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Provisional	
  Patent	
  Applica0ons	
  
        Inventors	
  Forum	
  	
  	
  April	
  13,	
  2012	
  
                 George	
  White	
  
Write	
  Your	
  Own	
  Provisional	
  
                    Applica0on?	
  
Con:	
  “Patent	
  Laws	
  are	
           Pro:	
  “What	
  the	
  hell	
  –	
  its	
  
confusing	
  and	
                         beNer	
  than	
  nothing.”	
  
complicated,	
  you	
  will	
  
screw	
  it	
  up	
  and	
  get	
  a	
  
false	
  sense	
  of	
  security	
  
from	
  filing	
  it.”	
  

     SOLUTION	
  –	
  Learn	
  as	
  much	
  as	
  you	
  can	
  stomach	
  
Provisional	
  Patent	
  Applica0on	
  

    What?	
  	
  	
  	
  	
  	
  	
  	
  When?	
  

    	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Why?	
  

    How?	
  
What	
  is	
  It?	
  

It	
  is	
  not	
  a	
  kind	
  of	
  a	
  patent	
  !	
  

It	
  is	
  a	
  kind	
  of	
  applica0on	
  

Only	
  granted	
  patents	
  give	
  
	
  the	
  right	
  to	
  exclude	
  others	
  
Why?	
  

Less	
  formal	
  requirements	
  than	
  a	
  regular	
  
applica0on.	
  

Reasonable	
  chance	
  that	
  what	
  you	
  write	
  
will	
  not	
  be	
  held	
  against	
  you.	
  

Danger	
  	
  -­‐	
  you	
  don’t	
  actually	
  cover	
  the	
  
important	
  part	
  –	
  but	
  think	
  you	
  did	
  
Actual	
  Example	
  Drawing	
  Sheet	
  	
  
   from	
  an	
  inventor’s	
  PPA	
  
When	
  is	
  it	
  Looked	
  at?	
  
                                                                   Possibly	
  During	
  Prosecu0on	
  of	
  NPA	
  
                                                                       Definitely	
  During	
  Li0ga0on	
  
                                                                                                                                                                                                                 1/2015	
  
                                     1/2012	
                                                                                      1/2013	
  

                                                                                                                                                                                                             Search	
  and	
  
                                           PPA	
                                                                                        NPA	
                                                               Examina0on	
  



1	
  -­‐	
  A	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  2	
  -­‐	
  C	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  3	
  -­‐	
  B	
  
                                                                                                                                                                                                      NPA	
  covers	
  A,	
  B	
  and	
  C.	
  
                                                                                                                                                                                                      Search	
  turns	
  up:	
  
                                                                                                                                                                                                      1. 1/1999	
  Feature	
  A	
  
                                                                                                                                                                                                      2. 1/2014	
  Feature	
  B	
  
                                                                                                                                                                                                      3. 6/2012	
  Feature	
  C	
  
What	
  does	
  a	
  PPA	
  Need?	
  
What	
  do	
  You	
  Need	
  in	
  a	
  PPA?	
  

1.  Iden0fy	
  the	
  cool	
  part	
  
2.  Draw	
  pictures	
  –	
  include	
  the	
  cool	
  part	
  
3.  Describe	
  the	
  cool	
  part	
  and	
  how	
  it	
  works	
  
    and	
  how	
  all	
  the	
  parts	
  relate	
  to	
  each	
  
    other.	
  
4.  Send	
  it	
  in	
  properly	
  
What	
  do	
  You	
  Need	
  for	
  a	
  
             	
  PPA	
  to	
  be	
  useful	
  ?	
  
By	
  law:	
  
1.  A	
  wriNen	
  descrip0on,	
  with	
  drawings	
  as	
  
      needed.	
  
2.  The	
  document	
  as	
  a	
  whole	
  teaching	
  
      someone	
  in	
  the	
  field	
  how	
  to	
  make	
  and	
  
      use	
  the	
  WARN-­‐inven0on-­‐WARN.	
  
3.  The	
  best	
  way	
  you	
  think	
  (now)	
  it	
  is	
  to	
  
      make	
  or	
  use	
  it.	
  
Tonight’s	
  actual	
  Topic	
  
                     How	
  to	
  write	
  it	
  
a. Understand	
  it	
  yourself	
  
b. Come	
  up	
  a	
  few	
  candidates	
  for	
  the	
  “cool	
  part”	
  
c.  Write	
  and	
  draw	
  a	
  descrip0on	
  of	
  one	
  specific	
  version	
  
d. Explain	
  possible	
  varia0ons	
  of	
  that	
  version	
  
e. Write	
  and	
  draw	
  a	
  descrip0on	
  of	
  a	
  2nd	
  specific	
  version	
  
f.  Explain	
  possible	
  varia0ons	
  of	
  the	
  2nd	
  version	
  
g.  And	
  so	
  on	
  
What	
  is	
  the	
  cool	
  part?	
  

Not	
  the	
  overall	
  benefit,	
  the	
  structures	
  that	
  allow	
  it	
  to	
  
have	
  that	
  benefit.	
  

“Only	
  version	
  that	
  is	
  hands	
  free”	
  
	
  –	
  no	
  

“Achieve	
  hands	
  free	
  opera0on	
  by	
  using	
  a	
  suc0on	
  cup”	
  	
  
	
  -­‐	
  yes	
  

Need	
  to	
  have	
  knowledge	
  as	
  to	
  what	
  has	
  been	
  done	
  
already	
  
Hands-­‐free	
  Paper	
  towel	
  dispenser	
  
1938	
  
You	
  only	
  touch	
  the	
  
sheet	
  you	
  are	
  going	
  to	
  pull	
  out.	
  
Hands-­‐free	
  Paper	
  towel	
  dispenser	
  

                              Foot	
  pedal	
  
Hands-­‐free	
  Paper	
  towel	
  dispenser	
  

It’s	
  a	
  sofware	
  problem	
  
Hands-­‐free	
  Paper	
  towel	
  dispenser	
  

BeNer	
  analysis	
  
of	
  the	
  signal	
  
from	
  the	
  
sensor	
  to	
  be	
  
sure	
  it	
  is	
  a	
  
person	
  
Hands-­‐free	
  Paper	
  towel	
  dispenser	
  

It	
  is	
  a	
  
motor	
  
control	
  
problem	
  
Broad	
  or	
  Specific?	
  

                 Both	
  

	
  Broad	
  in	
  thinking	
  about	
  	
  
mul0ple	
  specific	
  versions	
  
The	
  thing	
  signg	
  in	
  front	
  of	
  you	
  -­‐	
  


	
  -­‐	
  is	
  not	
  your	
  inven0on,	
  it	
  is	
  an	
  embodiment	
  
	
  of	
  a	
  set	
  of	
  concepts	
  that	
  are	
  broader	
  than	
  
	
  any	
  specific	
  embodiment.	
  

	
  Figure	
  out	
  what	
  they	
  are	
  and	
  generate	
  	
  
addi0onal	
  embodiments,	
  	
  including	
  lame	
  
	
  ones	
  if	
  needed.	
  
Drafing	
  Sugges0ons	
  

Explain	
  it	
  to	
  someone	
  else	
  
only	
  using	
  the	
  drawings	
  you	
  made	
  
	
  as	
  visual	
  aids.	
  Helps	
  iden0fy	
  need	
  	
  
for	
  more	
  or	
  different	
  drawings.	
  

For	
  each	
  version	
  first	
  describe	
  the	
  	
  
en0re	
  structure	
  and	
  then	
  explain	
  the	
  
	
  opera0on	
  aferwards.	
  
Drafing	
  Sugges0ons	
  


Give	
  every	
  component	
  a	
  par0cular	
  name	
  
	
  and	
  s0ck	
  to	
  that	
  name	
  in	
  the	
  descrip0on.	
  

Each	
  component	
  should	
  really	
  also	
  have	
  
	
  a	
  reference	
  number.	
  	
  Make	
  a	
  parts	
  list.	
  
Drafing	
  Sugges0ons	
  


Do	
  not	
  “disparage”	
  previous	
  work	
  
	
  of	
  yours	
  or	
  others.	
  
Please	
  do	
  not	
  use	
  “patentese”.	
  
Prior	
  Art	
  means	
  “something	
  OK	
  to	
  use	
  against	
  me”	
  

Calling	
  something	
  “Prior	
  Art”	
  can	
  make	
  it	
  	
  
“admiNed	
  prior	
  art”	
  when	
  it	
  otherwise	
  would	
  not	
  be.	
  

Stay	
  very	
  far	
  away	
  from	
  “means”.	
  I	
  know	
  what	
  means	
  
means	
  but	
  you	
  probably	
  don’t.	
  Also	
  many	
  US	
  District	
  
	
  Court	
  Judges	
  do	
  not	
  appear	
  to	
  either.	
  

Member,	
  structure,	
  element,	
  mechanism	
  	
  
all	
  mean	
  approximately	
  “thingy”	
  	
  
Avoid	
  Patent	
  Profanity	
  

It	
  may	
  not	
  bite	
  you	
  in	
  a	
  provisional	
  but	
  professionals	
  
are	
  busy	
  making	
  lists	
  of	
  words	
  like:	
  
cri0cal,	
  important,	
  WARN-­‐inven0on-­‐WARN,	
  
always,	
  must,	
  only	
  and	
  requires	
  and	
  
segng	
  up	
  their	
  edi0ng	
  programs	
  to	
  flag	
  them.	
  
SubmiNal	
  

Must	
  use	
  a	
  Provisional	
  Cover	
  sheet.	
  

Make	
  sure	
  your	
  address	
  is	
  correct.	
  

If	
  by	
  mail	
  –	
  Use	
  USPS	
  Express	
  Mail.	
  	
  
If	
  possible	
  follow	
  the	
  USPTO	
  procedures	
  

Can	
  be	
  uploaded.	
  Google	
  USPTO	
  EFS-­‐Web.	
  
Provisional	
  Cover	
  Sheet	
  
A	
  Year	
  is	
  Very	
  Short	
  
Good	
  Luck	
  




      George	
  White	
  
george@gwhitepatents.com	
  

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Intro to u.s. povisonal patent application writing rev4

  • 1. Provisional  Patent  Applica0ons   Inventors  Forum      April  13,  2012   George  White  
  • 2. Write  Your  Own  Provisional   Applica0on?   Con:  “Patent  Laws  are   Pro:  “What  the  hell  –  its   confusing  and   beNer  than  nothing.”   complicated,  you  will   screw  it  up  and  get  a   false  sense  of  security   from  filing  it.”   SOLUTION  –  Learn  as  much  as  you  can  stomach  
  • 3. Provisional  Patent  Applica0on   What?                When?                                                                                Why?   How?  
  • 4. What  is  It?   It  is  not  a  kind  of  a  patent  !   It  is  a  kind  of  applica0on   Only  granted  patents  give    the  right  to  exclude  others  
  • 5. Why?   Less  formal  requirements  than  a  regular   applica0on.   Reasonable  chance  that  what  you  write   will  not  be  held  against  you.   Danger    -­‐  you  don’t  actually  cover  the   important  part  –  but  think  you  did  
  • 6. Actual  Example  Drawing  Sheet     from  an  inventor’s  PPA  
  • 7. When  is  it  Looked  at?   Possibly  During  Prosecu0on  of  NPA   Definitely  During  Li0ga0on   1/2015   1/2012   1/2013   Search  and   PPA   NPA   Examina0on   1  -­‐  A                                          2  -­‐  C                                  3  -­‐  B   NPA  covers  A,  B  and  C.   Search  turns  up:   1. 1/1999  Feature  A   2. 1/2014  Feature  B   3. 6/2012  Feature  C  
  • 8. What  does  a  PPA  Need?  
  • 9. What  do  You  Need  in  a  PPA?   1.  Iden0fy  the  cool  part   2.  Draw  pictures  –  include  the  cool  part   3.  Describe  the  cool  part  and  how  it  works   and  how  all  the  parts  relate  to  each   other.   4.  Send  it  in  properly  
  • 10. What  do  You  Need  for  a    PPA  to  be  useful  ?   By  law:   1.  A  wriNen  descrip0on,  with  drawings  as   needed.   2.  The  document  as  a  whole  teaching   someone  in  the  field  how  to  make  and   use  the  WARN-­‐inven0on-­‐WARN.   3.  The  best  way  you  think  (now)  it  is  to   make  or  use  it.  
  • 11. Tonight’s  actual  Topic   How  to  write  it   a. Understand  it  yourself   b. Come  up  a  few  candidates  for  the  “cool  part”   c.  Write  and  draw  a  descrip0on  of  one  specific  version   d. Explain  possible  varia0ons  of  that  version   e. Write  and  draw  a  descrip0on  of  a  2nd  specific  version   f.  Explain  possible  varia0ons  of  the  2nd  version   g.  And  so  on  
  • 12. What  is  the  cool  part?   Not  the  overall  benefit,  the  structures  that  allow  it  to   have  that  benefit.   “Only  version  that  is  hands  free”    –  no   “Achieve  hands  free  opera0on  by  using  a  suc0on  cup”      -­‐  yes   Need  to  have  knowledge  as  to  what  has  been  done   already  
  • 13. Hands-­‐free  Paper  towel  dispenser   1938   You  only  touch  the   sheet  you  are  going  to  pull  out.  
  • 14. Hands-­‐free  Paper  towel  dispenser   Foot  pedal  
  • 15. Hands-­‐free  Paper  towel  dispenser   It’s  a  sofware  problem  
  • 16. Hands-­‐free  Paper  towel  dispenser   BeNer  analysis   of  the  signal   from  the   sensor  to  be   sure  it  is  a   person  
  • 17. Hands-­‐free  Paper  towel  dispenser   It  is  a   motor   control   problem  
  • 18. Broad  or  Specific?   Both    Broad  in  thinking  about     mul0ple  specific  versions  
  • 19. The  thing  signg  in  front  of  you  -­‐    -­‐  is  not  your  inven0on,  it  is  an  embodiment    of  a  set  of  concepts  that  are  broader  than    any  specific  embodiment.    Figure  out  what  they  are  and  generate     addi0onal  embodiments,    including  lame    ones  if  needed.  
  • 20. Drafing  Sugges0ons   Explain  it  to  someone  else   only  using  the  drawings  you  made    as  visual  aids.  Helps  iden0fy  need     for  more  or  different  drawings.   For  each  version  first  describe  the     en0re  structure  and  then  explain  the    opera0on  aferwards.  
  • 21. Drafing  Sugges0ons   Give  every  component  a  par0cular  name    and  s0ck  to  that  name  in  the  descrip0on.   Each  component  should  really  also  have    a  reference  number.    Make  a  parts  list.  
  • 22. Drafing  Sugges0ons   Do  not  “disparage”  previous  work    of  yours  or  others.  
  • 23. Please  do  not  use  “patentese”.   Prior  Art  means  “something  OK  to  use  against  me”   Calling  something  “Prior  Art”  can  make  it     “admiNed  prior  art”  when  it  otherwise  would  not  be.   Stay  very  far  away  from  “means”.  I  know  what  means   means  but  you  probably  don’t.  Also  many  US  District    Court  Judges  do  not  appear  to  either.   Member,  structure,  element,  mechanism     all  mean  approximately  “thingy”    
  • 24. Avoid  Patent  Profanity   It  may  not  bite  you  in  a  provisional  but  professionals   are  busy  making  lists  of  words  like:   cri0cal,  important,  WARN-­‐inven0on-­‐WARN,   always,  must,  only  and  requires  and   segng  up  their  edi0ng  programs  to  flag  them.  
  • 25. SubmiNal   Must  use  a  Provisional  Cover  sheet.   Make  sure  your  address  is  correct.   If  by  mail  –  Use  USPS  Express  Mail.     If  possible  follow  the  USPTO  procedures   Can  be  uploaded.  Google  USPTO  EFS-­‐Web.  
  • 27. A  Year  is  Very  Short  
  • 28. Good  Luck   George  White   george@gwhitepatents.com