various subheadings. Avoid quotations (i.e., lengthy chunks of string text directly quoted from a source)
  • 82.
    Steps to Conducta Literature Review Step 5:Write a Literature Review • Types of Reviews: ● Thematic Review: a theme is identified and studies found under this theme are described. Major ideas and findings are reported rather than details. ● Review in chronological order ● Review across countries
  • 83.
    Chapter 3: Methodology Purpose Provides a description of the exact (specific) actions, plan, or strategies to be used to achieve the research objectives  Link each of the specific objectives to the methods so as to account for all activities of the project
  • 84.
    Chapter 3: Methodology Concernfrom supervisors  Link each variable you will measure to methods, apparatus, instruments and procedures to be used  The Research Methods should be detailed enough to let the reader decide whether the methods you intend to use are adequate for the research at hand
  • 85.
    Definition and Componentsof Research Design ● A research design is the arrangement of conditions for collection and analysis of data in a manner that aims to combine relevance to the research purpose with economy in procedure. ● It is the conceptual structure within which research is conducted; ● It constitutes the blueprint for the collection, measurement and analysis of data.
  • 86.
    Con t… ➢ The strategyspecifying which approach will be used for gathering and analyzing the data. ➢ The time and cost budgets since most studies are done under these two constraints. ❖In short, research design consists of: ➢ The plan that specifies the sources and types of information relevant to the research problem.
  • 87.
    Description of thestudy area ● Brief description of the study area or study organizations or sampling unit. ● It provides information about the characteristics of the study areas as population, location, climate, socioeconomic activities etc. ● In case you are studying about institutions, information concerning target institutions is inevitable. Such information may include organizational structure, mandates of respective institutions, establishment laws etc.
  • 88.
    Census and sampling survey ●A complete enumeration of all items in the ‘population’ is known as a Census. ◦All items in any field of inquiry is a population or universe. ● Under census, the assumption is that no element is left and highest accuracy is obtained.
  • 89.
    Con t… Sample selected respondents from the can be population. ● Therespondents selected should be as representative of the total population as possible. ● The selected respondents constitute what is technically called a ‘sample’ and the selection process is called ‘sampling technique.’ The survey so conducted is known as ‘sample survey’.
  • 90.
    Sample is defined ❖ Asample is a subset, or some part, of a larger population. ◦ A larger population could be anything out of which sample is taken. ◦ A complete group of entities sharing some common set of characteristics is population. ❖ Why sample? ◦ Saves Cost, Labor, and Time ◦ Quality Management/supervision ◦ Accurate and Reliable Results ◦ Sampling may be the Only Way
  • 91.
    Cont …. ● Target population isthe complete ◦Target population group of specific population elements relevant to the research project. ◦Target population may also be called survey population i.e. that aggregation of elements from which the survey sample is actually selected.
  • 92.
    Sampling ….. ❖Sampling ◦Sampling isthe process of selecting a small number of items or parts from a larger population to make conclusions about the whole population ❖Sampling frame ●A sampling frame is the list of elements from which the sample may be drawn. ●A working population because sampling frame is also called the it provides the list that can be worked with operationally.
  • 93.
    Sampling unit ● Asampling unit is that element or set of elements considered for selection in some stage of sampling. ● Sampling may be done in single stage or in multiple stages. ◦Single-stage sample, the sampling units are the same as the elements. ◦In more complex samples, however, different levels of sampling units may be employed – the case of clustering or stratified techniques
  • 94.
    Or ● is theunit to be Sampling unit studied. ● Sampling unit can be - - - - Geographical unit as state Construction unit as a house, flat etc Social unit as family, club, school Individual ● The researcher will have to decide one or more of such units
  • 95.
    Parameter ● A parameter isthe summary description of a given variable in a population. ◦The mean income of all families in a city and the age distribution of the city’s population are parameters. ● More precisely, parameters is the characteristics of a POPULATION.
  • 96.
    Sampling Techniques Convenien ce Non-Probability Sampling Techniques Stratified ProbabilitySampling techniques Simple Random Quota Snowb all Systematic Cluster
  • 97.
    Non-probability Sampling Techniques ● Non-probability (Non-random/Judgment)sampling is a sampling method where personal knowledge and opinion play major role in identifying which elements of the population are to be included in the sample, ● The probability of an element from the population to be included in the sample is not known.
  • 98.
    A. Quota Sampling ●Quota sampling: is procedure which ensures a sampling that certain characteristics of a population sample will be represented to the exact extent that the researcher desires. ● Given characteristics may be male and female, under age 30, ages 30 to 60, over 60 etc then decides how many to get in each category. ● Thus, the number of people in various categories of the sample is fixed.
  • 99.
    Cont…. way of selectinga ● Advantages ◦ Inexpensive sample ◦ Sampling frame is not needed ◦ Guarantees inclusion of target groups ● Disadvantages ◦ Sample is not a probability one (no generalization) ◦ Accessible respondents might have unique characteristics ◦ In some cases selection cannot be guided by visible characteristics.
  • 100.
    B. Convenience/ Accidental Sampling ●Convenience/Accidental sampling involves choosing the nearest and the most convenient persons for researcher consideration is ease of ● The main access to population and not selection of respondents. ● Selection continues until required number of respondents is contacted.
  • 101.
    C. Purposive sampling ●In this sampling technique, a researcher purposively selects people who she/he believes have the required characteristics needed for the study. For example a researcher is study on factors conducting a contributing to poor performance in Mathematics might lead him to select teachers who teach Mathematics.
  • 102.
    D. Snowball (Network) Sampling– chain sampling ◦This is a method for identifying and selecting the cases in a network. ◦It is based on an analogy to a snowball. ➢ It begins with one or a few people or cases and use them to establish contact with others. ➢ You start with one or two information-rich key informants and ask them if they know persons who know a lot about your topic of interest.
  • 103.
    Cont…. ● This groupis then used to locate others who possess similar characteristics and who, in turn, identify others. ◦ For example, if a researcher wants to get information about people who are HIV positive then the researcher can use this kind of sampling.
  • 104.
    Cont… ● Advantages ◦Useful ifyou do only know little of the group you wish to study ◦Good for studying e.g. communication patterns, decision-making, or diffusion of information ● Disadvantages ◦ Difficult for larger samples ◦ Choice of entire sample rests on choice of first individuals (bias)
  • 105.
    1. Probability Sampling Probabilitysampling technique is a sampling method whereby all items (i.e., each element) in the population have a chance of being chosen in the sample ❖the probability of each element of the population included in the sample is known. ❖When to use? ◦Probability sampling designs are used when the representativeness of the sample is of importance in the interest of wider generalizability.
  • 106.
    A. Simple RandomSample ● This method is also known as chance sampling or probability sampling ● In this method, each and every item in the population has an equal chance of inclusion in the sample. ● This is performed through lottery.
  • 107.
    B. Systematic sampling ●In this sampling, an element of randomness is usually introduced by using random numbers to pick up the unit with which to start. is useful when sampling listing) is available in the ● This procedure frame (source form of list. ● Systematic sampling is method of selecting sample in which an element in the sample is obtained by taking every Kt h element on a list of all elements in the population. ● To determine which of the first K elements is chosen, a number from 1 to K is chosen at random.
  • 108.
    Example ● Suppose thatthere are 1000 resident or households in one village with different income levels. If the researcher has the list of all households randomly listed and wants to study the income disparity in that village by taking 50 samples? ◦instead of a list of random numbers, the researcher calculates a sampling interval. The sampling interval is the standard distance between elements selected in the sample.
  • 109.
    C. Stratified sampling ●If the population from which a sample is to be drawn does not constitute homogenous group, then stratified sampling technique is applied so as to obtain a representative sample. The population is divided into strata and random sample is taken from the elements in each stratum.
  • 110.
    Because ● When the population heterogeneous,the random sample may is use of simple not produce representative sample. Some of the bigger strata representation small ones entirely may get over while some of the may be eliminated. ❖Why strata? ● In order to sub-divide heterogonous population into a relatively homogenous groups within the strata
  • 111.
    Cont… The reasons forstratifying ❑ To increase a sample’s statistical efficiency (smaller standard errors). ❑ To provide adequate data for analyzing the various subpopulation. ❑ To enable different research methods and procedures to be used in different strata. ● Can be multiple stage stratified random sampling ● E.g., in the household survey we may be interested to have sufficient number of households from each region of Ethiopia; stratify by region!
  • 112.
    Cont…. How to Stratify ◦Threemajor decisions must be made in order to stratify the given population into some mutually exclusive groups. (1) What stratification base to use: stratification would be under on the such as principal variable income, age, education, based study sex, location, religion, etc.
  • 113.
    Cont… (2) How manystrata to use: there is no precise answer as to how many strata to use. ◦The more strata the closer one would be to come to maximizing inter-strata intra-strata differences and minimizing variables. (3) What strata sample size to draw: different approaches could be used: One could adopt a proportionate sampling procedure. Or use disproportionate sampling, which allocates elements on the basis of some bias.
  • 114.
    D. Cluster sampling ❖Cluster sample: Is useful when o It is difficult or costly to develop a complete list of the population members or when o The population elements are widely dispersed geographically. ●Cluster methodology basically leads to less efficient estimates (bigger confidence intervals, for a given sample size) but the larger sample size can offset this. ●Population divided into clusters, e.g. regions of the country ●Only some of the clusters sampled. This reduces cost, possibly substantially
  • 115.
    Determining the sample size ❖Researchdesigns with too small sample size are not good especially for quantitative research. ◦because they waste resources as they can only provide anecdotal evidence. ❑ If the sample size is too small, the data will be unusable. ❑Research studies that use too large samples i.e., larger than needed, also are unethical because: ❑ they waste time and financial resources,
  • 116.
    Determining the sample size ❖Samplesize determination hinges on: i) Degree of homogeneity: The size of the population variance is an important parameter. The greater the dispersion in the must be to provide a population the larger the sample given estimation precession.
  • 117.
    Determining the samplesize ii) Degree of confidence required: Since a sample can never reflect its population for certain, the researcher must s/he determine how much precision needs. Precision is measured in terms of (i)An interval range (the margin of error). (ii)Thedegree of confidence (how sure you are)
  • 118.
    Determining the samplesize iii) Number of sub groups to be studied: ❑ If the research is to make estimates on several subgroups of the population then the sample must be large enough for each of these subgroups to meet the desired quality level. iv) Cost: cost considerations have a major implications. ❑ All studies have some budgetary constraint and hence cost dictates the size of the sample.
  • 119.
    Determining the samplesize V) Prior information: If similar previous study exists we can use that prior information to determine our sample size. ❑ using prior mean and variance estimates or stratifying the population to reduce variation within groups. ❑samples that have met the requirements of the statistical methods from past researches. ❑Researchers use it because they rarely have information on the variance or standard errors.
  • 120.
    Determining the samplesize vi) Practicality: Of course the sample size you select must make sense. We want to take enough observations to obtain reasonably precise estimates of the parameters of interest but we also want to do this within a practical resource budget.
  • 121.
    Problems in Sampling ●Two types of errors: Non sampling errors Sampling errors 1. Non Sampling errors: are biases or errors due to fieldwork problems, interviewer induced bias, clerical problems in managing data, etc. ◦ These would contribute to error in a survey, irrespective of whether a sample is drawn or a census is taken. 2. sampling errors are error which is attributable to sampling, and which therefore, is not present in information gathered in a census.
  • 122.
    Problems in Sampling 1.Non-SamplingError: refers to ◦Non-coverage error ◦Non response error ◦Instrument error ◦Interviewer’s error Non-Coverage sampling error: This refers to sample frame defect. ◦Omission of part of the target population (for instance, soldiers, students living in campus, people in hospitals, prisoners, without a telephone in households telephone surveys, etc).
  • 123.
    Problems in Sampling Nonresponse error – Common in self- administered surveys ◦This error occurs when you are not able to find those whom you were supposed to study. ◦Some people refuse to be interviewed because they are ill, are too busy, or simply do not trust the interviewer. ◦When one is forced to interview an unknown bias is substitutes, introduced.
  • 124.
    Problems in Sampling Instrumenterror ◦The word instrument in sampling survey means the device in which we collect data- usually a questionnaire. ◦When a question is badly asked or worded, the resulting error is called instrument error. Example: leading questions or carelessly worded questions may be misinterpreted by some researchers.
  • 125.
    Problems in Sampling Interviewererror : ◦Enumerator can distort the results of a survey by in-appropriate suggestions, word emphasis, tone of voice and question rephrasing. ◦Cheating by enumerators -with only limited training and under little direct supervision. ◦Perceived social distance between enumerator and respondent also has a distorting effect. E.G: questions about sexual behavior might be differently answered depending on the gender of the interviewer.
  • 126.
    Problems in Sampling 2.Sampling Errors ◦Error which is attributable to sampling, and which therefore is not present in a census. ◦Sampling errors can be calculated only for probability samples. ◦Increasing the sample size is one of the major instruments to reduce the extent of the sampling error. ◦Sampling error is related to confidence intervals. ● A narrower confidence interval means more precise estimates of the population for a given level of confidence.
  • 127.
    Ensure data analysis flowslogically from objectives  Use a data analysis matrix Objectives Type of data to be collected Method of data collection Method of data analysis Dependent variable Independen t variable
  • 128.
    Research funding  Researchrequires time and funds  Resources; funds, laboratory, equipment, land etc  Faculty staff (projects)  Research organisations, NARIs, international (IPNI/APNI)  TF: School Grant  External donors: DAAD  National Research funding
  • 129.
    Aspect Key evaluationcriteria Background to the study Have you adequately described background to the study/problem (Tip: Relevant authoritative literature) Problem identification Is the problem clearly articulated and defined? Is it brief, focussed and concise? Objectives/hypothes is/research questions: Are objectives precise and they achievable ; Are hypothesis and research questions suitable (Tip: do you have testable hypothesis) Significance of the study Are the expected outcomes clearly identified? Are the benefits and beneficiaries clear? Checklist to evaluate your proposal
  • 130.
    Aspe ct Keyevaluation criteria Conceptual framework Is the big picture clear?; Are concepts, variables logically connected with problem and objectives Literature review Is there clear evidence of a thorough review of the literature? Relevant, recent Methodology Is the research design well structured and outlined? Is it in line with objectives?; Are methods for measuring each of the variables clearly explained ? Feasibility: Is the problem researchable and is it feasible? Do the preliminary data and available resources support its feasibility? Formatting Is the proposal well structured and formatted? Has the research proposal been proofread and edited (Tip: scientific writing skills) Check list to Evaluate your proposal
  • 131.
    Principles in Writinga Research Proposal • The research proposal should address a research problem that is particularly significant in the context (scientific, policy and development) of the country or area concerned • The research proposal should be internally consistent (synergy between hypotheses, objectives and methodology) and methodologically adequate and compatible with available resources. • The researchers should ensure that the research proposal includes procedures for addressing every objective, hypothesis or research question. • The research proposal must contain a clear description of the theoretical base of the methodology to be used. • The research proposal should be presented in such a manner that flows logically from section to
  • 132.
    Principles in Writinga Research Proposal • The research proposal should be in a language and editorial style appropriate to the scientific discipline. • The research proposal should be easily readable, with clear and concise language. • The research proposal is a documentation of the scholarship, innovativeness and effort of the researcher, so great effort and care need to be put into developing and writing it. • The research proposal should be self-contained and self-recommending, and with sufficient details to convey research intent. • Preparing a research proposal is anything but a neat, continuous process with well-defined steps, each of which is completed before the next. • The whole process is iterative, that is, the researcher must continuously go “forth and back” adjusting earlier sections in the context of later segments of the proposal.
  • 133.
    Data Collection and Management /DataProcessing and Analysis/ 1.Coding, editing and cleaning the data 2. Data analysis
  • 134.
    Introduction ◦ Proper datacollection, retention, and sharing are vital to the research enterprise. ❑ Data refers to any group of facts, make inferences about the problem measurements, or observations used to of investigation. ◦ can range from material created in a laboratory, to information obtained in social- science research, such as a filled-out questionnaire, video and audio recordings, or photographs, etc.
  • 135.
    Introduction ❑No research projecthas unlimited funds, so selection of the most promising data usually is affected by the priorities of cost and convenience. ❑ So, design meaningful an experiment and unbiased data, that creates that will not waste resources. ❑If data are not recorded in a fashion that allows others to validate findings, results can be called into question.
  • 136.
    Data Collection Methods ●It is the process of gathering and measuring information on variables of interest in an accepted systematic fashion. ● Data collection discipline methods data types; vary by but the emphasis and on ensuring accurate collection remains the same.
  • 137.
    Data Collection Methods ● Consequencesfrom improperly collected data: ❑ Inability to repeat and validate the study. ❑Distorted, inaccurate findings. ❑Wasted resources. ❑ Misleading other researchers to pursue fruitless avenues of investigation.
  • 138.
    Data Collection Methods ●More importantly, poor collection may cause disproportionate harm when the results of the flawed research are used to support public policy suggestions. ● It is critical that researchers have sufficient skills to ensure the integrity of their data collection efforts. ◦ For instance: Quality data collection requires a rigorous and detailed recruitment and training plan for data collectors.
  • 139.
    Data management issues ●Storage and Protection ❑ Research data must be stored securely both during a research project and after it ends. ❑ Risks like fire, water or other environmental damage, or common technical failures like hard disk crashes, must be considered. ❑ Make backup copies of the data periodically and store the copies in a secure location.
  • 140.
    Data management issues ●Confidentiality ❑Confidentiality refers to limiting information access and disclosure to authorized users and preventing access by or disclosures to unauthorized persons. Policies on ❑who can handle which portion of data, ❑at what point during the project, ❑for what purpose, and so on.
  • 141.
    Data management issues ● Integrity ❑Integrity refers to the trustworthiness of the information. inappropriately, ❑Data should not be modified whether accidentally or deliberately. ❑The right information is used.
  • 142.
    Data Collection Techniques ❑ Datacan be acquired from Secondary and primary sources or from both. Secondary Sources of data ◦Secondary sources are those, which have been collected by other individuals or agencies. ◦As much as possible secondary data should always be considered first, if available.
  • 143.
    Data Collection Techniques ● But,when dealing with secondary data you should ask: Is the owner of the data making them available to you? Is it free of charge? If not, how will you pay? Are the data suitable for your investigation? A description of the sampling technique, i.e., how the sample was collected.
  • 144.
    Data Collection Techniques Advantagesof Secondary data Can be found more quickly and cheaply. Most researches on past events or distant places have to rely on secondary data sources. not much may be known Limitations ◦ Authenticity: about genuine? credible? representative?
  • 145.
    Data Collection Techniques ● Completeness:The information often does not meet one’s specific needs. Definitions might differ, units of measurements may be different and different time periods may be involved. ◦Data could also be out of date.
  • 146.
    Data Collection Techniques PrimarySources of Data Data that come into being for the first time by the researcher. ◦There are two approaches to primary data collection: the qualitative approach and the quantitative approach
  • 147.
    Data Collection Techniques Triangulation refers tothe use of more than one approach to the investigation of a research question in order to enhance confidence in the findings. The purpose of triangulation is to obtain confirmation of findings through convergence of different perspectives. Why use triangulation ◦By combining multiple empirical materials, researchers methods, and can hope to overcome the weakness or biases and problems that are associated with a single method.
  • 148.
    Data Collection Techniques Taxonomyof triangulation 1. Data triangulation: Involves gathering data at different times and situations, from different subjects using different sampling techniques. ◦Surveying relevant stakeholders about the impact of a policy intervention would be an example. ❑ E.G: Using survey data with time series data.
  • 149.
    Data Collection Techniques 2.Investigator triangulation: involves using more than one field researcher to collect and analyze the data relevant to a specific research object. scientific experimenters to ▪ Asking attempt to replicate each other’s work is an example.
  • 150.
    Data Collection Techniques 3.Methodological triangulation: combination of different research methods or different varieties of the same method - two forms of methodological triangulation. ❑ Within method triangulation involves making use of different varieties of the same method. ❑ making use of alternative econometric estimators would be an example. ❑ Between method triangulation involves making use of different methods. ❑ Using ‘quantitative’ and ‘qualitative’ methods in combination.
  • 151.
    Data Collection Techniques QuantitativePrimary Data Collection Methods ❑This method involves the collection of data so that information can be and subjected to statistical quantified treatment. ❑Primary data may be collected through: ❑ Direct personal observation method, or ❑Survey or questioning other persons,
  • 152.
    Data Collection Techniques TheObservation Method ◦Observation includes the full range of monitoring behavioral and non- behavioral activities. ● Advantages It is less demanding and has less bias. One can collect data at the time it occurs and need not depend on reports by others. with this method one can capture the whole event as it occurs.
  • 153.
    Data Collection Techniques Weaknessof the Method ● The observer normally must be at the scene of the event when it takes place. ◦ But it is often difficult or impossible to predict when and where an event will occur. ● ● It is also a slow and expensive process. Its most reliable results are restricted to data that can be determined by an open or deliberate action or surface indicator. ● Limited as a way to learn about the past, or difficult to gather information on such topics as intentions, attitudes, opinions and preferences.
  • 154.
    Data Collection Techniques The SurveyMethod: To survey is to ask people questions in a questionnaire - mailed or handled by interviewers. Strength of the Survey Method It is a versatile or flexible method - capable of many different uses. Surveys tend to be more efficient and economical than observations - surveying using telephone or mail is less expensive.
  • 155.
    Data Collection Techniques Weakness ofthe Method ◦The quality of information secured depends heavily on the ability and willingness of the respondents. A respondent may interpret questions or concept differently from what was intended by the researcher. A respondent may deliberately mislead the researcher by giving false information.
  • 156.
    Data Collection Techniques ● Surveyscould be carried out through: Face to face personal interview By telephone interview By mail or e-mail, or By a combination of all these. a) Personal Face to face Interview ◦It is a two-way conversion where one person interviews another person for detailed information.
  • 157.
    Data Collection Techniques Advantages ❑ Thedepth and detail of the information exceeds the information secured from telephone or mail surveys. ❑ Interviewers can probe additional questions, gather supplemental information through observation, etc. ❑ Interviewers can make adjustments to the language of the interview because they can observe the problems and effects with which the interviewer is faced.
  • 158.
    Data Collection Techniques Limitations ofthe Method ❑The method is an expensive enterprise – (e.g., locating respondents) ❑ Hence, personal interviews are generally used only when subjects are not likely to respond to other survey methods. ❑susceptible to interviewers’ bias/mistakes ❑Interviewer may also be reluctant to visit unfamiliar neighborhoods.
  • 159.
    Data Collection Techniques b) TelephoneInterview ◦Telephone can be a helpful medium of communication in setting up interviews. ◦Telephone surveys are the fastest method of gathering information from a relatively large sample. ● generally lasts less than ten minutes.
  • 160.
    Data Collection Techniques Strength ofthis method ◦Moderate travel and administrative costs ◦ Faster completion of study ◦Responses can be directly entered on to the computer Limitations of this method ◦Respondents must be available by phone. ◦The length of the interview period is short. ◦those interviewed by phone find the experience to be less rewarding than a personal interview.
  • 161.
    Data Collection Techniques C) Interviewingby mail (Solicited responses) ◦Self-administrated questionnaires. ◦They are ideal for large sample sizes, or when the sample comes from a wide geographic area. Advantages ◦Lower cost than personal interview ◦Persons who inaccessible can might otherwise be be contacted (major corporate executives) ◦Less interviewer bias ◦better protects privacy/anonymity
  • 162.
    Data Collection Techniques Disadvantages ◦Non response error is high ◦ Large amount of information may not be acquired d) Online Surveys (E-mail and internet) ◦ E-mail surveys are relatively new and little is known about the effect of sampling bias in internet surveys. Advantages: ◦ Very inexpensive -saves inputting costs as well ◦ Respondents feel privacy
  • 163.
    Data Collection Techniques Disadvantages: ◦Very biasedtoward wealthy - in Nigeria ◦Biased toward young everywhere – even the very poor have less online access in industrialized world ● The demographic profile of the internet user does not always represent the general population. ◦Therefore, before doing an e-mail or internet survey, carefully consider the effect that this bias might have on the results.
  • 164.
    Questionnaire Design ❑ Actualinstrument design begins by drafting specific measurement questions in the form of a questionnaire. ❑ Questionnaires are easy to analyze. ❑ Data entry and tabulation can be easily done with many computer software packages. ❑ Questionnaires are familiar to most people. ❑ Nearly everyone has had some experience completing questionnaires generally do not make and they people apprehensive.
  • 165.
    Questionnaire Design ❑Questionnaires reducebias. ❑ There is uniform question presentation. ❑ The researcher's own opinions will not influence the answer. ❑ Mailed questionnaires are less intrusive. ❑ When a respondent receives a questionnaire by mail, he/she is free to complete the questionnaire on his/her own time-table.
  • 166.
    Questionnaire Design ● Whenthe goals of a study can be expressed in a few clear and concise sentences then Questionnaire design becomes considerably easier ● Hence, ask only questions that directly address the study goals. ◦Avoid the temptation to ask questions because it would be "interesting to know".
  • 167.
    Questionnaire Design ● Asa general rule, long questionnaires get less response than short questionnaires. ◦Hence, keep your questionnaire short to maximize response rate – essentials. ● Minimizing the number of questions is highly desirable, but we should never try to ask two questions in one.
  • 168.
    Questionnaire Design ● Indeveloping a survey instrument the following issues need to be considered carefully: Question content Question wording Response form Question sequence
  • 169.
    Questionnaire Design 1. QuestionContent ● Question content depends on the respondent’s: to answer the question ◦ability, and ◦willingness accurately. a) Respondents’ ability: ◦The respondent information level should be assessed. Questions that overtax the respondent’s recall ability may not be appropriate.
  • 170.
    Questionnaire Design b) Willingnessof respondent to answer ◦Even if respondents have the information, they may be unwilling to give it. ◦Some of the main reasons for unwillingness: The situation is not appropriate for disclosing the information – embarrassing or sensitive Disclosure of information is a potential threat to the respondent topic is irrelevant and uninteresting for them.
  • 171.
    Questionnaire Design ❑ truthful Tosecure more complete and information ❑ ❑ Use indirect statements i.e., “other people” Change the design of the questioning process. ❑ Apply appropriate questioning sequences that will lead a respondent from „safe“ question gradually to those that are more sensitive. ❑ Begin with non-threatening and interesting questions.
  • 172.
    Questionnaire Design ● Questionsshould be ◦Simple and short ◦About issues respondents have knowledge of ◦With same meaning to all ● Questions should not be ◦Double-barrelled – do not ask two questions ◦Leading – push people to answer in a certain way ◦Avoid words like usually, often, sometimes, occasionally, seldom, etc.
  • 173.
    Questionnaire Design 2. QuestionWording: Using Shared Vocabulary ● In a survey the two parties must understand each other and this is ● possible only if the vocabulary used is common to both parties. So, don’t use uncommon words or long sentences or abbreviations and make items as brief as possible. ❑And, don’t use emotionally loaded or vaguely defined words.
  • 174.
    Questionnaire Design 3. Responsestructure or format - ● Refers to the degree and form of the structure imposed on the responses. ◦Open-ended or closed questions a) Open Ended Questions ◦ In open-ended questions respondents can give any answer. They may express themselves extensively. The freedom may be to choose a word in a “fill in “ question.
  • 175.
    Questionnaire Design Advantage ◦Permit anunlimited number of answers ◦Respondents can qualify and clarify responses ◦Permit creativity, self expression, etc. Limitations responses may not be consistent. Some responses may be irrelevant Comparison and statistical analysis difficult. Articulate and highly literature respondents have an advantage, etc.
  • 176.
    Questionnaire Design b) ClosedQuestions ◦Generally preferable in large surveys. dichotomous or multiple-choice questions. Advantages ◦Easier and quicker for respondents to answer ◦Easier to compare the answers of different respondents ◦Easier to code and statistically analyze ◦Are less costly to administer ◦reduce the variability of responses ◦make fewer demands on interviewer skill, etc. ◦don’t discriminate against the less talkative
  • 177.
    Questionnaire Design Limitations ◦Can suggest ideasthat the respondents would not otherwise have ◦too many choices can confuse respondents ● During the construction of closed ended questions: The response categories provided should be exhaustive. They should include all the possible responses that might be expected. The answer categories must be mutually exclusive.
  • 178.
    Questionnaire Design 4) QuestionSequence – the order of the questions ● The order in which questions are asked can affect the overall data collection activity. ● Grouping questions that are similar will complete, and the respondent will make the questionnaire easier to feel more comfortable. ◦Questions that use the same response formats, or those that cover a specific topic, should appear together.
  • 179.
    Questionnaire Design 5) PhysicalCharacteristics of a Questionnaire ● An improperly laid out questionnaire can lead respondents to miss questions, can confuse them. ● So, take time to design a good layout ◦ease to navigate within and between sections ◦ease to use the questionnaire in the field; e.g., questions on recto and codes on verso sides of the questionnaire ◦leave sufficient space for open-ended questions ◦questionnaire should be spread out properly.
  • 180.
    Questionnaire Design ● Puttingmore than one question on a line will result in some respondents skipping the second question. ● Abbreviating questions will result in misinterpretation of the question. Formats for Responses ◦A variety of methods are available for presenting a series of response categories. Boxes Blank spaces
  • 181.
    Questionnaire Design 6) Reproducing thequestionnaire ●A neatly reproduced instrument will encourage a higher response rate, thereby providing better data. ◦ Pilot Survey: questionnaire The final test of a is to try it on representatives of the target audience. ◦If there are problems with the questionnaire, they almost always show up here.
  • 182.
    Data Management ● Dataanalysis ranges from very simple summary statistics to extremely complex multivariate analyses. Data Preparation and Presentation Data processing starts with the and editing, coding, classifying tabulation of the collected data.
  • 183.
    Data Management i) Editing ◦Editingof data is the process of examining the collected raw data to detect errors and omissions. ◦In general one edits to assure that the data are: ✓Accurate ✓ Consistent with other information/facts gathered ✓Uniformly entered
  • 184.
    Data Management ● Theediting can be done at two levels a) Field level Editing After an interview, field workers should review their reporting forms, complete personal shorthand, rewrite what was abbreviated, translate illegible entries, and make callback if necessary. b) Central editing when all forms have been completed and returned to the office data editors correct obvious errors such as entry in wrong place, recorded in wrong units, etc.
  • 185.
    Data Management ii) Coding Codingrefers to the process of assigning numerals to answers so that responses can be put into a limited number of categories or classes -coding sheet. iii) Classification and Tabulation large volume of raw data must be reduced into homogenous groups if we are to get meaningful relationships. ● Classification is the process of arranging data in groups or classes on the basis of common characteristics.
  • 186.
    Data Management ● Tabulationis the orderly arrangement of data in columns and rows. ● Simple or complex tables. ◦Simple tabulation gives information about one variable. ◦Complex tabulation shows the division of data into two or more categories. SPSS, R, Excel, STATA, etc.
  • 187.
    Data Management following ● Tabulationprovides the advantages: ✓ It conserves space and reduces explanatory and descriptive statement to a minimum. ✓It facilitates the process of comparison ✓ It facilitates the summation of items and the detection of errors and omissions ✓ It provides a basis for various statistical computations such as measures of central tendencies, dispersions, etc.
  • 188.
    Steps in dataanalysis ❖Actions After Data Collection ◦ Process the data ◦ Prepare tables and graphs ◦ Analyze and interpret findings ◦ Prepare for presentation
  • 189.
    Kinds of Data Analysis ➢Descriptive Statistics Analysis ➢ Inferential Statistics Analysis
  • 190.
    Descriptive Statistics ➢ Refersto the description of data from a particular sample, hence the conclusion must refer only the sample. ➢ In other word, it is summarizing and describing the character of the sample ➢ Descriptive statistics are numerical values obtained from the sample that gives meaning to the data collected
  • 191.
    Inferential Statistics Analysis ➢ Theuse of statistical tests, either to test for significant relationships among variables or to find statistical supports for the hypotheses. Inferential statistics researcher to draw conclusions about ➢ Are numerical values that enable the a population based on the characteristics of a population sample ➢ This is based on the laws of probability.
  • 192.
    Uses of InferentialAnalysis • Cited some statistical test for inferential analysis. 1. t-test- is used to examine the difference between the means of two independent groups. 2. Analysis of Variance (ANOVA)- is used to test the significance of differences between means of two or more groups. 3. Chi-square- this is used to test hypotheses about the proportion of elements that fall into various cells of a contingency table.
  • 196.
    Presentation of Findings • Findingsare presented in different forms such as: 1. Narrative or textual form ◦ This is composed of summary of findings, direct quotations and implications of the study. to present a clear and 2. Tables ◦ Tables are used organized data. ◦ This is utilized for easy analysis and interpretation of data.
  • 198.
    Summary of Findings • • Thisportion summarizes the result of data analysis The best thing is to review the stated problem and tie up with the result of your data analysis.
  • 199.
    Conclusions • • A conclusion isdrawn from the summary of findings. focuses on the answers to the problem the outcome whether it is ofthe rejected or including hypotheses accepted.
  • 200.
    • of the •toward Recommendations This is based on the result conclusions The main goal is geared improvement or development
  • 201.
    Rules of referencing& citation (APA/Harvard System 1.Book(Single Author) Title: Econometric analysis of cross section and panel data Author: Publisher: MIT press Year: 2010 City: London Edition: 1st In-text citation Reference list Beginning of sentence--- Jeffrey M. Wooldridge Wooldridge (2010). End of (2010), sentence (Ahmed,2011) Econometric cross section analysis of and panel data, 1st ed, MIT press, London
  • 202.
    Co n’t 2. Book (TwoAuthors) Title: Introduction to Econometrics Author: James H. Stock and Mark W. Watson Publisher: Pearson, Addison-Wesly Year: 1993 City: Boston Edition: 3rd
  • 203.
    Con’t 3. Book(Four Authors) Title:Conflict Analysis and Resolution Author: Ahmed Hassan , Yasin Omer, Hodan Nour & Asma Hussein Publisher: National Printing Press Year: 2011 City: Hargeisa Edition: 3rd
  • 204.
    Con’t 4. Journal article(Single Author) Article title: Factors affecting employees performance of service organization in Somaliland Journal Name: Journal of Human Resource Management Author: Abdirahman Jama Year: 2011 Pages: 5-10 Volume: 4 Issue: 16
  • 205.
    Con’t 5. Conference Proceedings Articletitle: Causes of employees’ turnover in Private Businesses in Hargeisa Conference publication name: Proceedings of the 10t h annual conference on the Small Business Development Author: Ahmed Hassan Year: 2011 Pages: 42- 65 City: Hargeisa Publisher: Chamber of Commerce
  • 206.
    Con’t 6. Website Name ofwebpage: Procurement administration in Somaliland Name of website: National Tender Board Year: 2011 Month: January Day: 24 Year Accessed: 2011 Month Accessed: September Day Accessed: 15 URL: http://www.ntb.gov.et
  • 207.
    When must we providecitation? ❖ When must we provide citation? ◦ Quote directly ◦ Paraphrase ◦ Summarise ● Use ideas, theories, facts, experiments, case studies, from a source ● Adopt another person’s research method, survey or experiment design ● Use statistics, tables, diagrams etc.
  • 208.
    Cases where no citationrequired ● Your own ideas, theories, arguments, conclusions ● Surveys and experiments designed and carried out by you ● Your own research method ● Very basic common knowledge: i.e. Abuja is the capital of Nigeria. BUT ● Abuja is the capital of Nigeria and has a population of an estimate of 200 million (cite source!)
  • 209.
    APA Style ◦ Inthe case of one and two authors- Sur name of the author(s) followed by year of publication and page number if it is direct quote Cormack (2014) work supports … view (paraphrasing) Cormack (2014, p.32-33) states that 'when writing….’ (quote) Writing for a professional audience (Cormack and Jacky, 1994).
  • 210.
    Con’t ◦ In caseof three to five authors-Write the surnames of all of the authors the first time the text is cited, then after the surname of the first author followed by et al. meaning and others Further research (Green, Harris and Dunne, 2009) showed that … The research (Green, et al., 2009) has also found that the majority of ● In the case of six and more authors- the surname of the first author followed by et al. every time the work is cited
  • 211.
    Con’t ● Several worksby one author in the same year will be identified by an alphabet ◦Earlier research by found that…but Dunn later (2013a) research suggested again by Dunn (2013b) that …. ● When you cite a chapter from an edited book, you cite the author of the chapter not the editor of the book ● In case you want to cite a work that has no author ◦Development is defined as (Anon., 2009)
  • 212.
    Con’t ● In caseyou want to cite a work that has no date ◦Earlier research (Smith, n.d.) demonstrated that … ● Second hand references ◦Deforestation is described as ….(Brown, 2006 cited in Bassett, 2013, p.142)
  • 213.
    Con’t ● Citing frompersonal communication ◦(Surname of the information source, personal communication, Month day, Year of the interview) ◦(Ahmed Ali, personal communication, September, 12, 2012)
  • 214.
    Con’t ● If certainbibliographic details are missing, use:- ◦Anon author anonymous or not identifiable ◦s.l. no place of publication (Latin: sine loco) ◦s.n. no named publisher (Latin: sine nomine) ◦n.d. no date
  • 215.
  • 216.
    Process of Research Report 1.Beginwriting up the report as soon as you can. Do not leave it until you have finished your data collection before you start writing up. Many sections, can be drafted during or even before data collection. 2.Write down ideas as soon as you get them, rather than leaving them to the writing-up stage. Keep a research diary where you can safely note any ideas. Not all of your ideas will be useful, but it is certain that some of them will be! Do not imagine that you will be able to remember these ideas at a later date.
  • 217.
    Report Writing 3.Be awareof the nature of the report and the intended audience. ● If it is for a student research project, then ensure you have read and understood the criteria laid down by your institution in terms of content, presentation, length and so on. 4.If you are writing for a journal, ensure that your research fits within the scope of that journal’s objectives as well as its editorial requirements. ● If you are producing a report or piece of consultancy, ensure that you are clear about the requirements of your audience.
  • 218.
    5.You will notbe able to write the final report out first time. ●You will need to rewrite it a number of times before it reaches completion. ●You should allow for this when planning your research timetable, and not become discouraged when the first draft is not perfect.
  • 219.
    6.Make sure beforeyou begin writing up that you make backups of your work at every available opportunity. Whatever you do, do not assume that whatever you save on a hard drive will be safe! 7.You should keep your backups in a separate location. As a further safety measure, print out what you have written so far at regular intervals.
  • 220.
    8.Final editing andproof reading. Once you have got this far, the temptation is to skip over the final proof reading and simply submit the project. Do carefully read over to check spelling and grammar. 9. Submission of the report!
  • 221.
    TYPICAL RESEARCH REPORTSTRUCTURE 1. Title Page 2. Abstract 3. Acknowledgements 4. Contents - List of Tables - List of Figures - Acronyms 5. Introduction - Background of the study - Problem statement of the study - Objective of the study - Justification of the study - Scope of the study - Significance of the study - Limitation of the study - Organization of the paper 6. Literature Review - Theoretical Literature Review - Empirical Literature Review - Conceptual Framework 7. Methodology - Data - Model Specification - Estimation Method 8. Results, discussion and Analysis 9. Conclusions and Recommendations 11. Reference List 12. Appendices
  • 222.
    Word of advice Research is a task and requires  Wide and targeted reading  Dedication  Continuous and critical thinking  Linking components  Logical reasoning
  • 223.
    References  Patel B,Kay Muir-Leresche, Richard Coe and Susan D Hainsworth (2004). The Green Book: A guide to effective graduate research in African Agriculture. The African Crop Science Society, Kampala, Uganda  Creswell JW (2009). Research design. Qualitative, Quantitative and Mixed methods approaches. 3rd Edition. SAGE publishers, California, USA.  Locke, L.F., Spiduso, W. and Silverman, S.J. (2007) Proposals that Work: A Guide for Planning Dissertations and Grant Proposals. 5th ed. Sage, Thousand Oaks.
  • 224.