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Legal issues
Recruitment & Selection
Why Careful Selection is Important
• The importance of selecting the right employees
– Organizational performance always depends in part on subordinates
having the right skills and attributes.
– Recruiting and hiring employees is costly.
– The legal implications of incompetent hiring
• Employees laws and court decisions related to nondiscriminatory selection
procedures
• The liability of negligent hiring of workers with questionable backgrounds
Avoiding Negligent Hiring Claims
• Carefully scrutinize information supplied by the applicant on his or her
employment application.
• Get the applicant’s written authorization for reference checks, and carefully
check references.
• Save all records and information you obtain about the applicant.
• Reject applicants who make false statements of material facts or who have
conviction records for offenses directly related and important to the job in
question.
• Balance the applicant’s privacy rights with others’ “need to know,”
especially when you discover damaging information.
• Take immediate disciplinary action if problems arise.
Legal issues in hiring
• At every stage of the hiring process, employers must be careful not to
illegally discriminate against applicants for the position.
• Since discrimination is prohibited on the basis of race, gender, national
origin, age, religion, and disability – and by now most job applicants know
that – any indication of bias in the hiring process might lead to serious legal
repercussions.
• For example, even a seemingly innocuous question during the interviewing
stage such as “when did you graduate from high school?” can potentially
lead to a lawsuit under the Age Discrimination in Employment Act (ADEA).
Employers and personnel in charge of interviewing also should be aware
that, even though Title VII of the Civil Rights Act of 1964 prevents hiring
men over women or vice versa.
The Equality Act 2010
• The Equality Act came into force on 1 October 2010 and it aims to provide a simpler,
more consistent and more effective legal framework for preventing discrimination. The
stated aim of the Act is to reform and harmonies discrimination law, and to strengthen
the law to support progress on equality. It will replace the following equality legislation:
• the Equal Pay Act 1970
• the Sex Discrimination Act 1975
• the Race Relations Act 1976
• the Disability Discrimination Act 1995
• the Employment Equality (Religion or Belief) Regulations 2003
• the Employment Equality (Sexual Orientation) Regulations 2003
• the Employment Equality (Age) Regulations 2006
• the Equality Act 2006, Part 2
• the Equality Act (Sexual Orientation) Regulations 2007
Protected Characteristics:
• The Equality Act covers the same groups that were protected by existing
equality legislation and now calls them `protected characteristics´:
• age
• disability
• gender reassignment
• race
• religion or belief
• sex
• sexual orientation
• Marriage
• pregnancy
Types of Discrimination
Direct discrimination
• Direct discrimination occurs when someone is treated less favorably than another person
because of a protected characteristic they have or are thought to have or because they
associate with someone who has a protected characteristic.
Indirect discrimination
• Indirect discrimination can occur when you have a condition, rule, policy or even a
practice that applies to everyone but particularly disadvantages people who share a
protected characteristic. Indirect discrimination can be justified if you can show that you
acted reasonably in managing your business, ie that it is `a proportionate means of
achieving a legitimate aim´. A legitimate aim might be any lawful decision you make in
running your business or organization, but if there is a discriminatory effect, the sole aim
of reducing costs is likely to be unlawful. Being proportionate really means being fair and
reasonable, including showing that you´ve looked at `less discriminatory´ alternatives to
any decision you make.
Cont.
Victimization:
• Victimization occurs when an employee is treated badly because they have made
or supported a complaint or raised a grievance under the Equality Act; or because
they are suspected of doing so. An employee is not protected from victimization
if they have supported an untrue complaint. There is no longer a need to
compare treatment of a complainant with that of a person who has not made or
supported a complaint under the Act.
Harassment:
• Harassment is "unwanted conduct related to a relevant protected characteristic,
which has the purpose or effect of violating an individual´s dignity or creating an
intimidating, hostile, degrading, humiliating or offensive environment for that
individual". Employees will now be able to complain of behavior that they find
offensive even if it is not directed at them, and the complainant need not possess
the relevant characteristic themselves. Employees are also protected from
harassment because of perception and association.
Further Information about the Protected Characteristics: Key Points
under the Equality Act 2010
Age:
• The Act protects people of all ages. However, there may be grounds to
justify that different treatment because of age was not unlawful direct or
indirect discrimination if you can demonstrate that it was a proportionate
means of meeting a legitimate aim.
Disability:
• The Act has made it easier for a person to show that they are disabled and
protected from disability discrimination. Under the Act, a person is
disabled if they have a physical or mental impairment which has a
substantial and long term adverse effect on their ability to carry out normal
day-to-day activities, which would include things like using a telephone,
reading a book or using public transport.
Cont.
Gender reassignment:
• The Act provides protection for transsexual people. A transsexual
person is someone who proposes to, starts or has completed a
process to change his or her gender. The Act no longer requires a
person to be under medical supervision to be protected – eg a
woman who decides to live as a man, but does not undergo any
medical procedures, would be covered.
Cont.
Marriage and civil partnership:
• The Act protects employees who are married or in a civil partnership
against discrimination. Single people are not protected.
• The Pregnancy Discrimination Act of 1975:
makes it illegal to refuse to employ a woman because of pregnancy,
childbirth or a related medical condition. The basic principle of the act is that
a woman affected by pregnancy or other related medical condition must be
treated the same as any other applicant in the recruitment and selection
process.
Race:
• For the purposes of the Act `race´ includes color, nationality and ethnic or
national origins will be protected.
Cont.
Religion or belief:
• In the Equality Act, religion includes any religion. It also includes no religion, in
other words employees or jobseekers are protected if they do not follow a certain
religion or have no religion at all. Additionally, a religion must have a clear
structure and belief system. Belief means any religious or philosophical belief,
including no belief. To be protected, a belief must satisfy various criteria,
including that it is a weighty and substantial aspect of human life and behaviour.
Denominations or sects within a religion can be considered a protected religion
or religious belief. Discrimination because of religion or belief can occur even
where both the discriminator and recipient are of the same religion or belief.
Sex:
• Both men and women are protected under the Act.
Sexual orientation:
• The Act protects bisexual, gay, heterosexual and lesbian people.
Equality & Human Rights Commission (EHRC)
• Established on 1 October 2007, the EHRC brought together the work
of the Equal Opportunities Commission, the Commission for Racial
Equality and the Disability Rights Commission. It will enforce equality
legislation on gender, race, disability and health, age, religion, sexual
orientation and transgender status and encourage compliance with
the Human Rights Act 1998. It will campaign for social change and
justice, has extensive legal powers and may take legal action on
behalf of individuals.
Employment of Ex-Offenders
Legislation: Rehabilitation of Offenders Act 1974
• Under this Act an individual who has had a conviction for an offence may,
with some exceptions, be rehabilitated and allowed to treat the conviction
as if it had never occurred. A conviction will become 'spent' where the
person has not, after a period of time, committed another serious offence.
Employers may not, under the Act, ask prospective employees if they have
'spent' convictions during the recruitment process.
Legislation: Rehabilitation of Offenders 1974 (Exceptions Order) 1975
• However there are exemptions to the Act and it does not apply to certain
posts or professions including medical practitioners, dentists, nurses, and
those concerned with providing elderly, sick or disabled people with health
or social services.
Criminal Records Checks
• Pre-employment criminal records checks will be required for certain posts,
particularly those working (i) with vulnerable groups, such as the under 18s
and people with mental health issues, and (ii) within clinical situations.
Safeguarding Children and Vulnerable Adults:
Legislation: The Safeguarding Vulnerable Groups Act 2006
• This provides the legislative framework for a new vetting and barring
scheme for people working with children and vulnerable adults. The Act
establishes a central database of offenders in respect of people working, or
applying to work, with children or vulnerable adults. Any person named on
the list will be barred from working with children and/or vulnerable adults,
or subject to monitoring.
Equal Pay Act 1970
• Men and women should receive the same pay and conditions for
doing ‘broadly similar’, but not necessarily identical work.
• The Act is monitored by the Equal Opportunities Commission.
Employees are also entitled to know how their pay is made up. E.g.,
bonus schemes
National Minimum Wage Act 1998
• Aimed at providing employees with decent minimum standards and
fairness in the workplace
• Applies to nearly all workers and sets hourly rates below which pay
must not be allowed to fall
• Rates set are based on the recommendations of the Low Pay
Commission
Data Protection Act 1998
• Data must be obtained fairly and lawfully
• The organization must register the purpose for which the information is
held
• They must keep records for no longer than necessary
• The information must be up to date and accurate
• Employees have a right to request to see information held about them and
have it changed if incorrect
• The information should not be used for any other purpose than that for
which it was collected
• They must take appropriate security measures to keep the information
safe

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legal issues in R&S

  • 2. Why Careful Selection is Important • The importance of selecting the right employees – Organizational performance always depends in part on subordinates having the right skills and attributes. – Recruiting and hiring employees is costly. – The legal implications of incompetent hiring • Employees laws and court decisions related to nondiscriminatory selection procedures • The liability of negligent hiring of workers with questionable backgrounds
  • 3. Avoiding Negligent Hiring Claims • Carefully scrutinize information supplied by the applicant on his or her employment application. • Get the applicant’s written authorization for reference checks, and carefully check references. • Save all records and information you obtain about the applicant. • Reject applicants who make false statements of material facts or who have conviction records for offenses directly related and important to the job in question. • Balance the applicant’s privacy rights with others’ “need to know,” especially when you discover damaging information. • Take immediate disciplinary action if problems arise.
  • 4. Legal issues in hiring • At every stage of the hiring process, employers must be careful not to illegally discriminate against applicants for the position. • Since discrimination is prohibited on the basis of race, gender, national origin, age, religion, and disability – and by now most job applicants know that – any indication of bias in the hiring process might lead to serious legal repercussions. • For example, even a seemingly innocuous question during the interviewing stage such as “when did you graduate from high school?” can potentially lead to a lawsuit under the Age Discrimination in Employment Act (ADEA). Employers and personnel in charge of interviewing also should be aware that, even though Title VII of the Civil Rights Act of 1964 prevents hiring men over women or vice versa.
  • 5. The Equality Act 2010 • The Equality Act came into force on 1 October 2010 and it aims to provide a simpler, more consistent and more effective legal framework for preventing discrimination. The stated aim of the Act is to reform and harmonies discrimination law, and to strengthen the law to support progress on equality. It will replace the following equality legislation: • the Equal Pay Act 1970 • the Sex Discrimination Act 1975 • the Race Relations Act 1976 • the Disability Discrimination Act 1995 • the Employment Equality (Religion or Belief) Regulations 2003 • the Employment Equality (Sexual Orientation) Regulations 2003 • the Employment Equality (Age) Regulations 2006 • the Equality Act 2006, Part 2 • the Equality Act (Sexual Orientation) Regulations 2007
  • 6. Protected Characteristics: • The Equality Act covers the same groups that were protected by existing equality legislation and now calls them `protected characteristics´: • age • disability • gender reassignment • race • religion or belief • sex • sexual orientation • Marriage • pregnancy
  • 7. Types of Discrimination Direct discrimination • Direct discrimination occurs when someone is treated less favorably than another person because of a protected characteristic they have or are thought to have or because they associate with someone who has a protected characteristic. Indirect discrimination • Indirect discrimination can occur when you have a condition, rule, policy or even a practice that applies to everyone but particularly disadvantages people who share a protected characteristic. Indirect discrimination can be justified if you can show that you acted reasonably in managing your business, ie that it is `a proportionate means of achieving a legitimate aim´. A legitimate aim might be any lawful decision you make in running your business or organization, but if there is a discriminatory effect, the sole aim of reducing costs is likely to be unlawful. Being proportionate really means being fair and reasonable, including showing that you´ve looked at `less discriminatory´ alternatives to any decision you make.
  • 8. Cont. Victimization: • Victimization occurs when an employee is treated badly because they have made or supported a complaint or raised a grievance under the Equality Act; or because they are suspected of doing so. An employee is not protected from victimization if they have supported an untrue complaint. There is no longer a need to compare treatment of a complainant with that of a person who has not made or supported a complaint under the Act. Harassment: • Harassment is "unwanted conduct related to a relevant protected characteristic, which has the purpose or effect of violating an individual´s dignity or creating an intimidating, hostile, degrading, humiliating or offensive environment for that individual". Employees will now be able to complain of behavior that they find offensive even if it is not directed at them, and the complainant need not possess the relevant characteristic themselves. Employees are also protected from harassment because of perception and association.
  • 9. Further Information about the Protected Characteristics: Key Points under the Equality Act 2010 Age: • The Act protects people of all ages. However, there may be grounds to justify that different treatment because of age was not unlawful direct or indirect discrimination if you can demonstrate that it was a proportionate means of meeting a legitimate aim. Disability: • The Act has made it easier for a person to show that they are disabled and protected from disability discrimination. Under the Act, a person is disabled if they have a physical or mental impairment which has a substantial and long term adverse effect on their ability to carry out normal day-to-day activities, which would include things like using a telephone, reading a book or using public transport.
  • 10. Cont. Gender reassignment: • The Act provides protection for transsexual people. A transsexual person is someone who proposes to, starts or has completed a process to change his or her gender. The Act no longer requires a person to be under medical supervision to be protected – eg a woman who decides to live as a man, but does not undergo any medical procedures, would be covered.
  • 11. Cont. Marriage and civil partnership: • The Act protects employees who are married or in a civil partnership against discrimination. Single people are not protected. • The Pregnancy Discrimination Act of 1975: makes it illegal to refuse to employ a woman because of pregnancy, childbirth or a related medical condition. The basic principle of the act is that a woman affected by pregnancy or other related medical condition must be treated the same as any other applicant in the recruitment and selection process. Race: • For the purposes of the Act `race´ includes color, nationality and ethnic or national origins will be protected.
  • 12. Cont. Religion or belief: • In the Equality Act, religion includes any religion. It also includes no religion, in other words employees or jobseekers are protected if they do not follow a certain religion or have no religion at all. Additionally, a religion must have a clear structure and belief system. Belief means any religious or philosophical belief, including no belief. To be protected, a belief must satisfy various criteria, including that it is a weighty and substantial aspect of human life and behaviour. Denominations or sects within a religion can be considered a protected religion or religious belief. Discrimination because of religion or belief can occur even where both the discriminator and recipient are of the same religion or belief. Sex: • Both men and women are protected under the Act. Sexual orientation: • The Act protects bisexual, gay, heterosexual and lesbian people.
  • 13. Equality & Human Rights Commission (EHRC) • Established on 1 October 2007, the EHRC brought together the work of the Equal Opportunities Commission, the Commission for Racial Equality and the Disability Rights Commission. It will enforce equality legislation on gender, race, disability and health, age, religion, sexual orientation and transgender status and encourage compliance with the Human Rights Act 1998. It will campaign for social change and justice, has extensive legal powers and may take legal action on behalf of individuals.
  • 14. Employment of Ex-Offenders Legislation: Rehabilitation of Offenders Act 1974 • Under this Act an individual who has had a conviction for an offence may, with some exceptions, be rehabilitated and allowed to treat the conviction as if it had never occurred. A conviction will become 'spent' where the person has not, after a period of time, committed another serious offence. Employers may not, under the Act, ask prospective employees if they have 'spent' convictions during the recruitment process. Legislation: Rehabilitation of Offenders 1974 (Exceptions Order) 1975 • However there are exemptions to the Act and it does not apply to certain posts or professions including medical practitioners, dentists, nurses, and those concerned with providing elderly, sick or disabled people with health or social services.
  • 15. Criminal Records Checks • Pre-employment criminal records checks will be required for certain posts, particularly those working (i) with vulnerable groups, such as the under 18s and people with mental health issues, and (ii) within clinical situations. Safeguarding Children and Vulnerable Adults: Legislation: The Safeguarding Vulnerable Groups Act 2006 • This provides the legislative framework for a new vetting and barring scheme for people working with children and vulnerable adults. The Act establishes a central database of offenders in respect of people working, or applying to work, with children or vulnerable adults. Any person named on the list will be barred from working with children and/or vulnerable adults, or subject to monitoring.
  • 16. Equal Pay Act 1970 • Men and women should receive the same pay and conditions for doing ‘broadly similar’, but not necessarily identical work. • The Act is monitored by the Equal Opportunities Commission. Employees are also entitled to know how their pay is made up. E.g., bonus schemes
  • 17. National Minimum Wage Act 1998 • Aimed at providing employees with decent minimum standards and fairness in the workplace • Applies to nearly all workers and sets hourly rates below which pay must not be allowed to fall • Rates set are based on the recommendations of the Low Pay Commission
  • 18. Data Protection Act 1998 • Data must be obtained fairly and lawfully • The organization must register the purpose for which the information is held • They must keep records for no longer than necessary • The information must be up to date and accurate • Employees have a right to request to see information held about them and have it changed if incorrect • The information should not be used for any other purpose than that for which it was collected • They must take appropriate security measures to keep the information safe