ISLAMIC UNIVERSITY IN UGANDA
KAMPALA CAMPUS
TOPIC: PERFORMANCE APPRAISAL
PRESENTED BY
218-045043-11618 KINYAMA A JOHN
218-045043-……….TUKAMUHEBWA DEUS
218-045043-……… RAHMA AHMED
218-045043-………….MAHMET TUNCEZ
SCOPE
 Definition
 Types
 Benefits
 Criticisms
 Performance Appraisal Best Practices
 Linking Reviews to Reward and Disciplinary Procedures
 Appraisal Methods
 Other Sources of Data
 Procedures of Appraisal
 Complaints Procedures
 Common errors in performance appraisal
Definition
 Performance appraisals; refer to performance reviews and
employee appraisals which are processes designed to evaluate and
improve job performance. They form part of career development,
particularly when future training needs are considered during the
process.
Types
 Manager/Employee appraisal
 Peer appraisal
 Interview appraisal
Benefits
 improved communication in the manager/employee
relationship and within teams,
 improved motivation through re-establishment of trust and
managerial approval,
 performance improvement through re-aligning the
employee’s day-to-day activities with the company’s goals.
Criticisms
 Prone to an ‘over inflation’ effect,
 Employees often have negative perceptions.
 Formal performance appraisals do not always tally with
modern organizational culture.
Performance Appraisal Best Practices
Performance appraisals are perhaps the best way to not only let your
employee know how she’s doing, but also to get feedback about how
your organization is doing, whether your employees are committed to
your goals, and what you can do to improve morale. performance
appraisals that are mutually beneficial to both the employee and the
organization requires an effective strategy and starts with preparation.
Performance Appraisal and Performance Management Best
Practices
Think of Performance Management as an entire system,
• starting in interviews
• orientation,
• training,
• coaching and counseling,
• recognizing peak performance.
Cont..
Stop communicating about performance appraisals and performance
management as if it is merely an annual event.
• The only annual part of it is salary action and/or filing forms.
• Think of the performance appraisal as an ongoing workplace
conversation.
Cont…
• Train managers and employees on giving and receiving positive
and negative feedback on an ongoing basis.
• Hold managers accountable for having ongoing conversations
around work and goals.
• Actively seek to align individual goals with organizational goals.
Cont…
• Encourage employee participation and ownership in the
performance appraisal process.
• “Values should be reflected in the organization’s core
competencies and they should show up in interviewing as well as
in performance appraisals.”
performance management system
Link the performance management system with
 retention,
 development, and
 succession planning initiatives.
Get support at the senior level.
Openly communicate to all employees how your compensation
system works.
-
Where possible,
 have a second-level review of performance appraisals,
either by HR or second-tier management.
Understand the legal pitfalls associated with performance
management,
 such as penalizing employees for taking legally-protected
leave, and
 allowing unlawful bias to infect performance appraisals.
Appraisal Methods
Appraisal methods include collection of data on performance
and appraisal interview.
(a) Collecting Information
(i) Self-appraisal
(ii) Lesson Observation
-
focus on:
 the performance related to the job rather than the
personality
 alternative teaching methods, and not specified ones
Subject panels can develop appropriate indicators and
lesson observation report based on their subject and school
needs.
(iii) Scrutinizing Schemes of Work, Lesson Plans and Marking
of Exercises / Examination Papers
(iv) Portfolios
Other Sources of Data
 Formal or informal interviews and discussions
 Daily observation
 Stakeholder survey, e.g. student surveys, parent surveys and
teacher surveys
 Record of non-teaching duties
 Students’ academic achievements and progress
 Record of students’ award and punishment; record of extra-
curricular activities
Procedures of Appraisal
Provide an opportunity for genuine dialogue.
 exchange of information between the appraiser and the appraisee
concerning the latter’s performance during the appraisal period.
The process of the appraisal interview should include the following:
Cont…
 The appraiser should assist the appraisee in evaluating the latter’s
performance, and show appreciation and recognition on areas well
performed during the appraisal period.
 The appraiser should assist the appraisee in understanding his/her
potential, teaching style and professional development needs
Cont…
 The appraiser should understand the appraisee’s feelings,
problems and expectations.
 The appraiser and the appraisee should review the latter’s
areas for improvement and work out a proposal for
improvement, suggesting possible actions and the guidance
needed, or professional development activities, together with
the time-table for implementing the improvement measures.
Cont…
 the appraiser should stimulate the appraisee to reflect on and
improve the latter’s performance through the exchange of views.
 the appraiser should examine the appraisee’s roles and
contribution to the school as well as his/her needs or constraints. If
necessary, the appraiser would also examine the duties performed by
the appraisee.
Appraisal Report
Appraisal report is used to report the appraisee’s performance
systematically. It includes
 the appraisee’s qualifications,
 previous teaching experience and training
 record of appraisee’s duties and areas of appraisal e.g. lesson
observation record, performance appraisal record) appraisal interview
record.
Cont…
 Appraisal report helps the appraisee define objectives of
improvement or development
 the school plan training activities for teacher development All
information in the appraisal report such as the appraisal on teacher’s
performance and competence is personal and sensitive. Therefore,
schools should comply with the provisions of the Personal Data
Complaints Procedures
 Teachers may complain about his performance appraisal
within a specified period of time (for example, four weeks)
from the appraisal interview.
 The SMC, in consultation with the teaching staff, should
establish formal written procedures for handling such
complaints.
-
Follow-up Phase
 In this phase, the appraisee engages in activities geared to
targets (on improvement or development) and plans agreed
during the appraisal interview.
 These activities should: promote teacher professional
development
 Schools develop a policy on teacher professional
development. The appraisal system only forms a part of the
policy.
-
Some examples of the follow-up activities are as follows:
♦ To participate in in-service training or seminars
♦ To conduct some educational research in the school to analyze
the problems in teaching
♦ To learn through observation and receive guidance
♦ To reshuffle posts
♦ To participate in functional groups in the school
♦ To chair some meetings in the school
♦ To visit and learn from neighboring schools or educational
organizations
♦ To draft reports/documents
♦ To receive supervisory inspections
Linking Reviews to Reward and
Disciplinary Procedures
 It is up to the school to decide whether to build a tight or
loose linkage among different components of the human
resource management functions.
 Some schools may rely mainly on the performance
appraisal results for staff promotion exercise and
disciplinary procedures while others use them as a
reference only for the two purposes.
 Whatever the linkage is, the system should ensure to
reward those with excellent performance while the weak
performers must be dealt with appropriately.
-
 Should the weak performer still fail to show any
improvement in his/her work after a reasonable period has
been allowed for the intervention plan or follow-up actions
to take effects, the school should consider issuing warnings
and/ or withholding an annual increment to the teacher.
 If no improvement is seen, the SMC should consider
terminating the service of the teacher.
-
 Schools may refer to the relevant Code of Aid, which has
set out the procedures to be followed in the case of
dismissal or termination of appointment and withholding an
annual increment.
 It is suggested that the disciplinary procedure be a
separate system taken care of by a special team of staff
who should be well aware of issues like conflict of interest
and confidentiality
Common errors in performance
appraisal
Structure and Timing
 Inconsistency and uncertainty in the performance appraisal
system mitigates their effectiveness.
Strictness and Leniency
 Some managers offer feedback that is too strict or too
lenient. Being too strict means that you downgrade
employees relative to actual performance. Leniency means
delivering scores higher than job performance warrants
-
The Halo Effect
 The halo effect means that you assume because an
employee is generally "good", that his work in all areas is
strong. The Halo Effect Prevents Objective Evaluations
Likeness and Stereotyping
 "Like me" bias and stereotyping are closely related errors in
employee appraisal. These errors in performance appraisal
stem from a manager's use of personal perspectives to
conduct evaluations. Stereotyping also may lead to
discrimination
-
The Recency Effect
 The recency effect is based on a natural inclination to give
greater weight to the most recent events.
 Some employees recognize the recency effect and work
hard leading up to a performance appraisal to make a
positive last impression
References
 Education and manpower bureau February,2003
By: Neil Kokemuller
Reviewed by: Michelle Seidel, B.Sc., LL.B., MBA
Updated April 29, 2019

Performance appraisal best practices

  • 1.
    ISLAMIC UNIVERSITY INUGANDA KAMPALA CAMPUS TOPIC: PERFORMANCE APPRAISAL PRESENTED BY 218-045043-11618 KINYAMA A JOHN 218-045043-……….TUKAMUHEBWA DEUS 218-045043-……… RAHMA AHMED 218-045043-………….MAHMET TUNCEZ
  • 2.
    SCOPE  Definition  Types Benefits  Criticisms  Performance Appraisal Best Practices  Linking Reviews to Reward and Disciplinary Procedures  Appraisal Methods  Other Sources of Data  Procedures of Appraisal  Complaints Procedures  Common errors in performance appraisal
  • 3.
    Definition  Performance appraisals;refer to performance reviews and employee appraisals which are processes designed to evaluate and improve job performance. They form part of career development, particularly when future training needs are considered during the process.
  • 4.
    Types  Manager/Employee appraisal Peer appraisal  Interview appraisal
  • 5.
    Benefits  improved communicationin the manager/employee relationship and within teams,  improved motivation through re-establishment of trust and managerial approval,  performance improvement through re-aligning the employee’s day-to-day activities with the company’s goals.
  • 6.
    Criticisms  Prone toan ‘over inflation’ effect,  Employees often have negative perceptions.  Formal performance appraisals do not always tally with modern organizational culture.
  • 7.
    Performance Appraisal BestPractices Performance appraisals are perhaps the best way to not only let your employee know how she’s doing, but also to get feedback about how your organization is doing, whether your employees are committed to your goals, and what you can do to improve morale. performance appraisals that are mutually beneficial to both the employee and the organization requires an effective strategy and starts with preparation.
  • 8.
    Performance Appraisal andPerformance Management Best Practices Think of Performance Management as an entire system, • starting in interviews • orientation, • training, • coaching and counseling, • recognizing peak performance.
  • 9.
    Cont.. Stop communicating aboutperformance appraisals and performance management as if it is merely an annual event. • The only annual part of it is salary action and/or filing forms. • Think of the performance appraisal as an ongoing workplace conversation.
  • 10.
    Cont… • Train managersand employees on giving and receiving positive and negative feedback on an ongoing basis. • Hold managers accountable for having ongoing conversations around work and goals. • Actively seek to align individual goals with organizational goals.
  • 11.
    Cont… • Encourage employeeparticipation and ownership in the performance appraisal process. • “Values should be reflected in the organization’s core competencies and they should show up in interviewing as well as in performance appraisals.”
  • 12.
    performance management system Linkthe performance management system with  retention,  development, and  succession planning initiatives. Get support at the senior level. Openly communicate to all employees how your compensation system works.
  • 13.
    - Where possible,  havea second-level review of performance appraisals, either by HR or second-tier management. Understand the legal pitfalls associated with performance management,  such as penalizing employees for taking legally-protected leave, and  allowing unlawful bias to infect performance appraisals.
  • 14.
    Appraisal Methods Appraisal methodsinclude collection of data on performance and appraisal interview. (a) Collecting Information (i) Self-appraisal (ii) Lesson Observation
  • 15.
    - focus on:  theperformance related to the job rather than the personality  alternative teaching methods, and not specified ones Subject panels can develop appropriate indicators and lesson observation report based on their subject and school needs. (iii) Scrutinizing Schemes of Work, Lesson Plans and Marking of Exercises / Examination Papers (iv) Portfolios
  • 16.
    Other Sources ofData  Formal or informal interviews and discussions  Daily observation  Stakeholder survey, e.g. student surveys, parent surveys and teacher surveys  Record of non-teaching duties  Students’ academic achievements and progress  Record of students’ award and punishment; record of extra- curricular activities
  • 17.
    Procedures of Appraisal Providean opportunity for genuine dialogue.  exchange of information between the appraiser and the appraisee concerning the latter’s performance during the appraisal period. The process of the appraisal interview should include the following:
  • 18.
    Cont…  The appraisershould assist the appraisee in evaluating the latter’s performance, and show appreciation and recognition on areas well performed during the appraisal period.  The appraiser should assist the appraisee in understanding his/her potential, teaching style and professional development needs
  • 19.
    Cont…  The appraisershould understand the appraisee’s feelings, problems and expectations.  The appraiser and the appraisee should review the latter’s areas for improvement and work out a proposal for improvement, suggesting possible actions and the guidance needed, or professional development activities, together with the time-table for implementing the improvement measures.
  • 20.
    Cont…  the appraisershould stimulate the appraisee to reflect on and improve the latter’s performance through the exchange of views.  the appraiser should examine the appraisee’s roles and contribution to the school as well as his/her needs or constraints. If necessary, the appraiser would also examine the duties performed by the appraisee.
  • 21.
    Appraisal Report Appraisal reportis used to report the appraisee’s performance systematically. It includes  the appraisee’s qualifications,  previous teaching experience and training  record of appraisee’s duties and areas of appraisal e.g. lesson observation record, performance appraisal record) appraisal interview record.
  • 22.
    Cont…  Appraisal reporthelps the appraisee define objectives of improvement or development  the school plan training activities for teacher development All information in the appraisal report such as the appraisal on teacher’s performance and competence is personal and sensitive. Therefore, schools should comply with the provisions of the Personal Data
  • 23.
    Complaints Procedures  Teachersmay complain about his performance appraisal within a specified period of time (for example, four weeks) from the appraisal interview.  The SMC, in consultation with the teaching staff, should establish formal written procedures for handling such complaints.
  • 24.
    - Follow-up Phase  Inthis phase, the appraisee engages in activities geared to targets (on improvement or development) and plans agreed during the appraisal interview.  These activities should: promote teacher professional development  Schools develop a policy on teacher professional development. The appraisal system only forms a part of the policy.
  • 25.
    - Some examples ofthe follow-up activities are as follows: ♦ To participate in in-service training or seminars ♦ To conduct some educational research in the school to analyze the problems in teaching ♦ To learn through observation and receive guidance ♦ To reshuffle posts ♦ To participate in functional groups in the school ♦ To chair some meetings in the school ♦ To visit and learn from neighboring schools or educational organizations ♦ To draft reports/documents ♦ To receive supervisory inspections
  • 26.
    Linking Reviews toReward and Disciplinary Procedures  It is up to the school to decide whether to build a tight or loose linkage among different components of the human resource management functions.  Some schools may rely mainly on the performance appraisal results for staff promotion exercise and disciplinary procedures while others use them as a reference only for the two purposes.  Whatever the linkage is, the system should ensure to reward those with excellent performance while the weak performers must be dealt with appropriately.
  • 27.
    -  Should theweak performer still fail to show any improvement in his/her work after a reasonable period has been allowed for the intervention plan or follow-up actions to take effects, the school should consider issuing warnings and/ or withholding an annual increment to the teacher.  If no improvement is seen, the SMC should consider terminating the service of the teacher.
  • 28.
    -  Schools mayrefer to the relevant Code of Aid, which has set out the procedures to be followed in the case of dismissal or termination of appointment and withholding an annual increment.  It is suggested that the disciplinary procedure be a separate system taken care of by a special team of staff who should be well aware of issues like conflict of interest and confidentiality
  • 29.
    Common errors inperformance appraisal Structure and Timing  Inconsistency and uncertainty in the performance appraisal system mitigates their effectiveness. Strictness and Leniency  Some managers offer feedback that is too strict or too lenient. Being too strict means that you downgrade employees relative to actual performance. Leniency means delivering scores higher than job performance warrants
  • 30.
    - The Halo Effect The halo effect means that you assume because an employee is generally "good", that his work in all areas is strong. The Halo Effect Prevents Objective Evaluations Likeness and Stereotyping  "Like me" bias and stereotyping are closely related errors in employee appraisal. These errors in performance appraisal stem from a manager's use of personal perspectives to conduct evaluations. Stereotyping also may lead to discrimination
  • 31.
    - The Recency Effect The recency effect is based on a natural inclination to give greater weight to the most recent events.  Some employees recognize the recency effect and work hard leading up to a performance appraisal to make a positive last impression
  • 32.
    References  Education andmanpower bureau February,2003 By: Neil Kokemuller Reviewed by: Michelle Seidel, B.Sc., LL.B., MBA Updated April 29, 2019