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PAPR Reduction Technique Using Tone
                Reservation Scheme along with Gradient
                              Algorithm
      Sunjeev Kumar Gupta
      Telecommunication Department of Nepal Telecom (NTC),
      URL: www.ntc.net.np, Kathmandu, Nepal
      PH: +977-9855068555, E-mail: sk.gupta@ntc.net.np /4u.gupta@gmail.com

                                                                 components such as power amplifiers (PAs). The nonlinear
          Abstract-As we know multi carrier signal can support   effects on the transmitted OFDM symbols are spectral
high transmission data rate in wireless channel environments     spreading, intermodulation, and changing the signal
but meanwhile, large number of subchannels in the multi          constellation. Some recent work have investigate OFDM
carrier signals cause large Peak to Average Power Ratio          reduction technique via selected mapping(SLM), Partial
(PAPR) when using multi carrier modulation technique like
                                                                 Transmit Sequence(PTS), Repeated Clipping and Filtering
OFDM which substantially reduces efficiency of transmit high
power amplifier. In this Paper, we are greatly concerned with    (RCF), Block coding, Interleaving, Active Constellation
Tone Reservation technique (TR) applied for complex              Extension (ACE), Nonlinear Companding Transform
baseband signals of OFDM systems with N subcarriers, L           (NCT), Tone Injection and Tone Reservation.
reserved subcarriers don’t carry any data information, are
only used for PAPR reduction and further elaborates gradient
                                                                          Though any of the methods is implemented, they
algorithm after N-point IFFT computation iteratively for phase   have the same disadvantages in common that additional
appraisal simultaneously by using subset of the sub-carriers     power is needed. So it is obvious that this additional power
called the peak reduction tones (PRT).                           must be weakest possible so that the method is viable in
                                                                 practice. I this paper, a set of tones in each sub band of
                     1.    INTRODUCTION                          system OFDM is allocated in order of improve reduction of
         Orthogonal Frequency Division Multiple(OFDM),           PAPR without any degradation of BER and data bit rate
which is a multi-carrier communication technique, has            degradation and without sending any SI. For this I will use
become widely accepted primarily because of its robustness       unused carriers to generate the corrective signal [2].
against frequency selection fading channels which are                      Among the schemes using PRT, the most widely
common in broadband mobile wireless communications [1].          used Tone Reservation scheme which is one of good PAPR
In OFDMA, closely spaced and overlapped subcarriers are          reduction performance when operating with optimized PRT
divided into groups and assigned to multiple users for           positions. In this, I present complementary cumulative
simultaneously transmissions.                                    distribution function (CCDF) for measurement of PAPR
         Comparing to frequency division multiple access         reduction.
(FDMA), where any overlapping of the frequency spectrum                            2.    PAPR DERIVATION PATTERN
of different users introduces multiple-access interference
(MAI), Orthogonality of subcarriers guarantees that there is               Let there is N subcarriers in which there is L
no intercarrier interference (ICI), which prevents MAI           reserved unused subcarriers computed under N-point IFFT
among users in OFDM systems. In OFDM, closely spaced             and FFT for modulation and demodulation. The OFDM
multiple subcarriers are assigned to different users for         samples dn at the output of the IFFT are given by:
parallel signal transmissions. Generally concerned here
about the interleaved subcarriers assignment scheme is
preferred because it provides maximum frequency diversity
and increases the capacity in frequency-selective fading
channels.
          While OFDM has great advantage of having simple                  For n= 0,1….N-1, where Dk is the quadrature
equalization, it has inherent drawbacks of PAPR which            phase shift keying (QPSK) or quadrature amplitude
distorts the signal if the transmitter contains nonlinear        modulation (QAM) data symbol transmitted through the Kth
                                                                 sub-carriers.
The PAPR of an OFDM symbol is defined as the
ratio of the maximum to the average power of the OFDM




                                                                         Memory
symbol and can be expressed as the ratio:                                           Controller




                                                                      Reserved
                                                                       Tone
                                                                        (L)
          Where PAPR () represents PAPR calculation, d=
(d0, d1, d2…..dN-1) and E[] denoted the expectation.                                                                                                Transmitted
                                                                                     Tone                                                             Signal
                                                                                                          N point           S/P         Gradient
          It has assumed that Dk implies {1,-1, j,-j} (i.e Dk is                   Allocation
                                                                                                           IFFT           Converter     Algorithm
to be a QPSK data symbol). From the central limit theory,                             (N)




                                                                     Informat
the real and imaginary values of dn become Gaussian




                                                                       (N-L)
                                                                        Data

                                                                        ion
distributed for N>>1, each with mean zero and variance
½.Thus the amplitude of dn has a Rayleigh distribution
while the power distribution becomes a central chi-square
distribution with two degree of freedom [3].
                                                                       Figure 1. Structure of OFDM transmitter using Tone Reservation.
               3. PROPOSED TRANSMITTER
FOR TONE RESERVATION (TR) SCHEME
                                                                                                                           NO
           In the structure of OFDM system transmitter,
tones are reserved for PAPR reduction and are assigned for
data information. All tones are allocated according to
                                                                                                                                                     YES
predetermined tone locations and after that IFFT is executed                                                                     PAPAR
                                                                                                                                            Contr
and the gradient algorithm is operated.                              IFFT                                              Adder     Calculat
                                                                    Output                                                                  oller
                                                                                                                                   ion
         The structure of TR scheme is composed of three                                                                                              Transmitted
parts: PRT reservation, IFFT, and IGA. First, is the PRT                                                                                                Signal
reservation, it is considered to have L sub-carriers out of N
sub-carriers are reserved for PAPR reduction. Subsequently,
the data and null symbols are modulated by IFFT on (N-L)
                                                                                                             Scaling
and L sub-carriers respectively. Finally the transmitted                           Peak          Circul        &
portion is x (tr) with PAPR reduced via Gradient Algorithm                         Detect          ar         Phase
(IGA).                                                                              ion          Shift       Rotatio
                                                                                                                n
         Details operation of IGA are as follow: First, the
index of the OFDM sample with the maximum absolute
amplitude (i.e. arg[max[dn]] is detected, and then a
predetermined peak reduction kernel (PRK), denoted by P,                          Figure 2. Procedure of Gradient Algorithm.
is an impulse like time domain signal and can be obtained
by setting all the PRTs to a constant. The circularly shifted                 If the number of Iteration reaches predetermined
PRK is scaled by a given step size and by the difference           maximum iteration number, control escapes the process and
between the maximum absolute amplitude if the OFDM                 resulting signal is transmitted. If not clipping operation is
sample and a desired threshold. The PRK is then phase-             executed iteratively [4].
rotated in such a way that the phase of the PRK is the
opposite to that of the OFDM sample with the maximum                             4. MATHEMATICAL DERIVATION
absolute amplitude. Finally, the modified PRK c is added to        FOR PAPR REDUCTION
the OFDM symbol d and the PAPR of the modified OFDM                          The idea behind in this paper is to add an artificial
symbol d+c is calculated. If the PAPR is smaller than the          signal to unused carriers. The signal addition is frequency
desired threshold, xth is transmitted; otherwise the above         domain. Thus, the PAPR of the resulting signal is given by:
procedure is repeated iteratively.




                                                                             Where x (m) is multi-carrier signal of user m and
                                                                   c (m) is an additive corrective signa and E [] denoted the
                                                                   expectation l. In this portion, I introduce a PAPR reduction
scheme for mobile users sharing an OFDM uplink. In this
method of Tone reservation of OFDM, I propose to allocate         Figure 4. Simulation Parameters
a set of tones in each of interleaved subbands. All users and
the base station (BS) know the positions of the reserved          IFFT size (nFFT.): 128
tones. The set of tones reserved, no data is transmitted and      Symbols (s): 10000
the reserved tones do not interface with data transmission.       Modulation: BPSK
Each user can design its compensating signal Cm without           Total subcarriers used (N): 100
knowledge of other users’ compensating signals [5].               Total unused carriers (L): 28
However, adding a signal Cm to Xm to reduce the PAPR
                                                                  Figure 5. Simulation Parameters
increases, the transmit power. The relative increase mean
power delta E due to PAPR reduction as [8]:
                                                                  IFFT size (nFFT.): 128
                                                                  Symbols (s): 10000
                                                                  Modulation: BPSK and QPSK
                                                                  Total subcarriers used (N): 128
                                                                  Total unused carriers (L): 0

          The parameter must be as small as possible in           Figure 6. Simulation Parameters
order to be compatible with current power amplifiers [7].
Indeed, it is easy to understand that if one increases            IFFT size (nFFT.): 128
indefinitely the average power of the signal Xm+Cm one            Symbols (s): 10000
would have obviously PAPR=0dB but a signal which can’t            Modulation: BPSK and QPSK
be transmitted, Thus the relative mean power must be upper        Total subcarriers used (N): 100
bounded and can be written as:                                    Total unused carriers (L): 28




                                          is a constant closely
        related to the characteristic of the amplifier.
                     5.     SIMULATION RESULTS
          For evaluating the performance of the proposed
method, CDF curves of OFDM signal is presented. In my
simulation, the bandwidth is 10MHz is divided into N=128
subcarriers and purposed unused subcarriers L=28 as the
reserved tone for PAPR reduction. To evaluate the PAPR
reduction performance, I concentrate on the complementary
cumulative distribution function of the user’s PAPR, in all
the cases the maximum computation IFFT size is 128 and
gradient algorithm used 30 iteration for computation of each
simulation result given below.
Matlab simulation for this purpose is presented sequentially
as below [6]:                                                             Figure 3. PAPR Performance measurement with BPSK
                                                                              modulation without using unused carriers L=0.

Figure 3. Simulation Parameters
                                                                              As seen to the simulated Figures, It is concluded
                                                                  that, for BPSK and QPSK modulation pattern, Tone
IFFT size (nFFT.): 128
                                                                  Reservation offers remarkable PAPR reduction when
Symbols (s): 10000
                                                                  reserving reasonable amount subcarriers (L). The amount of
Modulation: BPSK
                                                                  reserved Tones resembles the tones don’t contain “Actual”
Total subcarriers used (N): 128
                                                                  information data but this gives us enhancement of PAPR
Total unused carriers (L): 0
reduction. In fig. 3 and 4, CDF shows at one of its point,
probability 0.8, PAPR is reduced to 7 dB instead of 7.9 dB
under BPSK modulation when L=28 unused subcarriers is
used. Likewise, in fig 5 and 6, CDF shows at one of its
point, probability 0.5, PAPR is reduced to 6.6 db instead of
7.4 db under QPSK modulation when L=28 unused
subcarriers is used.
                       6.      CONCLUSIONS
            In this paper. I have proposed PAPR reduction
using Tone Reservation (TR) along with Gradient
Algorithm which is one of the promising techniques in
terms of Performance and Complexity enhancement. Taking
into account the importance of total subcarriers used and
substantially taking care towards to the unused reserved tone
(L) which plays vital role for PAPR reduction as clearly
justified in Simulation results in both case of Modulation
techniques BPSK and QPSK.
                       7.      REFERENCES                                  Figure 4. Performance of Tone Reservation with BPSK modulation using
                                                                                                    unused carriers L=28.
  [1]S. Zid, and R. Bouallegue, “Reducing PAPR of OFDM signal using
     Partial Transmit Signal (PTS) and Selected Mapping (SLM)”, IEEE
     ISIVC Bilbao, Spain, July 2008.
  [2]Seungsoo Yoo and Sun Yong,”PAPR reducing scheme for OFDM
     system: selecting mapping of partial tones (SMOPT)”, IEEE
     Transactions, Feb 2006.
  [3]Kelvin Huang, SUID,”Reducing the Peak to Average Power Ratio in
     OFDM”, Dec 5th, 2003.
     [4]Sung Eun Park,Jae YoelKim and Suwon-si,”Tone Reservation
     Methodfor PAPR Reduction Scheme”,IEEE 802.16 Broadband
     Wireless Access Working Group,31th,2003.
     [5] Zid and Bouallegue,”SOCP approach for reducing PAPR for
     different kind of allocations OFDM in Uplink via Tone Reservation”,
     SUP’ COM, 6’Tel Laboratory.
     [6] Google Search on www.dsplog.com and use of Language of
     Technical Computation “MATLAB”.




                                                                              Figure. 5 PAPR Performance measurement with BPSK and QPSK
                                                                                          modulation without using unused carriers.




                                                                              Figure 6. Performance of Tone Reservation with BPSK and QPSK
                                                                                           modulation using unused carriers L=28.

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Ak25214217
 

Papr Reduction Technique Using Tine Reservation

  • 1. PAPR Reduction Technique Using Tone Reservation Scheme along with Gradient Algorithm Sunjeev Kumar Gupta Telecommunication Department of Nepal Telecom (NTC), URL: www.ntc.net.np, Kathmandu, Nepal PH: +977-9855068555, E-mail: sk.gupta@ntc.net.np /4u.gupta@gmail.com components such as power amplifiers (PAs). The nonlinear Abstract-As we know multi carrier signal can support effects on the transmitted OFDM symbols are spectral high transmission data rate in wireless channel environments spreading, intermodulation, and changing the signal but meanwhile, large number of subchannels in the multi constellation. Some recent work have investigate OFDM carrier signals cause large Peak to Average Power Ratio reduction technique via selected mapping(SLM), Partial (PAPR) when using multi carrier modulation technique like Transmit Sequence(PTS), Repeated Clipping and Filtering OFDM which substantially reduces efficiency of transmit high power amplifier. In this Paper, we are greatly concerned with (RCF), Block coding, Interleaving, Active Constellation Tone Reservation technique (TR) applied for complex Extension (ACE), Nonlinear Companding Transform baseband signals of OFDM systems with N subcarriers, L (NCT), Tone Injection and Tone Reservation. reserved subcarriers don’t carry any data information, are only used for PAPR reduction and further elaborates gradient Though any of the methods is implemented, they algorithm after N-point IFFT computation iteratively for phase have the same disadvantages in common that additional appraisal simultaneously by using subset of the sub-carriers power is needed. So it is obvious that this additional power called the peak reduction tones (PRT). must be weakest possible so that the method is viable in practice. I this paper, a set of tones in each sub band of 1. INTRODUCTION system OFDM is allocated in order of improve reduction of Orthogonal Frequency Division Multiple(OFDM), PAPR without any degradation of BER and data bit rate which is a multi-carrier communication technique, has degradation and without sending any SI. For this I will use become widely accepted primarily because of its robustness unused carriers to generate the corrective signal [2]. against frequency selection fading channels which are Among the schemes using PRT, the most widely common in broadband mobile wireless communications [1]. used Tone Reservation scheme which is one of good PAPR In OFDMA, closely spaced and overlapped subcarriers are reduction performance when operating with optimized PRT divided into groups and assigned to multiple users for positions. In this, I present complementary cumulative simultaneously transmissions. distribution function (CCDF) for measurement of PAPR Comparing to frequency division multiple access reduction. (FDMA), where any overlapping of the frequency spectrum 2. PAPR DERIVATION PATTERN of different users introduces multiple-access interference (MAI), Orthogonality of subcarriers guarantees that there is Let there is N subcarriers in which there is L no intercarrier interference (ICI), which prevents MAI reserved unused subcarriers computed under N-point IFFT among users in OFDM systems. In OFDM, closely spaced and FFT for modulation and demodulation. The OFDM multiple subcarriers are assigned to different users for samples dn at the output of the IFFT are given by: parallel signal transmissions. Generally concerned here about the interleaved subcarriers assignment scheme is preferred because it provides maximum frequency diversity and increases the capacity in frequency-selective fading channels. While OFDM has great advantage of having simple For n= 0,1….N-1, where Dk is the quadrature equalization, it has inherent drawbacks of PAPR which phase shift keying (QPSK) or quadrature amplitude distorts the signal if the transmitter contains nonlinear modulation (QAM) data symbol transmitted through the Kth sub-carriers.
  • 2. The PAPR of an OFDM symbol is defined as the ratio of the maximum to the average power of the OFDM Memory symbol and can be expressed as the ratio: Controller Reserved Tone (L) Where PAPR () represents PAPR calculation, d= (d0, d1, d2…..dN-1) and E[] denoted the expectation. Transmitted Tone Signal N point S/P Gradient It has assumed that Dk implies {1,-1, j,-j} (i.e Dk is Allocation IFFT Converter Algorithm to be a QPSK data symbol). From the central limit theory, (N) Informat the real and imaginary values of dn become Gaussian (N-L) Data ion distributed for N>>1, each with mean zero and variance ½.Thus the amplitude of dn has a Rayleigh distribution while the power distribution becomes a central chi-square distribution with two degree of freedom [3]. Figure 1. Structure of OFDM transmitter using Tone Reservation. 3. PROPOSED TRANSMITTER FOR TONE RESERVATION (TR) SCHEME NO In the structure of OFDM system transmitter, tones are reserved for PAPR reduction and are assigned for data information. All tones are allocated according to YES predetermined tone locations and after that IFFT is executed PAPAR Contr and the gradient algorithm is operated. IFFT Adder Calculat Output oller ion The structure of TR scheme is composed of three Transmitted parts: PRT reservation, IFFT, and IGA. First, is the PRT Signal reservation, it is considered to have L sub-carriers out of N sub-carriers are reserved for PAPR reduction. Subsequently, the data and null symbols are modulated by IFFT on (N-L) Scaling and L sub-carriers respectively. Finally the transmitted Peak Circul & portion is x (tr) with PAPR reduced via Gradient Algorithm Detect ar Phase (IGA). ion Shift Rotatio n Details operation of IGA are as follow: First, the index of the OFDM sample with the maximum absolute amplitude (i.e. arg[max[dn]] is detected, and then a predetermined peak reduction kernel (PRK), denoted by P, Figure 2. Procedure of Gradient Algorithm. is an impulse like time domain signal and can be obtained by setting all the PRTs to a constant. The circularly shifted If the number of Iteration reaches predetermined PRK is scaled by a given step size and by the difference maximum iteration number, control escapes the process and between the maximum absolute amplitude if the OFDM resulting signal is transmitted. If not clipping operation is sample and a desired threshold. The PRK is then phase- executed iteratively [4]. rotated in such a way that the phase of the PRK is the opposite to that of the OFDM sample with the maximum 4. MATHEMATICAL DERIVATION absolute amplitude. Finally, the modified PRK c is added to FOR PAPR REDUCTION the OFDM symbol d and the PAPR of the modified OFDM The idea behind in this paper is to add an artificial symbol d+c is calculated. If the PAPR is smaller than the signal to unused carriers. The signal addition is frequency desired threshold, xth is transmitted; otherwise the above domain. Thus, the PAPR of the resulting signal is given by: procedure is repeated iteratively. Where x (m) is multi-carrier signal of user m and c (m) is an additive corrective signa and E [] denoted the expectation l. In this portion, I introduce a PAPR reduction
  • 3. scheme for mobile users sharing an OFDM uplink. In this method of Tone reservation of OFDM, I propose to allocate Figure 4. Simulation Parameters a set of tones in each of interleaved subbands. All users and the base station (BS) know the positions of the reserved IFFT size (nFFT.): 128 tones. The set of tones reserved, no data is transmitted and Symbols (s): 10000 the reserved tones do not interface with data transmission. Modulation: BPSK Each user can design its compensating signal Cm without Total subcarriers used (N): 100 knowledge of other users’ compensating signals [5]. Total unused carriers (L): 28 However, adding a signal Cm to Xm to reduce the PAPR Figure 5. Simulation Parameters increases, the transmit power. The relative increase mean power delta E due to PAPR reduction as [8]: IFFT size (nFFT.): 128 Symbols (s): 10000 Modulation: BPSK and QPSK Total subcarriers used (N): 128 Total unused carriers (L): 0 The parameter must be as small as possible in Figure 6. Simulation Parameters order to be compatible with current power amplifiers [7]. Indeed, it is easy to understand that if one increases IFFT size (nFFT.): 128 indefinitely the average power of the signal Xm+Cm one Symbols (s): 10000 would have obviously PAPR=0dB but a signal which can’t Modulation: BPSK and QPSK be transmitted, Thus the relative mean power must be upper Total subcarriers used (N): 100 bounded and can be written as: Total unused carriers (L): 28 is a constant closely related to the characteristic of the amplifier. 5. SIMULATION RESULTS For evaluating the performance of the proposed method, CDF curves of OFDM signal is presented. In my simulation, the bandwidth is 10MHz is divided into N=128 subcarriers and purposed unused subcarriers L=28 as the reserved tone for PAPR reduction. To evaluate the PAPR reduction performance, I concentrate on the complementary cumulative distribution function of the user’s PAPR, in all the cases the maximum computation IFFT size is 128 and gradient algorithm used 30 iteration for computation of each simulation result given below. Matlab simulation for this purpose is presented sequentially as below [6]: Figure 3. PAPR Performance measurement with BPSK modulation without using unused carriers L=0. Figure 3. Simulation Parameters As seen to the simulated Figures, It is concluded that, for BPSK and QPSK modulation pattern, Tone IFFT size (nFFT.): 128 Reservation offers remarkable PAPR reduction when Symbols (s): 10000 reserving reasonable amount subcarriers (L). The amount of Modulation: BPSK reserved Tones resembles the tones don’t contain “Actual” Total subcarriers used (N): 128 information data but this gives us enhancement of PAPR Total unused carriers (L): 0
  • 4. reduction. In fig. 3 and 4, CDF shows at one of its point, probability 0.8, PAPR is reduced to 7 dB instead of 7.9 dB under BPSK modulation when L=28 unused subcarriers is used. Likewise, in fig 5 and 6, CDF shows at one of its point, probability 0.5, PAPR is reduced to 6.6 db instead of 7.4 db under QPSK modulation when L=28 unused subcarriers is used. 6. CONCLUSIONS In this paper. I have proposed PAPR reduction using Tone Reservation (TR) along with Gradient Algorithm which is one of the promising techniques in terms of Performance and Complexity enhancement. Taking into account the importance of total subcarriers used and substantially taking care towards to the unused reserved tone (L) which plays vital role for PAPR reduction as clearly justified in Simulation results in both case of Modulation techniques BPSK and QPSK. 7. REFERENCES Figure 4. Performance of Tone Reservation with BPSK modulation using unused carriers L=28. [1]S. Zid, and R. Bouallegue, “Reducing PAPR of OFDM signal using Partial Transmit Signal (PTS) and Selected Mapping (SLM)”, IEEE ISIVC Bilbao, Spain, July 2008. [2]Seungsoo Yoo and Sun Yong,”PAPR reducing scheme for OFDM system: selecting mapping of partial tones (SMOPT)”, IEEE Transactions, Feb 2006. [3]Kelvin Huang, SUID,”Reducing the Peak to Average Power Ratio in OFDM”, Dec 5th, 2003. [4]Sung Eun Park,Jae YoelKim and Suwon-si,”Tone Reservation Methodfor PAPR Reduction Scheme”,IEEE 802.16 Broadband Wireless Access Working Group,31th,2003. [5] Zid and Bouallegue,”SOCP approach for reducing PAPR for different kind of allocations OFDM in Uplink via Tone Reservation”, SUP’ COM, 6’Tel Laboratory. [6] Google Search on www.dsplog.com and use of Language of Technical Computation “MATLAB”. Figure. 5 PAPR Performance measurement with BPSK and QPSK modulation without using unused carriers. Figure 6. Performance of Tone Reservation with BPSK and QPSK modulation using unused carriers L=28.