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Adelaide Health Technology Assessment (AHTA)




Monday, June 25, 2012




HOW TO ASSESS PERSONALISED MEDICINES
FOR REIMBURSEMENT DECISIONS?

Developing a framework for Australia

Tracy Merlin, Claude Farah, Camille Schubert, Andrew
Mitchell, Janet E Hiller, Philip Ryan




                                       Life Impact | The University of Adelaide
Assessing personalised medicine
• To adopt pharmacogenetics/genomics into clinical practice,
  a PGx test should demonstrate analytical validity, clinical
  validity, and clinical utility (DHHS, 2008).
   – Analytical validity – how accurately and consistently a
     test detects the presence of a specific genotype.
   – Clinical validity – the accuracy with which a test detects
     or predicts a given phenotype (clinical disorder or
     outcome).
   – Clinical utility – the net balance of risks and benefits for
     use of the test in clinical practice eg impact on patient
     health outcomes of targeting drug treatment according to
     presence of biomarker

                           → Needed for reimbursement decision
Problem
• Systematic review of pharmacogenetic studies (Holmes et al
  2009)
   » 1987-2007, Medline, k=1668 studies
   » Review:study ratio (25:1) - high expectation but limited
     translation of research
   » Small sample sizes
   » Primarily a candidate gene approach using common alleles
     rather than genome-wide analysis
   » Surrogate rather than clinical outcomes
   » Likely ‘significance chasing’ ie post hoc subgroup analysis
     or publication bias
National initiatives


 No system in place nationally
 for evaluating co-dependent
 technologies, specifically
 personalised medicines, for
 reimbursement decisions

  No formal systems in place
  internationally for evaluating
  personalised medicines for
  reimbursement decisions
Project outline. I.
Aim
• To develop an approach for evaluating a biomarker/test/
  drug (‘co-dependent technologies’) package to inform a
  national reimbursement decision.


Methods – Stage 1
• Personalised medicine case studies identified from recent
  reimbursement applications in Australia – information
  commonalities / gap analysis

• Relevant international regulatory and reimbursement
  guidance documents reviewed
Case study                Decision-making Evidence quality       Evidence gaps        Test              Drug
(biomarker/ therapy)            body                                 (N=67        reimbursed?       reimbursed?
                            (therapeutic                          information
                              purpose)                               items)
EGFR/gefitinib for non          PBAC      • No direct              8/67 (12%)    Not considered           Yes
small cell lung cancer        (targeted     evidence
(2nd line)                   treatment)   • Linked evidence
                                            » moderate
                                            quality
K-RAS/cetuximab for             PBAC      • No direct            32/67 (48%)     Not considered           No
metastatic colorectal         (targeted     evidence
cancer (1  st line)          treatment)   • Linked evidence
                                            » poor quality
K-RAS/ panitumumab              PBAC      • No direct            21/67 (31%)     Not considered           No
for metastatic colorectal     (targeted     evidence
cancer (2  nd line)          treatment)   • Linked evidence
                                            » poor quality
PDGFR rearrangements/           MSAC      • Direct evidence        3/67 (4%)          Yes                 Yes
imatinib for primary or       (targeted     » poor quality
secondary clonal             treatment)   • Linked evidence
eosinophilia                                » moderate
                                            quality
KIT D816V/ imatinib for          MSAC        • Direct evidence     4/67 (6%)          No                  Yes
aggressive systemic       (rule out imatinib   » poor quality
mast cell disease             treatment)     • Linked evidence
without eosinophilia                           » moderate
(2nd line)                                     quality                                                      Slide 6
                                                                                                  © T. Merlin 2011
Project outline. II.
Methods – Stages 2 & 3
• Collated information synthesised into a cohesive structure
  amalgamating PBAC and MSAC evidentiary needs

• Clinical effectiveness information grounded in Bradford-Hill
  causality theory → explain association between biomarker
  and drug treatment outcomes
   –   strength, specificity and temporality of association
   –   consistency and coherence of effect
   –   biological plausability and gradient (eg dose response)
   –   producing effect upon experimentation or by analogy.

• Trialled on case studies

• Circulated to federal policy-makers and technical experts for
  input + national public consultation.
Results - decision framework
1. the drug is cost-effective in untested population, but cost-
   ineffective when conditioned on the biomarker identified by
   the test
   – drug funded
   – test not funded. Biomarker is not explanatory. Or test is not
     accurate.
2. the drug is cost-effective in untested population but even more
   cost-effective when conditioned on the biomarker identified by
   the test
   – drug funded
   – test may be funded......uncertainty surrounding association
     between biomarker and drug treatment effect will drive the
     decision to reimburse the test
Decision framework


3. the drug is not cost-effective in untested population but is
   cost-effective when conditioned on biomarker identified by
   the test
   – public funding of both test and drug depends on uncertainty
     surrounding the association between biomarker and drug
     treatment effect


4. the drug is not cost-effective in untested and tested
   population
   – neither drug or test should be reimbursed.
Methodological framework   Adapted PBAC Application structure:
                           Section A [Q1-19]
                           – Context for submission
                           – Rationale for submission
                           – Proposed impact on current clinical practice

                           Section B [Q20]
                           – Clinical benefit
                             • Test safety / effectiveness
                             • Biomarker-drug relationship (treatment effect
                                modification, prognostic impact)

                           Option 1: Direct evidence (hierarchy) [Q21-24]
                                                 and/or
                           Option 2: Linked evidence support [Q25-39]

                           Section C [Q40-42]
                           – Translate biomarker/test/drug evidence to
                             Australian clinical setting
                             (applicability, extrapolation, transformation)

                           Section D [Q43-71]
                           – Economic model. (includes test/no test arms)

                           • Section E [Q72-79]
                           – Financial impact
Section B - the evidence base
Two key methodological areas that impact on funding
decision

1. Likelihood that results are correct?
Relates to policy-maker’s certainty regarding the validity of the results
– effect of bias and confounding

2. What is the association between biomarker and drug?
        •   Treatment effect modification
        •   Prognostic impact
        •   Both
        •   Unknown
How to elucidate this relationship from the evidence base?
Simplistic example
      Outcome          Biomarker +ve           Biomarker -ve

                   Drug A       Drug B     Drug A     Drug B
                   N=100        N=100      N=100      N=100
       1. Treatment effect modification
      5 year OS 60%             30%        30%        30%
                   RR=2.0 [1.4, 2.8]       RR=1.0 [0.7, 1.5]
                                          2x
      2. Prognostic impact
      5 year OS 70%             60%        35%        30%
                   RR=1.2 [1.0, 1.4]       RR=1.2 [0.8, 1.7]


      3. TEM + Prognostic impact
      5 year OS 60%             40%        20%        20%
                   RR=1.5 [1.1, 2.0]       RR= 1.0 [ 0.6, 1.7]
Hypothetical RCT as conceptual framework
Biomarker-stratified design:                                          Is there a difference in
Is there a difference in Drug A vs B
                                              Randomise to         Drug A vs B effectiveness
effectiveness when conditioned on                 test            in unselected population?
biomarker?       Linkage 1                                                           Linkage 2


                        Test                                        No test

                                                             Randomise to drug
         +ve                            -ve

               Randomise to drug


  Drug A         Drug B            Drug A     Drug B          Drug A          Drug B



                                                             +e            +ve



                                       Health Outcomes
Linking evidence
                                                  Randomise to
                                                      test


                                            Test
                              Test          accuracy -                    No test
                                            Linkage 3
                                                                 Randomise to drug
               +ve                          -ve

                     Randomise to drug


        Drug A         Drug B          Drug A      Drug B         Drug A            Drug B

                                                            Post-treatment test or test archival tissue

                                                                 +ve     -ve       +ve     -ve
Enrichment design:
Is there a difference in Drug A vs B
effectiveness when conditioned on                                      Linkage 1
                                           Health Outcomes
biomarker +ve? Linkage 2
Project outline. II.
Results
• Developed a decision framework for policy makers

• Developed a methodological framework to support the
  decision making

   – 79 item checklist must be addressed when personalised
     medicine submitted for funding through Medicare (test)
     and the Pharmaceutical Benefits Scheme (drug).
     http://www.health.gov.au/internet/hta/publishing.nsf/Content/co-1

   – Forms basis of co-dependent technology submission
     guidelines (not yet released)
Conclusion




Merlin T, Farah C, Schubert C, Mitchell A, Hiller JE, Ryan P. Assessing personalised
medicines in Australia: A national framework for reviewing co-dependent
technologies. Journal of Medical Decision Making, 2012. [In press].
• Co-authors - Claude Farah, Camille Schubert, Andrew
  Mitchell, Janet Hiller, Philip Ryan
• Feedback on framework- Sarah Lord, Robyn Ward,
  Graeme Suthers, Brian Richards, Lloyd Sansom
• Part-funding – Australian Government Department of
  Health & Ageing




                                      tracy.merlin@adelaide.edu.au

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Economic evaluation, reimbursement and context. How to assess personalised medicines for reimbursement decisions?

  • 1. Adelaide Health Technology Assessment (AHTA) Monday, June 25, 2012 HOW TO ASSESS PERSONALISED MEDICINES FOR REIMBURSEMENT DECISIONS? Developing a framework for Australia Tracy Merlin, Claude Farah, Camille Schubert, Andrew Mitchell, Janet E Hiller, Philip Ryan Life Impact | The University of Adelaide
  • 2.
  • 3. Assessing personalised medicine • To adopt pharmacogenetics/genomics into clinical practice, a PGx test should demonstrate analytical validity, clinical validity, and clinical utility (DHHS, 2008). – Analytical validity – how accurately and consistently a test detects the presence of a specific genotype. – Clinical validity – the accuracy with which a test detects or predicts a given phenotype (clinical disorder or outcome). – Clinical utility – the net balance of risks and benefits for use of the test in clinical practice eg impact on patient health outcomes of targeting drug treatment according to presence of biomarker → Needed for reimbursement decision
  • 4. Problem • Systematic review of pharmacogenetic studies (Holmes et al 2009) » 1987-2007, Medline, k=1668 studies » Review:study ratio (25:1) - high expectation but limited translation of research » Small sample sizes » Primarily a candidate gene approach using common alleles rather than genome-wide analysis » Surrogate rather than clinical outcomes » Likely ‘significance chasing’ ie post hoc subgroup analysis or publication bias
  • 5. National initiatives No system in place nationally for evaluating co-dependent technologies, specifically personalised medicines, for reimbursement decisions No formal systems in place internationally for evaluating personalised medicines for reimbursement decisions
  • 6. Project outline. I. Aim • To develop an approach for evaluating a biomarker/test/ drug (‘co-dependent technologies’) package to inform a national reimbursement decision. Methods – Stage 1 • Personalised medicine case studies identified from recent reimbursement applications in Australia – information commonalities / gap analysis • Relevant international regulatory and reimbursement guidance documents reviewed
  • 7. Case study Decision-making Evidence quality Evidence gaps Test Drug (biomarker/ therapy) body (N=67 reimbursed? reimbursed? (therapeutic information purpose) items) EGFR/gefitinib for non PBAC • No direct 8/67 (12%) Not considered Yes small cell lung cancer (targeted evidence (2nd line) treatment) • Linked evidence » moderate quality K-RAS/cetuximab for PBAC • No direct 32/67 (48%) Not considered No metastatic colorectal (targeted evidence cancer (1 st line) treatment) • Linked evidence » poor quality K-RAS/ panitumumab PBAC • No direct 21/67 (31%) Not considered No for metastatic colorectal (targeted evidence cancer (2 nd line) treatment) • Linked evidence » poor quality PDGFR rearrangements/ MSAC • Direct evidence 3/67 (4%) Yes Yes imatinib for primary or (targeted » poor quality secondary clonal treatment) • Linked evidence eosinophilia » moderate quality KIT D816V/ imatinib for MSAC • Direct evidence 4/67 (6%) No Yes aggressive systemic (rule out imatinib » poor quality mast cell disease treatment) • Linked evidence without eosinophilia » moderate (2nd line) quality Slide 6 © T. Merlin 2011
  • 8. Project outline. II. Methods – Stages 2 & 3 • Collated information synthesised into a cohesive structure amalgamating PBAC and MSAC evidentiary needs • Clinical effectiveness information grounded in Bradford-Hill causality theory → explain association between biomarker and drug treatment outcomes – strength, specificity and temporality of association – consistency and coherence of effect – biological plausability and gradient (eg dose response) – producing effect upon experimentation or by analogy. • Trialled on case studies • Circulated to federal policy-makers and technical experts for input + national public consultation.
  • 9. Results - decision framework 1. the drug is cost-effective in untested population, but cost- ineffective when conditioned on the biomarker identified by the test – drug funded – test not funded. Biomarker is not explanatory. Or test is not accurate. 2. the drug is cost-effective in untested population but even more cost-effective when conditioned on the biomarker identified by the test – drug funded – test may be funded......uncertainty surrounding association between biomarker and drug treatment effect will drive the decision to reimburse the test
  • 10. Decision framework 3. the drug is not cost-effective in untested population but is cost-effective when conditioned on biomarker identified by the test – public funding of both test and drug depends on uncertainty surrounding the association between biomarker and drug treatment effect 4. the drug is not cost-effective in untested and tested population – neither drug or test should be reimbursed.
  • 11. Methodological framework Adapted PBAC Application structure: Section A [Q1-19] – Context for submission – Rationale for submission – Proposed impact on current clinical practice Section B [Q20] – Clinical benefit • Test safety / effectiveness • Biomarker-drug relationship (treatment effect modification, prognostic impact) Option 1: Direct evidence (hierarchy) [Q21-24] and/or Option 2: Linked evidence support [Q25-39] Section C [Q40-42] – Translate biomarker/test/drug evidence to Australian clinical setting (applicability, extrapolation, transformation) Section D [Q43-71] – Economic model. (includes test/no test arms) • Section E [Q72-79] – Financial impact
  • 12. Section B - the evidence base Two key methodological areas that impact on funding decision 1. Likelihood that results are correct? Relates to policy-maker’s certainty regarding the validity of the results – effect of bias and confounding 2. What is the association between biomarker and drug? • Treatment effect modification • Prognostic impact • Both • Unknown How to elucidate this relationship from the evidence base?
  • 13. Simplistic example Outcome Biomarker +ve Biomarker -ve Drug A Drug B Drug A Drug B N=100 N=100 N=100 N=100 1. Treatment effect modification 5 year OS 60% 30% 30% 30% RR=2.0 [1.4, 2.8] RR=1.0 [0.7, 1.5] 2x 2. Prognostic impact 5 year OS 70% 60% 35% 30% RR=1.2 [1.0, 1.4] RR=1.2 [0.8, 1.7] 3. TEM + Prognostic impact 5 year OS 60% 40% 20% 20% RR=1.5 [1.1, 2.0] RR= 1.0 [ 0.6, 1.7]
  • 14. Hypothetical RCT as conceptual framework Biomarker-stratified design: Is there a difference in Is there a difference in Drug A vs B Randomise to Drug A vs B effectiveness effectiveness when conditioned on test in unselected population? biomarker? Linkage 1 Linkage 2 Test No test Randomise to drug +ve -ve Randomise to drug Drug A Drug B Drug A Drug B Drug A Drug B +e +ve Health Outcomes
  • 15. Linking evidence Randomise to test Test Test accuracy - No test Linkage 3 Randomise to drug +ve -ve Randomise to drug Drug A Drug B Drug A Drug B Drug A Drug B Post-treatment test or test archival tissue +ve -ve +ve -ve Enrichment design: Is there a difference in Drug A vs B effectiveness when conditioned on Linkage 1 Health Outcomes biomarker +ve? Linkage 2
  • 16. Project outline. II. Results • Developed a decision framework for policy makers • Developed a methodological framework to support the decision making – 79 item checklist must be addressed when personalised medicine submitted for funding through Medicare (test) and the Pharmaceutical Benefits Scheme (drug). http://www.health.gov.au/internet/hta/publishing.nsf/Content/co-1 – Forms basis of co-dependent technology submission guidelines (not yet released)
  • 17. Conclusion Merlin T, Farah C, Schubert C, Mitchell A, Hiller JE, Ryan P. Assessing personalised medicines in Australia: A national framework for reviewing co-dependent technologies. Journal of Medical Decision Making, 2012. [In press].
  • 18. • Co-authors - Claude Farah, Camille Schubert, Andrew Mitchell, Janet Hiller, Philip Ryan • Feedback on framework- Sarah Lord, Robyn Ward, Graeme Suthers, Brian Richards, Lloyd Sansom • Part-funding – Australian Government Department of Health & Ageing tracy.merlin@adelaide.edu.au

Editor's Notes

  1. “is a medical model emphasising the systematic use of information about an individual patient to select or optimise that patient's preventative and therapeutic care”.
  2. Dept Health & Human Services. Realizing the Potential of Pharmacogenomics:Opportunities and Challenges. Report of the Secretary’s Advisory Committee on Genetics, Health, and Society. May 2008
  3. Holmes MV, Shah T, Vickery C et al. Fulfilling the promise of personalized medicine? Systematic review and field synopsis of pharmacogenetic studies. PLoS ONE 4(12): e7960. doi:10.1371/journal.pone.0007960A primary pharmacogenetic study was defined as one in which the title of the study or the stated aims or purpose within the text of the abstract indicated that the primary intention of the study was to investigate the effect of genetic variation on drug response.Systematic reviews and field synopses previously exposed the obstacles to progress in complex disease genetics. These included: a focus on candidate genes rather than genome-wide analysis; inadequate sample size; suboptimal capture of genetic variation; and significance chasing and reporting bias; all of which led to a failure to replicate and validate genetic associations [14,15,16].These overviews [17,18,19] were followed by improvements in research design which made an important contribution to the recent success in the identification in genes for common disease [20]. These considerations and the absence of a prior systematic, quantitative overview of pharmacogenetic research was the motivation for the current studyCheck limitations in paper
  4. Co-dependent in this instance is drug/genetic testBackground: Since the mapping of the human genome in 2003, the development of biomarker targeted therapy and clinical adoption of ‘personalised medicine’ has accelerated. There is, however, increasing international recognition that current reimbursement models may not adequately assess the safety, effectiveness and cost-effectiveness of these medicines due to the nature of their evidence-base.
  5. The information provided in each submission (PBAC) or assessment report (MSAC) for these five simple paired co-dependent technologies was categorised and tabulated, and an initial list of points was compiled. Specific information provided in the submission/report that was found to be unnecessary to inform the public funding decision was also identified. A gap analysis was then conducted to assess what key information was considered to be missing or unavailable during the evaluation of each simple paired co-dependent technology on the basis of (a) matters raised in the evaluation (mentioned in the PBAC Commentary or MSAC assessment report) and (b) matters raised concerning the evaluation (relevant MSAC or PBAC minutes or ESC advice). A few additional evidentiary requirements were included in the list on the basis of previous evaluation experience. The draft structure took into account:the availability of direct evidence, as opposed to the need to produce a linked evidence approach (MSAC, 2005). This was on the basis of the evaluators’ experience with MSAC evaluations whereby the linked evidence approach is the primary evaluation technique when assessing diagnostic tests because the evidence base rarely includes direct evidence; availability of a reference standard against which to determine the accuracy of the test; and a request for listing of one or both of the simple paired co-dependent technologies, including circumstances where one technology is already listed (ie listed for another patient indication, or listed for the same indication but is unpaired) – this was exemplified by the imatinib simple paired co-dependent technology which was included for analysis. Each simple paired co-dependent technology was then formally rated against the combined list of evidentiary requirements in terms of whether they had specifically addressed each requirement. A free text column was provided to allow commenting on whether difficulties were likely to arise as a consequence of addressing a specific evidentiary requirement. The aim was to capture issues that would need to be considered during the evaluation process but that are beyond the scope of this short project. This first version of the combined list of evidentiary requirements was provided to the Project Secretariat for comment.
  6. a 67 information items (denominator) were collated from submissions at the completion of Stage 1. Evidence gaps (numerator) were defined as a complete absence of information in the submission; however, please note that frequently the information items were only partially/inadequately addressed and in some instances items were not applicable; b decision at the time the framework was being developed; c systemic mast cell disease, hypereosinophilic syndrome and chronic eosinophilic leukaemia; d PDGFR rearrangements and the KIT D816V mutation are mutually exclusive so, as the PDGFR test was funded, there was no need to fund the KIT D816V test.PBAC = Pharmaceutical Benefits Advisory Committee; MSAC = Medical Services Advisory Committee
  7. multiple opportunities to explain the association between biomarker and drug treatment outcomes, even in the absence of generally accepted experimental evidence. The Bradford Hill criteria, namely strength, specificity and temporality of the association between the biomarker and drug treatment on health outcomes; consistency and coherence of effect; biological plausability and gradient (eg dose-response); producing the effect upon experimentation or by analogy, were addressed
  8. 1. Tests are usually not expensive when compared to the drug component of a co-dependent, so lack of cost-effectiveness unlikely to be due to test cost. However, if a highly prevalent mutation then if test has moderate cost then it may impact on cost-effectiveness. May be other prognostic factors, other than identified biomarker driving treatment outcomes. May be that test is inaccurate and people are getting misclassified and receiving comparator treatment inappropriately.
  9. Methodological framework to support the decision framework.As Holmes has indicated pharmacogenetics evidence is often very poor – developed a linkage approach to get all of the information that the decision-maker needs
  10. Often this sort of assessment will be impossible because the evidence is just not there…….It is beginning to emergePrognostic impact – all else being equal ie no other unequal distribution of potential confounders. Cost-effective because patient group are already responders. Would occur regardless of whether it is a new drug or existing therapy.
  11. Envisioned trial design that would adequately capture all/most information needs of policy maker as suggested by Lord et al........ The authors advocate using the hypothetical RCT as a conceptual framework to identify what types of comparative evidence are needed for test evaluation. Evaluation begins by stating the major claims ....and determining whether it will ....achieve these claims.Using the Principles of Randomized Controlled Trial Design to Guide Test Evaluation Sarah J. Lord, Les Irwig and Patrick M. M. BossuytMed Decis Making 2009; 29; E1 originally published online Sep 22, 2009; DOI: 10.1177/0272989X09340584This design allows analysis of whether the relationship between biomarker and drug is treatment effect modification or prognostic impact or both; as well as the incremental benefit of the test. However, would rarely (if ever) see a double randomised controlled trial. Ethical issues / expenseIt is likely the case that industry submissions will be a cobbled linkage of evidence between the different “levels” (or components) of direct evidence of test and/or drug effectiveness. A hierarchy has been suggested because we want industry to provide the best quality evidence available (and reduce policy-maker uncertainty), however we expect to see all sorts of linkages operating, depending on what evidence is available.Transferability of linkages.... Determining (and conveying clearly to the sponsor) the exact combination of different evidence/designs to answer the policy question, with the least amount of uncertainty, will be the challenge when writing the Guideline.  In biomarker stratified design – at drug randomisation point, (assuming a reasonable sample size) all variables other than biomarker status should be fairly evenly distributed in Drug A and Drug B groups. Limit effects of confounders on drug treatment effectiveness. Best we can do. This allows us to see both TEM and prognostic impact or combination of the two but not the incremental benefit of the test – that is there may be uncertainty as to whether the biomarker +ve/-ve is responsible for the effect or some other unmeasured variable – ‘cos cannot randomise to biomarker status. I would envisage that RCT evidence addressing treatment effectiveness would be used to fill this gap. This additional information would help determine if similar health outcomes are produced (eg survival, adverse events) through using the new drug as a replacement for the old drug on the basis of clinical judgement alone compared to targeting the use of the new drug vs old according to biomarker. If there is no difference in health outcomes then it is not clinically necessary (and an unnecessary expense) to test for the biomarker. This might occur when the biomarker suggests a prognostic effect but that information does not end up altering the management of the patient (and thus their health outcomes). 
  12. I think something similar may occur with the ‘enrichment’ design - if provided, it would also require supplementary evidence of test accuracy to be provided, as discussed in the linked evidence section of the draft.  Discordant results trial design – Lord……Biomarker-stratified design is inefficient if the biomarker is not common in the diseased population being tested. Its usefulness would depend on the prevalence of the biomarker – some biomarkers are quite common (eg KRAS), some quite rare (eg EGFR). The ‘discordant-results’ trial design is a very good way of improving efficiency – and also getting over the hurdle of an imperfect reference standard. Drug can affect mutational status in some instances.Confounding introduced as cannot randomise by biomarker status and so potentially unequal distribution of biomarkers in each group; potentially unequal distribution of other confounders/imbalanceThere is still the residual problem with using archival tissue that the biomarker status will have changed (mutations are unstable and change from primary to metastasis) and/or resistance created as a consequence of using the drug or other drug treatments subsequent to biopsy.
  13. Manuscript submitted to Journal of Medical Decision-Making