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Legal Capacity: Recent
Experience in England and
Wales
Genevra Richardson
King’s College London
MCA/MHA interface in E and W
   Two pieces of legislation: Mental Health Act and
    Mental Capacity Act
   Different principles; different jobs
   Overlapping populations: people who lack
    capacity as defined by law and require treatment
    for mental disorder
   Either statute could be used even where detention
    is said to be necessary in the person’s best interests
   MCA is the more relevant for today
Structure of the MCA
   Covers the ground previously covered by common
    law and parts of MHA
   It authorises certain people to take certain decisions
    on behalf of people who lack the mental capacity
    necessary at law to take those decisions themselves
     s 5: general authority
     s 9(1): lasting powers of attorney
     s 16(2): court deputies
     s 16(1): court of protection
Deprivation of Liberty
   Article 5(1) ECHR applies: Every one has the
    right to liberty and security of person. No one
    shall be deprived of his liberty save in the
    following cases and in accordance with a
    procedure prescribed by law
   Following a decision in the ECrtHR
    provisions introduced to provide for the
    lawful deprivation of liberty under MCA
Benign Legislation?
   In contrast to MHA
   Contains important principles including
    presumption of capacity, best interests, least
    restrictive alternative
   Best interests: no definition but process set
    out in detail. Some emphasis on wishes and
    feelings and participation
   Duty to appoint independent mental capacity
    advocates.
Some Reservations
   Knowledge and implementation in practice
   Adequacy of safeguards: treatment and
    deprivation of liberty
   Courts have emphasised ultimate priority of
    objective best interests over present wishes
    and feelings (Re M [2009] EWHC 2525)
   Problems at the interface with MHA
Role of the MHA
   Provides framework for
    involuntary/compulsory hospitalisation and
    treatment of people with a mental disorder of
    the necessary severity
   No principles in the Act
   Level of decision making capability not
    formally relevant
MHA/MCA relationship
   MHA establishes a framework for the
    provision of treatment, on an involuntary
    basis if necessary, to those suffering from
    mental disorder to the specified degree
   MCA provides a more general framework
    through which decisions, including those
    relating to medical treatment, may be taken
    on behalf of adults who lack decision-making
    capacity
The Consequence
   Either MCA or MHA could apply to adults
    with mental disorders who lack capacity even
    when the treatment they require includes the
    deprivation of liberty
   At the point of Mental Health Act assessment
    clinicians will have to make a conscious
    choice between the two frameworks. (MHA
    Code of Practice 2008, p28-31)
Difficult decisions
   Extensive guidance and case law now exists
    but hard decisions remain
       Does the person retain mental capacity at law?
       Is any restriction of liberty required? Does it
        amount to a deprivation? (Cheshire West and
        Chester Council v P [2011] EWCA Civ 1257)
       Is the person objecting?
   Is this appropriate in the determination of
    important rights?
Generic Legislation?
   The fusion solution: one Act to cover all
    people who lack capacity at law
   Removes discrimination towards people with
    mental disorder
   But problems remain:
       with the definition of mental capacity at law
        (problems of both practice and principle)
       the definition of deprivation of liberty
The UN CRPD
 Is radical reconsideration required following
  the Convention?
 What are the implications of art 12(2)?

 “States Parties shall recognize that persons
  with disabilities enjoy legal capacity on an
  equal basis with others in all aspects of life.”
 Is mental capacity no longer allowed as a
  requirement of legal capacity (the recognition
  that decisions and actions have effect at law)?
Supported decision making
   A universal capacity model suggests not: supported
    replaces substitute decision making. Decisions are to
    be made by the person not for her
   12(3) “States Parties shall take appropriate measures
    to provide access by persons with disabilities to the
    support they may require in exercising their legal
    capacity”
   But art 12(4) which requires all such measures to
    provide safeguards is open to wide interpretation
Article 12 (4)
   “States Parties shall ensure that all measures that relate to
    the exercise of legal capacity provide for appropriate and
    effective safeguards to prevent abuse in accordance with
    international human rights law. Such safeguards shall
    ensure that measures relating to the exercise of legal
    capacity respect the rights, will and preferences of the
    person, are free of conflict of interest and undue influence,
    are proportional and tailored to the person's circumstances,
    apply for the shortest time possible and are subject to
    regular review by a competent, independent and impartial
    authority or judicial body. The safeguards shall be
    proportional to the degree to which such measures affect
    the person's rights and interests.”
The CRPD and the MCA
   If art 2(4) permits eventual resort to substitute
    decision making properly restricted and
    safeguarded could an MCA structure ever be
    made compliant?
   More emphasis on support, participation,
    advance decisions and training to restrict
    resort to substitute decision making
   Revision of objective best interests
A Way Forward?
   Separate “mental health” and “capacity”
    frameworks inevitably lead to problems at the
    interface
   But improvements to the “capacity” branch
    can influence the “mental health”
   A “capacity” framework entrenching
    supported decision making could achieve a
    true paradigm shift in culture

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Legal Capacity: Recent Experience in England and Wales, Genevra Richardson

  • 1. Legal Capacity: Recent Experience in England and Wales Genevra Richardson King’s College London
  • 2. MCA/MHA interface in E and W  Two pieces of legislation: Mental Health Act and Mental Capacity Act  Different principles; different jobs  Overlapping populations: people who lack capacity as defined by law and require treatment for mental disorder  Either statute could be used even where detention is said to be necessary in the person’s best interests  MCA is the more relevant for today
  • 3. Structure of the MCA  Covers the ground previously covered by common law and parts of MHA  It authorises certain people to take certain decisions on behalf of people who lack the mental capacity necessary at law to take those decisions themselves  s 5: general authority  s 9(1): lasting powers of attorney  s 16(2): court deputies  s 16(1): court of protection
  • 4. Deprivation of Liberty  Article 5(1) ECHR applies: Every one has the right to liberty and security of person. No one shall be deprived of his liberty save in the following cases and in accordance with a procedure prescribed by law  Following a decision in the ECrtHR provisions introduced to provide for the lawful deprivation of liberty under MCA
  • 5. Benign Legislation?  In contrast to MHA  Contains important principles including presumption of capacity, best interests, least restrictive alternative  Best interests: no definition but process set out in detail. Some emphasis on wishes and feelings and participation  Duty to appoint independent mental capacity advocates.
  • 6. Some Reservations  Knowledge and implementation in practice  Adequacy of safeguards: treatment and deprivation of liberty  Courts have emphasised ultimate priority of objective best interests over present wishes and feelings (Re M [2009] EWHC 2525)  Problems at the interface with MHA
  • 7. Role of the MHA  Provides framework for involuntary/compulsory hospitalisation and treatment of people with a mental disorder of the necessary severity  No principles in the Act  Level of decision making capability not formally relevant
  • 8. MHA/MCA relationship  MHA establishes a framework for the provision of treatment, on an involuntary basis if necessary, to those suffering from mental disorder to the specified degree  MCA provides a more general framework through which decisions, including those relating to medical treatment, may be taken on behalf of adults who lack decision-making capacity
  • 9. The Consequence  Either MCA or MHA could apply to adults with mental disorders who lack capacity even when the treatment they require includes the deprivation of liberty  At the point of Mental Health Act assessment clinicians will have to make a conscious choice between the two frameworks. (MHA Code of Practice 2008, p28-31)
  • 10. Difficult decisions  Extensive guidance and case law now exists but hard decisions remain  Does the person retain mental capacity at law?  Is any restriction of liberty required? Does it amount to a deprivation? (Cheshire West and Chester Council v P [2011] EWCA Civ 1257)  Is the person objecting?  Is this appropriate in the determination of important rights?
  • 11. Generic Legislation?  The fusion solution: one Act to cover all people who lack capacity at law  Removes discrimination towards people with mental disorder  But problems remain:  with the definition of mental capacity at law (problems of both practice and principle)  the definition of deprivation of liberty
  • 12. The UN CRPD  Is radical reconsideration required following the Convention?  What are the implications of art 12(2)? “States Parties shall recognize that persons with disabilities enjoy legal capacity on an equal basis with others in all aspects of life.”  Is mental capacity no longer allowed as a requirement of legal capacity (the recognition that decisions and actions have effect at law)?
  • 13. Supported decision making  A universal capacity model suggests not: supported replaces substitute decision making. Decisions are to be made by the person not for her  12(3) “States Parties shall take appropriate measures to provide access by persons with disabilities to the support they may require in exercising their legal capacity”  But art 12(4) which requires all such measures to provide safeguards is open to wide interpretation
  • 14. Article 12 (4)  “States Parties shall ensure that all measures that relate to the exercise of legal capacity provide for appropriate and effective safeguards to prevent abuse in accordance with international human rights law. Such safeguards shall ensure that measures relating to the exercise of legal capacity respect the rights, will and preferences of the person, are free of conflict of interest and undue influence, are proportional and tailored to the person's circumstances, apply for the shortest time possible and are subject to regular review by a competent, independent and impartial authority or judicial body. The safeguards shall be proportional to the degree to which such measures affect the person's rights and interests.”
  • 15. The CRPD and the MCA  If art 2(4) permits eventual resort to substitute decision making properly restricted and safeguarded could an MCA structure ever be made compliant?  More emphasis on support, participation, advance decisions and training to restrict resort to substitute decision making  Revision of objective best interests
  • 16. A Way Forward?  Separate “mental health” and “capacity” frameworks inevitably lead to problems at the interface  But improvements to the “capacity” branch can influence the “mental health”  A “capacity” framework entrenching supported decision making could achieve a true paradigm shift in culture