1. PAUL BRAITHWAITE
10447 Heron Lake Dr., Riverview, FL 33678
718-820-3125, peb6684@gmail.com
FINANCIAL OPERATIONS
Extensive experience in Middle Office Operations for multi-national companies demonstrating strong analytic skills, an eye for detail and
meticulous problem-solving abilities.
 Proven track record of developing and streamlining processes to meet reporting needs/requirements and increase
efficiencies. Selected to test new systems and procedures.
 Ability to work collaboratively with cross-functional teams, trading desk, and regulatory authorities. Excellent verbal and
written communication skills.
 Supervisory and training experience to ensure accuracy, compliance and timeliness.
CORE COMPETENCIES
● Financial Statements ● P&L Calculations/Reconciliation ● ABS,CMBS,MBS Products
● Funding ● Trading Desk ● Month End Close
● Compliance/Controls ● Equity Swap Derivatives ● VFN, Student and Airplane Loans
● Data Analysis ● Systems & Procedures ● Revenue Growth
● Financial Analysis ● Risk Analysis ● Financial Reporting / Accounting
PROFESSIONAL EXPERIENCE
SWISSPORT,New York, New York 2015-Present
Coordinator Load and Balance
 Supervise 20-25 employees related to the daily routing of 1,800+ pieces of cargo. Oversee vendor management, daily metrics and
reporting. Promoted from Lead Agent: supervised staff on proper handling of hazardous material, safety and protocols.
MORGANSTANLEY, New York, New York 2012-2013
Securities Lending Product Control (through Solomon Page)
 Played a key role in contributions to both finance and business driven projects.
 Ran and reconciled daily P&L for Omega system, while publishing daily numbers to the Business Unit.
 Provided detailed commentary and explanations applying comprehensive understanding of P&L attribution, credit derivatives and
triggered events. Interfaced with business operations to ensure accuracy of reporting.
 Reconciled monthly net revenue and balance sheet accounts and revamped daily and month-end procedures to
enhance operational efficiencies.
BNP PARIBAS,New York, New York 2011-2012
Middle Office-OTC Option and Equity Swap (through Solomon Page)
 Reviewed and accommodated multiple control and custodial exception reports. Ensured breaks were researched and resolved per
agreement to department standards. Controlled unresolved items, provided detailed commentary and explanations for
discrepancies, and anticipated time for resolution.
 Coordinated daily funding reports to review detail and gamma changes.
 Performed month-end closing to ensure to solidify accuracy in both daily and monthly positions and balance sheets.
 Saved 15% work time through revamping processes and procedures for daily P&L calculations.
 Completely rewrote the entire daily procedure for the department’s audit review.
 Selected to continue for 2 years stretching from 6 months as a result of excellent work performance.
UBS INVESTMENTBANK (2007-2011), New York, New York 2004-2011
DILLON READ CAPITAL MANAGEMENT(subsidiary of UBS)(2005-2007), New York, NY
Securities Product Controller
USB INVESTMENT BANK
 Collaborated with interest rate swap and derivative business units to entire accurate financial data was reported in segmented
treasury results. Constantly reviewed price verification (IPV results) and applied proper valuation reserves on products.
 Ensured all front-to-back P&L was reconciled with analysis of variances. Maintained accurate position inventories for P&L, valuation
and risk reporting; estimated flash P&Land published for ABS and CMBS with regard to T+1 and T+2.
 Coordinated with Global Business Unit Controlling Team and Treasury Department to ensure infrastructure, reporting and funding
complied with regulation.
 Assisted authorities/auditors during examinations and audits, notably forensic audits upon merger of Dillon Read with UBS.
 Selected for special projects including testing of new systems.
 Trained and supervised interns in operations, policies and procedures.

2. PAUL BRAITHWAITE- PAGE TWO
DILLON READ CAPITAL MANAGEMENT
 Conducted P&L reporting for both mortgage, finance and commercial real estate, manifesting an in-depth understanding of P&L
attribution, credit derivatives and triggered events.
 Performed month-end close processes to ensure accuracy and end-to-end management of trade.
 Verified correctness of static and transaction data on client database system. Coordinated with money market treasury desk to fund
residential whole loan books. Composed residential loan level data.
 Brought on board as staff member after contract position providing end-to-end position management and calculation of P&L for high
yield bonds (2004-2005).
MORGANSTANLEY, New York, New York 2004
Repo Trade Assistant (through Tiger Information Systems)
 Ran reports/confirmed government securities trades with customers/broker. Maintained margin calls. Posted fedwire transactions.
DEUTSCHE BANK, New York, New York 1999-2001
Fixed Income Operations
 Cleared and processed fixed income securities; reconciled fixed income trades.
EDUCATION
MBA,Business Administration / Accounting, Long Island University, New York
TECHNOLOGICAL SKILLS
Bloomberg, Microsoft Office (Word, Excel-VLOOPUP, Pivot Table); OBERON SYSTEM,FNX System, ICI Impact, Chase Clearing System,
Bony Clearing System