This document provides guidance on conducting effective performance evaluations for individuals and teams. It recommends that supervisors prepare for evaluations by reviewing past performance and job descriptions, assess performance through ongoing feedback rather than just annual reviews, and review documentation before meeting with employees. It also advises supervisors to conduct meetings in appropriate settings, clearly deliver evaluations, encourage improvement, and determine how to remedy any performance shortfalls. When evaluating teams, the document suggests assessing both individual contributions and group performance.
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The MTL Professional Development Programme is a collection of 202 PowerPoint presentations that will provide you with step-by-step summaries of a key management or personal development skill. This presentation is on "The Appraisal Interview" and will show you how to prepare for and conduct a successful appraisal review session.
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Contents
Introduction.
Definition of controlling.
Control process and types of control.
Definition of performance appraisal.
The Purposes of a Performance Appraisal.
Who Performs the Appraisal?
What Makes an Effective Appraisal System?
Conducting an Effective Performance Appraisal Meeting.
Bias in Performance Appraisals.
Performance appraisal tips for employeeaprileward14
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2. Preparing Performance Appraisals
for Optimal Results
Performance Appraisal:
Identification of
Performance Problems
Measure Employee
Performance
Manage Employee
Performance
Administrative Purposes:
Work Conditions
Promotions
Terminations
Rewards
Developmental Purposes:
Improvement of Skills
Feedback
Job Training
Learning Opportunities
3. Recommendations for Pre-Appraisal Activities
Job Training
Career development
Documentation
Review of Past Appraisals
Communication Loop between
Employee and Supervisor
Work Rules and Procedures
Areas of Responsibilities
Job Description
4. Recommendations for Post Appraisal Activities
Supervisor
Create and Implement
Action Plans for
Improvement
Implementation of
Organizational Changes
Available Resources
Performance Objectives
5. Recommendations for Post Appraisal Activities
Employee
Maintain Your Own Personnel
File
Keep Calm, Polite Demeanor
During Interview
Provide Written Response to
Interview
Suggest Organizational
Changes
7. P A R A D E
Supervisors should:
Step one: repare.
Step two: ssess.
Step three: eview documents.
Step four: ppropriate setting.
Step five: eliver clearly.
Step Six: ncourage.
8. Step 1: Prepare
The critical step to success in any endeavor is preparation.
For instance, preparation means sitting down and writing
objectives for the performance period. Supervisors need to
make sure that employees understand what is expected
from them if they expect them to accomplish it. It is
necessary to obtain workers' input on their own goals if
supervisors desire to enhance their commitment in
accomplishing those objectives. Providing workers a
voice in their tasks, tends to increase their tenacity toward
their tasks.
9. Step 2: Assessment
An important responsibility for supervisors is providing timely feedback to employees. Performance
feedback provided instantly has proven to provide the best outcome. It is unfair and ineffective to tell
someone how they messed up, or how well they performed, long after the task is completed. Informing
employees promptly so that they can either address the issue or repeat the success is the best practice.
If the PA is the only time supervisors discuss how well employees are performing, and especially if workers
feel that this meeting has profound impact on their compensation, the interview takes on enormous
proportions. With all the tension in the room, how can it be a successful interchange? Many workers,
when asked what the annual interview reminded them of, responded, "A trip to the principal's office."
Continual communication is important to reduce the fear and anxiety associated with this interview for
supervisors and the employees.
When questioned what employees want from the PA interview, both supervisors and employees most often
answer, "No surprises." This is heard more frequently than hope for the highest rating. Employees
want to know how well they are performing. They do not desire to have it sprung on them at the PA
interview, when they no longer have the opportunity to produce positive outcomes. They desire to be
respected as partners throughout the PA process. Continual measurement and feedback is important to
eliminate surprises, which also decreases episodes of conflict. Surprises beget conflict. Communication
prevents them.
10. Step 3: Review
Prior to interviewing the worker, inspect all the documentation from the past
year. Take a gander at the goals that the supervisor and worker have
agreed to and documented since the last appraisal, including
commendations or letters received regarding the worker during the past
year.
Review all records from the meetings with management. Then produce the
first draft of the performance review. Some companies offer the worker
the opportunity for self-appraisals. When this is all completed, then the
supervisor and the worker should meet to go over the worker's
development before the actual interview. This keeps the worker involved
in the process and makes them feel that they are receiving a fair
assessment. It is another great technique for reducing or eliminating
surprises and conflict.
11. Step 4: Appropriate Setting
Supervisors should ensure they have an appropriate setting to deliver the PA and to conduct the
interview. The most commonly used location, a supervisor's office, is often the worst choice. It is
not perceived as a neutral meeting place (recall the principal's office analogy), and no matter how
much rapport-building the supervisor does or how long they have worked with the employee, it
remains the supervisor's “turf.”
A conference room is oftentimes the better choice. But there is room to be creative. The lunch room
may not seem like a very private place, but between meal-times, it could be used. Supervisors
want the setting to relax workers, not add to their anxiety. This is one reason to avoid restaurants.
Some supervisors decide to render appraisals over lunch, believing it would be an appropriate
method to reward the worker. However, eateries at lunch are far from private. Even workers who
expect positive reviews seldom feel hungry when this interview begins.
Think about conducting the interview in the worker's office, if it has a door. Meeting on neutral
ground, as opposed to the supervisor's office, also makes it easier to conclude the meeting.
Getting an employee out of the supervisor's office when the interview has concluded, particularly
if the employee believes there is additional matters to discuss, can become difficult. It tends to
reek of dismissal. This can undercut even the most positive of appraisals.
13. Step 6: Encouragement
At the end of the PA interview, which also marks the
conclusion of one PA cycle and the beginning of the next,
the supervisor's duty is to energize the employee.
Supervisors should inspire the worker to continue doing
that which they do well and make improvements in the
areas where there is room for evolution. This is the best
method to making these interviews beneficial and up-beat.
When the employee's appraisal was not as great as they
may have desired, advise the worker that they are still
valued and that their development will be supported.
16. Assessing Team Performance
SOURCE: A Report on the Working Group on Evaluating Team Performance, August 31, 1993.
Inter-agency Advisory Group Committee on Performance Management and Recognition.
Retrieved September 1, 2012 from: http://www.opm.gov/perform/wppdf/teameval.pdf
17. Team Performance Strategies
Model # 2:
Employee's
Contribution
to the Team
Benefits:
Satisfies Mandates
Group Contribution is
Advocated
Advancement To A Group Focus.
Support for Quality Assurance
Disadvantages:
Training Expenditures
Assessment Obstacles
SOURCE: A Report on the Working Group on Evaluating Team Performance, August 31, 1993.
Inter-agency Advisory Group Committee on Performance Management and Recognition.
Retrieved September 1, 2012 from: http://www.opm.gov/perform/wppdf/teameval.pdf
23. Questions
Should you have any questions or
comments you would like to discuss, please
contact me at: csmithw@wgu.edu
Thank you for viewing my presentation.