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Freeze-drying of cell-containing
 regenerative medicine products
   to enable long term storage
Initial studies using mammalian red blood cells

Dr Kevin R. Ward B.Sc. Ph.D. MRSC
Director of Research & Development
BTL, Winchester SO23 0LD, UK
Tel: +44 (0)1962 841092
E-mail: kward@biopharma.co.uk
Synopsis of Presentation
• Reasons for looking at blood / red blood
  cells
• Aims of study
• Issues with freeze-drying of RBC
• Variables studied for human RBC
• Results 1 – RBC ‘survival’
• Results 2 – Haemoglobin oxidation
• Next steps
Why Blood?
• In the UK, large volumes of donated blood are
  discarded due to stability issues
• NHSBT assigns donated blood a shelf life of 35
  days at 2-8°C
• Stocks of blood for transfusion rarely exceed
  enough for more than 1 week
• Therefore there is considerable value in
  achieving more stable material
• Freeze-drying offers the opportunity of
  stabilising whole blood / blood components
Why Red Blood Cells (RBC)?

 • RBC present a challenge – other factors
   have successfully been lyophilised but no
   reports of 100% success with RBC for
   either freeze-thawing or freeze-drying
 • RBC membrane not as robust as
   nucleated cells – therefore, more cryo- /
   lyo- protection is likely to be needed
 • RBC lysis is relatively simple to quantify in
   terms of haemoglobin leakage
Aims of Study
• To investigate a series of variables
  (formulation and process) on the survival of
  RBC after freeze-drying + rehydration
• To quantify RBC ‘survival’ by haemoglobin
  release in supernatant compared with pellet
• To quantify level of haemoglobin oxidation
  by UV-visible spectrophotometry
  (comparing Hb, met-Hb, oxy-Hb)
Issues with RBC lyophilisation

• Freezing damage:
  – from ice crystal growth
  – from pH gradients
  – from freeze-concentration / osmotic effects

• Drying damage:
  – Physical action of ice removal on membrane
  – Dehydration causing deformation of RBC

• Rehydration damage:
  – Concentration and pH effects (e.g. localised
    hypotonic / acidic / alkaline regions, causing lysis)
  – Wetting issues exacerbating the above effects
Variables for Human RBC Study

 Variable:                   Option 1     Option 2    Option 3

 Buffer type                  Buffer 1    Buffer 2    Buffer 3

 Buffer concentration          High       Medium        Low

 Protectant type            Non-polymer     Non-      Polymer
                                 1        polymer 2
 Protectant concentration      High       Medium        Low

 Cooling rate                  High       Medium        Low

 1°D shelf temperature         High       Medium        Low

 Rehydration solution           Salt       Buffer     Polymer
Additionally…
• Our collaborating academic partner had shown
  that a novel biopolymer had the ability of
  providing a mechanism of intracellular loading of
  protectant
• Therefore, a duplicate set of samples would also
  be exposed to polymer
• BUT 2 x 37 sets of conditions plus controls would
  be ~4,400 samples… and in triplicate, this would
  be 13,200 samples… and 3 UV/vis cuvettes
  from each sample would give 39,600 cuvettes!
• The project timeframe did not allow for a DoE
  approach. Therefore, the study was rationalised
  and only selected combinations were studied.
RESULTS (1) – RBC ‘survival’
• Levels of RBC survival of 96% were achieved for the combination below
• Surprisingly, this was achieved in the absence of biopolymer, which
  implies that intracellular protectant may not be necessary
• Oxidation level of Hb was quite high (60%)

   Variable:                       Option 1     Option 2    Option 3

   Buffer type                     Buffer 1     Buffer 2     Buffer 3

   Buffer concentration              High       Medium        Low

   Protectant type                  Non-         Non-       Polymer
                                  polymer 1    polymer 2
   Protectant concentration          High       Medium        Low

   Cooling rate                      High       Medium        Low

   1°D shelf temperature             High       Medium        Low

   Rehydration solution              Salt        Buffer     Polymer
RESULTS (2) – Hb oxidation

• While the biopolymer did not necessarily lead to
  higher RBC survival under the conditions employed
  here, it was noted that it was only in samples
  containing the biopolymer that the haemoglobin
  oxidation was reduced to below detectible levels,
  and was typically below 10%

• Prevention of Hb oxidation may have been
  attributable to the direct action of the polymer itself
  and/or to the presence of intracellular protectant
  facilitated by the presence of the polymer
What Next?
• Further studies on RBC, building on the data from
  this study:
   – Using a DoE approach to cover all combinations of
     variables identified here
   – Extending the number of formulation and processing
     variables
   – Looking in detail at a novel method of iso-osmotic RBC
     concentration / rehydration using specialist membranes
   – Examining RBC deformability upon rehydration
   – Fine tuning polymer use to match best non-polymer
     survival rate
   – Looking at long term stability in the freeze-dried state

• Application of the principles of this study to the
  freeze-drying of nucleated cells
SUMMARY
• A large number of combinations of formulation
  and process variables were tested in the freeze-
  drying of RBC
• Best RBC survival rate was 96%, but with 60%
  Hb oxidation
• Use of novel biopolymer led to Hb oxidation
  levels below detectable limits, but maximum
  survival was 85%
• Valuable lessons learned that will be applied to
  further studies on RBC and nucleated cells
Biopharma House, Winnall Valley Road, Winchester SO23 0LD, UK
Tel: +44 (0)1962 841092             Web: www.btl-solutions.net

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Freeze-drying of RBCs for Long-Term Storage

  • 1. Freeze-drying of cell-containing regenerative medicine products to enable long term storage Initial studies using mammalian red blood cells Dr Kevin R. Ward B.Sc. Ph.D. MRSC Director of Research & Development BTL, Winchester SO23 0LD, UK Tel: +44 (0)1962 841092 E-mail: kward@biopharma.co.uk
  • 2. Synopsis of Presentation • Reasons for looking at blood / red blood cells • Aims of study • Issues with freeze-drying of RBC • Variables studied for human RBC • Results 1 – RBC ‘survival’ • Results 2 – Haemoglobin oxidation • Next steps
  • 3. Why Blood? • In the UK, large volumes of donated blood are discarded due to stability issues • NHSBT assigns donated blood a shelf life of 35 days at 2-8°C • Stocks of blood for transfusion rarely exceed enough for more than 1 week • Therefore there is considerable value in achieving more stable material • Freeze-drying offers the opportunity of stabilising whole blood / blood components
  • 4. Why Red Blood Cells (RBC)? • RBC present a challenge – other factors have successfully been lyophilised but no reports of 100% success with RBC for either freeze-thawing or freeze-drying • RBC membrane not as robust as nucleated cells – therefore, more cryo- / lyo- protection is likely to be needed • RBC lysis is relatively simple to quantify in terms of haemoglobin leakage
  • 5. Aims of Study • To investigate a series of variables (formulation and process) on the survival of RBC after freeze-drying + rehydration • To quantify RBC ‘survival’ by haemoglobin release in supernatant compared with pellet • To quantify level of haemoglobin oxidation by UV-visible spectrophotometry (comparing Hb, met-Hb, oxy-Hb)
  • 6. Issues with RBC lyophilisation • Freezing damage: – from ice crystal growth – from pH gradients – from freeze-concentration / osmotic effects • Drying damage: – Physical action of ice removal on membrane – Dehydration causing deformation of RBC • Rehydration damage: – Concentration and pH effects (e.g. localised hypotonic / acidic / alkaline regions, causing lysis) – Wetting issues exacerbating the above effects
  • 7. Variables for Human RBC Study Variable: Option 1 Option 2 Option 3 Buffer type Buffer 1 Buffer 2 Buffer 3 Buffer concentration High Medium Low Protectant type Non-polymer Non- Polymer 1 polymer 2 Protectant concentration High Medium Low Cooling rate High Medium Low 1°D shelf temperature High Medium Low Rehydration solution Salt Buffer Polymer
  • 8. Additionally… • Our collaborating academic partner had shown that a novel biopolymer had the ability of providing a mechanism of intracellular loading of protectant • Therefore, a duplicate set of samples would also be exposed to polymer • BUT 2 x 37 sets of conditions plus controls would be ~4,400 samples… and in triplicate, this would be 13,200 samples… and 3 UV/vis cuvettes from each sample would give 39,600 cuvettes! • The project timeframe did not allow for a DoE approach. Therefore, the study was rationalised and only selected combinations were studied.
  • 9. RESULTS (1) – RBC ‘survival’ • Levels of RBC survival of 96% were achieved for the combination below • Surprisingly, this was achieved in the absence of biopolymer, which implies that intracellular protectant may not be necessary • Oxidation level of Hb was quite high (60%) Variable: Option 1 Option 2 Option 3 Buffer type Buffer 1 Buffer 2 Buffer 3 Buffer concentration High Medium Low Protectant type Non- Non- Polymer polymer 1 polymer 2 Protectant concentration High Medium Low Cooling rate High Medium Low 1°D shelf temperature High Medium Low Rehydration solution Salt Buffer Polymer
  • 10. RESULTS (2) – Hb oxidation • While the biopolymer did not necessarily lead to higher RBC survival under the conditions employed here, it was noted that it was only in samples containing the biopolymer that the haemoglobin oxidation was reduced to below detectible levels, and was typically below 10% • Prevention of Hb oxidation may have been attributable to the direct action of the polymer itself and/or to the presence of intracellular protectant facilitated by the presence of the polymer
  • 11. What Next? • Further studies on RBC, building on the data from this study: – Using a DoE approach to cover all combinations of variables identified here – Extending the number of formulation and processing variables – Looking in detail at a novel method of iso-osmotic RBC concentration / rehydration using specialist membranes – Examining RBC deformability upon rehydration – Fine tuning polymer use to match best non-polymer survival rate – Looking at long term stability in the freeze-dried state • Application of the principles of this study to the freeze-drying of nucleated cells
  • 12. SUMMARY • A large number of combinations of formulation and process variables were tested in the freeze- drying of RBC • Best RBC survival rate was 96%, but with 60% Hb oxidation • Use of novel biopolymer led to Hb oxidation levels below detectable limits, but maximum survival was 85% • Valuable lessons learned that will be applied to further studies on RBC and nucleated cells
  • 13. Biopharma House, Winnall Valley Road, Winchester SO23 0LD, UK Tel: +44 (0)1962 841092 Web: www.btl-solutions.net