Ramnarain j. jaigobind rodman & renshaw s

February 2011

Leadership in Corporate Finance

Member FINRA, SIPC

Forward Looking Statements

The material available in this presentation may contain forward‐looking statements, which are subject to risks, uncertainties and
assumptions. In some cases, you can identify these statements by forward‐looking words such as “may”, “might”, “will”,
“should”, “expect”, “plan”, “anticipate”, “believe”, “estimate”, “predict”, “optimistic”, “potential”, “future” or “continue”, the
negative of these terms and other comparable terminology. Such forward‐looking statements are based on current plans,
estimates and expectations and are made pursuant to the Private Securities Litigation Reform Act of 1995. Forward‐looking
statements are based on known and unknown risks, assumptions, uncertainties and other factors. The Company’s actual results,
performance and achievements may differ materially from any future results, performance, or achievements expressed or
implied by such forward‐looking statements. We do not assume responsibility for the accuracy or completeness of any forward‐
looking statement and you should not rely on forward‐looking statements as predictions of future events. We are under no duty
to update any of these forward‐looking statements to conform them to actual results or revised expectations.

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Introduction to Rodman & Renshaw

Profile

Rodman & Renshaw, LLC, a wholly owned subsidiary of Rodman & Renshaw Capital Group, Inc. (Nasdaq: RODM), is a full‐service
investment and merchant bank committed to fostering the long‐term success of growth companies through capital raising, strategic
advice, insightful research and the development of institutional support.

We are headquartered in New York City, with offices in Houston, Calgary, and a London‐based affiliate, Rodman & Renshaw Capital
Partners, Ltd.

We employ dedicated, experienced and talented professionals within our corporate finance, research and sales & trading divisions.

Rodman & Renshaw is a recognized leader in arranging private investments in small‐cap and mid‐cap public companies.

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Market Position

Rodman & Renshaw provides an array of services to public and private companies. We have built exceptional
capabilities and continue to leverage our resources to provide our clients with full‐service banking solutions:

 Investment Banking: A veteran group of
professionals who are one of the most successful Rodman & Renshaw Bulge Bracket
placement agents on Wall Street.

Full Service Model
 Research: Highly accomplished and consistently top‐
ranked team of sell‐side analysts, including a large
number of PhDs.

 Sales & Trading: A robust sales & trading presence in Boutiques & Advisory‐only
the U.S. and Europe with an experienced institutional Regionals Boutiques
sales force and extensive relationships with buy‐side
investors around the globe.
Small Cap Middle Market Large Cap

 After‐market Support: Consistent aftermarket Sector Focus
support in the form of non‐deal roadshows in the US After Market Support and Other Services
and Europe. R&R also organizes annual investor  Research  Investor Conferences
conferences in the US and Europe that have become  Sales and Trading  Non‐deal Roadshows
“must attend” events for issuers and investors alike.  Market Making  Strategic Advisory

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Recent Corporate History

July 2007:
March 2008:
Rodman &
Renshaw Acquisition of May 2008:
effectuates Miller Mathis Formation of
public listing (Metals and Mining) Aceras BioMedical

2007 2008

March 2007: October 2007: May 2008: June 2008:
Private placement Public capital Formation of Global Acquisition of
capital raise of $20 raise of $40 Capital Markets COSCO Capital
million million at group Management
$5/share * (Rodman Energy)

Public Listing / Geographic Sector Product
Capital Raise Diversification Diversification Diversification

* Underwritten by Sandler O’Neill + Partners, Rodman & Renshaw, Fox‐Pitt, Kelton, and Paulson Investment Company.

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Global Investment Banking Practice

Corporate Finance Leadership

# 1 Placement Agent for PIPE & RD Financings*
# 1 Placement Agent for PIPE & RD Financings*
Top 10 Agents by Number of Deals *
2010 2009
Rank Placement Agent Deals Amount Raised Rank Placement Agent Deals Amount Raised
1 Rodman & Renshaw, LLC   77 $         1,220,781,745 1 Rodman & Renshaw, LLC 77 $         1,232,556,446
2 Roth Capital Partners, LLC 49            1,103,712,836 2 Roth Capital Partners, LLC 27               779,346,375
3 Lazard 26               994,968,084 3 Piper Jaffray & Co. 22               733,575,414
4 Chardan Capital Markets 19               178,277,810 4 Lazard 20               686,676,355
5 Jefferies & Company, Inc. 16            2,200,442,744 5 Canaccord Adams, Inc. 16               499,155,740
6 Canaccord Genuity Inc. 15               522,252,665 6 Oppenheimer & Co. Inc. 15               414,949,136
7 RBC Capital Markets, Inc. 14               811,108,693 7 Midtown Partners & Co., LLC 15                 70,089,430
8 Sandler O'Neill & Partners, L.P. 13            1,340,513,499 8 RBC Capital Markets, Inc. 14               476,562,053
9 Keefe, Bruyette & Woods, Inc. 13               573,822,622 9 Chardan Capital Markets 13               107,732,989
10 Merriman Curhan Ford & Company 13               455,347,967 10 Cowen and Company, LLC 11               308,547,799

PIPE & RD League Tables: 2006 ‐ 2008 (ranked by number of transactions completed, dollars raised in millions) *
2008 2007 2006
1 Rodman & Renshaw, LLC 44 $        586 Rodman & Renshaw 52 $   931 Rodman & Renshaw 49 $         908
2 Roth Capital Partners, LLC 18            274 Roth Capital Partners 40       723 Cowen and Company 31
1,300
3 Lazard 16
1,433 Oppenheimer & Co. 21       456 Roth Capital Partners 31             419
4 Merriman Curhan Ford & Comp13            248 Lazard 16       498 Banc of America 18             750
5 Midtown Partners & Co., LLC 13               38 Piper Jaffray & Co. 15       323 Midtown Partners 17                56
6 Canaccord Adams, Inc. 12            714 Merriman Curhan Ford & Co. 15       211 Collins Stewart 16             316
7 Goldman, Sachs & Co. 9
15,533 Midtown Partners & Co. 15          52 Jefferies & Company 15             898
8 Deutsche Bank Securities, Inc. 8
1,483 Canaccord Adams 14       290 Westminister Securities 14                64
9 Merrill Lynch & Co., Inc. 8            717 Citi Global Markets 13
3,969 Piper Jaffray & Co. 13             340
10 RBC Capital Markets, Inc. 8            651 Lehman Brothers 13
3,370 Lehman Brothers 12
1,307

•Source: Sagient Research Systems, Inc. ranks Rodman & Renshaw, LLC as the # 1 Placement Agent among full‐service investment banks, with most deals transacted in 2003, 2005, 2006, 2007, 2008 , 2009 and 2010 as well as cumulatively
from January 1, 2003 through December 31 , 2010.

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Focus & Expertise

Rodman & Renshaw takes pride in its commitment and tenacity to get the right deal done. Our aim is to thoroughly understand a
company’s goals and to structure a custom‐tailored transaction that enables a company to meet its business objectives.

 Target Clients: Companies with Enterprise Value of $50‐500 million.

 Investment Opportunity: Under‐followed and/or undervalued companies with significant upside potential.

 Sector Presence: Growth sectors or segments of the economy.

 Regional Focus: Companies around the globe (with an Emerging Markets strategy in many cases).

 Capital Needs: Liquidity, acquisition, growth initiatives, debt repayment, and/or trade sale.

 Financing Vehicles and Structures: Common stock, preferred stock, senior debt, convertible securities, and warrants; using
Collateralized Acquisition Pools (CAP®), Private Placements in Public Equity (PIPE), reverse mergers, Special Purpose Acquisition
Companies (SPAC), IPOs, follow‐on offerings, and trade sales (M&A, Private Equity).

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Key Sectors

Rodman & Renshaw investment banking practice focuses on key sectors and sub‐sectors that offer significant growth potential.
The firm tends to work with companies that are profitable or near profitability in various industries, including:

Alternative Energy Aerospace & Defense Biotech/Healthcare

Building Products/Construction China Community & Regional Banks

Consumer Products Emerging Markets Energy/Oil

Financials Food & Restaurants Gaming

Industrials Logistics Media & Internet

Medical Devices Mining & Natural Resources Packaging

Real Estate Resorts Retail

Shipping Software SPACs

Technology Telecom Services Water Technology

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Third‐Party Partnerships

Rodman & Renshaw has established partnerships with leading Venture Capital firms, Private Equity funds, law firms, accounting
firms, M&A firms, and business brokers. In addition to leveraging our global investor and corporate network, our partners will
have the opportunity to:

 Access an exclusive and diverse global deal flow.

 Participate in transactions that may be synergistic to portfolio companies and/or clients.

 Gain exposure to relevant technologies and experienced management teams.

 Seek and identify potential portfolio investments around the globe.

Rodman & Renshaw supports clients’ equity following a transaction. The support may include the following additional services:

 Research Coverage: A highly respected Wall Street research team.

 Non‐deal Roadshows: Access to leading institutional investors in the US, Europe and Asia.

 Sales & Trading: Strong relationships with broad segments of the institutional investor community in the US, Europe, and the
Middle East; vast experience in selling and trading public US and foreign securities in the primary and secondary markets.

 Conferences: Annual conferences in New York, Asia and Europe, providing company executives the opportunity to meet with
institutional investors and other corporate executives.

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Rodman & Renshaw Annual Global Investment Conferences
Post Deal Support

 Rodman’s healthcare conferences are among the largest in the industry (second only to the JPMorgan Healthcare conference)
 Based on the success of our New York healthcare conferences, we expanded our annual conference to cater to growth
companies that captured macro‐trends in Life Sciences, Natural Resources, Emerging Markets and Acquisition Finance through
SPACs
 Our first Annual Global Investment Conference took place on November 10‐12, 2008 at the New York Palace Hotel, New York
• Over 530 companies from across the globe presented to thousands of registered institutional investors
• One‐on‐One meetings between Companies & Institutional Investors
• Six distinct tracks: Asia & Growth, Healthcare, Steel, Metals & Mining, Energy, and SPACs
• Keynote speech by President Bill Clinton

 Our 2009 Global Investment Conference was held on September 9th‐11th in New York
• Over 575 presenting companies
• Eight distinct tracks: Healthcare, Asia, Growth, Metals & Mining, Energy, Cleantech, Maritime, and Commercial &
Regional Banks
• Keynote address given by Dr. Alan Greenspan, former Chairman of the Federal Reserve

 Our 2010 Annual China Investment Conference took place on March 7th‐9th in Beijing, China
• More than 500 attendees & 100 presenting companies
• Featuring multiple tracks included: Agriculture, Auto, Cleantech & Energy, Consumer/Retail, Education, Healthcare,
Industrial, and Technology
• Keynote speech by General Colin L. Powell, USA (Ret.), 65th United States Secretary of State

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 Our 2010 Annual Global Investment Conference was held on May 16th‐18th in London, UK
• More than 1,000 attendees & 150 presenting companies
• Five tracks include: Healthcare, Metal & Mining, Energy, Cleantech, and Asia
• Keynote speech by The Rt. Hon. Sir John Major, KG, CH, Former Prime Minister of Great Britain and Northern Ireland

 Our 2010 Annual Global Investment Conference took place on September 13th‐15th in New York
• More than 3,500 attendees and 600 presenting companies expected
• Eight distinct tracks: Healthcare, China, Metals & Mining, Energy, Technology, Cleantech, Community & Regional Banks,
and Growth
• Keynote speech by Henry M. Paulson, Jr., 74th US Secretary of the Treasury

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2010 Rodman & Renshaw Annual Global Investment Conference
Post Deal Support

Asia Track Growth Track Energy Track Metals & Mining Track

Healthcare Track Maritime Track Cleantech Track Bank Track

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Transactions
Note: Some transactions listed in this section were executed by Miller Mathis & Co or COSCO Capital Management prior to joining Rodman & Renshaw, LLC

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Transactions (Continued)

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Global Capital Markets Group

Biographies
Ramnarain “Joe” Jaigobind
Head of Global Capital Markets
President – Middle East/India/Japan
Mr. Jaigobind’s Wall Street career spans over 19 years.  Currently, Mr. Jaigobind is the Head of Global Capital Markets, President – Middle East/India/Japan.  Prior to Rodman & Renshaw, Mr. Jaigobind
was Executive Managing Director – Global Equity Capital Markets and President – Middle East/India/Japan at Maxim Group LLC where he worked on over 300 transactions as Lead, Co‐Lead Manager or
syndicate member, raising in excess of US$50 billion.  Prior to Maxim Group LLC, Mr. Jaigobind was Senior Vice President in the Private Client Group of Investec Ernst and Company, an international
specialist banking group headquartered in South Africa and the UK.  Mr. Jaigobind began his career in 1991 at Shearson Lehman Brothers in the private client division.  He is a Chairman’s Circle Member of
the US‐India Business Council, Director of the Board of the US‐Pakistan Business Council and a member of the Susquehanna Investment Network based in Lewisburg, Pennsylvania.  Lastly, Mr. Jaigobind is
Trustee of the West Street Charitable Foundation, which focuses its efforts on victims of natural disasters.

Eric Lord
Vice President – Global Capital Markets
Mr. Lord joined Rodman & Renshaw in 2008 as Vice President in the firm’s Global Capital Markets department.  Prior to joining Rodman & Renshaw, Mr. Lord was Vice President of Equity Capital Markets
at Maxim Group LLC.  Over a two year span at Maxim, he worked on over 150 public market offerings, including eight Maxim lead managed transactions.  Prior to joining Maxim, Mr. Lord was an
investment analyst for a registered investment advisory firm in Boston.  He worked for two years servicing high‐net worth clients in the preparation of asset allocation plans and the presentation of
annual investment performance reviews.  He also developed an investment strategy which was utilized in trading a number of the firm’s discretionary accounts.  Mr. Lord is a Series 7 licensed Registered
Representative and Series 24 licensed General Securities Principal.  Mr. Lord earned a BS in Business Administration with a concentration in Finance from the University of Richmond.

Kevin Mangan
Syndicate Manager – Global Capital Markets
Mr. Mangan joined Rodman & Renshaw in 2008 as Syndicate Manager in the Global Capital Markets department.  Prior to joining Rodman & Renshaw, Mr. Mangan was Syndicate Manager at Maxim
Group LLC.  During his time at Maxim, Mr. Mangan was involved in all internal aspects of the firm’s syndicate business including deal execution, interfacing with sales, and syndicate deal sourcing. Mr.
Mangan is a Series 7 licensed Registered Representative and Series 24 licensed General Securities Principal.  He earned a Bachelor in Business Administration concentrating in Management and Finance
from the University of Miami.

Kai Kai Dong
Associate – Global Capital Markets

Mr. Dong joined Rodman & Renshaw in 2010 as an Equity Syndicate Associate in the Global Capital Markets department.  Prior to  joining Rodman & Renshaw, Mr. Dong was an investment banking
analyst at H.C. Wainwright & Co.  During his time at HCW, he worked on several private placement deals for Chinese companies.  Prior to joining HCW, he interned with Sichenzia Ross Friedman Ference
LLC, a leading corporate and securities law firm on wall street and had cross training in the international listing department at NYSE Amex. Mr. Dong is a Series 7 licensed Registered Representative. He
earned a Bachelor Degree with Honors in Electrical Engineering from Nanyang Technological University, Singapore and a Master Degree in Operations Research (Financial Engineering Track) from
Columbia University. He speaks fluent Mandarin and is moderately proficient in Korean and Japanese.

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Biographies

Chirag Choudhary
Senior Vice President – Global Capital Markets
Mr. Choudhary joined Rodman & Renshaw, LLC as Senior Vice President in the Global Capital Markets Group.  Mr. Choudhary works with some of the leading institutional investors around the globe with
a focus on the firm’s public market transactions.  Prior to Rodman & Renshaw, Mr. Choudhary was a partner and Senior Vice President ‐ Institutional Sales at Maxim Group LLC.  He worked closely with
different department heads (trading/capital markets/investment banking/sales trading/fixed income) to ensure the highest level of service for clients.  Prior to Maxim Group, Mr. Choudhary worked for
Investec Ernst & Co., a leading international bank headquartered in South Africa.  He worked with members of the Private Client Group servicing the needs of high‐net worth individuals and corporations.
Mr. Choudhary started his career at Merrill Lynch & Co. as an associate in the Private Client Group where he conducted portfolio reviews for existing clients using firm’s proprietary platform.  Mr.
Choudhary has a Masters in Business Administration (Finance) from Hawaii Pacific University and a Bachelor of Commerce (Hons.) degree in Finance and Tax Planning.  He is also a member of Chairman’s
Circle of U.S‐India Chamber of Commerce.  Mr. Choudhary is also a member of Asia Society, a leading international non‐profit educational organization founded in 1956 with headquarters in New York
and presence in 6 countries.  Lastly, Mr. Choudhary is presently an Associate Producer level member for GenArt Inc., a leading arts and entertainment organization across the United States.

Harry Ioannou
Senior Vice President – Private Client Group
Mr. Ioannou joined Rodman & Renshaw, LLC as Senior Vice President in the Private Client Group/Global Capital Markets.  Mr. Ioannou’s experience in the financial markets spans over 8 years.  His current
position in Private Wealth Management/Capital Markets allows him to deliver high‐quality strategic advice and investment solutions to our high net worth clients.  In addition, Mr. Ioannou handles
institutional accounts that are focused  on Capital Markets and Syndicate offerings.  Mr. Ioannou’s focus has been primarily in raising capital for small and mid cap private/public companies, investing in
Initial Public Offerings and Blank Check Underwritings.  Prior to Rodman & Renshaw, Mr. Ioannou was a partner and Senior Vice President – Private Client Group at Maxim Group LLC.   Mr. Ioannou started
his career at Morgan Stanley Dean Witter in 1999.  He has a Bachelors degree from Baruch College with a specialization in Finance and Investments.

Shay Kronfeld
Managing Director – Global Capital Markets
Mr. Kronfeld joined Rodman in July 2009. His responsibilities include working with leading institutions from around the world, specifically Europe and Israel, with a focus on IPO’s,  Follow‐on’s, and
general investments  Prior to Rodman, Mr. Kronfeld spent six years at Maxim Group and held a position of VP Institutional Sales where he worked closely with Israeli/Swiss institutions on products such as
derivates, options, fixed income, SPAC’s and IPO’s.  Mr. Kronfeld holds a Bachelors degree in Business Management from the Interdisciplinary Center University in Herzelia, Israel. Mr. Kronfeld is involved
with the Israeli community in the US, also learning and Volunteering in the Kabbalah Center in NY.

George Anagnostou
Institutional Sales – US/Europe/Asia – Global Capital Markets
Mr. Anagnostou joined Rodman & Renshaw in 2008 in the firm’s Global Capital Markets group catering to institutional investors in the US, Europe, and Asia.  Prior to joining Rodman & Renshaw, Mr.
Anagnostou was a syndicate associate in the Equity Capital Markets group at Maxim Group LLC. Prior to Maxim, Mr. Anagnostou was a chartering shipbroker for a firm based in Athens, Greece.  He has
extensive knowledge of the international shipping industry and holds the ASBA Chartering Certificate. Mr. Anagnostou is a Series 7 licensed Registered Representative.  Mr. Anagnostou earned a Bsc. in
Maritime Business from the University of Plymouth, UK and a Msc. in International Ship Management from The Maritime College, NY.

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Biographies

Philip Riggio
Senior Vice President – Institutional Sales & Trading
Mr. Riggio started in 1997 as a NASDAQ Market Maker at Ferris, Baker Watts in Baltimore specializing in smallcap technology, media, and telecom sectors for retail and institutional clients. In 2000, Mr.
Riggio went to Deutsche Bank Alex Brown as a Vice President NASDAQ trading focused on large cap tech for top 20 global institutional clients. Following 9/11 2001, he was hired by Cantor Fitzgerald as
part of the sales and trading team responsible for rebuilding the NASDAQ and NYSE trading operations. Mr. Riggio joined Rodman & Renshaw in July 2009 as Vice President Institutional Sales Trader
focused on serving the needs of institutional clients investing in emerging markets microcap and smallcap companies.

John Cassels
Senior Vice President – Institutional Sales
Mr. Cassels is a member of the Global Capital Markets team for Rodman&Renshaw working with Mutual Funds, Hedge Funds, and Private Equity investors. Mr. Cassels focuses on public equity
transactions, private placements, and research sales for the firm. Mr. Cassels began his career in 1997 with Salomon Smith Barney in New York. He also spent time at UBS and Sanders Morris Harris prior
to joining Rodman in 2009. At Sanders Morris Harris, Mr. Cassels worked on the institutional desk with a focus on private placements and PIPE transactions primarily in the energy sector. John is a
graduate of the University of North Carolina, Chapel Hill, with a B.A. degree in Public Policy Analysis.

Bradley Richmond
Senior Vice President – Institutional Sales
Mr. Richmond joined Rodman & Renshaw in 2009 in the firm’s Global Capital Markets group catering to institutional investors in the U.S. Mr. Richmond is a 15 year veteran of the equity markets with
expertise in institutional equity trading and public market transactions. Prior to joining Rodman & Renshaw , Mr. Richmond served as Head Trader at a $500mm long/short hedge fund with average
returns in excess of 20%. Mr. Richmond was in charge of trading the firm’s portfolio and due diligence on any new public transactions, including IPO’s, PIPE’s, and SPAC’s. Prior to that Mr. Richmond was a
Senior Vice President‐ Institutional Sales at Worldco LLC. Mr. Richmond holds a B.S. in Economics from the State University of New York at Albany.

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Global Capital Markets – Origination & Execution

 Our Global Capital Markets Group is actively involved in the firm’s deal origination efforts and in the
execution of all registered offerings – both lead and co‐managed.
 Specialize in over a dozen financial products: starting with IPOs, SPACs, Follow‐On Offerings, PIPEs,
Privates, and Closed End Funds.
 Since inception we have executed on approximately 300 deals representing an aggregate dollar
value of $50 Billion
 Recently implemented an online deal execution platform giving all deal participants full
transparency in the registered offering process from deal launch to final pricing
 We have forged strong relationships with many financial services distributions, including:

 Merrill Lynch  J.P. Morgan  Macquarie  Sunrise Securities
 Citigroup  Deutsche Bank  Dahlman Rose  WestPark Capital
 Goldman Sachs  UBS  Ladenburg Thalmann  Newsbridge Securities
 Bank of America  Oppenheimer  I‐Bankers  CRT Capital Group
 Barclays  Piper Jaffray  Wedbush Morgan  Chardan Capital Markets
 Credit Suisse  CIBC World Markets  Morgan Joseph  WR Hambrecht

Experience in Experience in
Syndicated Transactions Syndicated Transactions
Number of Deals Total Value of Deals (in Billions)

120 110 10.00
8.70
9.00
100 8.00 6.83 6.55
80 7.00
67
6.00
60 53 5.00 4.25
48
35 4.00
40 3.00 2.22
20 2.00
1.00
0 0.00
35 2003 2004 2005 2006 2007 2003 2004 2005 2006 2007

**Excludes Closed‐End Funds

US Equity League Table – 2010
For US listed underwritten deals up to $50 million

Rank Underwriter Issues Amount USD (Mln)
1 Roth Capital Partners Inc 21 423.4
2 Rodman & Renshaw Inc 18 257.5
3 Lazard LLC 12 273.6
4 Jefferies Group Inc 11 339.1
5 Stifel Nicolaus Weisel 11 242.0
6 Maxim Group LLC 7 64.3
7 Robert W Baird & Co 6 128.6
8 Piper Jaffray & Co 6 128.2
9 Sandler O'Neill & Partners 6 127.1
10 Needham & Co Inc 6 85.7
11 Keefe Bruyette & Woods 5 158.0
12 Deutsche Bank AG 5 151.7
13 Canaccord Genuity Corp 5 126.2
14 RBC Capital Markets 5 115.9
15 Wells Fargo & Co 5 114.2
16 Oppenheimer & Co 5 91.5
17 Craig‐Hallum Capital Group LLC 5 75.5
18 Goldman Sachs & Co 4 122.1
19 Leerink Swann & Co 4 70.0
20 Morgan Stanley 4 68.4

Source: Bloomberg

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01/01/2010 ‐ 06/30/2010

FIRM RANK VALUE (MM) DEAL COUNT

UBS 1 1,014 9
Goldman Sachs & Co 2 2,207 8
Morgan Stanley 3 880 8
Rodman & Renshaw Inc 4 103 6
JP Morgan 5 719 5
Piper Jaffray & Co 6 302 5
HSBC Bank PLC 7 363 4
Roth Capital Partners Inc 8 84 4
Bank of China 9 451 3
Macquarie Group Ltd 10 334 3
Deutsche Bank AG 11 213 3
Bank of America Merrill Lynch 12 184 3
China Merchants Securities Co Ltd 13 128 3
CITIC Securities Co Ltd 14 181 2
BNP Paribas Group 15 150 2
Credit Suisse 16 114 2
Guotai Junan Securities Co Ltd 17 108 2
RBS 18 106 1
Broadband Capital Management LLC 19 96 1
Industrial & Comm Bank of China 20 90 1

* Includes all eligible equity offerings from Chinese issuers that are listed on any exchange excluding China A shares. Volume in USD millions

Rodman & Renshaw Global Capital Markets Group
Rodman & Renshaw Global Capital Markets Group
Israel Experience
Israel Experience

Note: Below are the transactions executed prior to joining Rodman & Renshaw, LLC

Advanced Israel Growth
Technology Partners Inc
Acquisition Corp

IPO Pinpoint Advance RRSat Global IPO
Communication
Corp
$36.0 Million $47.5 Million
$150 Million Initial Public Offering Initial Public Offering $50.71 Million
June 18, 2007 Sole Book Runner Co-Manager July 11, 2006
April 19, 2007 November 1, 2006

Israel Israel Technology
Technology Acquisition Corp.
Acquisition Corp
Has agreed to merge with

IPO
IXI Mobile
Incredimail, Ltd. GuruNet Corp.

$21.5 Million $36 Million $20.0 Million $11.8 Million
Initial Public Offering Bridge Financing $42,999,000 Initial Public Offering
July 13, 2005 Co-Placement Agent Financial Advisor to Lead Manager
Sole Manager
Israel Technology October 13, 2004
January 30, 2006

Member FINRA and SIPC

Recent Transactions

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Recent Transactions

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Recent Transactions (Continued)

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Recent Transactions – Underwriting and Selling Group

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Global Capital Markets Group Past Transactions – Managed Registered Public Offerings
Note: Transactions executed prior to joining Rodman & Renshaw, LLC

Business Combination Business Combination
Company™ “BCC™” Company™ “BCC™”

China Fundamental BPW Acquisition Overture Trian Acquisition I Asia Special Situation
Acquisition Corp. Corp. Acquisition
Acquisition Corp. Corp.
$30 Million $350 Million $150 Million $800 Million $100 Million
Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering
Co-Manager Co-Manager Co-Manager Co-Manager Sole Book Runner
May 15, 2008 February 27, 2008 January 30, 2008 January 24, 2008 January 17, 2008

Business Combination Business Combination Business Combination
Company™ “BCC™” Company™ “BCC™” Company™ “BCC™”

United Refining Global Consumer 2020 ChinaCap Secure America TM Entertainment Stone Tan China
Energy Corp. Acquisition Corp. Acquirco, Inc. Acquisition Corp. and Media, Inc. Acquisition Corp.
$450 Million $300 Million $60 Million $80 Million $72 Million $240 Million
Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering
Co-Lead Manager Co-Manager Co-Manager Co-Manager Co-Manager Co-Manager
December 11, 2007 November 21, 2007 November 9, 2007 October 23, 2007 October 18, 2007 October 15, 2007


FMG Acquisition Seanergy Maritime InterAmerican ImaRx Alyst Acquisition Response
Corp. Corp. Acquisition Group Therapeutics Inc. Corp Genetics, Inc.
$36 Million $220 Million $40 Million $15 Million $56 Million $21 Million
Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering
Co-Manager Sole Book Runner Co-Manager Sole Book Runner Co-Manager Sole Book Runner
October 5, 2007 September 25, 2007 September 5, 2007 July 25, 2007 June 29, 2007 June 4, 2007

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Managed Registered Public Offerings

TransTech Arcade Acquisition Pinpoint Advance China Healthcare Alpha Security Oculus Innovative
Services Partners Corporation Corp Acquisition Corp Group Corporation Oceanaut, Inc. Dekania Corp. Sciences, Inc.
$36 Million $60 Million $36.0 Million $51.0 Million $60.0 Million $150.0 Million $97.0 Million $24.2 Million
Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering
Co-Lead Manager Co-Manager Sole Book Runner Co-Manager Sole Book Runner Co-Manager Co-Lead Manager Co-Manager
May 23, 2007 May 22, 2007 April 19, 2007 April 19, 2007 March 23, 2007 March 1, 2007 February 1, 2007 January 24, 2007


Fuwei Films SORL Auto Parts, RRSat Global Ivivi Technology, Millennium India Energy Infrastructure Affinity Media
(Holdings) Co. Inc. Thermage, Inc. Communication Inc. Acquisition Company Acquisition Corp. International Corp.
$31.0 Million $31.1 Million $42.0 Million $47.5 Million $15.0 Million $58.0 Million $202.5 Million $16.5 Million
Initial Public Offering Follow-On Offering Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering
Sole Book Runner Sole Book Runner Co-Manager Co-Manager Sole Book Runner Co-Manager Sole Book Runner Sole Book Runner
December 18, 2006 November 24, 2006 November 9, 2006 November 1, 2006 October 18, 2006 July 19, 2006 July 18, 2006 June 6, 2006

Business Combination Business Combination Business Combination
Company™ “BCC™” Company™ “BCC™” Company™ “BCC™”

Community Bankers Minrad Compass JK Acquisition Star Maritime Key Hospitality BioDelivery Sciences
Acquisition Corp. International, Inc. Diversified Trust Corp. Incredimail, Ltd. Acquisition Corp. Acquisition Corp. Int’l

Initial Public Offering Follow-On Offering Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering Initial Public Offering Follow-On Offering
Co-Manager Co-Manager Co-Manager Co-Manager Sole Manager Sole Book Runner Lead Manager Co-Manager
June 5, 2006 May 24, 2006 May 11, 2006 April 11, 2006 January 30, 2006 December 16, 2005 October 25, 2005 September 30, 2005

Business Combination
Company™ “BCC™”

Ad. Venture Healthcare Coffee Holding Newtek Business
Partners, Inc. Acquisition Corp. Gentium S.p.A Comtech Group Co., Inc. Interchange Inc. GuruNet Corp. Services, Inc.
Initial Public Offering Initial Public Offering Initial Public Offering Follow-On Offering Initial Public Offering Initial Public Offering Initial Public Offering Follow-On Offering
Co-Manager Sole Manager Lead Manager Co-Manager Co-Manager Co-Manager Lead Manager Co-Manager
August 26, 2005 July 29, 2005 June 16, 2005 July 15, 2005 May 3, 2005 October 19, 2004 October 13, 2004 June 28, 2004

46

Underwriting Group
Enterprise
Hambrecht Asia Acquisition
Acquisition Corp Corp

Follow-On IPO IPO IPO IPO IPO IPO IPO

$53 Million $32 Million $400 Million $200 Million $6.4 Million $250 Million $125 Million $250 Million
May 15, 2008 March 7, 2008 February 15, 2008 January 18, 2008 December 14, 2007 November 8, 2007 November 7, 2007 October 18, 2007

Advanced Vector Intersect
HRPT Properties TravelCenters Tailwind Financial,
Technology Security Acquisition
Trust of America LLC Inc
Acquisition Corp Corp

IPO Follow-On IPO Follow-On IPO IPO IPO IPO

$360 Million $120.84 Million $15 Million $200 Million $150 Million $20 Million $58.5 Million $100 Million
October 18, 2007 October 16, 2007 June 28, 2007 June 28, 2007 June 18, 2007 June 15, 2007 April 25, 2007 April 11, 2007

Symmetry Churchill Ventures Shine Media
Holdings, Inc. Ltd. Acquisition Corp

IPO Follow-On IPO IPO IPO IPO IPO IPO

$150 Million $443.6 Million $100 Million $80 Million $36 Million $25.44 Million $27.6 Million $47 Million
March 7, 2007 March 1, 2007 February 28, 2007 February 8, 2007 December 21 , 2006 December 14, 2006 December 20 , 2006 December 13, 2006

Shanghai Century Global Services Asia Automotive
Israel Growth Partners
Partners Inc Acquisition Corp Acquisition Corp
Acquisition Corp

IPO IPO
IPO IPO IPO IPO Secondary IPO

$57.5 Million $50.71 Million $1.5375 Billion $100 Million $29.66 Million $35 Million
December 13, 2006 July 11, 2006 May 5, 2006 April 25, 2006 April 18, 2006 April 12, 2006
November 1, 2006 October 25, 2006

47

Underwriting Group
Jaguar Good Harbor Argyle Security Coconut Palm
Acquisition Partners Acquisition Corp Acquisition Corp
Corp Acquisition Corp

IPO IPO IPO IPO Follow-On IPO Follow-On IPO

$24 Million $60.0 Million $24 Million $29 Million $24.7 Million $60 Million $47.5 Million $74.9 Million
April 10, 2006 March 10, 2006 February 1, 2006 January 24, 2006 December14, 2005 October 26, 2005 October 11, 2005 September 29, 2005

Chardan Chardan Juniper Partners Israel
Ithaka Acquisition Fortress America
North China South China Acquisition Corp Technology Courtside
Corp Corporation
Acquisition Corp Acquisition Corp Acquisition Corp Acquisition Corp

IPO IPO IPO IPO IPO IPO IPO IPO

$51 Million $30 Million $34.5 Million $15.2 million $42 Million $36 Million $10.7 Million $72 Million
August 18, 2005 August 2, 2005 August 2, 2005 July 15, 2005 July 15, 2005 July 13, 2005 July 8, 2005 July 1, 2005

Services KBL Healthcare Terra Nova Mercator Partners
Acquisition Corp Acquisition II Corp Acquisition Corp. Acquisition
International Corp

IPO IPO IPO IPO IPO IPO Secondary Follow-On

$120 Million $60 Million $7 Million $48 Million $28.8 Million $129.64 Million $21.2 Million
$51.7 Million
June 30, 2005 June 24, 2005 May 3, 2005 April 22, 2005 April 19, 2005 March 11, 2005 March 10, 2005
April 12, 2005

Ardent Coastal Millstream II
Acquisition Corp Bancshares Acquisition Corp
Acquisition Corp

Follow-On IPO IPO Secondary IPO IPO IPO IPO

$43.8 Million $36 Million $28.8 million $655.5 Million $23.4 Million $10.8 Million $440.6 million $24 Million
March 9, 2005 February 28, 2005 February 22, 2005 February 17, 2005 February 15, 2005 February 9, 2005 February 8, 2005 December 20, 2004

48

Underwriting Group
International China Unistone Rand Acquisition
Shipping Acquisition Corp Corp
Enterprises, Inc.

IPO IPO IPO Follow-On IPO IPO Secondary IPO

$30.0 Million $171 Million $18 Million $7.74 Million $21 Million $6.63 Million $197.81 Million $47.6 Million
December 15, 2004 December 13, 2004 November 22, 2004 November 1, 2004 October 28, 2004 October 14, 2004 September 24, 2004 September 23, 2004

China Mineral Trinity Partners Sandhill Acquisition Arpeggio
Acquisition Corp Acquisition Corp Acquisition Corp
Corp

IPO IPO IPO IPO IPO IPO IPO IPO

$24 Million $7.88 Million $21.6 Million $36 Million $41.7 Million $36 Million $31.25 Million $12 Million
August 24, 2004 July 30, 2004 July 27, 2004 June 24, 2004 July 22, 2004 July 22, 2004 July 14, 2004 June 16, 2004

Tremisis Energy
Acquisition Great Wall Chardan China CEA Acquisition
Acquisition Acquisition Corp Corp
Corp
Corp

Follow-On Secondary IPO Follow-On IPO IPO Follow-On IPO

$5 Million $70.67 Million $33 Million $66.44 Million $24 Million $21 Million $9.39 Million $21 Million
May 25, 2004 May 20, 2004 May 12, 2004 April 20, 2004 March 17, 2004 March 16, 2004 February 17, 2004 February 12, 2004

Millstream
Acquisition Corp

IPO IPO IPO Follow-On Follow-On Follow-On IPO Follow-On

$18 Million $65.01 Million $12.5 Million $53.13 Million $29.6 Million $49.5 Million $21 Million $14.3 Million
December 24, 2003 December 17, 2003 December 11, 2003 December 10, 2003 December 8, 2003 December 4, 2003 August 25, 2003 June 24, 2003

49

Selling Group

Follow-On Follow-On Follow-On Follow-On Follow-On IPO

$50 Million $915 Million $118.25 Million $1.155 Billion $124.32 Million $5.78 Million
April 17, 2008 March 27, 2008 March 19, 2008 March 6, 2008 March 5, 2008 February 15, 2008

Liberty
International Atlas Acquisition Tremisis Energy North Shore
Acquisition Corp. Holdings Corp. Acquisition Acquisition Corp.
Corporation II

IPO IPO IPO Follow-On IPO Follow-On IPO

€600 Million $200 Million $172.8 Million $13.2 Million $76 Million $63 Million $50.4 Million
February 6, 2008 January 24, 2008 December 18, 2007 December 12, 2007 December 7, 2007 December 5, 2007 November 30, 2007

Camden Learning Ideation Prospect
Corporation Acquisition Corp Acquisition Corp

IPO Follow-On IPO IPO Follow-On Follow-On IPO

$50 Million $80.44 Million $80 Million $250 Million $109.01 Million $90.75 Million $400 Million
November 30, 2007 November 29, 2007 November 20, 2007 November 14, 2007 November 2, 2007 October 24, 2007 October 11, 2007

50

Selling Group

Pan-European China Fortune
Inter-Atlantic Hotel Acquisition Acquisition Corp
Financial, Inc. Patriot Capital
Patriot Capital N.V
Funding
Funding

IPO IPO Follow-On Follow-On Follow-On IPO IPO IPO

$60 Million $2.58 Million $26.5 Million $126.65 Million $68.25 Million $43.125 Million €100 Million $75 Million
October 2, 2007 September 28, 2007 September 27, 2007 September 21, 2007 September 20, 2007 August 2, 2007 July 18, 2007 July 17, 2007

GSC Acquisition Shermen WSC Wilson
Corp Acquisition Corp Holdings, Inc.

IPO Follow-On IPO Follow-On IPO Follow-On Follow-On IPO

$13.975 Million $72.25 Million $180 Million $35 Million $120 Million $16.3 Million $42.6 Million $1,200 Million
June 27, 2007 June 27, 2007 June 25, 2007 June 13, 2007 May 23, 2007 May 14, 2007 May 11, 2007 May 3, 2007

MBF Healthcare Santa Monica Zion Oil & Gas
Acquisition Corp Media Corporation Inc.

IPO Follow-On IPO Secondary IPO Secondary Follow-On IPO

$204.3 Million $96.3 Million $150 Million $81.4 Million $100 Million $182.5 Million $100 Million $14 Million
April 24, 2007 April 23, 2007 April 17, 2007 April 17, 2007 March 27, 2007 March 20, 2007 March 6, 2007 February 28, 2007

Union Street
Transforma
Acquisition Corp
Acquisition
Group Inc.

IPO IPO IPO IPO IPO Follow-On Follow-On IPO

$9.9 Million $225 Million $100 Million $225 Million $100 Million $151.9 Million $964.5 Million $14.4 Million
February 12, 2007 February 6, 2007 February 5, 2007 January 31, 2007 December 20, 2006 December 8, 2006 December 8, 2006 December 7, 2006

51

Selling Group

Secondary IPO IPO Follow-On Follow-On IPO IPO IPO

$531.25 Million
$69.9 Million $18 Million $38.5 Million $5.97 Million $96.3 Million $16.5 Million $21 Million
May 24, 2006
November 29, 2006 October 18, 2006 October 18, 2006 October 16, 2006 July 19, 2006 July 14, 2006 June 6, 2006

Harbor Playtech Platinum India Global
Acquisition Corp Diversified Capital Inc.
Mining

Secondary IPO IPO Follow-On IPO IPO IPO Follow-On

$382.18 Million $60 Million $804.75 Million $21.6 Million $79.5 Million $50.6 Million $58.98 Million $75.75 Million
May 10, 2006 April 26, 2006 March 28, 2006 March 23, 2006 March 14, 2006 March 8, 2006 March 2, 2006 February 16, 2006

Highbury Endeavor
Financial Inc Acquisition Corp

IPO Follow-On IPO IPO IPO IPO IPO IPO

$22.5 Million $164.82 Million $78.6 Million $40.4 Million $120 Million $556 Million $244.72 Million $27.5 Million
January 31, 2006 January 27, 2006 January 25, 2006 January 25, 2006 December 15, 2005 December 6, 2005 November 21, 2005 November 17, 2005

Platinum Energy Paramount TAC Acquisition Empire
Acquisition Corp Acquisition Corp Corp Online

IPO Follow-On IPO IPO Follow-On Follow-On IPO IPO

$42 Million $2312 Million $115.2 Million $51 Million $187.85 Million $34.31 Million $120 Million $388 Million
November 9, 2005 October 28, 2005 October 26, 2005 October 24, 2005 September 15, 2005 August 18, 2005 June 29, 2005 June 10, 2005

52

Selling Group

Aldabra
Acquisition Corp

IPO Follow-On Follow-On Follow-On IPO IPO IPO IPO

$30.29 Million $60 Million $42.88 Million $93.75 Million $11 Million $48 Million $126.72 Million $93.75 Million
June 9, 2005 June 8, 2005 May 25, 2005 May 18, 2005 April 12, 2005 February 17, 2005 December 16, 2004 November 11, 2004

Follow-On IPO Secondary IPO Follow-On Follow-On Follow-On Follow-On

$253 Million $400 Million $233.75 Million $139.05 Million $105 Million $15.31 Million $153.28 Million $102 Million
November 4, 2004 October 22, 2004 October 13, 2004 September 29, 2004 September 28, 2004 September 23, 2004 August 24, 2004 August 18, 2004

Secondary Follow-On Follow-On Follow-On IPO Secondary IPO Follow-On

$71 Million $147 Million $297.6 Million $46.3 Million $64 Million $36.11 Million $9.21 Million $135.15 Million
July 1, 2004 June 25, 2004 May 27, 2004 May 20, 2004 May 5, 2004 May 5, 2004 April 5, 2004 April 1, 2004

Secondary Follow-On Follow-On IPO Follow-On Follow-On Follow-On Follow-On

$16.93 Million $48 Million $119.7 Million $10.5 Million $309.52 Million $270.2 Million $72.5 Million $8 Million
March 25, 2004 March 24, 2004 March 24, 2004 February 5, 2004 January 13, 2004 January 8, 2004 December 17, 2003 February 12, 2003

53

Selected Private Placements & PIPEs

DigitalFX International, Telestone Technologies Conmed Healthcare Universal Guardian
Inc. Oncovista, Inc. IsoRay, Inc. Velcera, Inc. Corp. Management, Inc. Holdings Inc. Signalife, Inc.

PIPE PIPE PIPE Private Placement PIPE PIPE PIPE PIPE
Sole Placement Agent Sole Placement Agent Co-Placement Agent Sole Placement Agent Sole Placement Agent Sole Placement Agent Sole Placement Agent Sole Placement Agent

Hyperspace Netsol Technologies,
Asiamart, Inc. Communications, Inc. IXI Mobile Cel-Sci Corporation Pipeline Data, Inc. Debt Resolve, Inc. Inc. Jed Oil Inc.

PIPE PIPE Bridge Financing PIPE Convertible Debt Bridge Financing PIPE Private Placement
Co-Placement Agent Sole Placement Agent Co-Placement Agent Sole Placement Agent PIPE Co-Placement Agent Sole Placement Agent Co-Placement Agent
Sole Placement Agent

PRB Gas Transportation Altair Nanotechnologies Association of Volleyball
ImaRx Therapeutics Diguang Electronics Gentium S.p.A. PacificNet Inc. Professionals Drugmax Inc.

$12.0 Million $10.9 Million $8.0 Million $20.25 Million $5.0 Million $17.0 Million
PIPE PIPE Convertible Debt Shelf Offering PIPE PIPE
Private Placement PIPE
Co-Placement Agent Co-Placement Agent PIPE Sole Placement Agent Sole Placement Agent Co-Placement Agent
Co-Placement Agent Co-Placement Agent
Co-Placement Agent

XStream Beverage Velocity Express ADM Tronics Unlimited Acacia Combimatrix Manhattan
Network, Inc. Corporation pSivida LTD Starfire Systems Inc. TeamStaff, Inc. Corp. Pharmaceuticals, Inc.

PIPE PIPE PIPE Private Placement PIPE PIPE PIPE PIPE
Sole Placement Agent Co-Placement Agent Co-Placement Agent Co-Placement Agent Sole Placement Agent Sole Placement Agent Sole Placement Agent Sole Placement Agent

54

Selected Past Advisory Clients

Millennium India
Acquisition Corp. Has agreed to acquire
certain assets of
Has agreed to purchase Has agreed to purchase Has agreed to merge with
equity stakes in an Equity Stake in

SMC Group Taiwan Maritime
Investments
Transportation Company, Ltd.

$40,000,000 $56,000,000 $345,237,520 $115,000,000
Financial Advisor to IGC Financial Advisor to the Financial Advisor to Financial Advisor to
Millennium India the Star Maritime Ad.Venture

Healthcare Israel Technology
Acquisition Corp. Acquisition Corp.
FIGI
Has agreed to merge with Has agreed to merge with
Has agreed to acquire
Fortress SORL Auto Parts,
International Group Inc.
Doing business as VTC, Inc.
LLC
$112,500,000 $42,999,000 $38,500,000
Financial Advisor to Strategic Advisory M&A/Financial
Financial Advisor to Financial Advisor to
Healthcare Acquisition Israel Technology Fortress America Advisory

Netsol Technologies, Inc.
Hyperspace Has acquired Newtek Business Netsol
Communications, Teamstaff, Inc. Services, Inc. Technologies, Inc.
Inc.

Senior Secured Credit Financial Advisor to the
Facility Financial Advisory M&A/Financial
Buyer
Strategic Advisory Fairness Opinion Advisory
June 30, 2006

55

Member FINRA, SIPC

New York: Houston:
1251 Avenue of the Americas 1001 Fannin
20th Floor Suite 550
New York, NY 10020 Houston, TX 77002
212.356.0500 713.654.8080

www.rodm.com

Ramnarain j. jaigobind rodman & renshaw s

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