This document outlines Oracle's product direction, clarifying that it is for informational purposes only and not a commitment to deliver specific features or functionality. It discusses forward-looking statements subject to risks and uncertainties that can affect Oracle's business, with references to SEC filings for detailed risk factors. The document emphasizes the capabilities of the Java Virtual Machine (JVM) for multi-language support, notably through the 'invokedynamic' instruction that enhances performance and flexibility for non-Java languages.

1. The following is intended to outline our general product direction. It is intended for information purposes
only, and may not be incorporated into any contract. It is not a commitment to deliver any material, code,
or functionality, and should not be relied upon in making purchasing decisions. The development,
release, timing, and pricing of any features or functionality described for Oracle’s products may change
and remains at the sole discretion of Oracle Corporation.
Statements in this presentation relating to Oracle’s future plans, expectations, beliefs, intentions and
prospects are “forward-looking statements” and are subject to material risks and uncertainties. A detailed
discussion of these factors and other risks that affect our business is contained in Oracle’s Securities and
Exchange Commission (SEC) filings, including our most recent reports on Form 10-K and Form 10-Q
under the heading “Risk Factors.” These filings are available on the SEC’s website or on Oracle’s website
at http://www.oracle.com/investor. All information in this presentation is current as of September 2019
and Oracle undertakes no duty to update any statement in light of new information or future events.
Safe Harbor
Copyright © 2019 Oracle and/or its affiliates.

2. Invokedynamic for Mere Mortals
[DEV4253]
Principal Member of Technical Staff
Java Platform Group
September 17, 2019
David Buck
Copyright © 2019 Oracle and/or its affiliates.

3. JVM Sustaining Engineer
OpenJDK Update Project
Maintainer
JavaOne Rock Star
Co-author of Oracle WebLogic
Server 11g 構築・運用ガイド
@DavidBuckJP
https://blogs.oracle.com/buck/
Who am I? David Buck (left)

4. Program Agenda
Introduction
java.lang.invoke
invokedynamic instruction
Other stuff
1
2
3
4
4

5. Introduction
5

6. Target Audience
Not compiler writers
Curious
6

7. Motivation
Understand javap output better
Understand the value JVM has as a multi-language JVM
7

8. Da Vinci Machine Project
The JVM is a great platform for running all sorts of languages
Great performance
Portability
Security (sandbox)
Pre-existing libraries and frameworks
8

9. JVM-specific
Scala
Clojure
Groovy
Ceylon
Fortress
Gosu
Kotlin
Ported to JVM
JRuby
Jython
Smalltalk
Ada
Scheme
REXX
Prolog
Pascal
Common LISP
(a small subset of) JVM languages
9

10. Java Code
Language Runtime
10
JVM
OS
Java
Class Library
JRuby Runtime
JVM
OS
Java
Class Library
Ruby Code

11. non-Java language wish list
Continuations
Dynamic invocation
Tail recursion
Interface injection
Other stuff
11

12. non-Java language wish list
Continuations
Dynamic invocation
Tail recursion
Interface injection
Other stuff
12

13. What is dynamic typing?
13

14. What is dynamic typing?
def addtwo(a, b)
a + b;
end
14

15. What is dynamic typing?
We do not know what the types are until runtime
15

16. statically-typed vs. dynamically-typed
When do we type check / link?
Compilation time (javac)
Runtime
16

17. Compile-time checking / linking
Catch errors early
Limits the type of code we can write (false positives)
17

18. Run time checking / linking
Allow more freedom of programming (less false positives)
Less guarantees about runtime behavior
18

19. dynamic typing != type inference
object InferenceTest1 extends App {
val x = 1 + 2 * 3 // the type of x is Int
val y = x.toString() // the type of y is String
def succ(x: Int) = x + 1 // succ returns Int values
}
(Shamelessly copied from http://docs.scala-
lang.org/tutorials/tour/local-type-inference.html)
19

20. dynamic typing != week typing
a = "40"
b = a + 2
20

21. Dynamically-typed languages
Allow more programs, but have to do more runtime checking.
No perfect type information at compile time
21

22. Polymorphism != Dynamic typing (?!)
public String bar(Object o) {
return "You passed me " + o.toString();
}
22

23. The original invocation lineup
invokestatic
Class method
invokevirtual
Instance method
invokeinterface
Interface method
Invokespecial
Everything else (private, super class, constructors)
23

24. The original invocation lineup
invokestatic
Class method
invokevirtual
Instance method
invokeinterface
Interface method
Invokespecial
Everything else (private, super class, constructors)
24

25. invokestatic
public class InvokeStaticExample {
public static void main(String[] args) {
InvokeStaticExample.foo();
}
public static void foo() {
System.out.println("I am foo!");
}
}
25

26. The original invocation lineup
invokestatic
Class method
invokevirtual
Instance method
invokeinterface
Interface method
Invokespecial
Everything else (private, super class, constructors)
26

27. invokevirtual
public class InvokeVirtualExample {
public static void main(String[] args) {
InvokeVirtualExample ive = new InvokeVirtualExample();
ive.foo();
}
public void foo() {
System.out.println("I am foo!");
}
}
27

28. The original invocation lineup
invokestatic
Class method
invokevirtual
Instance method
invokeinterface
Interface method
Invokespecial
Everything else (private, super class, constructors)
28

29. public class InvokeInterfaceExample
implements MyInterface {
public static void main(String[] args)
{
MyInterface iie = new
InvokeInterfaceExample();
iie.foo();
}
public void foo() {
System.out.println("I am foo!");
}
}
interface MyInterface {
public void foo();
}
29
invokeinterface

30. The original invocation lineup
invokestatic
Class method
invokevirtual
Instance method
invokeinterface
Interface method
Invokespecial
Everything else (private, super class, constructors)
30

31. invokespecial
public class InvokeSpecialExample {
public static void main(String[] args) {
InvokeSpecialExample ise = new InvokeSpecialExample();
ise.foo();
}
private void foo() {
System.out.println("I am foo!");
}
}
31

32. Poor dynamic languages on JVM?
invocation logic is not baked into the JVM like it is for Java
we need to fall back on reflection
32

33. Reflection is slow
security check on each invocation
all arguments are Objects (boxing)
33

34. What the JVM doesn’t know can hurt it
34
Caller
Reflection
Magic! Callee

35. Reflection prevents inlining!
35
Caller
Reflection
Magic! Callee

36. No one writes code like this
if (false) {
// do some important stuff...
System.out.println("I'm important!");
}
36

37. Or this…
boolean cond = true;
if (cond) {
// do some important stuff...
System.out.println("I'm important!");
}
37

38. public void methodB() {
// ...
methodA(false);
// ...
}
public void methodA(boolean
optionalStuff) {
// ...
if (optionalStuff) {
// do some optional, but
important stuff...
System.out.println("I'm important
sometimes!");
}
// ...
}
38
But we do write stuff like

39. JSR-292
java.lang.invoke API
A “better reflection”
invokedynamic bytecode
Allows us to dispatch to linkage logic defined by invoke API
39

40. invokedynamic
We call it “indy”
No clear way to express in Java language
Important milestone for JVM
First new instruction in decades
First new JVM feature to only (mainly) target non-java languages
40

41. java.lang.invoke API
MethodHandle
CallSite
Bootstrap Method (BSM)
41

42. MethodHandle
42
int foo()Method Handle

43. MethodHandle
Points to a method
Is a “function pointer” (am I allowed to say this?)
Polymorphic signature
43

44. MethodHandle Performance
44

45. MethodHandle Performance
Early performance was not ideal
45

46. MethodHandle Performance
Early performance was not ideal
Performance improved tremendously with lambda forms
46

47. MethodHandle Performance
Early performance was not ideal
Performance improved tremendously with lambda forms
Is now often significantly faster than reflection
47

48. MethodHandle Performance
Early performance was not ideal
Performance improved tremendously with lambda forms
Is now often significantly faster than reflection
Can be used independently of invokedynamic
48

49. CallSite
49
private void doStuff();
descriptor: ()V
flags: ACC_PRIVATE
Code:
stack=2, locals=2, args_size=1
0: new #7
3: dup
4: invokespecial #8
7: astore_1
8: aload_1
9: aload_0
10: invokedynamic #9, 0
15: invokevirtual #10
18: return
CS Method Handle int foo()

50. CallSite
50
private void doStuff();
descriptor: ()V
flags: ACC_PRIVATE
Code:
stack=2, locals=2, args_size=1
0: new #7
3: dup
4: invokespecial #8
7: astore_1
8: aload_1
9: aload_0
10: invokedynamic #9, 0
15: invokevirtual #10
18: return
CS
int bar()
int foo()

51. CallSite
Reifies Indy invocation side
Has a MethodHandle
51

52. Bootstrapping Step 1
52
private void doStuff();
descriptor: ()V
flags: ACC_PRIVATE
Code:
stack=2, locals=2, args_size=1
0: new #7
3: dup
4: invokespecial #8
7: astore_1
8: aload_1
9: aload_0
10: invokedynamic #9, 0
15: invokevirtual #10
18: return

53. Bootstrapping Step 2
53
private void doStuff();
descriptor: ()V
flags: ACC_PRIVATE
Code:
stack=2, locals=2, args_size=1
0: new #7
3: dup
4: invokespecial #8
7: astore_1
8: aload_1
9: aload_0
10: invokedynamic #9, 0
15: invokevirtual #10
18: return BootStrap Method

54. Bootstrapping Step 3
54
private void doStuff();
descriptor: ()V
flags: ACC_PRIVATE
Code:
stack=2, locals=2, args_size=1
0: new #7
3: dup
4: invokespecial #8
7: astore_1
8: aload_1
9: aload_0
10: invokedynamic #9, 0
15: invokevirtual #10
18: return BootStrap Method
int foo()

55. Bootstrapping Step 4
55
private void doStuff();
descriptor: ()V
flags: ACC_PRIVATE
Code:
stack=2, locals=2, args_size=1
0: new #7
3: dup
4: invokespecial #8
7: astore_1
8: aload_1
9: aload_0
10: invokedynamic #9, 0
15: invokevirtual #10
18: return BootStrap Method
int foo()
CS

56. Bootstrapping Step 5
56
private void doStuff();
descriptor: ()V
flags: ACC_PRIVATE
Code:
stack=2, locals=2, args_size=1
0: new #7
3: dup
4: invokespecial #8
7: astore_1
8: aload_1
9: aload_0
10: invokedynamic #9, 0
15: invokevirtual #10
18: return
int foo()
CS

57. Bootstrap Method
Only called on the first invocation of each indy bytecode
Returns a CallSite
57
"Dr Martens, black, old" by Tarquin
is licensed under CC BY-SA 3.0

58. Indy lifecycle
Initial Invocation
1. A specific indy invocation is executed for the first time
2. Bootstrap method is called and if finds (generates?!) a method to
run
3. Bootstrap method returns a permanent CallSite object for this
indy invocation
4. We jump to the method pointed to by the CallSite
58

59. Indy Lifecycle
All subsequent calls
We jump to the method pointed to by the CallSite
59
Picture from
National Archives and Records Administration

60. This performance tragedy becomes
60
Caller
Reflection
Magic! Callee

61. 61
Caller Callee
MethodHandle

62. Linkage != Invocation
62

63. Linkage != Invocation
Linkage (i.e. bootstrap)
Usually only needs to be done once
Is expensive
63

64. Linkage != Invocation
Linkage (i.e. bootstrap)
Usually only needs to be done once
Is expensive
Invocation
Done a lot
Only needs a jmp/call (and possibly a guard)
64

65. Linkage != Invocation
Avoid the cost of linkage on almost every call
65

66. • Mismatch between language and bytecode
• JDK <= 8 javac uses StringBuilder.append()
• StringBuilder has performance issues
• JDK >= 9 uses invoke dynamic
Copyright © 2019 Oracle and/or its affiliates.
String Concatenation

67. Takeaways
67

68. Takeaways
Invokedynamic lets us programmatically alter linkage
68

69. Takeaways
Invokedynamic lets us programmatically alter linkage
Then it gets out of the way! (linkage != invocation)
69

70. Takeaways
Invokedynamic lets us programmatically alter linkage
Then it gets out of the way! (linkage != invocation)
The Invoke API can often be used without indy
70

71. Takeaways
Invokedynamic lets us programmatically alter linkage
Then it gets out of the way! (linkage != invocation)
The Invoke API can often be used without indy
JVM is a great platform for just about any language!
71

72. Resources
JVM Language Summit
http://openjdk.java.net/projects/mlvm/jvmlangsummit/
Linkers & Loaders book
http://linker.iecc.com/
John Rose’s Blog
https://blogs.oracle.com/jrose/
72

73. Thank You!
73

74. The preceding is intended to outline our general product direction. It is intended for information purposes
only, and may not be incorporated into any contract. It is not a commitment to deliver any material, code,
or functionality, and should not be relied upon in making purchasing decisions. The development,
release, timing, and pricing of any features or functionality described for Oracle’s products may change
and remains at the sole discretion of Oracle Corporation.
Statements in this presentation relating to Oracle’s future plans, expectations, beliefs, intentions and
prospects are “forward-looking statements” and are subject to material risks and uncertainties. A detailed
discussion of these factors and other risks that affect our business is contained in Oracle’s Securities and
Exchange Commission (SEC) filings, including our most recent reports on Form 10-K and Form 10-Q
under the heading “Risk Factors.” These filings are available on the SEC’s website or on Oracle’s website
at http://www.oracle.com/investor. All information in this presentation is current as of September 2019
and Oracle undertakes no duty to update any statement in light of new information or future events.
Safe Harbor
Copyright © 2019 Oracle and/or its affiliates.