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© 2009 Prentice-Hall Inc. All rights reserved. 12-0
Basic Approaches to Leadership
What Is Leadership?
 Leadership
– The ability to influence a group
toward the achievement of goals
 Management
– Use of authority inherent in
designated formal rank to obtain
compliance from organizational
members
 Both are necessary for
organizational success
© 2009 Prentice-Hall Inc. All rights reserved. 12-1
Trait Theories of Leadership
 Theories that consider personality, social, physical, or
intellectual traits to differentiate leaders from
nonleaders
 Leadership Traits
– Extroversion
– Conscientiousness
– Openness
– Emotional Intelligence (Qualified)
© 2009 Prentice-Hall Inc. All rights reserved. 12-2
Behavioral Theories of Leadership
 Theories proposing that specific behaviors differentiate
leaders from nonleaders
 Differences between theories of leadership:
– Trait theory: leadership is inherent, so we must identify the
leader based on his or her traits
– Behavioral theory: leadership is a skill set and can be taught
to anyone, so we must identify the proper behaviors to teach
potential leaders
© 2009 Prentice-Hall Inc. All rights reserved. 12-3
Important Behavioral Studies
 Ohio State University
– Found two key dimensions of leader behavior:
• Initiating structure – the defining and structuring of roles
• Consideration – job relationships that reflect trust and respect
• Both are important
 University of Michigan
– Also found two key dimensions of leader behavior:
• Employee-oriented – emphasizes interpersonal relationships
and is the most powerful dimension
• Production-oriented – emphasizes the technical aspects of the
job
– The dimensions of the two studies are very similar
© 2009 Prentice-Hall Inc. All rights reserved. 12-4
Blake and Mouton’s Managerial Grid®
 Draws on both studies to
assess leadership style
– “Concern for People” is
Consideration and
Employee-Orientation
– “Concern for Production”
is Initiating Structure and
Production-Orientation
 Style is determined by
position on the graph
© 2009 Prentice-Hall Inc. All rights reserved. 12-5
E X H I B I T 12-1
Contingency Theories
 While trait and behavior theories do help us
understand leadership, an important component is
missing: the environment in which the leader exists
 Contingency Theory deals with this additional aspect of
leadership effectiveness studies
 Three key theories:
– Fielder’s Model
– Hersey and Blanchard’s Situational Leadership Theory
– Path-Goal Theory
© 2009 Prentice-Hall Inc. All rights reserved. 12-6
Fiedler Model
 Effective group performance depends on the proper
match between leadership style and the situation
– Assumes that leadership style (based on orientation revealed
in LPC questionnaire) is fixed
 Considers Three Situational Factors:
– Leader-member relations: degree of confidence and trust in
the leader
– Task structure: degree of structure in the jobs
– Position power: leader’s ability to hire, fire, and reward
 For effective leadership: must change to a leader who fits
the situation or change the situational variables to fit the
current leader
© 2009 Prentice-Hall Inc. All rights reserved. 12-7
Graphic Representation of Fiedler’s Model
© 2009 Prentice-Hall Inc. All rights reserved. 12-8
E X H I B I T 12-2
Used to
determine
which type
of leader
to use in a
given
situation
Assessment of Fiedler’s Model
 Positives:
– Considerable evidence supports the model, especially if the
original eight situations are grouped into three
© 2009 Prentice-Hall Inc. All rights reserved. 12-9
 Problems:
– The logic behind the LPC
scale is not well understood
– LPC scores are not stable
– Contingency variables are
complex and hard to
determine
Fiedler’s Cognitive Resource Theory
 A refinement of Fiedler’s original model:
– Focuses on stress as the enemy of rationality and creator of
unfavorable conditions
– A leader’s intelligence and experience influence his or her
reaction to that stress
 Research is supporting the theory.
© 2009 Prentice-Hall Inc. All rights reserved. 12-10
Stress Level
• Low
• High
Intellectual
Abilities
• Effective
• Ineffective
Leader’s
Experience
• Ineffective
• Effective
Hersey & Blanchard’s Situational Leadership
 A model that focuses on follower “readiness”
– Followers can accept or reject the leader
– Effectiveness depends on the followers’ response to the
leader’s actions
– “Readiness” is the extent to which people have the ability
and willingness to accomplish a specific task
 A paternal model:
– As the child matures, the adult releases more and more
control over the situation
– As the workers become more ready, the leader becomes
more laissez-faire
 An intuitive model that does not get much support
from the research findings
© 2009 Prentice-Hall Inc. All rights reserved. 12-11
House’s Path-Goal Theory
 Builds from the Ohio State studies and the expectancy
theory of motivation
 The Theory:
– Leaders provide followers with information, support, and
resources to help them achieve their goals
– Leaders help clarify the “path” to the worker’s goals
– Leaders can display multiple leadership types
 Four types of leaders:
– Directive: focuses on the work to be done
– Supportive: focuses on the well-being of the worker
– Participative: consults with employees in decision-making
– Achievement-Oriented: sets challenging goals
© 2009 Prentice-Hall Inc. All rights reserved. 12-12
Path-Goal Model
 Two classes of contingency variables:
– Environmental are outside of employee control
– Subordinate factors are internal to employee
 Mixed support in the research findings
© 2009 Prentice-Hall Inc. All rights reserved. 12-13
E X H I B I T 12-4
Leader-Member Exchange (LMX) Theory
 A response to the failing of contingency theories to
account for followers and heterogeneous leadership
approaches to individual workers
 LMX Premise:
– Because of time pressures, leaders form a special
relationship with a small group of followers: the “in-group”
– This in-group is trusted and gets more time and attention
from the leader (more “exchanges”)
– All other followers are in the “out-group” and get less of the
leader’s attention and tend to have formal relationships with
the leader (fewer “exchanges”)
– Leaders pick group members early in the relationship
© 2009 Prentice-Hall Inc. All rights reserved. 12-14
LMX Model
 How groups are assigned is unclear
– Follower characteristics determine group membership
 Leaders control by keeping favorites close
 Research has been generally supportive
© 2009 Prentice-Hall Inc. All rights reserved. 12-15
E X H I B I T 12-3
Yroom and Yetton’s Leader-Participation Model
 How a leader makes decisions is as important as what is
decided
 Premise:
– Leader behaviors must adjust to reflect task structure
– “Normative” model: tells leaders how participative to be in
their decision-making of a decision tree
• Five leadership styles
• Twelve contingency variables
 Research testing for both original and modified models
has not been encouraging
– Model is overly complex
© 2009 Prentice-Hall Inc. All rights reserved. 12-16
E X H I B I T 12-5
© 2009 Prentice-Hall Inc. All rights reserved. 12-17
Contemporary Issues in Leadership
Inspirational Approaches to Leadership
 The focus is leader as
communicator
 Framing:
– A way of communicating that shapes
meaning
– Selective highlighting of facts and
events
– Ignored in traditional leadership
studies
 Two contemporary leadership
theories:
– Charismatic Leadership
– Transformational Leadership
© 2009 Prentice-Hall Inc. All rights reserved. 13-18
Charismatic Leadership
 House’s Charismatic Leadership Theory:
– Followers make attributions of heroic or extraordinary
leadership abilities when they observe certain behaviors
 Four characteristics of charismatic leaders:
– Have a vision
– Are willing to take personal risks to achieve the vision
– Are sensitive to follower needs
– Exhibit behaviors that are out of the ordinary
 Traits and personality are related to charisma
 People can be trained to exhibit charismatic behaviors
© 2009 Prentice-Hall Inc. All rights reserved. 13-19
E X H I B I T 13-1
How Charismatic Leaders Influence Followers
 A four-step process:
1. Leader articulates an
attractive vision
• Vision Statement:
A formal, long-term strategy to attain goals
• Links past, present, and future
1. Leader communicates high performance expectations
and confidence in follower ability
2. Leader conveys a new set of values by setting an
example
3. Leader engages in emotion-inducing and often
unconventional behavior to demonstrate convictions
about the vision
© 2009 Prentice-Hall Inc. All rights reserved. 13-20
Transactional & Transformational Leadership
 Transactional Leaders
– Leaders who guide or motivate their followers in the
direction of established goals by clarifying role and task
requirements
 Transformational Leaders
– Inspire followers to transcend their own self-interests for the
good of the organization; they can have a profound and
extraordinary effect on followers
 Not opposing, but complementary, approaches to
leadership
– Great transformational leaders must also be transactional;
only one type is not enough for success
© 2009 Prentice-Hall Inc. All rights reserved. 13-21
Characteristics of the Two Types of Leaders
Transactional
 Contingent Reward:
– Contracts exchange of rewards
for effort, promises rewards for
good performance, recognizes
accomplishments
 Management by Exception:
– Active: Watches and searches
for deviations from rules and
standards, takes corrective
action
– Passive: Intervenes only if
standards are not met
 Laissez-Faire:
– Abdicates responsibilities,
avoids making decisions
Transformational
 Idealized Influence:
– Provides vision and sense of
mission, instills pride, gains respect
and trust
 Inspiration:
– Communicates high expectations,
uses symbols to focus efforts,
expresses important issues simply
 Intellectual Stimulation:
– Promotes intelligence, rationality,
and problem solving
 Individualized Consideration:
– Gives personal attention, coaches,
advises
© 2009 Prentice-Hall Inc. All rights reserved. 13-22
E X H I B I T 13-2
Authentic Leadership: Ethics and Trust
 Authentic Leaders:
– Ethical people who know who they are, know what they
believe in and value, and act on those values and beliefs
openly and candidly
– Primary quality is trust
 Build trust by:
– Sharing information
– Encouraging open communication
– Sticking to their ideals
 Still a new topic; needs more research
© 2009 Prentice-Hall Inc. All rights reserved. 13-23
Ethics, Trust, and Leadership
 Ethics touch on many leadership styles
– As the moral leaders of organizations, CEOs must
demonstrate high ethical standards
– Socialized charismatic leadership: leaders who model ethical
behaviors
 Trust:
– The positive expectation that another person will not act
opportunistically
– Composed of a blend of familiarity and willingness to take a
risk
– Five key dimensions: integrity, competence, consistency,
loyalty, and openness
© 2009 Prentice-Hall Inc. All rights reserved. 13-24
E X H I B I T 13-4
Contemporary Leadership Roles: Mentoring
 Mentor:
– A senior employee who sponsors and supports a less-
experienced employee (a protégé)
– Good teachers present ideas clearly, listen, and empathize
– Two functions:
• Career
– Coaching, assisting, sponsoring
• Psychosocial
– Counseling, sharing, acting as a role model
– Can be formal or informal
– Mentors tend to select protégés who are similar to them in
background: may restrict minorities and women
© 2009 Prentice-Hall Inc. All rights reserved. 13-25
Contemporary Leadership Roles: Self-Leadership
 Self-Leadership
– A set of processes through which individuals
control their own behavior
– Effective leaders (superleaders) help followers
to lead themselves
– Important in self-managed teams
 To engage in self-leadership:
1. Make a mental chart of your peers and
colleagues
2. Focus on influence and not on control
3. Create opportunities; do not wait for them
© 2009 Prentice-Hall Inc. All rights reserved. 13-26
Contemporary Leadership Roles: Online Leadership
 Leadership at a Distance: Building Trust
– The lack of face-to-face contact in electronic
communications removes the nonverbal cues that support
verbal interactions.
– There is no supporting context to assist the receiver with
interpretation of an electronic communication.
– The structure and tone of electronic messages can strongly
affect the response of receivers.
– An individual’s verbal and written communications may not
follow the same style.
– Writing skills will likely become an extension of
interpersonal skills.
© 2009 Prentice-Hall Inc. All rights reserved. 13-27
A Challenge to the Leadership Construct
 Attribution Theory of Leadership
– The idea that leadership is merely an attribution that people
make about other individuals
– Qualities attributed to leaders:
• Leaders are intelligent, outgoing, have strong verbal skills, are
aggressive, understanding, and industrious.
• Effective leaders are perceived as consistent and unwavering in
their decisions.
• Effective leaders project the appearance of being leaders.
© 2009 Prentice-Hall Inc. All rights reserved. 13-28
Finding and Creating Effective Leaders
 Selection
– Review specific requirements for the job
– Use tests that identify personal traits associated with
leadership, measure self-monitoring, and assess emotional
intelligence
– Conduct personal interviews to determine candidate’s fit
with the job
– Keep a list of potential candidates
 Training
– Recognize that all people are not equally trainable
– Teach skills that are necessary for employees to become
effective leaders
– Provide behavioral training to increase the development
potential of nascent charismatic employees
© 2009 Prentice-Hall Inc. All rights reserved. 13-29
© 2009 Prentice-Hall Inc. All rights reserved. 12-30
Thank You…!!!

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Mpt leadership

  • 1. © 2009 Prentice-Hall Inc. All rights reserved. 12-0 Basic Approaches to Leadership
  • 2. What Is Leadership?  Leadership – The ability to influence a group toward the achievement of goals  Management – Use of authority inherent in designated formal rank to obtain compliance from organizational members  Both are necessary for organizational success © 2009 Prentice-Hall Inc. All rights reserved. 12-1
  • 3. Trait Theories of Leadership  Theories that consider personality, social, physical, or intellectual traits to differentiate leaders from nonleaders  Leadership Traits – Extroversion – Conscientiousness – Openness – Emotional Intelligence (Qualified) © 2009 Prentice-Hall Inc. All rights reserved. 12-2
  • 4. Behavioral Theories of Leadership  Theories proposing that specific behaviors differentiate leaders from nonleaders  Differences between theories of leadership: – Trait theory: leadership is inherent, so we must identify the leader based on his or her traits – Behavioral theory: leadership is a skill set and can be taught to anyone, so we must identify the proper behaviors to teach potential leaders © 2009 Prentice-Hall Inc. All rights reserved. 12-3
  • 5. Important Behavioral Studies  Ohio State University – Found two key dimensions of leader behavior: • Initiating structure – the defining and structuring of roles • Consideration – job relationships that reflect trust and respect • Both are important  University of Michigan – Also found two key dimensions of leader behavior: • Employee-oriented – emphasizes interpersonal relationships and is the most powerful dimension • Production-oriented – emphasizes the technical aspects of the job – The dimensions of the two studies are very similar © 2009 Prentice-Hall Inc. All rights reserved. 12-4
  • 6. Blake and Mouton’s Managerial Grid®  Draws on both studies to assess leadership style – “Concern for People” is Consideration and Employee-Orientation – “Concern for Production” is Initiating Structure and Production-Orientation  Style is determined by position on the graph © 2009 Prentice-Hall Inc. All rights reserved. 12-5 E X H I B I T 12-1
  • 7. Contingency Theories  While trait and behavior theories do help us understand leadership, an important component is missing: the environment in which the leader exists  Contingency Theory deals with this additional aspect of leadership effectiveness studies  Three key theories: – Fielder’s Model – Hersey and Blanchard’s Situational Leadership Theory – Path-Goal Theory © 2009 Prentice-Hall Inc. All rights reserved. 12-6
  • 8. Fiedler Model  Effective group performance depends on the proper match between leadership style and the situation – Assumes that leadership style (based on orientation revealed in LPC questionnaire) is fixed  Considers Three Situational Factors: – Leader-member relations: degree of confidence and trust in the leader – Task structure: degree of structure in the jobs – Position power: leader’s ability to hire, fire, and reward  For effective leadership: must change to a leader who fits the situation or change the situational variables to fit the current leader © 2009 Prentice-Hall Inc. All rights reserved. 12-7
  • 9. Graphic Representation of Fiedler’s Model © 2009 Prentice-Hall Inc. All rights reserved. 12-8 E X H I B I T 12-2 Used to determine which type of leader to use in a given situation
  • 10. Assessment of Fiedler’s Model  Positives: – Considerable evidence supports the model, especially if the original eight situations are grouped into three © 2009 Prentice-Hall Inc. All rights reserved. 12-9  Problems: – The logic behind the LPC scale is not well understood – LPC scores are not stable – Contingency variables are complex and hard to determine
  • 11. Fiedler’s Cognitive Resource Theory  A refinement of Fiedler’s original model: – Focuses on stress as the enemy of rationality and creator of unfavorable conditions – A leader’s intelligence and experience influence his or her reaction to that stress  Research is supporting the theory. © 2009 Prentice-Hall Inc. All rights reserved. 12-10 Stress Level • Low • High Intellectual Abilities • Effective • Ineffective Leader’s Experience • Ineffective • Effective
  • 12. Hersey & Blanchard’s Situational Leadership  A model that focuses on follower “readiness” – Followers can accept or reject the leader – Effectiveness depends on the followers’ response to the leader’s actions – “Readiness” is the extent to which people have the ability and willingness to accomplish a specific task  A paternal model: – As the child matures, the adult releases more and more control over the situation – As the workers become more ready, the leader becomes more laissez-faire  An intuitive model that does not get much support from the research findings © 2009 Prentice-Hall Inc. All rights reserved. 12-11
  • 13. House’s Path-Goal Theory  Builds from the Ohio State studies and the expectancy theory of motivation  The Theory: – Leaders provide followers with information, support, and resources to help them achieve their goals – Leaders help clarify the “path” to the worker’s goals – Leaders can display multiple leadership types  Four types of leaders: – Directive: focuses on the work to be done – Supportive: focuses on the well-being of the worker – Participative: consults with employees in decision-making – Achievement-Oriented: sets challenging goals © 2009 Prentice-Hall Inc. All rights reserved. 12-12
  • 14. Path-Goal Model  Two classes of contingency variables: – Environmental are outside of employee control – Subordinate factors are internal to employee  Mixed support in the research findings © 2009 Prentice-Hall Inc. All rights reserved. 12-13 E X H I B I T 12-4
  • 15. Leader-Member Exchange (LMX) Theory  A response to the failing of contingency theories to account for followers and heterogeneous leadership approaches to individual workers  LMX Premise: – Because of time pressures, leaders form a special relationship with a small group of followers: the “in-group” – This in-group is trusted and gets more time and attention from the leader (more “exchanges”) – All other followers are in the “out-group” and get less of the leader’s attention and tend to have formal relationships with the leader (fewer “exchanges”) – Leaders pick group members early in the relationship © 2009 Prentice-Hall Inc. All rights reserved. 12-14
  • 16. LMX Model  How groups are assigned is unclear – Follower characteristics determine group membership  Leaders control by keeping favorites close  Research has been generally supportive © 2009 Prentice-Hall Inc. All rights reserved. 12-15 E X H I B I T 12-3
  • 17. Yroom and Yetton’s Leader-Participation Model  How a leader makes decisions is as important as what is decided  Premise: – Leader behaviors must adjust to reflect task structure – “Normative” model: tells leaders how participative to be in their decision-making of a decision tree • Five leadership styles • Twelve contingency variables  Research testing for both original and modified models has not been encouraging – Model is overly complex © 2009 Prentice-Hall Inc. All rights reserved. 12-16 E X H I B I T 12-5
  • 18. © 2009 Prentice-Hall Inc. All rights reserved. 12-17 Contemporary Issues in Leadership
  • 19. Inspirational Approaches to Leadership  The focus is leader as communicator  Framing: – A way of communicating that shapes meaning – Selective highlighting of facts and events – Ignored in traditional leadership studies  Two contemporary leadership theories: – Charismatic Leadership – Transformational Leadership © 2009 Prentice-Hall Inc. All rights reserved. 13-18
  • 20. Charismatic Leadership  House’s Charismatic Leadership Theory: – Followers make attributions of heroic or extraordinary leadership abilities when they observe certain behaviors  Four characteristics of charismatic leaders: – Have a vision – Are willing to take personal risks to achieve the vision – Are sensitive to follower needs – Exhibit behaviors that are out of the ordinary  Traits and personality are related to charisma  People can be trained to exhibit charismatic behaviors © 2009 Prentice-Hall Inc. All rights reserved. 13-19 E X H I B I T 13-1
  • 21. How Charismatic Leaders Influence Followers  A four-step process: 1. Leader articulates an attractive vision • Vision Statement: A formal, long-term strategy to attain goals • Links past, present, and future 1. Leader communicates high performance expectations and confidence in follower ability 2. Leader conveys a new set of values by setting an example 3. Leader engages in emotion-inducing and often unconventional behavior to demonstrate convictions about the vision © 2009 Prentice-Hall Inc. All rights reserved. 13-20
  • 22. Transactional & Transformational Leadership  Transactional Leaders – Leaders who guide or motivate their followers in the direction of established goals by clarifying role and task requirements  Transformational Leaders – Inspire followers to transcend their own self-interests for the good of the organization; they can have a profound and extraordinary effect on followers  Not opposing, but complementary, approaches to leadership – Great transformational leaders must also be transactional; only one type is not enough for success © 2009 Prentice-Hall Inc. All rights reserved. 13-21
  • 23. Characteristics of the Two Types of Leaders Transactional  Contingent Reward: – Contracts exchange of rewards for effort, promises rewards for good performance, recognizes accomplishments  Management by Exception: – Active: Watches and searches for deviations from rules and standards, takes corrective action – Passive: Intervenes only if standards are not met  Laissez-Faire: – Abdicates responsibilities, avoids making decisions Transformational  Idealized Influence: – Provides vision and sense of mission, instills pride, gains respect and trust  Inspiration: – Communicates high expectations, uses symbols to focus efforts, expresses important issues simply  Intellectual Stimulation: – Promotes intelligence, rationality, and problem solving  Individualized Consideration: – Gives personal attention, coaches, advises © 2009 Prentice-Hall Inc. All rights reserved. 13-22 E X H I B I T 13-2
  • 24. Authentic Leadership: Ethics and Trust  Authentic Leaders: – Ethical people who know who they are, know what they believe in and value, and act on those values and beliefs openly and candidly – Primary quality is trust  Build trust by: – Sharing information – Encouraging open communication – Sticking to their ideals  Still a new topic; needs more research © 2009 Prentice-Hall Inc. All rights reserved. 13-23
  • 25. Ethics, Trust, and Leadership  Ethics touch on many leadership styles – As the moral leaders of organizations, CEOs must demonstrate high ethical standards – Socialized charismatic leadership: leaders who model ethical behaviors  Trust: – The positive expectation that another person will not act opportunistically – Composed of a blend of familiarity and willingness to take a risk – Five key dimensions: integrity, competence, consistency, loyalty, and openness © 2009 Prentice-Hall Inc. All rights reserved. 13-24 E X H I B I T 13-4
  • 26. Contemporary Leadership Roles: Mentoring  Mentor: – A senior employee who sponsors and supports a less- experienced employee (a protégé) – Good teachers present ideas clearly, listen, and empathize – Two functions: • Career – Coaching, assisting, sponsoring • Psychosocial – Counseling, sharing, acting as a role model – Can be formal or informal – Mentors tend to select protégés who are similar to them in background: may restrict minorities and women © 2009 Prentice-Hall Inc. All rights reserved. 13-25
  • 27. Contemporary Leadership Roles: Self-Leadership  Self-Leadership – A set of processes through which individuals control their own behavior – Effective leaders (superleaders) help followers to lead themselves – Important in self-managed teams  To engage in self-leadership: 1. Make a mental chart of your peers and colleagues 2. Focus on influence and not on control 3. Create opportunities; do not wait for them © 2009 Prentice-Hall Inc. All rights reserved. 13-26
  • 28. Contemporary Leadership Roles: Online Leadership  Leadership at a Distance: Building Trust – The lack of face-to-face contact in electronic communications removes the nonverbal cues that support verbal interactions. – There is no supporting context to assist the receiver with interpretation of an electronic communication. – The structure and tone of electronic messages can strongly affect the response of receivers. – An individual’s verbal and written communications may not follow the same style. – Writing skills will likely become an extension of interpersonal skills. © 2009 Prentice-Hall Inc. All rights reserved. 13-27
  • 29. A Challenge to the Leadership Construct  Attribution Theory of Leadership – The idea that leadership is merely an attribution that people make about other individuals – Qualities attributed to leaders: • Leaders are intelligent, outgoing, have strong verbal skills, are aggressive, understanding, and industrious. • Effective leaders are perceived as consistent and unwavering in their decisions. • Effective leaders project the appearance of being leaders. © 2009 Prentice-Hall Inc. All rights reserved. 13-28
  • 30. Finding and Creating Effective Leaders  Selection – Review specific requirements for the job – Use tests that identify personal traits associated with leadership, measure self-monitoring, and assess emotional intelligence – Conduct personal interviews to determine candidate’s fit with the job – Keep a list of potential candidates  Training – Recognize that all people are not equally trainable – Teach skills that are necessary for employees to become effective leaders – Provide behavioral training to increase the development potential of nascent charismatic employees © 2009 Prentice-Hall Inc. All rights reserved. 13-29
  • 31. © 2009 Prentice-Hall Inc. All rights reserved. 12-30 Thank You…!!!