1. Raman Srinivasan
Mobile: +91 9952843883
Email: srinivasan.24@Gmail.com
Address: 60, Nayakammar Street, West Mambalam, Chennai-033
Seeking opportunity in FX/FXO Middle office, Securities Lending, Reconciliation &
Investigations, / Business Analysis with an organization of repute.
Abridgment
 Well qualified, result oriented investment banking professional with 7.5 years of
experience in reconciliation, Investigations & Middle office Experience.
 Proficient in recommending procedures with proven ability to achieve risk discipline
and enhance the overall accuracy of the organization.
 Proven track record of establishing and restructuring systems/ procedures, thereby
contributing in a major way towards augmented growth and profitability levels.
 Skills include an interpersonal with comprehensive problem detection and problem
solving. Diplomatically resolve internal stakeholder queries and sound knowledge
in process and products.
CAREER FEATURE
Contemporary Occupation
Company - BNP Paribas Securities Services (Chennai)
(Total period: Feb 2014 – Present) – Senior Associate
Key Responsibilities:
Ensuring all the process’s to be done on or before SLA. Preparation of KPI,
Training Matrix, Client & Onshore Stake Holders Meetings, Team Meetings, Periodical
Procedure Review’s, Equal contribution in daily production.
Job Description
 Migrated the Securities Principal lending reconciliation process from Paris to
Chennai.
 End to End knowledge about the Principal lending business.
 Responsible for Stock reconciliation for Loan trades between principal lending
ledger system (Alaris) and Custody system (SCC) & with Agents.
 Responsible for DVP, CREST reconciliation which is part of Cash reconciliation.
 Responsible for Equilend reconciliation with Counterparty and currently
reconciling for 31 brokers.
 Responsible for producing Monthly activity report for Principal Lending
Reconciliation to management.
 Responsible for cash reconciliation for all the pivot accounts on a daily basis and
investigating the breaks.
 Though major responsibilities is with reconciliation learnt overview of other sub
process like Static, Fees and Dividend.
 Got trained all the activities in Reconciliation process and can handle the every
activity independently & managing the team without onshore assistance.
 Learnt in depth of the process by handling various exceptions in reconciliation
process.
 Prepared complete procedure for reconciliation and modified few other
procedures.

2. Business Analysis on different projects under Capital Markets Product &
Principal Securities Lending:
Dealing with the UAT Testing for all the systems for Principal Securities Lending and
streamlined the same two in the single lane including functional & system testing.
Dealing with the defects during the testing and coordinate across the SIT teams and
development teams for the solution.
Before UAT: Understanding on the Documentation of BRD & FSD and design the
process flow in UAT execution. Test case preparation with the different scenarios which
the system and process flows needs to comply.
During UAT: Execute the test cases across different scenarios, identify any system
gaps and performance. Testing with sample and bulk data, change request creation,
apply Data Requestor, Data Steward, Data Owner & Data Custodian roles across the
UAT testing. Defects raise and management in UAT management tool and coordinate
with development team.
After UAT: Provide sign-off for UAT and implementation in production with the real
data.
The Royal bank of Scotland
Market & International banking, Operational Analyst – Reconciliation
(Jan 2011 to Jan 2014)
 Worked as an operational analyst in Markets division of The Royal bank of
Scotland. Handled the cash reconciliation for cross products. Key products:
Credit and Interest rate Derivatives, Foreign Exchange, Money Markets, Equity
Derivatives and Fixed income for RBS PLC, NATWEST and RBS NV.
Job Description
 Reconciling of Cash entries and allocating the breaks to Product Investigations.
 Abiding with procedure and control for the given process.
 In the absence of supervisor have to manage team and strive throw the
excellence.
Key Responsibilities
 Reconciling the Open nostro items in EUR,GBP & USD for the Investment
banking products like FX,MM,IRS,FI,FUTURES & Equity Derivatives
 Abiding with procedure and control for the given process.
 Account Reconciliations are performed in a timely manner. All breaks identified
are appropriately allocated to the respective product investigations.
 Investigating the unapplied credits in the nostro accounts.
 Primary responsibility is to ensure that all the transactions are reconciled
100% accuracy and also 100% SLA for our Clients.
 Supporting documentation is maintained and is capable of being easily audited.
 All Account Reconciliations working papers are reviewed and approved.

3.  Reconciling the LCH (London Clearing House) entries for IRS.
REAL TIME NOSTRO
 Performing real time reconciliation for FX/MM & DERIVATIVES products
 Responsible for managing cash in our nostro accounts.
 Responsible for booking Funding Deals to cover the nostro accounts.
Project contributions: - (2012 May – 2013 Sep)
 Enhanced the feeds information in the source files from Equity Derivatives
source systems which enabled the TLM Reconciliation tool to increase the
automation & auto allocation in the cash nostro accounts.
 Implemented the quick retrieval of records from FXMM settlement system.
 Performed UAT testing for new version of TLM reconciliation tool.
 Performed Regression Testing for Reconciliation tool.
Currency Options Middle Office, RBS (Aug 08 to Dec 10)
Reuters Validation:
 Validation of trades (Options/Fx) based on the Reuters conversations
using Reuters DT, System X and Eco Web.
 To ensure the correctness and accuracy of the trades done without any
discrepancy.
 Informing the Traders or the Onshore Middle Office on the discrepancies
of the trades booked in the Vanila or Exotic systems via MindAlign/E-Mail
and thus ensuring the required amendments are done.
 Perform any non-financial amendments on the trades.
 Handling queries from Back Office.
Middle Offices Controls:
 Generate the critical reports like Holiday audit, NDF daily and weekly
warning reports, The Reserve checks, Exotic hedging breaks, Liquidation
account checks on a frequent basis in the Intra-day operations.
 Generate Reports for clients and send it to them.
 Preparation of the Post trade amendments report for citing and
preventing fraudulent trading practices by the trading desk and
amendments done out middle office.
 Performing various Inter-system trade reconciliations.
 Keying trades and amending the trades in GFX platform on requirement.
 Ensure that the Trade flow cycle is smooth from the trading to
processing and from processing to settlement systems
 Working on intraday STP trade reconciliation for FX Options to sort
discrepancies where no other processing units have the control.
 Ensuring the four eye principle by doing the second and final level
checks to track all erroneous validations and sort them before
occurrence of losses
 Close association with the trading floor to ensure the timely and efficient
resolution of trader queries.
 Clear and concise communication with all support teams to ensure the
timely and efficient dissemination of information and the resolution of
queries arising.
 Ensure timely resolution of all reconciliation breaks.
 Ensure all reconciliations and reports in the area are complete and
signed off on a timely basis.

4. FXMM Investigation for Amsterdam entity in FX/MM, ABN AMRO(07
Dec to July 08):
 Responsible for investigating outstanding items in the Nostro Accounts which
was assigned to me.
 Making the payment for the trades on the value dates and performing Manual
Payments on and post value dates.
 Monitoring and investigating the pending cases to ensure timely and
appropriate actions.
 Standard Settlement Instructions Updates.
 Preparation of daily reports.
Awards and Recognitions:
 Received appreciations from the Onshore Middle Office, RBS for the error
free operations and the quality of work assured post migration.
 Honored with “Spot Ovation” for handling high volumes without any
deviation from procedures.
 Travelled to Singapore for the transition of Middle office activities from
Chennai to Singapore.
 Migrated the Securities Principal Lending process from BNP Paris to Chennai.
Process and product knowledge:
• Investigations.
• Middle office activities
• Nostro, inter-system reconciliations.
• Vanilla options, Single Barrier, Double Barrier, Rebate, Digital options, Forward
Value Agreement (FVA), Dual Currency Deposits, Butterfly Options, Straddle,
Strangle, Spreads, Swaps, Securities Lending etc.
Notable Contribution
 Clearing of unused Reuters Codes.
 Won the Continuous Improvement award for best project of the Year 2013.
 Implemented 9 work outs and participated 10.
Academic:
 MBA in Shanmugha Arts & Science Technology (SASTRA), Thanjavur.
Having an aggregate of 6.8 CGPA (Cumulative Grade Points)
 B.Sc Maths in Government College of Arts and Science, Kumbakonam.
Having an aggregate of 64%
 Higher secondary at Town Higher Secondary School, Kumbakonam with
68% [2002]
 S.S.L.C at Native Higher Secondary School, Kumbakonam with 72%
[2000]

5. System Exposure:
 Intelli Tracs, Intelli Match, OMRTA,Valuta Handel, Merva, NI, Perfect Match.
 Reuters Deal Tracker Analyzer, System X, Eco Web, EcoRisk, GFX, X Trader and
MindAlign
 Cash Reconciliation & Confirmation Tool - TLM (Transaction Lifecycle
Management), Wall Street, GDS(Global Derivatives System), Calypso, Glacier
etc MADJ, Swift Alliance, ACBS, LOAN IQ, Alaris.
IT Skills
 MS Office applications (Excel, Word, PowerPoint).
Quality Endeavour
 Good communication and Interpersonal skills
 Keen to learn new concepts and latest technologies.
 Willingness to take up responsibility.
 Highly committed to deliver on the responsibility assigned.
Personnel Information
Date of Birth : May 24, 1985.
Marital Status : Single
Mobile No : +91-9952843883
Personal interest : Cricket and Movies.
Nationality : Indian
Reference
Mr. Vivek Kumar. R
VP - Head FXMM Settlements & Confirmations
RBS Markets, Singapore
Mobile +65 84575121
Mr. Vijay Krishna Ranganathan,
Head of India Operations Centre,
Reference Data Management,
RBS Markets, Chennai,
Mobile: +91 98407 87280
Declaration
I hereby, declare that all the details furnished above are true to the best of my
knowledge and I can produce the entire original document on demand of you or your
organization.
Signature
(Raman Srinivasan)