Kenneth Glover has over 15 years of experience in fixed income securities settlements, operations, and global processing. He has a proven track record of training teams, reconciling systems, and resolving issues to ensure productivity. At his most recent role at RBC Capital Markets, he delivered exceptional reconciliation services, supported straight through processing, and provided trade support. Prior to that, he held roles at Deutsche Bank, JP Morgan Chase, Citigroup, and Barclays Bank, where he gained experience in various operational functions including portfolio management, financing, and security setup.
High-energy analyst with a broad background in settlement operations. Flexible and responsive to departmental needs with emphasis in setting and following through on priorities. Analytical problem solver able to identify and resolve issues quickly to ensure productivity. Core competencies include:
– Settlements – Reconciliations (ICI/BPS) – Trade Support – P & S
– Operations – Swaps, Options – Fail Control – DTC, Corp, Muni, Govt
– Euroclear – Reporting/Fixed Income – ICI / ADP – Broadridge (GPS)
High-energy analyst with a broad background in settlement operations. Flexible and responsive to departmental needs with emphasis in setting and following through on priorities. Analytical problem solver able to identify and resolve issues quickly to ensure productivity. Core competencies include:
– Settlements – Reconciliations (ICI/BPS) – Trade Support – P & S
– Operations – Swaps, Options – Fail Control – DTC, Corp, Muni, Govt
– Euroclear – Reporting/Fixed Income – ICI / ADP – Broadridge (GPS)
Available for interview and immediate start
Looking for Regulatory or Process Improvement contract roles, focused on Implementation and or Change Delivery roles with a daily rate £ (neg)
UK passport holder
Ltd Company and VAT registered
No holidays booked for 2016
Personal Liability and Indemnity insured
Activity to date:
August 2015 to date.
Sabbatical and concentrating on a self-build project at home, whilst looking for the right role. Would consider Client Reference Data remediation work or BAU/Ops Client on Boarding roles.
SUMMARY
- Experience 7 years in Financial markets, Investment banking, Market data (Real time, Reference & Time series), Transformation, Business Analysis, UAT testing and Risk management & Reporting. Also exposure to SQL/PLSQL
- Good knowledge on SQL and PLSQL
- Operational activist including Equity, Fixed Income & Derivative pricing, corporate actions, Project management, Risk Analysis and Customer Support activities.
- Self-Motivated, performance oriented approach, cross functional work philosophy and believing in sharing the knowledge, expertise and good relationship.
Cash and Position Reconciliation & Settlement
- Performing custodian position (shares & cash) reconciliation.
End to end successfully completed Transition for two processes.
Available for interview and immediate start
Looking for Regulatory or Process Improvement contract roles, focused on Implementation and or Change Delivery roles with a daily rate £ (neg)
UK passport holder
Ltd Company and VAT registered
No holidays booked for 2016
Personal Liability and Indemnity insured
Activity to date:
August 2015 to date.
Sabbatical and concentrating on a self-build project at home, whilst looking for the right role. Would consider Client Reference Data remediation work or BAU/Ops Client on Boarding roles.
SUMMARY
- Experience 7 years in Financial markets, Investment banking, Market data (Real time, Reference & Time series), Transformation, Business Analysis, UAT testing and Risk management & Reporting. Also exposure to SQL/PLSQL
- Good knowledge on SQL and PLSQL
- Operational activist including Equity, Fixed Income & Derivative pricing, corporate actions, Project management, Risk Analysis and Customer Support activities.
- Self-Motivated, performance oriented approach, cross functional work philosophy and believing in sharing the knowledge, expertise and good relationship.
Cash and Position Reconciliation & Settlement
- Performing custodian position (shares & cash) reconciliation.
End to end successfully completed Transition for two processes.
1. KENNETH GLOVER 1706 Yosko Dr., Edison, NJ 08817
732-406-7096 − kennethmglover@msn.com
FIXED INCOME/ SECURITIES SETTLEMENTS / GLOBAL OPERATIONS.
High-energy Senior Analyst with a broad background in settlements/operations and the proven ability to train teams
and ensure the success of several desks simultaneously. Flexible and responsive to departmental needs with
strengths in setting and following through on priorities. Analytical problem solver able to identify and resolve issues
quickly to ensure productivity. Core competencies include:
– Settlements – Reconciliations – Trade Support – CAGE (ADP)
– Operations – Special Settlement – Fail Control – Cashiering, DTC, Corp, Muni, Govt.
– Euroclear – Dividend Processing – SunGard ICI – Global Processing Solutions (GPS)
PROFESSIONAL EXPERIENCE
RBC Capital Markets – Fixed Income/Securities Settlement, New York, NY 08/2008 - 11/2014
Analyst
SECURITIES SETTLEMENTS
• Delivered exceptional service to our middle office Clients to review custodian bank cash reconciliation,
securities position reconciliation and counterparty trade reconciliations. Provided reconciliation exception
reporting, documentation, and analysis identifying root causes and resolution of breaks.
• Supported the implementation of straight though processing by integrating multiple systems reading one
master database. Daily reconciliation of data breaks between parallel systems, produced exception reporting,
resolution of data breaks, and quality assurance checks.
• Created and Maintained procedures to reconcile parallel systems Trade and Client Information data profiles.
• Identified functionality and data flow issues, Submitted enhancement and remedy request to vendor and
business units.
• Regularly performed (UAT) testing on all remedy and system enhancement changes.
• Provided support to the Trading desk on trade adjustments and fail reporting corrections. Performed special
settlements clearance, reporting, and reconciliation. Conducted reconciliation of foreign currencies (Euro
clear). Working knowledge of BONY GSCX and Impact (ICI) systems. Responsibilities include clearance,
settlement, and Reconciliation of Government and Fixed Income securities
TRADE SUPPORT
• Responsibilities included Trade support of Debt Capital Markets and secondary trading desks for corporate
securities.
• Produced Ad-Hoc trade data metric reports from EXCEL database utilizing (SQL) query tool.
• Ensured proper controls are in place to resolve trade breaks in a timely manner, meet all regulatory reporting
requirements, Balance positions, monitor DTC and Euro clear settlements using the Fl Fail Report and
EUCLID reporting process.
• Provided technical and analytical support for Corporate Bonds, Asset Backed bonds, Preferred and Equities
utilizing ADP (CAGE), ICI, DTC Bloomberg and BONY back office systems
DIVIDEND / FACTOR PAYMENT PROCESSING
• Responsible for daily trade flow; security set-up; Factor/Trade money adjustments,
• Initiated SPO’s via DTC for Factor, Trade and P&I adjustments.
Highlights
Successfully trained and supervised a team of eight in Toronto for various positions in Trade Support,
Securities Clearance, Special Settlements, Dividend Processing and Fail Control.
Streamlined Global Ops. Reconciliation procedures, reducing reporting from 5,000 breaks to a few hundred
daily and the GPS recon effort from 3 team members to 1.
Continued
2. KENNETH GLOVER Page 2
732-406-7096 − kennethmglover@msn.com
Professional Experience, Continued
Improved production by coordinating activities among departments with specific requirements; proactively
prevented issues by identifying and addressing emerging concerns.
DEUTSCHE BANK, New York, NY 05/2006 - 03/2008
SENIOR ANALYST/CONSULTANT, Whole Loan Funding/Global- Fed Wire Transfer
GLOBAL OPERATIONS: Orchestrated the flow of information to accelerate wiring of funds for mortgage loan
purchases (Alt-A, Subprime, S&D). Conducted daily trade and cash reconciliations for the whole loan and
Correspondent Lending Group desk. Trained and oversaw the Correspondent Lending Group desk. Performed cash
blotter processing based on servicer reporting, reconciliation of P&I processing, and inventory reporting/control.
Prepared weekly MIS reporting for aged open items and suspense account issues.
CONTROL: Contributed to implementing straight-though processing by integrating multiple systems reading one
master security database. Delivered full clearance and cash reconciliation of all mortgage-backed settlement and
whole loan business units. Created ad-hoc Excel reports. Provided analysis and maintenance of general
ledger/subaccount data flow and reporting from multiple data sources.
PORTFOLIO DESK/DBTCA: Managed the buy and hold securities portfolio desk, including purchases and
servicing of securities held for larger securitizations, payment, and margin/cash to pay down on trading desk loans.
Executed dividend payments and reconciled cash discrepancies.
JP Morgan Chase, New York, NY 2005-2006
SENIOR ANALYST/CONSULTANT, P&L/Finance
Developed and published daily actual versus estimate reporting for the Finance Desk Group. Prepared daily swap,
structured repo, and finance mark to market (MTM), whole loans, broker commission, amorts, and program trading
reporting.
CITIGROUP PRIME BROKERS, New York, NY 2005-2005
SECURITIES ANALYST/CONSULTANT
Conducted analysis, research, and correction of discrepancies on daily cash trading (government/municipal bonds)
and trade reconciliation.
BARCLAYS BANK, New York, NY 2004-2005
SENIOR ANALYST/CONSULTANT
Introduced and updated asset control static data relating to fixed income and equity market instruments company-
wide. Collaborated with trading desks and other business units to support instrument data requirements regarding
debt securities, equities, convertible bonds, futures, swaps, flex and leap options, and whole loan setups on
Impact/ICI and ADP. Secured optimal static data setup of international securities, verification, and setup of new
SEDOL, ISIN, and CUSIP identifiers. Integrated and verified data flow from various systems into a single master
file database and ensured data integrity. Oversaw daily activities, including setup/update of master security
information for products such as equity/derivatives, fixed income, and mortgage-backed instruments.
ADDITIONAL EXPERIENCE
Banc of America, LLC, New York, NY, Securities Analyst, Dividend Department
Washington Mutual Bank, Seattle, WA, Treasury Accountant, Capital Markets
EDUCATION
College of Staten Island, 1982 Accounting
South Puget Sound Community College, 1994 MIS
3. KENNETH GLOVER Page 2
732-406-7096 − kennethmglover@msn.com
Professional Experience, Continued
TECHNICAL BACKGROUND
DTC, ADP, ICI, CAGE III, Postedge, Showcase, MS Office Sequel (SQL) Oracle, PowerPoint, Outlook)