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The Quality of Qualitative
       Research


          Uwe Flick
   Alice-Salomon-University
   of Applied Sciences Berlin
      Flick@asfh-berlin.de
What is qualitative research
     and are we referring to?
    Theoretical and methodological schools
    Local approaches and schools
    Discipline-specific developments
    Different fields of application
      – Qualitative health research
      – Qualitative evaluation
    Same answers to the quality question
    across the various areas and contexts?
18./19. 4. 2008          Uwe Flick - Bern    2
Quality of qualitative research
    Still an unanswered question
    Answers expected from outside
    Answers needed for further establishing
    qualitative research
    Answers needed for reassuring qualitative
    research in times of evidence and mixed
    methods
    One size fits all?
18./19. 4. 2008     Uwe Flick - Bern            3
Four ways to answer the question of
   quality in qualitative research

   To apply the traditional criteria

   To reformulate traditional criteria like
   validity and reliability

   To design new appropriate criteria

   To use strategies of promoting quality
18./19. 4. 2008       Uwe Flick - Bern        4
Answer I:

                  Traditional
                   Criteria


18./19. 4. 2008       Uwe Flick - Bern   5
Reliability, validity and
                    objectivity
    are strongly based on standardisation
    of methods and situations
    are based on concepts like
    repeatability
    are based on a detachment of the
    person of the researcher
    are incompatible with the degrees of
    freedom, of flexibility, and of non-
    standardisation of qualitative research
18./19. 4. 2008         Uwe Flick - Bern      6
Answer II:

             Reformulation of
                Traditional
                 Criteria

18./19. 4. 2008     Uwe Flick - Bern   7
Validation in Qualitative
                   Research

    Communicative validation
    Pragmatic validation
    To validate is to question
    To validate is to check
    To validate is to theorise (Kvale 2007)

18./19. 4. 2008       Uwe Flick - Bern    8
Answer III:

                   New
                  Criteria


18./19. 4. 2008      Uwe Flick - Bern   9
Credibility of Qualitative
                         Research

    Prolonged engagement and persistent
    observation in the field and triangulation
    Peer debriefing
    The analysis of negative cases
    Appropriateness of the terms of reference
    of interpretations and their assessment;
    Member checks (Lincoln and Guba 1985)
18./19. 4. 2008             Uwe Flick - Bern   10
Criteria for Grounded Theory
    Credibility

    Originality

    Resonance

    Usefulness (Charmaz 2006)

18./19. 4. 2008   Uwe Flick - Bern   11
Credibility as Criterion?
    Benchmark problem
    How much credibility needed?
    Member checks: all members‘ or some
    members‘consent?
    Criterion or bona fides?
    Criteria or strategies?



18./19. 4. 2008             Uwe Flick - Bern   12
Quality in Qualitative Evaluation
Research should be
 contributory in advancing wider knowledge
 defensible in design by providing a research
 strategy which can address the evaluation
 questions posed
 rigorous in conduct through the systematic and
 transparent collection, analysis and
 interpretation of qualitative data
 credible in claim through offering well-founded
 and plausible arguments about the significance
 of the data generated (Spencer et al. 2003).
18./19. 4. 2008      Uwe Flick - Bern              13
Answer IV:



                  Strategies


18./19. 4. 2008      Uwe Flick - Bern   14
Triangulation
    Different methods also for collecting data
    Equal weighting of methods or approaches
    Systematic use of different methods
    Integration/reflection of the theoretical
    backgrounds of the different methods
    Addressing different levels, for example:
     – subjective meaning and social structure
     – process and state,
     – knowledge and activity
     – knowledge and discourse
    Purposeful choice and use of methods
18./19. 4. 2008        Uwe Flick - Bern          15
Quality Management in Qualitative
                     Research
    a definition of the goals to be reached and the standards
    of the project to be kept, which should be as clear as
    possible; all researchers and co-workers have to be
    integrated in this definition;
    a definition, how to reach these goals and standards and
    more generally: the quality to be obtained; a consensus
    about the way how to apply certain methods maybe
    through joint interview trainings and their analysis, are
    preconditions for quality in the research process;
    a clear definition of the responsibilities for obtaining
    quality in the research process and
    the transparency of the judgement and the assessment
    and quality in the process.
18./19. 4. 2008            Uwe Flick - Bern                 16
Indication in
                  Psychotherapy and Medicine


 Which disease                                 which
 which symptoms                                treatment
                               indicate
 which diagnosis                               or
 which population                              therapy?




18./19. 4. 2008             Uwe Flick - Bern               17
Indication in
                  Qualitative Research
Which issue                                  which
which population                             method(s)
which research question
                            indicate
                                             or
which knowledge
                                             which
of issue and
population                                   combination of
                                             methods?



18./19. 4. 2008           Uwe Flick - Bern                    18
Indication in
                  Qualitative Research


      When is/are which method(s)
      appropriate and indicated?

      Are there criteria for a rational decision for
      or against specific methods?



18./19. 4. 2008          Uwe Flick - Bern              19
Sound qualitative research ..
   ... is based on previous research and refers to state-of-the-
   art theoretical, methodological and topic-related literature.
   In this sense it stands „on the shoulder of giants“.
    – What about explanatory research, new fields and
        grounded theory research in the strict sense of the
        word?
   ... is clearly linked to a social scientific theory like Symbolic
   Interactionism, Ethnomethodology, Cultural Representation
   Theory, Hermeneutics, Phenomenology, Discourse Theory
   or the like.
    – These are not theories in the strict sense of the word
        (as far as concerning our context) but research
        perspectives, which are taken on an issue (or field …)
        under study.
18./19. 4. 2008              Uwe Flick - Bern                    20
Sound qualitative research ..
   ... uses only data appropriate within the framework of the
   particular theory and applies corresponding methods for
   analysis and interpretation.
    – This statement is too much theory-driven: Shouldn’t the
      research perspective be appropriate to the issue under
      study and then only data be used that are appropriate to
      the issue under study?




18./19. 4. 2008            Uwe Flick - Bern                 21
Sound qualitative research ..
   Depending on the particular theory and methods used
   qualitative research presents an “emic” as well as an “etic”
   perspective. Including the subjective or “native” point of
   view does not discharge the researcher from the task of
   developing and defending his/her own interpretation which
   may or may not correspond to that of the research
   subjects.
    – Nevertheless, it may be appropriate to seek member’s
      consensus or disagreement for results or evaluations
      coming from qualitative research, depending on
      purpose and issue of the research


18./19. 4. 2008            Uwe Flick - Bern                  22
Sound qualitative research ..
   ... is neither partisan nor indifferent toward social problems,
   but it aims at differentiating scientific analysis from
   personal and political stance on a given topic. Qualitative
   research reveals the complexity of the social world instead
   of lending itself to simplifications.
    – In the context of practical/political use (and relevance)
        of qualitative research it may be necessary to elaborate
        qualitative results in a way that allows a political
        argumentation or decision and to condense them in a
        way that they are comprehensible and relevant for non-
        researchers if we want to become/remain relevant with
        our research.

18./19. 4. 2008             Uwe Flick - Bern                   23
Sound qualitative research ..
   .... is contextualised and the relevant information
   considering the concrete context is provided (without
   jeopardising the anonymity of informants, organisations
   etc.). Generalisations of results beyond this context must
   be discussed.

     – Internal generalizability refers to the generalizability of a
       conclusion within the setting or group studied, while
       external generalizability refers to its generalizability
       beyond that setting or group (Maxwell 2005, p. 115).



18./19. 4. 2008              Uwe Flick - Bern                    24
18./19. 4. 2008   Uwe Flick - Bern   25
Types, Goals and Interest
       groups ...
Who may be interested ..
   Three answers given:
    – Anyone, who ....
    – A circular answer: .... qualitative research methods are
      relevant for those, whose research question can be
      answered with the relevant qualitative approach and for
      which appropriate data are available.
    – It depends ... As there are not enough common
      characteristics in qualitative research




18./19. 4. 2008           Uwe Flick - Bern                 27
Who may be interested ..
   Three possible answers
     – Those who are interested in fields or topics,
       which are not well accessible for other forms of
       data
     – Those who are interested in having a
       comprehensive range of approaches and tools
       for social research
     – Those, who are interested in exploring new
       fields, finding new insights

18./19. 4. 2008          Uwe Flick - Bern            28
Types of qualitative methods
   As the examples of interviews and textual data
   show, we should distinguish between:
     – Data collection
                  In this step the interview is a qualitative method depending on
                  how it is applied, but not on how it is analysed in the end
     – Data analysis
                  Other forms of data are mostly transferred into texts when it
                  comes to analysis (oral data are transcribed, sooner or later,
                  images are described and analysed by using words and texts
     – Writing about data and findings
                  Any presentations has to be reductionistic in some way, if the
                  reader shall grasp the message of the report. It depends rather
                  on how adequate the selected form of reductionism is to what is
                  under study - in collecting, analysing and presenting the data.

18./19. 4. 2008                        Uwe Flick - Bern                        29
Types of qualitative methods
   Inductive and deductive approaches
     – Good qualitative research is always a combination of
       induction (in the beginning) and deduction (along the
       way)
     – Research always starts from some assumptions about
       the field and the issue, it depends rather on how far
       these assumptions are made explicit and subject of
       revision against the data




18./19. 4. 2008            Uwe Flick - Bern                30
Goals of qualitative methods
   The major goal should be to use methods that are
   appropriate to issues under study, but also to the
   fields and participants where these issues are
   studied
     – Indication of methods starts from selecting the
       appropriate ones from the existing range of methods
       and approaches or from developing new ones if
       necessary
   Do methods have goals?
     – What are the goals of researchers which are normally
       linked with using specific qualitative methods?
     – Which methods allow (support, facilitate etc.) to pursue
       which goals more adequately?
18./19. 4. 2008             Uwe Flick - Bern                 31
Teaching Qualitative
   Methodology
Goals of Teaching
    MA/PhD level:
      – Critical selection and reflection of a variety of
        research methods for one‘s own research
        project
      – Independent use of (a variety of) methods for
        one‘s own research
    In general:
      – Combination of an overview and of practical
        application of selected examples

18./19. 4. 2008           Uwe Flick - Bern                  33
Goals of Teaching
    Bachelor level in applied areas:
      – Ability to understand research examples and
        to distinguish good from bad research
      – Ability to apply a certain number of methods
        for answering a limited research questions in
        a thesis
    MA/PhD level:
      – Critical selection and reflection of a variety of
        research methods for one‘s own research
        project

18./19. 4. 2008           Uwe Flick - Bern                  34

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Quality Research

  • 1. The Quality of Qualitative Research Uwe Flick Alice-Salomon-University of Applied Sciences Berlin Flick@asfh-berlin.de
  • 2. What is qualitative research and are we referring to? Theoretical and methodological schools Local approaches and schools Discipline-specific developments Different fields of application – Qualitative health research – Qualitative evaluation Same answers to the quality question across the various areas and contexts? 18./19. 4. 2008 Uwe Flick - Bern 2
  • 3. Quality of qualitative research Still an unanswered question Answers expected from outside Answers needed for further establishing qualitative research Answers needed for reassuring qualitative research in times of evidence and mixed methods One size fits all? 18./19. 4. 2008 Uwe Flick - Bern 3
  • 4. Four ways to answer the question of quality in qualitative research To apply the traditional criteria To reformulate traditional criteria like validity and reliability To design new appropriate criteria To use strategies of promoting quality 18./19. 4. 2008 Uwe Flick - Bern 4
  • 5. Answer I: Traditional Criteria 18./19. 4. 2008 Uwe Flick - Bern 5
  • 6. Reliability, validity and objectivity are strongly based on standardisation of methods and situations are based on concepts like repeatability are based on a detachment of the person of the researcher are incompatible with the degrees of freedom, of flexibility, and of non- standardisation of qualitative research 18./19. 4. 2008 Uwe Flick - Bern 6
  • 7. Answer II: Reformulation of Traditional Criteria 18./19. 4. 2008 Uwe Flick - Bern 7
  • 8. Validation in Qualitative Research Communicative validation Pragmatic validation To validate is to question To validate is to check To validate is to theorise (Kvale 2007) 18./19. 4. 2008 Uwe Flick - Bern 8
  • 9. Answer III: New Criteria 18./19. 4. 2008 Uwe Flick - Bern 9
  • 10. Credibility of Qualitative Research Prolonged engagement and persistent observation in the field and triangulation Peer debriefing The analysis of negative cases Appropriateness of the terms of reference of interpretations and their assessment; Member checks (Lincoln and Guba 1985) 18./19. 4. 2008 Uwe Flick - Bern 10
  • 11. Criteria for Grounded Theory Credibility Originality Resonance Usefulness (Charmaz 2006) 18./19. 4. 2008 Uwe Flick - Bern 11
  • 12. Credibility as Criterion? Benchmark problem How much credibility needed? Member checks: all members‘ or some members‘consent? Criterion or bona fides? Criteria or strategies? 18./19. 4. 2008 Uwe Flick - Bern 12
  • 13. Quality in Qualitative Evaluation Research should be contributory in advancing wider knowledge defensible in design by providing a research strategy which can address the evaluation questions posed rigorous in conduct through the systematic and transparent collection, analysis and interpretation of qualitative data credible in claim through offering well-founded and plausible arguments about the significance of the data generated (Spencer et al. 2003). 18./19. 4. 2008 Uwe Flick - Bern 13
  • 14. Answer IV: Strategies 18./19. 4. 2008 Uwe Flick - Bern 14
  • 15. Triangulation Different methods also for collecting data Equal weighting of methods or approaches Systematic use of different methods Integration/reflection of the theoretical backgrounds of the different methods Addressing different levels, for example: – subjective meaning and social structure – process and state, – knowledge and activity – knowledge and discourse Purposeful choice and use of methods 18./19. 4. 2008 Uwe Flick - Bern 15
  • 16. Quality Management in Qualitative Research a definition of the goals to be reached and the standards of the project to be kept, which should be as clear as possible; all researchers and co-workers have to be integrated in this definition; a definition, how to reach these goals and standards and more generally: the quality to be obtained; a consensus about the way how to apply certain methods maybe through joint interview trainings and their analysis, are preconditions for quality in the research process; a clear definition of the responsibilities for obtaining quality in the research process and the transparency of the judgement and the assessment and quality in the process. 18./19. 4. 2008 Uwe Flick - Bern 16
  • 17. Indication in Psychotherapy and Medicine Which disease which which symptoms treatment indicate which diagnosis or which population therapy? 18./19. 4. 2008 Uwe Flick - Bern 17
  • 18. Indication in Qualitative Research Which issue which which population method(s) which research question indicate or which knowledge which of issue and population combination of methods? 18./19. 4. 2008 Uwe Flick - Bern 18
  • 19. Indication in Qualitative Research When is/are which method(s) appropriate and indicated? Are there criteria for a rational decision for or against specific methods? 18./19. 4. 2008 Uwe Flick - Bern 19
  • 20. Sound qualitative research .. ... is based on previous research and refers to state-of-the- art theoretical, methodological and topic-related literature. In this sense it stands „on the shoulder of giants“. – What about explanatory research, new fields and grounded theory research in the strict sense of the word? ... is clearly linked to a social scientific theory like Symbolic Interactionism, Ethnomethodology, Cultural Representation Theory, Hermeneutics, Phenomenology, Discourse Theory or the like. – These are not theories in the strict sense of the word (as far as concerning our context) but research perspectives, which are taken on an issue (or field …) under study. 18./19. 4. 2008 Uwe Flick - Bern 20
  • 21. Sound qualitative research .. ... uses only data appropriate within the framework of the particular theory and applies corresponding methods for analysis and interpretation. – This statement is too much theory-driven: Shouldn’t the research perspective be appropriate to the issue under study and then only data be used that are appropriate to the issue under study? 18./19. 4. 2008 Uwe Flick - Bern 21
  • 22. Sound qualitative research .. Depending on the particular theory and methods used qualitative research presents an “emic” as well as an “etic” perspective. Including the subjective or “native” point of view does not discharge the researcher from the task of developing and defending his/her own interpretation which may or may not correspond to that of the research subjects. – Nevertheless, it may be appropriate to seek member’s consensus or disagreement for results or evaluations coming from qualitative research, depending on purpose and issue of the research 18./19. 4. 2008 Uwe Flick - Bern 22
  • 23. Sound qualitative research .. ... is neither partisan nor indifferent toward social problems, but it aims at differentiating scientific analysis from personal and political stance on a given topic. Qualitative research reveals the complexity of the social world instead of lending itself to simplifications. – In the context of practical/political use (and relevance) of qualitative research it may be necessary to elaborate qualitative results in a way that allows a political argumentation or decision and to condense them in a way that they are comprehensible and relevant for non- researchers if we want to become/remain relevant with our research. 18./19. 4. 2008 Uwe Flick - Bern 23
  • 24. Sound qualitative research .. .... is contextualised and the relevant information considering the concrete context is provided (without jeopardising the anonymity of informants, organisations etc.). Generalisations of results beyond this context must be discussed. – Internal generalizability refers to the generalizability of a conclusion within the setting or group studied, while external generalizability refers to its generalizability beyond that setting or group (Maxwell 2005, p. 115). 18./19. 4. 2008 Uwe Flick - Bern 24
  • 25. 18./19. 4. 2008 Uwe Flick - Bern 25
  • 26. Types, Goals and Interest groups ...
  • 27. Who may be interested .. Three answers given: – Anyone, who .... – A circular answer: .... qualitative research methods are relevant for those, whose research question can be answered with the relevant qualitative approach and for which appropriate data are available. – It depends ... As there are not enough common characteristics in qualitative research 18./19. 4. 2008 Uwe Flick - Bern 27
  • 28. Who may be interested .. Three possible answers – Those who are interested in fields or topics, which are not well accessible for other forms of data – Those who are interested in having a comprehensive range of approaches and tools for social research – Those, who are interested in exploring new fields, finding new insights 18./19. 4. 2008 Uwe Flick - Bern 28
  • 29. Types of qualitative methods As the examples of interviews and textual data show, we should distinguish between: – Data collection In this step the interview is a qualitative method depending on how it is applied, but not on how it is analysed in the end – Data analysis Other forms of data are mostly transferred into texts when it comes to analysis (oral data are transcribed, sooner or later, images are described and analysed by using words and texts – Writing about data and findings Any presentations has to be reductionistic in some way, if the reader shall grasp the message of the report. It depends rather on how adequate the selected form of reductionism is to what is under study - in collecting, analysing and presenting the data. 18./19. 4. 2008 Uwe Flick - Bern 29
  • 30. Types of qualitative methods Inductive and deductive approaches – Good qualitative research is always a combination of induction (in the beginning) and deduction (along the way) – Research always starts from some assumptions about the field and the issue, it depends rather on how far these assumptions are made explicit and subject of revision against the data 18./19. 4. 2008 Uwe Flick - Bern 30
  • 31. Goals of qualitative methods The major goal should be to use methods that are appropriate to issues under study, but also to the fields and participants where these issues are studied – Indication of methods starts from selecting the appropriate ones from the existing range of methods and approaches or from developing new ones if necessary Do methods have goals? – What are the goals of researchers which are normally linked with using specific qualitative methods? – Which methods allow (support, facilitate etc.) to pursue which goals more adequately? 18./19. 4. 2008 Uwe Flick - Bern 31
  • 32. Teaching Qualitative Methodology
  • 33. Goals of Teaching MA/PhD level: – Critical selection and reflection of a variety of research methods for one‘s own research project – Independent use of (a variety of) methods for one‘s own research In general: – Combination of an overview and of practical application of selected examples 18./19. 4. 2008 Uwe Flick - Bern 33
  • 34. Goals of Teaching Bachelor level in applied areas: – Ability to understand research examples and to distinguish good from bad research – Ability to apply a certain number of methods for answering a limited research questions in a thesis MA/PhD level: – Critical selection and reflection of a variety of research methods for one‘s own research project 18./19. 4. 2008 Uwe Flick - Bern 34