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Lot Quality Assurance Sampling
A tool for surveillance of antimicrobial resistance?
F R AN K VAN L E T H
A S S O C I A T E P R O F E S S O R O F G L O B A L H E A L T H
A M S T E R D A M U N I V E R S I T Y M E D I C A L C E N T E R S , L O C A T I O N A M C , U N I V E R S I T Y O F A M S T E R D A M
A M S T E R D A M I N S T I T U T E F O R G L O B A L H E A L T H A N D D E V E L O P M E N T
www.aighd.org
Antimicrobial resistance kills
www.aighd.org
Outline
Measuring prevalence of antimicrobial resistance
Concept of Lot Quality Assurance Sampling (LQAS)
LQAS-based AMR survey in Indonesia
www.aighd.org
AMR control needs measurement of AMR prevalence
4
www.aighd.org
Current AMR surveillance largely laboratory-based
5
www.aighd.org
AMR surveillance: current
6
Laboratory based
AMR surveillance
Conventional LQAS
Selection bias Representative
Population based
www.aighd.org
Laboratory-based surveillance overestimates prevalence of AMR
www.aighd.org
AMR surveillance: preferred
8
Laboratory based
AMR surveillance
Conventional LQAS
Selection bias Representative
Population based
www.aighd.org
Repeated AMR surveys limited by large sample sizes
9
www.aighd.org
AMR surveillance: A solution
10
Laboratory based
AMR surveillance
Conventional LQAS
Selection bias Representative
Population based
Copyright: Massachusetts Biotechnology Council
LOT QUALITY ASSURANCE SAMPLING
www.aighd.org
Lot Quality Assurance Sampling (LQAS)
Derived from setting of manufacturing
◦ Quality assurance strategy
Main question: Is the threshold for ”adequate quality” met?
Assessment based on small samples from well-defined batches of goods
12
www.aighd.org
The process of LQAS
LOT Sample
Decision rule
Classification
www.aighd.org
LQAS-based AMR surveillance
Done in a classification framework
Is the AMR prevalence in the population above or below x %
Framework does not include issues on power or statistical significant difference
◦ Use concept of misclassification
Lot can be any well-defined grouping
◦ Region
◦ Facility
◦ Subpopulation
Classification “high AMR” should lead to an intervention
14
www.aighd.org
Allowable misclassification
True “low” prevalence classified as “high” and vice versa
Misclassification unnecessarily implements or withholds intervention
◦ Both equal weight?
15
www.aighd.org
Typical LQAS sample sizes
LQAS
definition
Sample
Size
Decision
rule
Misclass
L as H
Misclass
H as L
Misclass
Tot
2 - 10 76 4 6.6 4.7 11.3
5 - 20 44 5 6.7 4.4 11.1
10 - 20 112 16 9.2 4.7 13.9
10 - 25 55 9 9.5 4.5 13.9
15 - 25 139 27 9.3 5.0 14.3
15 - 30 70 15 9.4 4.1 13.5
16
TEST CHARACTERISTICS OF LQAS
17
www.aighd.org
Theoretical lots from conventional surveillance
18
1
2
3
4
5
1 2
3
4 5
www.aighd.org
LQAS classifications from repeated draws
19
1
LQAS classification
Draw 1
Draw 2
Draw …
Draw 999
Draw 1000
LQAS classification
LQAS classification
LQAS classification
LQAS classification
www.aighd.org
Operator curve: classification as high resistance
0
20406080
100
0 2 5 10 20 30 40 50 60 70 80 90 100
True prevalence of resistance (%)
2 - 10 5 - 20 10 - 20
10 - 30 20 - 50 30 - 50
20
www.aighd.org
Test characteristics
21
LQAS
definition
Sensitivity Specificity
2 - 10 100 44.1
5 - 20 99.9 85.0
10 - 20 100 98.9
10 - 25 99.6 85.1
15 - 25 98.8 80.6
15 - 30 99.9 87.1
LQAS-BASED SURVEILLANCE
22
www.aighd.org
Prospective LQAS-based AMR surveillance: identifying local variations
outpatients inpatients
1 2 3 4 5 6 7 8 9 10 11
Ciprofloxacin
Levofloxacin
Trimethoprim-
sulfamethoxazole
Nitrofurantoin
Amoxicillin/clavulanic acid
Ampicillin/sulbactam
Piperacillin/tazobactam
Cefixime
Ceftazidime
Ceftriaxone
Amikacin
Gentamicin
Fosfomycin$
Ertapenem
Meropenem
23
www.aighd.org
Titration: assessing multiple upper boundaries
Clinic 1 Clinic 2 Clinic 3
Levofloxacin
2 - 10 high high
5- 20 high high high
10- 25 high high
15 - 30 high high
Tigecycline
2 - 10 low high
5- 20 low low low
10- 25 low low
15 - 30 low low
24
www.aighd.org
Titration: assessing multiple upper boundaries
Clinic 1 Clinic 2 Clinic 3
Levofloxacin
2 - 10 high high
5- 20 high high high
10- 25 high high
15 - 30 high high
Tigecycline
2 - 10 low high
5- 20 low low low
10- 25 low low
15 - 30 low low
25
CONCLUSION
26
www.aighd.org
Conclusion
LQAS promising approach to measure AMR resistance
◦ Timely
◦ Local variation
◦ Affordable
Combining classifications lots into conventional prevalence estimates possible
◦ Needs careful design considerations
Facilitates move from laboratory- to population-based surveillance
◦ Anticipated in GLASS
27
www.aighd.org
Contact and slides
Email: f.vanleth@aighd.org
Twitter: @fvlscience
Link to slides posted on frankvanleth.com

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LQAS-based surveillance of antimicrobial resistance

Editor's Notes

  1. A critical issue in the control of antimicrobial resistance is the measurement of its prevalence. There is a loud call to improve AMR surveillance to inform policies and antimicrobial stewardship.
  2. The discussion is guided by WHO that produces the GLASS guidelines. These guideline focus on a laboratory-based AMR surveillance, in which many countries now invest. Although the document mentions the need for population-based surveillance, its core is really on laboratory-based surveiilance
  3. Laboratory-based surveillance is potentially biased. Strains for drug sensitivity testing come from clinical care, where submission of specimens is far from random. However, therapeutic guideliens, inclusign those for empirical treatment in the outpatient setting, are often defined by assessing the collective antibiograms form this laboratory surveillance system
  4. Population-based surveillance in which submission of strains is systematic and from well-defined clinical syndromes, are much better placed for guideline development
  5. However, the sample size is in general large and can increase rapidly with improved precision This preclused timely results and assessment of local variations in AMR prevalence
  6. We therefore focuses on a sampling technique that could overcome this major hurdles
  7. LQAS is a strategy that is already decades old and originates from the setting of manufacturing It is quality assurance strategy that assesses if a batch g goods passes a predefined quality threshold The assessment is based on small random samples from the larger batch
  8. The batch or lot is a well defined grouping of items. A small sample is taken with a predetermined size All items in the sample are assessed for quality parameters If more items than a predefined number fail the quality threshold then the entire batch or lot is rejected If not, the entire batch or lot is accepted
  9. This strategy is with an classification frame work It answers the question: …........... Discussions of statistically significant difference between lots and power are not in place Instead there is a strong emphasis on the probability of misclassification The wonderful thing is that a lot can be any well-defined grouping making it a very versatile strategy The underlying idea of this approach is that classification of high AMR should lead to an intervention. If you are not willing to do anything, then you do not need to measure it
  10. A classification framework incorporates the concept of misclassification It should be determined how much that can be and whether classifying a true low resistance as high is just as undesired as classifying a true high resistance as low In all the following slides we perceived the later situation as less desirable and set a maximum of 5%, while for the former situation we set a maximum of 10%
  11. Typical LQAS sample sizes in which the set assumptions on misclassification of 5% and 10% are met are listed here We have used these definition and sample sizes in the work that follows
  12. We used a conventional AMR survey in outpatients in primary care in Indonesia to validate the LQAS methodology. The survey gave us a true AMR prevalence of 13 antibiotics. This can be interpreted as 13 LOTS with a known AMR prevalence
  13. For each of these 13 lots we drew 1000 times the sample size required for different LQAS definitions We thereby obtained 1000 LQAS classifications (high or low) for each LOT and each LQAS definition Given that we knew the true AMR prevalence in the LOT, we could count the number of times the classification was correct
  14. These are operator curves On the y-axis we plot how often is the lot classified as high resistance On the x-axis is the true prevalence of the LOT The curves correspond to different LQAS definition. With a true AMR prevalence below the lower limit of the LQAS definition, there is a very small probability classifying the lot as high prevalence Similarly, with a true AMR prevalence above the upper limit of the LQAs definition, there is a very large probability of classifying the lot as high prevalence In between there is potential misclassification.
  15. Sensitivity is defined as correctly identifying high prevalence of AMR, while specificity if defined as correctly identifying low prevalence of AMR. These test characteristics show that LQAS can very well identify areas with high AMR prevalence
  16. Each lot gets an LQAS classification for each antibiotic tested. This opens the door for the identification of local variations between lots. In a conventional AMR survey, you will have a single prevalence estimate for the entire survey population. The time for an LQAS classification varied between 45 and 100 days
  17. Ensuring a sample size that accommodates different LQAS definition provides the opportunity for titration. Looking at levofloxacin, the lot is classified as high resistance in every LQAS definition That fits with the very high resistance found in the convectional survey of over 60%
  18. Ensuring a sample size that accommodates different LQAS definition provides the opportunity for titration. Looking at levofloxacin, the lot is classified as high resistance in every LQAS definition That fits with the very high resistance found in the convectional survey of over 60%