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PA205: Introduction to Legal Analysis and Writing
Unit 5 Assignment
Notes from Client Interview: Natalie Attired
Paris
Returned from Europe in 2008 and enrolled at New Mexico
State University, planning to major in
Early Childhood Education. After a couple classes, found out
that she didn’t like working with small
children and reconsidered her career plan.
While she attended NMSU, she often went to a local bar called
Skully’s, which catered to a mix of
college students and members of the local biker community.
At Skully’s, she met a 30 year-old man named Zeke Teller, who
was a member of the Los Calambres
Motorcycle Club. Zeke had three children from three previous
relationships. In early 2009, Natalie
began riding on his motorcycles and after a few months of
hanging around the club became Zeke’s
“old lady.”
After attending NMSU for one year, Natalie dropped out of
school in May 2009 and began working as
a waitress at Biddy’s Tea House and Croissanterie in Truth or
Consequences, NM.
Biddy’s has been in business for over 20 years, and is run by
Biddy Baker, age 60. The restaurant
serves tea, sandwiches, scones, and desserts. No alcohol is
served in the establishment.
Biddy’s evaluates waitress’ performance every three months.
Natalie received four evaluations while
she worked there (attached). There is no employee manual or
written policy about employee conduct.
After she had been working at Biddy’s for about three months,
Natalie mentioned to another waitress
that her boyfriend, Zeke, wanted her to get a tattoo. The other
waitress, who had been working at
Biddy’s for 10 years, cautioned Natalie to “get it where the sun
don’t shine” because if a tattoo was
visible at work Nataile would be fired.
In June 2010, Natalie spent $XX on a full-sleeve tattoo which
covered her entire upper right arm, from
shoulder to elbow. The tattoo was partially covered by the
waitress uniform, but the lower portion near
the elbow could be seen when the short-sleeved uniform was
worn.
Biddy Baker was upset at this change in Natalie’s appearance
and told Natalie that if the tattoo was
not removed she would be fired. Natalie refused to remove the
tattoo. She worked at Biddy’s for the
rest of the week and was given a termination notice on Friday.
Ms. Baker said that the “more mature” clientele who came to
her tea house would be “appalled and
disgusted” by Natalie’s tattoo, leading to a decline in sales.
However, Ms. Baker was not able to
provide any proof that sales or profits declined during the time
Natalie worked there. However, she
did provide the names of two longtime customers who requested
a different table when seated in
Natalie’s section the day before she was fired, because “who
wants to look at that while you’re
eating?”
Natalie filed for unemployment compensation in July 2010. Her
claim was denied by the New Mexico
Employment Security Board on the grounds that she was
terminated for “misconduct” and was
therefore ineligible for unemployment compensation.
Natalie would like to know if she has a claim against the
NMESB for wrongfully withholding her
unemployment compensation.
764 P.2d 1316
Supreme Court of New Mexico.
Billie J. RODMAN, Petitioner–Appellant,
v.
NEW MEXICO EMPLOYMENT SECURITY DEPARTMENT
and Presbyterian Hospital, Respondents–
Appellees.
No. 17721.Nov. 30, 1988.
The District Court, Bernalillo County, Ross C. Sanchez, D.J.,
upheld administrative decision denying
unemployment compensation to claimant. Claimant appealed.
The Supreme Court, Ransom, J., held that incident
precipitating claimant’s termination demonstrated willful
disregard for her employer’s interests.
Affirmed.
Stowers, J., specially concurred and filed opinion.
Attorneys and Law Firms
**1317 *759 Juan A. Gonzalez, Legal Aid Society of
Albuquerque, Inc., Albuquerque, for petitioner-appellant.
Connie Reischman, New Mexico Employment Sec. Dept.,
Albuquerque, for respondents-appellees.
OPINION
RANSOM, Justice.
An administrative decision of the New Mexico Employment
Security Department denying unemployment
compensation to Billie J. Rodman was reviewed on certiorari by
the district court. Rodman now appeals to this
Court from the order of the district court affirming the
administrative decision.
Rodman had been employed by Presbyterian Hospital as a unit
secretary for nearly eight years when, on February
17, 1987, she was terminated under hospital personnel policies
following a “third corrective action” notice. Prior
restrictions had been placed on Rodman’s conduct due to
personal problems adversely impacting upon her place of
work. At issue is whether the misconduct which warranted
termination from employment rose to the level of
misconduct which would warrant denial of unemployment
compensation under NMSA 1978, Section 51–1–7 of the
Unemployment Compensation Law.
The Department reasonably summarizes the substantial evidence
as follows: Rodman was reprimanded in June of
1986 for receiving an inordinate number of personal telephone
calls and visitors at her work station, which was
disruptive to her own work and to her co-workers. The formal
reprimand set forth conditions to prevent further
corrective action. Rodman was to have no personal telephone
calls during work hours outside of a designated break
or dinner time, in which event they were to occur in an area not
visible to patients, physicians, or other department
staff. When leaving the department for dinner, Rodman was to
report to her immediate supervisor and was not to
leave the hospital. Rodman was to make every effort to resolve
the matters in her personal life that were causing
problems at work.
Nevertheless, according to the testimony of her supervisor,
extremely disruptive telephone calls continued. The
doctors were beginning to comment on it. The staff was getting
more distressed. According to her supervisor,
“[A]gain we talked about the visits, the behavior at the desk.
When it got pretty bad with the phone calls, Billie
would slam charts, push chairs and be a little abrupt with the
people she worked with.” Another written reprimand in
November of 1986 warned Rodman that her job was in jeopardy
if the disruptive behavior continued. The supervisor
established restrictions prohibiting the claimant from having
visitors at the department and instructed her to notify
security if there was a potential problem.
On February 15, 1987, Rodman began work at 1:00 o’clock in
the afternoon. She had spoken to her boyfriend’s
mother earlier in the day to tell her that she did not want him to
use her car as she had broken off their relationship.
The boyfriend’s mother called her at work and told her the
boyfriend had her car keys. Rodman told the mother to
have the boyfriend call her at work. When he did, she informed
him that she could not talk to him at her duty station,
and he hung up on her. He called her back and left a number
where he could be reached. She left the work area and
went to the break room to call him.
After returning to her duty station, Rodman got another
telephone call from her boyfriend who told her to go
downstairs to the lobby to meet him and pick up the keys. When
she refused, he told her that if she did not come
down he would come up to her department.
Claimant left the department to confront her boyfriend, and,
because her supervisor was at lunch in the hospital
cafeteria, Rodman notified a co-worker, a registered nurse, that
she was leaving. Rodman testified, “I didn’t want
any kind of confrontation at the desk, so I went downstairs.”
Before she left her desk, Rodman called the employer’s
security guard and asked him to meet her in the lobby because
she anticipated that a problem could develop.
When Rodman got to the lobby, her boyfriend started yelling
and forced her outside. In doing so, he tore her shirt.
At this point the security guard arrived and observed them
arguing. Rodman was in the passenger seat of her car.
The security guard instructed the boyfriend to return the keys,
but the boyfriend jumped into the driver’s seat, locked
the doors and drove off.
About thirty-five minutes later, Rodman returned to her work
station, after having changed her torn shirt. She
resumed working, but, as the shift progressed, more telephone
calls were received for her in the department. The
supervisor became frustrated with the volume of calls and the
behavior of Rodman. It was determined that Rodman
should be sent home. Thereafter she was terminated.
The Appeals Tribunal of the Department of Employment
Security found on the basis of the evidence that the
appellant had proven unwilling to restrict her personal contacts
while at work, as requested by her employer. The
hearing officer dismissed as without **1319 *761 merit
Rodman’s contention that she could not stop her
acquaintances from calling or visiting her at work. The hearing
officer concluded that Ms. Rodman’s behavior was
unreasonable, had caused many problems for her work section,
and constituted misconduct connected with work
under Section 51–1–7(B).
The Meaning of “Misconduct” in New Mexico’s Unemployment
Compensation Law.
Given the remedial purpose of the Unemployment Compensation
Law, New Mexico courts, like most jurisdictions,
interpret the provisions of the law liberally, to provide
sustenance to those who are unemployed through no fault of
their own, and who are willing to work if given the opportunity.
Wilson v. Employment Sec. Comm’n, 74 N.M. 3, 14,
389 P.2d 855, 862–63 (1963); Parsons v. Employment Security
Comm’n, 71 N.M. 405, 409, 379 P.2d 57, 60 (1963).
Like most states, New Mexico also provides that an employee
who is determined to have been discharged for
“misconduct” is ineligible for unemployment compensation
benefits. § 51–1–7(B). Two purposes are served by this
statutory bar: first, it prevents the dissipation of funds for other
workers; second, it denies benefits to those who
bring about their own unemployment by conducting themselves
with such callousness, and deliberate or wanton
misbehavior that they have given up any reasonable expectation
of receiving unemployment benefits.
Given the remedial purpose of the statute, and the rule of
statutory construction that its provisions are to be
interpreted liberally, the statutory term “misconduct” should not
be given too broad a definition. Accordingly, in
adopting the majority definition of the term, this Court wrote in
Mitchell v. Lovington Good Samaritan Center, Inc.,
89 N.M. 575, 577, 555 P.2d 696, 698 (1976):
“[M]isconduct” * * * is limited to conduct evincing such wilful
or wanton disregard of an employer’s interests as
is found in deliberate violations or disregard of standards of
behavior which the employer has the right to expect
of his employee, or in carelessness or negligence of such degree
or recurrence as to manifest equal culpability * *
*. [M]ere inefficiency, unsatisfactory conduct, failure in good
performance as the result of inability or incapacity,
inadvertencies or ordinary negligence in isolated instances, or
good faith errors in judgment or discretion are not
to be deemed “misconduct” within the meaning of the statute.
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Where an employee has not acted with the requisite degree of
“fault” under Mitchell, he or she has not sacrificed a
reasonable expectation in continued financial security such as
may be afforded by accrued unemployment
compensation benefits. It is therefore possible for an employee
to have been properly discharged without having
acted with such willful or wanton disregard for an employer’s
interests as would justify denial of benefits. This
Court recognized in Alonzo v. New Mexico Employment
Security Department, 101 N.M. 770, 689 P.2d 286 (1984),
that even an act of willful disobedience which leads to
termination will not always rise to the level of “misconduct”
when the act is an isolated incident in an otherwise favorable
employment history and the incident does not cause a
significant disruption of the employer’s legitimate interests.
Trujillo v. Employment Sec. Dep’t, 105 N.M. 467, 472,
734 P.2d 245, 250 (Ct.App.1987) (where employment contract
gave employer the right to draft employees to work
overtime in emergency situations significantly affecting the
employer’s interests, it was “misconduct” for appellees
to have refused to report for overtime work).
Alonzo and Trujillo demonstrate that there are two components
to the concept of misconduct sufficient to justify
denial of benefits. One is the notion that the employee has acted
with willful or wanton disregard for the employer’s
interests; the other is that this act significantly infringed on
legitimate employer expectations.
**1320 *762 Totality of circumstances and the “last straw”
doctrine.
Often, the courts have been confronted with a series of minor
infractions by the employee, where each incident
showed a willful disregard of the employer’s interests, but no
single incident was serious enough to justify denial of
benefits. In such cases, courts have applied a “totality of
circumstances” or “last straw” test to determine whether,
taken together, this series of incidents constitutes misconduct
sufficient to disqualify the claimant from receiving
benefits. Mitchell v. Lovington Good Samaritan Center, Inc., 89
N.M. 575, 555 P.2d 696 (1976).
Rodman recognizes the “last straw” doctrine, but contends that
the district court erred in applying the rule in this
case because her infractions of February 15 were the result of
acts of third parties over whom she had no physical or
legal control. Appellant contends that she may not be denied
unemployment benefits where the “last straw” which
led to her termination was not willful or intentional, especially
where, under the employer’s personnel policy, she
could not have been discharged at all before this final incident.
The Department contends that it is immaterial whether the
precipitating act was a willful or intentional violation of
the employer’s rules, where the record indicates that the
claimant had a history of previous acts which demonstrate a
willful or wanton disregard for the employer’s interests, and the
employer discharged the employee for the
accumulation of events, including the precipitating event. Fort
Myers Pump & Supply v. Florida Dep’t of Labor,
373 So.2d 429 (Fla.Dist.Ct.App.1979). Although Fort Myers
does offer support for the appellee’s position, we
believe termination for a series of incidents which, taken
together, may constitute “misconduct” is distinguishable
from termination for a single incident following one or more
corrective action notices. In the latter event, as here, we
hold that the “last straw” must demonstrate a willful or wanton
disregard for the employer’s interests for
unemployment benefits to be denied.
If substantial evidence existed that Rodman’s conduct on
February 15, considered in light of the totality of
circumstances including her previous history of personal phone
calls and unauthorized visitors, showed a willful or
wanton disregard for her employer’s interests, then Rodman’s
benefits were properly denied.
Although the evidence in this case is amenable to more than one
reasonable interpretation, we conclude that there
was a substantial basis for the district court to decide that
Rodman’s actions on February 15, when considered in
light of the restrictions which had been placed upon her and her
previous failure to comply with those restrictions,
demonstrated a willful disregard for her employer’s interests.
Therefore, the decision of the district court is affirmed.
IT IS SO ORDERED.
WALTERS, J., concurs.
STOWERS, J., specially concurs.
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769 P.2d 88
Supreme Court of New Mexico.
In re Claim of Lucy APODACA.
IT’S BURGER TIME, INC., Petitioner–Appellee,
v.
NEW MEXICO DEPARTMENT OF LABOR EMPLOYMENT
SECURITY DEPARTMENT, BOARD OF
REVIEW and Lucy Apodaca, Respondents–Appellants.
No. 17952.Feb. 22, 1989.
Employer filed writ of certiorari to challenge Employment
Security Department’s award of unemployment
compensation to fast-food restaurant employee who refused to
retint her purple hair. The District Court, Dona Ana
County, Lalo Garza, D.J., reversed award of benefits. Employee
appealed. The Supreme Court, Ransom, J., held that
evidence supported Department’s award of benefits.
Reversed and remanded.
Attorneys and Law Firms
**89 *176 Jose R. Coronado, Southern New Mexico Legal
Services, Inc., Las Cruces, Connie Reischman, New
Mexico Dept. of Labor, Albuquerque, for respondents-
appellants.
Kelly P. Albers, Lloyd O. Bates, Jr., Las Cruces, for petitioner-
appellee.
OPINION
RANSOM, Justice.
A determination by the Board of Review of the New Mexico
Employment Security Department awarding
unemployment compensation to Lucy Apodaca was reversed by
the district court on certiorari. Apodaca appeals the
district court decision, arguing that the court erred in finding
the administrative determination was unsupported by
substantial evidence and was contrary to law. We conclude
substantial evidence supports the Board of Review
decision that the conduct leading to Apodaca’s termination did
not constitute misconduct warranting denial of
unemployment compensation under Section 51–1–7(B) of the
Unemployment Compensation Law. Accordingly, we
reverse the district court.
Apodaca was employed as a counter helper from August 1986 to
August 1987 with It’s Burger Time, Inc.
Apodaca’s supervisors had no complaints concerning the
performance of her work. Several times during the summer
of 1987, Apodaca approached the store manager, John Pena, to
ask how the owner, Kevin McGrath, would react if
she were to dye her hair purple. Pena did not at first take the
question seriously. When Apodaca persisted, Pena told
her that he would have to ask McGrath. Apparently, he never
did so. After several weeks, Apodaca went ahead and
dyed her hair. McGrath saw Apodaca’s tinted hair for the first
time at work two days later. He instructed Pena to
give Apodaca a week to decide whether she wanted to retain her
new hair color or her job. In a letter to the Board of
Review, McGrath wrote that he had a good sense for community
standards and believed he could not afford to wait
until “this incident [took] it’s [sic] toll on my business.”
Apodaca had signed the company handbook upon being
hired, which instructed employees about acceptable hygiene and
appearance. The handbook said nothing specific
about hair color.
Pena relayed McGrath’s message to Apodaca and suggested she
make up her mind quickly so he could find
someone to replace her if necessary. Two days later, Apodaca
told Pena she had decided to keep her hair the way it
was. She was then terminated and applied for unemployment
benefits.
The Department initially determined that Apodaca was
ineligible for compensation because she had been terminated
“for refusing to conform to the standards of personal grooming
compatible with the * * * work [she was]
performing.” The claims officer concluded this constituted
misconduct under Section 51–1–7(B). Apodaca appealed
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to the Appeals Tribunal, which affirmed the denial of her
benefits after a hearing. She appealed the Tribunal’s
decision **90 *177 to the Department’s Board of Review. After
reviewing the record of the hearing, the Board
concluded that the employer failed to show how the color of
Apodaca’s hair affected its business; therefore, her
refusal to return her hair to its original color did not rise to the
level of “misconduct” required for denial of her
benefits. For review of the Board’s decision, the employer filed
a writ of certiorari with the Dona Ana County
District Court. The district court determined Burger Time’s
request to Apodaca to change the color of her hair was
reasonable and enforceable and Apodaca’s refusal of that
request was misconduct. The court concluded that the
Board of Review’s decision was not supported by substantial
evidence and was contrary to the law and reversed the
decision granting Apodaca her benefits. This appeal followed.
In reviewing the district court decision, we look first to see
whether the court erred in concluding that the
Department’s decision was unsupported by substantial evidence.
Because we conclude that the court erred in this
determination, it is unnecessary for us to examine the findings
and conclusions adopted by the court.
Misconduct and the employer’s interest.
Both Apodaca and Burger Time agree that the definition of
“misconduct” as used in Section 51–1–7(B) is to be
found in this Court’s opinion in Mitchell v. Lovington Good
Samaritan Center, Inc., 89 N.M. 575, 577, 555 P.2d
696, 698 (1976):
“[M]isconduct” * * * is limited to conduct evincing such wilful
or wanton disregard of an employer’s interests as
is found in deliberate violations or disregard of standards of
behavior which the employer has the right to expect
of his employee, or in carelessness or negligence of such degree
or recurrence as to manifest equal culpability. * *
* [M]ere inefficiency, unsatisfactory conduct, failure in good
performance as the result of inability or incapacity,
inadvertencies or ordinary negligence in isolated instances, or
good faith errors in judgment or discretion are not
to be deemed “misconduct” within the meaning of the statute.
Apodaca does not deny that her refusal to redye her hair was an
intentional and deliberate act. At issue in this case is
whether an employee who refuses to alter her personal
appearance in conformity with the employer’s personal
beliefs about acceptable community standards has engaged in
misconduct. The employer argues, and the district
court apparently agreed, that so long as the request is
reasonable and the employee is given adequate time to comply,
refusal amounts to “insubordination and misconduct.” We
disagree.
In Alonzo v. New Mexico Employment Security Department,
101 N.M. 770, 772, 689 P.2d 286, 288 (1984), we
recognized that termination for an isolated incident which does
not “significantly affect[ ] the employer’s business”
may not form the basis for denial of benefits on the grounds of
misconduct. In Alonzo, an employee was terminated
after refusing to wear a smock when working at the cash
register as required by company policy. Id. at 771, 689 P.2d
at 287. As here, the employee’s previous work history was
completely satisfactory, and there was no evidence that
the employer’s business interests had been affected. Alonzo
should be compared with Trujillo v. Employment
Security Department, 105 N.M. 467, 471–72, 734 P.2d 245,
249–50 (Ct.App.1987), which held that failure to report
for overtime work pursuant to an employment contract provision
allowing the employer to draft employees in
emergency situations constituted misconduct, when the evidence
demonstrated that the orders directing employees
to report early to work were explicit and not confusing. In
Trujillo, unlike Alonzo, failure to comply with the
employer’s request was recognized as having significantly
affected the employer’s interest. See also Thornton v.
Dep’t of Human Resources Dev., 32 Cal.App.3d 180, 107
Cal.Rptr. 892 (1973) (refusal of restaurant employee to
shave beard immediately or be terminated was not misconduct
when employer failed to show that beard was
unsanitary or otherwise detrimental to business); cf. Lattanzio
v. Unemployment Comp. Bd. of Rev., 461 Pa. 392, 336
A.2d 595 (1975) (claimant’s refusal to report back to work was
for good cause when employer demanded he shave
beard but no evidence supported contention that requested
alteration in appearance was essential to performance of
duties other than employer’s vague assertion that claimant’s
“modish” appearance might reflect unfavorably on
business).
In this case, there is absolutely no evidence that the color of
Apodaca’s hair significantly affected Burger Time’s
business. McGrath and Pena both testified they received no
customer complaints regarding the color of Apodaca’s
hair. Apodaca’s immediate supervisor, testifying in her behalf,
reported that the only comments she heard were
compliments and that Burger Time’s customers had readily
registered complaints in the past when they found
something amiss. Under these circumstances, the Board of
Review could properly decide that Apodaca’s refusal to
retint her hair did not rise to the level of misconduct.
Burger Time argues that none of our previous cases require an
employer to demonstrate its business was affected by
an employee’s refusal to comply with a request from the
employer. However, it is well established in New Mexico
that the party seeking to establish the existence of a fact bears
the burden of proof. See Newcum v. Lawson, 101
N.M. 448, 684 P.2d 534 (Ct.App.1984); Carter v. Burn Constr.
Co., 85 N.M. 27, 508 P.2d 1324 (Ct.App.), cert.
denied, 85 N.M. 5, 508 P.2d 1302 (1973); Wallace v. Wanek, 81
N.M. 478, 468 P.2d 879 (Ct.App.1970); cf. Moya v.
Employment Sec. Comm’n, 80 N.M. 39, 450 P.2d 925 (1969)
(when claimant sought to establish that he ought not be
disqualified from receiving benefits because the position for
which he refused to interview was not suitable
employment, he bore burden of proof on this issue).
In this case, pursuant to Department regulations requiring an
employer to report why a claimant was fired or have
that claimant’s benefits charged against the employer’s account,
Burger Time submitted a letter stating that Apodaca
refused to comply with company grooming standards. At each
subsequent stage of the administrative process and
before the district court, Burger Time sought to establish that
Apodaca was terminated for misconduct. It therefore
fell upon Burger Time to show that Apodaca’s refusal to change
the color of her hair amounted to misconduct under
the standard considered in Alonzo and Trujillo. This, Burger
Time failed to do and thus failed to meet its burden of
proof. Moreover, Apodaca presented uncontroverted testimony
that no customers complained, and some
complimented her for her hair. We do not question Burger
Time’s right to establish a grooming code for its
employees, to revise its rules in **92 *179 response to
unanticipated situations, and to make its hiring and firing
decisions in conformity with this policy. However, as we noted
in Rodman, “It is * * * possible for an employee to
have been properly discharged without having acted [in a
manner] as would justify denial of benefits.” 107 N.M. at
761, 764 P.2d at 1319.
2 Definition of misconduct and the right to terminate. Although
not directly presented on appeal in this case, we note
that in their decision letters both the Appeals Tribunal and the
Board of Review used the following definition: “The
term ‘misconduct’ connotes a material breach of the contract of
employment or conduct reflecting a willful
disregard of the employer’s best interests.” (Emphasis added.)
We rejected this definition in Rodman, 107 N.M. at
763, 764 P.2d at 1321, as inconsistent with the Mitchell
standard requiring a willful or wanton disregard of the
employer’s interests. The use of the term “or” implies that any
breach of the employment contract sufficient to
warrant discharge of the employee serves as adequate grounds
for denial of benefits, whether or not the employee
acted in a willful or wanton manner. “Where an employee has
not acted with the requisite degree of ‘fault’ under
Mitchell, he or she has not sacrificed a reasonable expectation
in continued financial security such as may be
afforded by accrued unemployment compensation benefits.” Id.
at 761, 764 P.2d at 1319.
The decision of the trial court is reversed, and this case is
remanded for entry of judgment consistent with the
decision of the Board of Review.
IT IS SO ORDERED.
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555 P.2d 696
Supreme Court of New Mexico.
Zelma M. MITCHELL, Plaintiff-Appellee,
v.
LOVINGTON GOOD SAMARITAN CENTER, INC.,
Defendant-Appellant.
No. 10847.Oct. 27, 1976.
Appeal was taken from an order of the District Court, Bernalillo
County, Richard B. Traub, D.J., reversing a
decision of the Unemployment Security Commission and
awarding benefits to discharged employee. The Supreme
Court, Sosa, J., held that employee’s insubordination, improper
attire, name calling and other conduct evidencing
wilful disregard of employer’s interests constituted
‘misconduct’ disqualifying her from receiving certain
unemployment benefits.
Reversed.
Attorneys and Law Firms
*576 **697 Heidel, Samberson, Gallini & Williams, Jerry L.
Williams, Lovington, for defendant-appellant.
Gary J. Martone, J. Richard Baumgartner, Joseph Goldberg,
Albuquerque, for plaintiff-appellee.
OPINION
SOSA, Justice.
This case presents the issue of whether petitioner’s actions
constituted misconduct so as to disqualify her from
certain unemployment compensation benefits.
On June 4, 1974, petitioner-appellee Zelma Mitchell was
terminated for alleged misconduct from the Lovington
Good Samaritan Center, Inc. On June 12, 1974, Mrs. Mitchell
applied for unemployment compensation benefits.
Finding that Mrs. Mitchell’s acts constituted misconduct, a
deputy of the Unemployment Security Commission
disqualified Mrs. Mitchell from seven weeks of benefits
pursuant to s 59-9-6(B), N.M.S.A.1953. On July 24, 1974,
Mrs. Mitchell filed an appeal. The referee of the Appeal
Tribunal reversed the deputy’s decision and reinstated these
benefits to Mrs. Mitchell on August 28, 1974. On September 13,
1974, the Center appealed the decision of the
Appeal Tribunal to the whole Commission pursuant to s 59-9-
6(E), N.M.S.A.1953. The Commission overruled the
Appeal Tribunal and reinstated the seven week disqualification
period. Mrs. Mitchell then applied for and was
granted certiorari from the decision of the Commission to the
District Court of Bernalillo County pursuant to s 59-9-
6(K), N.M.S.A.1953. On January 16, 1976, the District Court
reversed the Commission’s decision and ordered it to
reinstate the benefits to Mrs. Mitchell. From the judgment of
the District Court, the Center appeals.
The issue before us is whether Mrs. Mitchell’s actions
constituted misconduct under s 59-9-5(b), N.M.S.A.1953.
Mrs. Mitchell started work at the Center in Lovington on July 4,
1972 as a nurse’s aide. After approximately one
year on the job in addition to her normal duties she also served
as a relief medications nurse two days per week. On
June 4, 1974, she was terminated. The testimony concerning the
events leading up to her termination that day is
somewhat contradictory but basically is the following. Mrs.
Mitchell arrived punctually to work at three p.m. The
director of the Center, Mr. Smith, questioned her about why she
was already filling in her time card. Mrs. Mitchell
answered that she filled in eight hours, which she would work
that day as long as she did not ‘break a leg or die.’
Mr. Smith replied, ‘Well, I’m not so sure about that.’ Mrs.
Mitchell then became defensive and stated that she had
supported him when the Director of Nurses, Mrs. Mary Stroope,
sought to have him fired as director. Mrs. Stroope,
in the vicinity, overheard this comment, denied it, and called
Mrs. Mitchell a liar. At various times during this
exchange Mrs. Mitchell referred to Mr. Smith, Mrs. Stroope,
and others as ‘birdbrains.’ This occurred in a crowded
area where the Center’s employees were checking in and out, so
Mr. Smith told both to go into his office. There,
Mrs. Stroope apologized to Mrs. Mitchell for calling her a liar
and Mrs. Mitchell apologized for saying that Mrs.
Stroope had circulated a petition to replace Mr. Smith.
However, tempers soon flared again and Mr. Smith resolved
to fire Mrs. Mitchell. Mrs. Mitchell then demanded her check.
Mr. Smith paid her for that day, a week’s vacation,
and another week’s salary for being terminated, which he was
not required to do since Mrs. Mitchell failed to give
him two weeks’ notice.
*577 **698 Appellee Mitchell argues that the events of June 4,
1974, do not constitute misconduct within the
meaning of s 59-9-5(b), supra. Appellant Center argues that
these events were the last of a series of acts of
misconduct, and the ‘birdbrain’ incident should be considered
the ‘last straw’ resulting in her termination. Mitchell
counters that the prior acts of misconduct should not be
considered.
The alleged acts of prior misconduct are the following. On April
2, 1974, Mrs. Mitchell went to work at the Center
out of uniform (she wore gold pants rather than navy blue). On
that day the Federal Regulation Inspectors visited the
Center. Mrs. Mitchell stated that she did not know that the
federal inspectors would be there that particular day. The
Director of Nurses reprimanded her and told her to go home and
to change into the proper attire, which Mrs.
Mitchell refused to do. The following day Mrs. Mitchell again
came to work out of uniform but this time she was
directed to go and did go home to change.
On May 24, 1974, Mrs. Mitchell was switched from medications
to the floor routine. Angered, Mrs. Mitchell
refused to give medications, even though the charge nurse and
Mrs. Stroope explained to her that the reason for the
switch was that she was familiar with both jobs whereas the
replacement nurse, Carol Skurlock, was unfamiliar with
the floor routine. Mrs. Mitchell stated that she did not like
being replaced by a ‘white’ nurse’s aide (Carol Skurlock).
Mrs. Mitchell considered herself and Carol to be just ‘birdbrain
against birdbrain,’ apparently because neither she
nor Carol was a licensed nurse. From May 24 to June 4 Mrs.
Mitchell refused to perform her duties as a relief
medications aide.
On May 15, 1974, and other days, Mrs. Mitchell sang while
counting medications and was not very co-operative,
which caused Betty Clarke, R.N., to complain that Mrs.
Mitchell’s actions were unethical and time-consuming.
The term ‘misconduct’ is not defined in the Unemployment
Compensation Law. The Wisconsin Supreme Court in
Boynton Cab Co. v. Neubeck, 237 Wis. 249, 259-60, 296 N.W.
636, 640 (1941) examined the misconduct subsection
of its unemployment compensation act, found no statutory
definition of misconduct, and formulated the following
definition:
. . . ‘misconduct’ . . . is limited to conduct evincing such wilful
or wanton disregard of an employer’s interests as is
found in deliberate violations or disregard of standards of
behavior which the employer has the right to expect of his
employee, or in carelessness or negligence of such degree or
recurrence as to manifest equal culpability, wrongful
intent or evil design or to show an intentional and substantial
disregard of the employer’s interests or of the
employee’s duties and obligations to his employer. On the other
hand mere inefficiency, unsatisfactory conduct,
failure in good performance as the result of inability or
incapacity, inadvertencies or ordinary negligence in isolated
instances, or good faith errors in judgment or discretion are not
to be deemed ‘misconduct’ within the meaning of
the statute.
We adopt this definition.
Applying this definition of misconduct to the facts of the case
before us, we hold that Mrs. Mitchell’s acts
constituted misconduct. *578 **699 Mrs. Mitchell’s
insubordination, improper attire, name calling, and other
conduct evinced a wilful disregard of the interests of the Center.
Although each separate incident may not have been
sufficient in itself to constitute misconduct, taken in totality
Mrs. Mitchell’s conduct deviated sufficiently to classify
it as misconduct under the above test. Appellee’s argument that
the ‘last straw’ doctrine should not be used is hereby
rejected.
The district court is reversed and the decision of the
Commission is reinstated.
McMANUS and EASLEY, JJ., concur.
PA205: Introduction to Legal Analysis and Writing Unit 2
Assignment
Practice Online Research
The statute on the next page deals with the denial of
unemployment benefits in New
Mexico. It lists the reasons for which the Division of
Unemployment Services can
disqualify a person from receiving unemployment benefits.
Read the statute, and then
answer the questions which follow.
QUESTIONS:
1. Who enacted this statute?
2. Is this statutory mandatory or discretionary? What causal
term in the
statute helped you answer this question?
3. According to this statute, what are the three ways that a
person can be
denied unemployment benefits in New Mexico? Must a person
do all three
things to be disqualified from receiving benefits, or is it enough
that they only do
one of the listed things? What term in the statute helped you
answer this
question?
4. Are there any exceptions to this statute? If so, which of the
three ways of
being denied unemployment compensation do the exceptions
apply to?
5. Provide the Bluebook citation for this statute.
PA205: Introduction to Legal Analysis and Writing Unit 2
Assignment
New Mexico Statutes Annotated, § 51-1-7
§ 51-1-7. Disqualification for benefits
A. An individual shall be disqualified for and shall not be
eligible to receive benefits:
(1) if it is determined by the division that the individual left
employment voluntarily
without good cause in connection with the employment.
However, a person shall not
be denied benefits under this paragraph:
(a) solely on the basis of pregnancy or the termination of
pregnancy;
(b) because of domestic abuse evidenced by medical
documentation, legal
documentation or a sworn statement from the claimant; or
(c) if the person voluntarily left work to relocate because of a
spouse, who is in the
military service of the United States or the New Mexico
national guard, receiving
permanent change of station orders, activation orders or unit
deployment orders;
(2) if it is determined by the division that the individual has
been discharged for
misconduct connected with the individual's employment; or
(3) if it is determined by the division that the individual has
failed without good cause
either to apply for available, suitable work when so directed or
referred by the division or
to accept suitable work when offered.

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PA205 Introduction to Legal Analysis and Writing Unit 5 A.docx

  • 1. PA205: Introduction to Legal Analysis and Writing Unit 5 Assignment Notes from Client Interview: Natalie Attired Paris Returned from Europe in 2008 and enrolled at New Mexico State University, planning to major in Early Childhood Education. After a couple classes, found out that she didn’t like working with small children and reconsidered her career plan. While she attended NMSU, she often went to a local bar called Skully’s, which catered to a mix of college students and members of the local biker community. At Skully’s, she met a 30 year-old man named Zeke Teller, who was a member of the Los Calambres Motorcycle Club. Zeke had three children from three previous
  • 2. relationships. In early 2009, Natalie began riding on his motorcycles and after a few months of hanging around the club became Zeke’s “old lady.” After attending NMSU for one year, Natalie dropped out of school in May 2009 and began working as a waitress at Biddy’s Tea House and Croissanterie in Truth or Consequences, NM. Biddy’s has been in business for over 20 years, and is run by Biddy Baker, age 60. The restaurant serves tea, sandwiches, scones, and desserts. No alcohol is served in the establishment. Biddy’s evaluates waitress’ performance every three months. Natalie received four evaluations while she worked there (attached). There is no employee manual or written policy about employee conduct. After she had been working at Biddy’s for about three months, Natalie mentioned to another waitress that her boyfriend, Zeke, wanted her to get a tattoo. The other waitress, who had been working at Biddy’s for 10 years, cautioned Natalie to “get it where the sun don’t shine” because if a tattoo was visible at work Nataile would be fired. In June 2010, Natalie spent $XX on a full-sleeve tattoo which covered her entire upper right arm, from shoulder to elbow. The tattoo was partially covered by the waitress uniform, but the lower portion near the elbow could be seen when the short-sleeved uniform was worn. Biddy Baker was upset at this change in Natalie’s appearance
  • 3. and told Natalie that if the tattoo was not removed she would be fired. Natalie refused to remove the tattoo. She worked at Biddy’s for the rest of the week and was given a termination notice on Friday. Ms. Baker said that the “more mature” clientele who came to her tea house would be “appalled and disgusted” by Natalie’s tattoo, leading to a decline in sales. However, Ms. Baker was not able to provide any proof that sales or profits declined during the time Natalie worked there. However, she did provide the names of two longtime customers who requested a different table when seated in Natalie’s section the day before she was fired, because “who wants to look at that while you’re eating?” Natalie filed for unemployment compensation in July 2010. Her claim was denied by the New Mexico Employment Security Board on the grounds that she was terminated for “misconduct” and was therefore ineligible for unemployment compensation. Natalie would like to know if she has a claim against the NMESB for wrongfully withholding her unemployment compensation.
  • 4. 764 P.2d 1316 Supreme Court of New Mexico. Billie J. RODMAN, Petitioner–Appellant, v. NEW MEXICO EMPLOYMENT SECURITY DEPARTMENT and Presbyterian Hospital, Respondents– Appellees. No. 17721.Nov. 30, 1988. The District Court, Bernalillo County, Ross C. Sanchez, D.J., upheld administrative decision denying unemployment compensation to claimant. Claimant appealed. The Supreme Court, Ransom, J., held that incident precipitating claimant’s termination demonstrated willful disregard for her employer’s interests. Affirmed. Stowers, J., specially concurred and filed opinion. Attorneys and Law Firms
  • 5. **1317 *759 Juan A. Gonzalez, Legal Aid Society of Albuquerque, Inc., Albuquerque, for petitioner-appellant. Connie Reischman, New Mexico Employment Sec. Dept., Albuquerque, for respondents-appellees. OPINION RANSOM, Justice. An administrative decision of the New Mexico Employment Security Department denying unemployment compensation to Billie J. Rodman was reviewed on certiorari by the district court. Rodman now appeals to this Court from the order of the district court affirming the administrative decision. Rodman had been employed by Presbyterian Hospital as a unit secretary for nearly eight years when, on February 17, 1987, she was terminated under hospital personnel policies following a “third corrective action” notice. Prior restrictions had been placed on Rodman’s conduct due to personal problems adversely impacting upon her place of work. At issue is whether the misconduct which warranted termination from employment rose to the level of misconduct which would warrant denial of unemployment compensation under NMSA 1978, Section 51–1–7 of the Unemployment Compensation Law. The Department reasonably summarizes the substantial evidence as follows: Rodman was reprimanded in June of 1986 for receiving an inordinate number of personal telephone calls and visitors at her work station, which was disruptive to her own work and to her co-workers. The formal reprimand set forth conditions to prevent further
  • 6. corrective action. Rodman was to have no personal telephone calls during work hours outside of a designated break or dinner time, in which event they were to occur in an area not visible to patients, physicians, or other department staff. When leaving the department for dinner, Rodman was to report to her immediate supervisor and was not to leave the hospital. Rodman was to make every effort to resolve the matters in her personal life that were causing problems at work. Nevertheless, according to the testimony of her supervisor, extremely disruptive telephone calls continued. The doctors were beginning to comment on it. The staff was getting more distressed. According to her supervisor, “[A]gain we talked about the visits, the behavior at the desk. When it got pretty bad with the phone calls, Billie would slam charts, push chairs and be a little abrupt with the people she worked with.” Another written reprimand in November of 1986 warned Rodman that her job was in jeopardy if the disruptive behavior continued. The supervisor established restrictions prohibiting the claimant from having visitors at the department and instructed her to notify security if there was a potential problem. On February 15, 1987, Rodman began work at 1:00 o’clock in the afternoon. She had spoken to her boyfriend’s mother earlier in the day to tell her that she did not want him to use her car as she had broken off their relationship. The boyfriend’s mother called her at work and told her the boyfriend had her car keys. Rodman told the mother to have the boyfriend call her at work. When he did, she informed him that she could not talk to him at her duty station, and he hung up on her. He called her back and left a number where he could be reached. She left the work area and
  • 7. went to the break room to call him. After returning to her duty station, Rodman got another telephone call from her boyfriend who told her to go downstairs to the lobby to meet him and pick up the keys. When she refused, he told her that if she did not come down he would come up to her department. Claimant left the department to confront her boyfriend, and, because her supervisor was at lunch in the hospital cafeteria, Rodman notified a co-worker, a registered nurse, that she was leaving. Rodman testified, “I didn’t want any kind of confrontation at the desk, so I went downstairs.” Before she left her desk, Rodman called the employer’s security guard and asked him to meet her in the lobby because she anticipated that a problem could develop. When Rodman got to the lobby, her boyfriend started yelling and forced her outside. In doing so, he tore her shirt. At this point the security guard arrived and observed them arguing. Rodman was in the passenger seat of her car. The security guard instructed the boyfriend to return the keys, but the boyfriend jumped into the driver’s seat, locked the doors and drove off. About thirty-five minutes later, Rodman returned to her work station, after having changed her torn shirt. She resumed working, but, as the shift progressed, more telephone calls were received for her in the department. The supervisor became frustrated with the volume of calls and the behavior of Rodman. It was determined that Rodman should be sent home. Thereafter she was terminated. The Appeals Tribunal of the Department of Employment Security found on the basis of the evidence that the appellant had proven unwilling to restrict her personal contacts
  • 8. while at work, as requested by her employer. The hearing officer dismissed as without **1319 *761 merit Rodman’s contention that she could not stop her acquaintances from calling or visiting her at work. The hearing officer concluded that Ms. Rodman’s behavior was unreasonable, had caused many problems for her work section, and constituted misconduct connected with work under Section 51–1–7(B). The Meaning of “Misconduct” in New Mexico’s Unemployment Compensation Law. Given the remedial purpose of the Unemployment Compensation Law, New Mexico courts, like most jurisdictions, interpret the provisions of the law liberally, to provide sustenance to those who are unemployed through no fault of their own, and who are willing to work if given the opportunity. Wilson v. Employment Sec. Comm’n, 74 N.M. 3, 14, 389 P.2d 855, 862–63 (1963); Parsons v. Employment Security Comm’n, 71 N.M. 405, 409, 379 P.2d 57, 60 (1963). Like most states, New Mexico also provides that an employee who is determined to have been discharged for “misconduct” is ineligible for unemployment compensation benefits. § 51–1–7(B). Two purposes are served by this statutory bar: first, it prevents the dissipation of funds for other workers; second, it denies benefits to those who bring about their own unemployment by conducting themselves with such callousness, and deliberate or wanton misbehavior that they have given up any reasonable expectation of receiving unemployment benefits. Given the remedial purpose of the statute, and the rule of statutory construction that its provisions are to be interpreted liberally, the statutory term “misconduct” should not be given too broad a definition. Accordingly, in adopting the majority definition of the term, this Court wrote in
  • 9. Mitchell v. Lovington Good Samaritan Center, Inc., 89 N.M. 575, 577, 555 P.2d 696, 698 (1976): “[M]isconduct” * * * is limited to conduct evincing such wilful or wanton disregard of an employer’s interests as is found in deliberate violations or disregard of standards of behavior which the employer has the right to expect of his employee, or in carelessness or negligence of such degree or recurrence as to manifest equal culpability * * *. [M]ere inefficiency, unsatisfactory conduct, failure in good performance as the result of inability or incapacity, inadvertencies or ordinary negligence in isolated instances, or good faith errors in judgment or discretion are not to be deemed “misconduct” within the meaning of the statute. http://www.westlaw.com/Link/Document/FullText?findType=L &pubNum=1000036&cite=NMSTS51-1- 7&originatingDoc=I4f578cc0f3dd11d99439b076ef9ec4de&refT ype=LQ&originationContext=document&vr=3.0&rs=cblt1.0&tra nsitionType=DocumentItem&contextData=(sc.History*oc.Relate dInfo)� http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1963125249&pubNum=661&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.RelatedInfo)#co_pp_sp_661_862� http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1963125249&pubNum=661&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.RelatedInfo)#co_pp_sp_661_862� http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1963123210&pubNum=661&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.RelatedInfo)#co_pp_sp_661_60� http://www.westlaw.com/Link/Document/FullText?findType=L &pubNum=1000036&cite=NMSTS51-1- 7&originatingDoc=I4f578cc0f3dd11d99439b076ef9ec4de&refT
  • 10. ype=LQ&originationContext=document&vr=3.0&rs=cblt1.0&tra nsitionType=DocumentItem&contextData=(sc.History*oc.Relate dInfo)� http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1976134086&pubNum=661&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.RelatedInfo)#co_pp_sp_661_698� http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1976134086&pubNum=661&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.RelatedInfo)#co_pp_sp_661_698� Where an employee has not acted with the requisite degree of “fault” under Mitchell, he or she has not sacrificed a reasonable expectation in continued financial security such as may be afforded by accrued unemployment compensation benefits. It is therefore possible for an employee to have been properly discharged without having acted with such willful or wanton disregard for an employer’s interests as would justify denial of benefits. This Court recognized in Alonzo v. New Mexico Employment Security Department, 101 N.M. 770, 689 P.2d 286 (1984), that even an act of willful disobedience which leads to termination will not always rise to the level of “misconduct” when the act is an isolated incident in an otherwise favorable employment history and the incident does not cause a significant disruption of the employer’s legitimate interests. Trujillo v. Employment Sec. Dep’t, 105 N.M. 467, 472, 734 P.2d 245, 250 (Ct.App.1987) (where employment contract gave employer the right to draft employees to work overtime in emergency situations significantly affecting the employer’s interests, it was “misconduct” for appellees to have refused to report for overtime work). Alonzo and Trujillo demonstrate that there are two components
  • 11. to the concept of misconduct sufficient to justify denial of benefits. One is the notion that the employee has acted with willful or wanton disregard for the employer’s interests; the other is that this act significantly infringed on legitimate employer expectations. **1320 *762 Totality of circumstances and the “last straw” doctrine. Often, the courts have been confronted with a series of minor infractions by the employee, where each incident showed a willful disregard of the employer’s interests, but no single incident was serious enough to justify denial of benefits. In such cases, courts have applied a “totality of circumstances” or “last straw” test to determine whether, taken together, this series of incidents constitutes misconduct sufficient to disqualify the claimant from receiving benefits. Mitchell v. Lovington Good Samaritan Center, Inc., 89 N.M. 575, 555 P.2d 696 (1976). Rodman recognizes the “last straw” doctrine, but contends that the district court erred in applying the rule in this case because her infractions of February 15 were the result of acts of third parties over whom she had no physical or legal control. Appellant contends that she may not be denied unemployment benefits where the “last straw” which led to her termination was not willful or intentional, especially where, under the employer’s personnel policy, she could not have been discharged at all before this final incident. The Department contends that it is immaterial whether the precipitating act was a willful or intentional violation of the employer’s rules, where the record indicates that the claimant had a history of previous acts which demonstrate a willful or wanton disregard for the employer’s interests, and the employer discharged the employee for the
  • 12. accumulation of events, including the precipitating event. Fort Myers Pump & Supply v. Florida Dep’t of Labor, 373 So.2d 429 (Fla.Dist.Ct.App.1979). Although Fort Myers does offer support for the appellee’s position, we believe termination for a series of incidents which, taken together, may constitute “misconduct” is distinguishable from termination for a single incident following one or more corrective action notices. In the latter event, as here, we hold that the “last straw” must demonstrate a willful or wanton disregard for the employer’s interests for unemployment benefits to be denied. If substantial evidence existed that Rodman’s conduct on February 15, considered in light of the totality of circumstances including her previous history of personal phone calls and unauthorized visitors, showed a willful or wanton disregard for her employer’s interests, then Rodman’s benefits were properly denied. Although the evidence in this case is amenable to more than one reasonable interpretation, we conclude that there was a substantial basis for the district court to decide that Rodman’s actions on February 15, when considered in light of the restrictions which had been placed upon her and her previous failure to comply with those restrictions, demonstrated a willful disregard for her employer’s interests. Therefore, the decision of the district court is affirmed. IT IS SO ORDERED. WALTERS, J., concurs. STOWERS, J., specially concurs. http://www.westlaw.com/Link/Document/FullText?findType=Y
  • 13. &serNum=1984147991&pubNum=661&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.RelatedInfo)� http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1987037664&pubNum=661&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.RelatedInfo)#co_pp_sp_661_250� http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1987037664&pubNum=661&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.RelatedInfo)#co_pp_sp_661_250� http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1976134086&pubNum=661&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.RelatedInfo)� http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1979133430&pubNum=735&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.RelatedInfo)� http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1979133430&pubNum=735&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.RelatedInfo)� 769 P.2d 88 Supreme Court of New Mexico. In re Claim of Lucy APODACA. IT’S BURGER TIME, INC., Petitioner–Appellee, v. NEW MEXICO DEPARTMENT OF LABOR EMPLOYMENT SECURITY DEPARTMENT, BOARD OF REVIEW and Lucy Apodaca, Respondents–Appellants.
  • 14. No. 17952.Feb. 22, 1989. Employer filed writ of certiorari to challenge Employment Security Department’s award of unemployment compensation to fast-food restaurant employee who refused to retint her purple hair. The District Court, Dona Ana County, Lalo Garza, D.J., reversed award of benefits. Employee appealed. The Supreme Court, Ransom, J., held that evidence supported Department’s award of benefits. Reversed and remanded. Attorneys and Law Firms **89 *176 Jose R. Coronado, Southern New Mexico Legal Services, Inc., Las Cruces, Connie Reischman, New Mexico Dept. of Labor, Albuquerque, for respondents- appellants. Kelly P. Albers, Lloyd O. Bates, Jr., Las Cruces, for petitioner- appellee. OPINION RANSOM, Justice. A determination by the Board of Review of the New Mexico Employment Security Department awarding unemployment compensation to Lucy Apodaca was reversed by the district court on certiorari. Apodaca appeals the district court decision, arguing that the court erred in finding the administrative determination was unsupported by substantial evidence and was contrary to law. We conclude substantial evidence supports the Board of Review decision that the conduct leading to Apodaca’s termination did
  • 15. not constitute misconduct warranting denial of unemployment compensation under Section 51–1–7(B) of the Unemployment Compensation Law. Accordingly, we reverse the district court. Apodaca was employed as a counter helper from August 1986 to August 1987 with It’s Burger Time, Inc. Apodaca’s supervisors had no complaints concerning the performance of her work. Several times during the summer of 1987, Apodaca approached the store manager, John Pena, to ask how the owner, Kevin McGrath, would react if she were to dye her hair purple. Pena did not at first take the question seriously. When Apodaca persisted, Pena told her that he would have to ask McGrath. Apparently, he never did so. After several weeks, Apodaca went ahead and dyed her hair. McGrath saw Apodaca’s tinted hair for the first time at work two days later. He instructed Pena to give Apodaca a week to decide whether she wanted to retain her new hair color or her job. In a letter to the Board of Review, McGrath wrote that he had a good sense for community standards and believed he could not afford to wait until “this incident [took] it’s [sic] toll on my business.” Apodaca had signed the company handbook upon being hired, which instructed employees about acceptable hygiene and appearance. The handbook said nothing specific about hair color. Pena relayed McGrath’s message to Apodaca and suggested she make up her mind quickly so he could find someone to replace her if necessary. Two days later, Apodaca told Pena she had decided to keep her hair the way it was. She was then terminated and applied for unemployment benefits. The Department initially determined that Apodaca was ineligible for compensation because she had been terminated
  • 16. “for refusing to conform to the standards of personal grooming compatible with the * * * work [she was] performing.” The claims officer concluded this constituted misconduct under Section 51–1–7(B). Apodaca appealed http://www.westlaw.com/Link/Document/FullText?findType=L &pubNum=1000036&cite=NMSTS51-1- 7&originatingDoc=I4f4c1b16f3dd11d99439b076ef9ec4de&refT ype=LQ&originationContext=document&vr=3.0&rs=cblt1.0&tra nsitionType=DocumentItem&contextData=(sc.History*oc.UserE nteredCitation)� http://www.westlaw.com/Link/Document/FullText?findType=L &pubNum=1000036&cite=NMSTS51-1- 7&originatingDoc=I4f4c1b16f3dd11d99439b076ef9ec4de&refT ype=LQ&originationContext=document&vr=3.0&rs=cblt1.0&tra nsitionType=DocumentItem&contextData=(sc.History*oc.UserE nteredCitation)� to the Appeals Tribunal, which affirmed the denial of her benefits after a hearing. She appealed the Tribunal’s decision **90 *177 to the Department’s Board of Review. After reviewing the record of the hearing, the Board concluded that the employer failed to show how the color of Apodaca’s hair affected its business; therefore, her refusal to return her hair to its original color did not rise to the level of “misconduct” required for denial of her benefits. For review of the Board’s decision, the employer filed a writ of certiorari with the Dona Ana County District Court. The district court determined Burger Time’s request to Apodaca to change the color of her hair was reasonable and enforceable and Apodaca’s refusal of that request was misconduct. The court concluded that the Board of Review’s decision was not supported by substantial evidence and was contrary to the law and reversed the decision granting Apodaca her benefits. This appeal followed.
  • 17. In reviewing the district court decision, we look first to see whether the court erred in concluding that the Department’s decision was unsupported by substantial evidence. Because we conclude that the court erred in this determination, it is unnecessary for us to examine the findings and conclusions adopted by the court. Misconduct and the employer’s interest. Both Apodaca and Burger Time agree that the definition of “misconduct” as used in Section 51–1–7(B) is to be found in this Court’s opinion in Mitchell v. Lovington Good Samaritan Center, Inc., 89 N.M. 575, 577, 555 P.2d 696, 698 (1976): “[M]isconduct” * * * is limited to conduct evincing such wilful or wanton disregard of an employer’s interests as is found in deliberate violations or disregard of standards of behavior which the employer has the right to expect of his employee, or in carelessness or negligence of such degree or recurrence as to manifest equal culpability. * * * [M]ere inefficiency, unsatisfactory conduct, failure in good performance as the result of inability or incapacity, inadvertencies or ordinary negligence in isolated instances, or good faith errors in judgment or discretion are not to be deemed “misconduct” within the meaning of the statute. Apodaca does not deny that her refusal to redye her hair was an intentional and deliberate act. At issue in this case is whether an employee who refuses to alter her personal appearance in conformity with the employer’s personal beliefs about acceptable community standards has engaged in misconduct. The employer argues, and the district court apparently agreed, that so long as the request is
  • 18. reasonable and the employee is given adequate time to comply, refusal amounts to “insubordination and misconduct.” We disagree. In Alonzo v. New Mexico Employment Security Department, 101 N.M. 770, 772, 689 P.2d 286, 288 (1984), we recognized that termination for an isolated incident which does not “significantly affect[ ] the employer’s business” may not form the basis for denial of benefits on the grounds of misconduct. In Alonzo, an employee was terminated after refusing to wear a smock when working at the cash register as required by company policy. Id. at 771, 689 P.2d at 287. As here, the employee’s previous work history was completely satisfactory, and there was no evidence that the employer’s business interests had been affected. Alonzo should be compared with Trujillo v. Employment Security Department, 105 N.M. 467, 471–72, 734 P.2d 245, 249–50 (Ct.App.1987), which held that failure to report for overtime work pursuant to an employment contract provision allowing the employer to draft employees in emergency situations constituted misconduct, when the evidence demonstrated that the orders directing employees to report early to work were explicit and not confusing. In Trujillo, unlike Alonzo, failure to comply with the employer’s request was recognized as having significantly affected the employer’s interest. See also Thornton v. Dep’t of Human Resources Dev., 32 Cal.App.3d 180, 107 Cal.Rptr. 892 (1973) (refusal of restaurant employee to shave beard immediately or be terminated was not misconduct when employer failed to show that beard was unsanitary or otherwise detrimental to business); cf. Lattanzio v. Unemployment Comp. Bd. of Rev., 461 Pa. 392, 336 A.2d 595 (1975) (claimant’s refusal to report back to work was for good cause when employer demanded he shave beard but no evidence supported contention that requested alteration in appearance was essential to performance of
  • 19. duties other than employer’s vague assertion that claimant’s “modish” appearance might reflect unfavorably on business). In this case, there is absolutely no evidence that the color of Apodaca’s hair significantly affected Burger Time’s business. McGrath and Pena both testified they received no customer complaints regarding the color of Apodaca’s hair. Apodaca’s immediate supervisor, testifying in her behalf, reported that the only comments she heard were compliments and that Burger Time’s customers had readily registered complaints in the past when they found something amiss. Under these circumstances, the Board of Review could properly decide that Apodaca’s refusal to retint her hair did not rise to the level of misconduct. Burger Time argues that none of our previous cases require an employer to demonstrate its business was affected by an employee’s refusal to comply with a request from the employer. However, it is well established in New Mexico that the party seeking to establish the existence of a fact bears the burden of proof. See Newcum v. Lawson, 101 N.M. 448, 684 P.2d 534 (Ct.App.1984); Carter v. Burn Constr. Co., 85 N.M. 27, 508 P.2d 1324 (Ct.App.), cert. denied, 85 N.M. 5, 508 P.2d 1302 (1973); Wallace v. Wanek, 81 N.M. 478, 468 P.2d 879 (Ct.App.1970); cf. Moya v. Employment Sec. Comm’n, 80 N.M. 39, 450 P.2d 925 (1969) (when claimant sought to establish that he ought not be disqualified from receiving benefits because the position for which he refused to interview was not suitable employment, he bore burden of proof on this issue). In this case, pursuant to Department regulations requiring an
  • 20. employer to report why a claimant was fired or have that claimant’s benefits charged against the employer’s account, Burger Time submitted a letter stating that Apodaca refused to comply with company grooming standards. At each subsequent stage of the administrative process and before the district court, Burger Time sought to establish that Apodaca was terminated for misconduct. It therefore fell upon Burger Time to show that Apodaca’s refusal to change the color of her hair amounted to misconduct under the standard considered in Alonzo and Trujillo. This, Burger Time failed to do and thus failed to meet its burden of proof. Moreover, Apodaca presented uncontroverted testimony that no customers complained, and some complimented her for her hair. We do not question Burger Time’s right to establish a grooming code for its employees, to revise its rules in **92 *179 response to unanticipated situations, and to make its hiring and firing decisions in conformity with this policy. However, as we noted in Rodman, “It is * * * possible for an employee to have been properly discharged without having acted [in a manner] as would justify denial of benefits.” 107 N.M. at 761, 764 P.2d at 1319. 2 Definition of misconduct and the right to terminate. Although not directly presented on appeal in this case, we note that in their decision letters both the Appeals Tribunal and the Board of Review used the following definition: “The term ‘misconduct’ connotes a material breach of the contract of employment or conduct reflecting a willful disregard of the employer’s best interests.” (Emphasis added.) We rejected this definition in Rodman, 107 N.M. at 763, 764 P.2d at 1321, as inconsistent with the Mitchell standard requiring a willful or wanton disregard of the employer’s interests. The use of the term “or” implies that any breach of the employment contract sufficient to warrant discharge of the employee serves as adequate grounds
  • 21. for denial of benefits, whether or not the employee acted in a willful or wanton manner. “Where an employee has not acted with the requisite degree of ‘fault’ under Mitchell, he or she has not sacrificed a reasonable expectation in continued financial security such as may be afforded by accrued unemployment compensation benefits.” Id. at 761, 764 P.2d at 1319. The decision of the trial court is reversed, and this case is remanded for entry of judgment consistent with the decision of the Board of Review. IT IS SO ORDERED. http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1984129378&pubNum=661&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.UserEnteredCitation)� http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1984129378&pubNum=661&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.UserEnteredCitation)� http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1973123092&pubNum=661&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.UserEnteredCitation)� http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1973239745&pubNum=661&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.UserEnteredCitation)� http://www.westlaw.com/Link/Document/FullText?findType=Y &serNum=1970131215&pubNum=661&originationContext=doc ument&vr=3.0&rs=cblt1.0&transitionType=DocumentItem&con textData=(sc.History*oc.UserEnteredCitation)� http://www.westlaw.com/Link/Document/FullText?findType=Y
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  • 23. 555 P.2d 696 Supreme Court of New Mexico. Zelma M. MITCHELL, Plaintiff-Appellee, v. LOVINGTON GOOD SAMARITAN CENTER, INC., Defendant-Appellant. No. 10847.Oct. 27, 1976. Appeal was taken from an order of the District Court, Bernalillo County, Richard B. Traub, D.J., reversing a decision of the Unemployment Security Commission and awarding benefits to discharged employee. The Supreme Court, Sosa, J., held that employee’s insubordination, improper attire, name calling and other conduct evidencing wilful disregard of employer’s interests constituted ‘misconduct’ disqualifying her from receiving certain unemployment benefits. Reversed. Attorneys and Law Firms *576 **697 Heidel, Samberson, Gallini & Williams, Jerry L. Williams, Lovington, for defendant-appellant. Gary J. Martone, J. Richard Baumgartner, Joseph Goldberg, Albuquerque, for plaintiff-appellee. OPINION
  • 24. SOSA, Justice. This case presents the issue of whether petitioner’s actions constituted misconduct so as to disqualify her from certain unemployment compensation benefits. On June 4, 1974, petitioner-appellee Zelma Mitchell was terminated for alleged misconduct from the Lovington Good Samaritan Center, Inc. On June 12, 1974, Mrs. Mitchell applied for unemployment compensation benefits. Finding that Mrs. Mitchell’s acts constituted misconduct, a deputy of the Unemployment Security Commission disqualified Mrs. Mitchell from seven weeks of benefits pursuant to s 59-9-6(B), N.M.S.A.1953. On July 24, 1974, Mrs. Mitchell filed an appeal. The referee of the Appeal Tribunal reversed the deputy’s decision and reinstated these benefits to Mrs. Mitchell on August 28, 1974. On September 13, 1974, the Center appealed the decision of the Appeal Tribunal to the whole Commission pursuant to s 59-9- 6(E), N.M.S.A.1953. The Commission overruled the Appeal Tribunal and reinstated the seven week disqualification period. Mrs. Mitchell then applied for and was granted certiorari from the decision of the Commission to the District Court of Bernalillo County pursuant to s 59-9- 6(K), N.M.S.A.1953. On January 16, 1976, the District Court reversed the Commission’s decision and ordered it to reinstate the benefits to Mrs. Mitchell. From the judgment of the District Court, the Center appeals. The issue before us is whether Mrs. Mitchell’s actions constituted misconduct under s 59-9-5(b), N.M.S.A.1953. Mrs. Mitchell started work at the Center in Lovington on July 4, 1972 as a nurse’s aide. After approximately one year on the job in addition to her normal duties she also served as a relief medications nurse two days per week. On
  • 25. June 4, 1974, she was terminated. The testimony concerning the events leading up to her termination that day is somewhat contradictory but basically is the following. Mrs. Mitchell arrived punctually to work at three p.m. The director of the Center, Mr. Smith, questioned her about why she was already filling in her time card. Mrs. Mitchell answered that she filled in eight hours, which she would work that day as long as she did not ‘break a leg or die.’ Mr. Smith replied, ‘Well, I’m not so sure about that.’ Mrs. Mitchell then became defensive and stated that she had supported him when the Director of Nurses, Mrs. Mary Stroope, sought to have him fired as director. Mrs. Stroope, in the vicinity, overheard this comment, denied it, and called Mrs. Mitchell a liar. At various times during this exchange Mrs. Mitchell referred to Mr. Smith, Mrs. Stroope, and others as ‘birdbrains.’ This occurred in a crowded area where the Center’s employees were checking in and out, so Mr. Smith told both to go into his office. There, Mrs. Stroope apologized to Mrs. Mitchell for calling her a liar and Mrs. Mitchell apologized for saying that Mrs. Stroope had circulated a petition to replace Mr. Smith. However, tempers soon flared again and Mr. Smith resolved to fire Mrs. Mitchell. Mrs. Mitchell then demanded her check. Mr. Smith paid her for that day, a week’s vacation, and another week’s salary for being terminated, which he was not required to do since Mrs. Mitchell failed to give him two weeks’ notice. *577 **698 Appellee Mitchell argues that the events of June 4, 1974, do not constitute misconduct within the meaning of s 59-9-5(b), supra. Appellant Center argues that these events were the last of a series of acts of misconduct, and the ‘birdbrain’ incident should be considered
  • 26. the ‘last straw’ resulting in her termination. Mitchell counters that the prior acts of misconduct should not be considered. The alleged acts of prior misconduct are the following. On April 2, 1974, Mrs. Mitchell went to work at the Center out of uniform (she wore gold pants rather than navy blue). On that day the Federal Regulation Inspectors visited the Center. Mrs. Mitchell stated that she did not know that the federal inspectors would be there that particular day. The Director of Nurses reprimanded her and told her to go home and to change into the proper attire, which Mrs. Mitchell refused to do. The following day Mrs. Mitchell again came to work out of uniform but this time she was directed to go and did go home to change. On May 24, 1974, Mrs. Mitchell was switched from medications to the floor routine. Angered, Mrs. Mitchell refused to give medications, even though the charge nurse and Mrs. Stroope explained to her that the reason for the switch was that she was familiar with both jobs whereas the replacement nurse, Carol Skurlock, was unfamiliar with the floor routine. Mrs. Mitchell stated that she did not like being replaced by a ‘white’ nurse’s aide (Carol Skurlock). Mrs. Mitchell considered herself and Carol to be just ‘birdbrain against birdbrain,’ apparently because neither she nor Carol was a licensed nurse. From May 24 to June 4 Mrs. Mitchell refused to perform her duties as a relief medications aide. On May 15, 1974, and other days, Mrs. Mitchell sang while counting medications and was not very co-operative, which caused Betty Clarke, R.N., to complain that Mrs. Mitchell’s actions were unethical and time-consuming. The term ‘misconduct’ is not defined in the Unemployment
  • 27. Compensation Law. The Wisconsin Supreme Court in Boynton Cab Co. v. Neubeck, 237 Wis. 249, 259-60, 296 N.W. 636, 640 (1941) examined the misconduct subsection of its unemployment compensation act, found no statutory definition of misconduct, and formulated the following definition: . . . ‘misconduct’ . . . is limited to conduct evincing such wilful or wanton disregard of an employer’s interests as is found in deliberate violations or disregard of standards of behavior which the employer has the right to expect of his employee, or in carelessness or negligence of such degree or recurrence as to manifest equal culpability, wrongful intent or evil design or to show an intentional and substantial disregard of the employer’s interests or of the employee’s duties and obligations to his employer. On the other hand mere inefficiency, unsatisfactory conduct, failure in good performance as the result of inability or incapacity, inadvertencies or ordinary negligence in isolated instances, or good faith errors in judgment or discretion are not to be deemed ‘misconduct’ within the meaning of the statute. We adopt this definition. Applying this definition of misconduct to the facts of the case before us, we hold that Mrs. Mitchell’s acts constituted misconduct. *578 **699 Mrs. Mitchell’s insubordination, improper attire, name calling, and other conduct evinced a wilful disregard of the interests of the Center. Although each separate incident may not have been sufficient in itself to constitute misconduct, taken in totality Mrs. Mitchell’s conduct deviated sufficiently to classify it as misconduct under the above test. Appellee’s argument that the ‘last straw’ doctrine should not be used is hereby rejected.
  • 28. The district court is reversed and the decision of the Commission is reinstated. McMANUS and EASLEY, JJ., concur. PA205: Introduction to Legal Analysis and Writing Unit 2 Assignment Practice Online Research The statute on the next page deals with the denial of unemployment benefits in New Mexico. It lists the reasons for which the Division of Unemployment Services can disqualify a person from receiving unemployment benefits. Read the statute, and then answer the questions which follow. QUESTIONS: 1. Who enacted this statute? 2. Is this statutory mandatory or discretionary? What causal term in the statute helped you answer this question? 3. According to this statute, what are the three ways that a person can be denied unemployment benefits in New Mexico? Must a person do all three things to be disqualified from receiving benefits, or is it enough that they only do one of the listed things? What term in the statute helped you answer this
  • 29. question? 4. Are there any exceptions to this statute? If so, which of the three ways of being denied unemployment compensation do the exceptions apply to? 5. Provide the Bluebook citation for this statute. PA205: Introduction to Legal Analysis and Writing Unit 2 Assignment New Mexico Statutes Annotated, § 51-1-7 § 51-1-7. Disqualification for benefits A. An individual shall be disqualified for and shall not be eligible to receive benefits: (1) if it is determined by the division that the individual left employment voluntarily without good cause in connection with the employment. However, a person shall not be denied benefits under this paragraph: (a) solely on the basis of pregnancy or the termination of pregnancy; (b) because of domestic abuse evidenced by medical documentation, legal
  • 30. documentation or a sworn statement from the claimant; or (c) if the person voluntarily left work to relocate because of a spouse, who is in the military service of the United States or the New Mexico national guard, receiving permanent change of station orders, activation orders or unit deployment orders; (2) if it is determined by the division that the individual has been discharged for misconduct connected with the individual's employment; or (3) if it is determined by the division that the individual has failed without good cause either to apply for available, suitable work when so directed or referred by the division or to accept suitable work when offered.