This document appears to be an appendix listing former Stanford employees and the proceeds they received from Stanford International Bank CDs, quarterly bonuses, severance payments, and other compensation. It includes the employees' names and identification numbers, amounts of loans taken from Stanford, and totals of commissions, bonuses, and other payments received from Stanford entities. The data appears to be from an investigation into the finances of these former Stanford employees.
This document is a joint motion by the SEC and Receiver requesting that the court enter a Second Amended Order Appointing Receiver. It provides background on the original and amended receivership orders. It notes that additional §754 filings are needed in other districts where receivership assets and records exist. It also clarifies that the receiver's authority to file bankruptcy applies only to corporate defendants, not individuals. Finally, it discusses ongoing related litigation demanding estate resources.
1) The parties submitted a joint status report in accordance with local bankruptcy rules regarding an adversary proceeding between Virgie Arthur and Bonnie Gayle Stern.
2) Discovery is ongoing, with the plaintiff anticipating completion in 8-10 months, while the defendant believes discovery could be completed sooner in 3 months if permitted.
3) The plaintiff estimates needing 10-14 days to present their case at trial plus rebuttal, while the defendant anticipates needing 2 days, with the plaintiff intending to call approximately 12 witnesses and the defendant 3-4 witnesses.
This letter from King & Spalding LLP to members of an arbitration tribunal requests interim measures in an ongoing arbitration between Chevron Corporation, Texaco Petroleum Company, and the Republic of Ecuador. It summarizes recent developments in related litigation in Ecuadorian courts, including the issuance of an order finalizing the evidence period and allowing for imminent judgment, as well as newly discovered evidence of plans by opposing parties to immediately attach assets and disrupt Chevron's global operations. The letter argues interim measures are urgently needed to protect the arbitration tribunal's jurisdiction and ability to provide meaningful relief by suspending enforceability of any imminent Ecuadorian court judgment.
The motion seeks partial summary judgment on the following grounds:
1) St. Paul breached its insurance contracts by refusing to defend Anderson against the EPA's 104(e) Request, as it constituted a "suit" under the policies.
2) St. Paul breached its contracts by refusing to defend against the General Notice Letter, which also constituted a "suit."
3) Anderson is entitled to a declaratory judgment that St. Paul has a continuing duty to defend Anderson against the 104(e) Request, General Notice Letter, and ongoing alternative dispute resolution process.
Can my employer fire me for no reason?
an “at-will” employment state. This means that in most cases, your employer can fire you at any time for any reason, for a bad reason, or for no reason at all. So your employer can fire you for complaining about your boss’s lack of
Can my employer retaliate against me?
Generally, yes. Most retaliation is not illegal. You should contact Heins & Minko Employment Attorneys to find out if you case has merit.
Are there exceptions to employment at-will?
employment contract, it may contain language that says your employer can only fire you “for cause” (i.e., a good reason). Additionally, if your employer made an oral or written statement (including pre-employment statements) that tends to limit its ...
Am I eligible for unemployment if my employer fired me for a bad reason or no reason?
Yes. Even if your situation does not fall into one of the exceptions of employment at will listed here, you may still be eligible for unemployment benefits if your employer did not terminate you for misconduct.
What is illegal discrimination?
Discrimination is treating someone differently based on his/her membership in a “protected class.” Protected classes include race, color, creed, religion, national origin, gender, sexual orientation, marital status, physical or mental disability, receipt of public assistance, and age. ...
What is illegal harassment?
(see the preceding paragraph for a list of protected classes) that creates a hostile environment or adversely affects the individual’s employment. Most harassment claims are for sexual harassment. While morally wrong, harassment is not legally wrong unless the reason you are ...
Can I take medical or parental leave?
State and federal laws require some employers to provide eligible employees with leave for the birth, adoption, or foster care of a child, and to care for a serious health condition of the employee or his/her close relative. Eligible employees may sue for damages if their employer denies or ...
Is my employer required to accommodate my disability?
Employers must reasonably accommodate a qualified employee’s disability, unless the accommodation imposes an undue hardship on the employer.
Act 10 continues to cause controversy in Wisconsin
the law unconstitutional in Sept. 2012 and a stay was put on enforcing
Prison guard union vote allowed by state
On behalf of Heins Law Office LLC posted in Employment Disputes on Thursday, May 30, 2013.
President Obama praises Gap for raising wages
behalf of Heins & Minko posted in Employment Disputes on Friday, February 28, 2014. Wisconsin residents may be interested in recent comments by President Obama on a newly announced plan by Gap Inc. to raise its minimum wage. On Feb. 19, President Obama praised the ...
Wisconsin equal rights claim results in settlement
attorney who has
Mark swhwartz gets_40k_for_client_vs_peter_mallonihatehassard
This order approves the settlement of a personal injury claim brought on behalf of a minor, Joseph Michael Hernandez. It approves attorney fees of $10,096, reimbursement of medical expenses of $11,279, and a total settlement of $41,667. The remaining $30,291 will be deposited in a blocked account for the minor until he turns 18. The guardian is authorized to sign settlement documents and a full release of claims.
This appeal concerns discovery disputes in an adversary proceeding brought by Sulphur Mountain Land & Livestock, LP against John and Maureen Redmond regarding their bankruptcy filing. Sulphur Mountain had previously sued the Redmonds over a commercial lease guaranteed by their daughter. The bankruptcy court granted Sulphur Mountain's motion to compel discovery from the Redmonds and later issued terminating sanctions against them for alleged noncompliance, even though the Redmonds had produced documents and been deposed. The Redmonds are appealing these rulings.
When Plaintiff Offers for Defendants to Validate Plaintiff's "Lease" and "Cas...jamesmaredmond
This supplemental declaration was submitted by David Chatfield, an attorney representing Sulphur Mountain Land and Livestock Co. LLC, in opposition to a motion to compel further deposition of Stephen Gaggero. Chatfield states that he previously offered to show opposing counsel a document establishing Sulphur Mountain's right to lease the premises in question, without copying it, but received no response. Chatfield offered again by letter on August 26th and again received no response. The declaration aims to show Chatfield attempted to resolve the issue without further court action.
This document is a joint motion by the SEC and Receiver requesting that the court enter a Second Amended Order Appointing Receiver. It provides background on the original and amended receivership orders. It notes that additional §754 filings are needed in other districts where receivership assets and records exist. It also clarifies that the receiver's authority to file bankruptcy applies only to corporate defendants, not individuals. Finally, it discusses ongoing related litigation demanding estate resources.
1) The parties submitted a joint status report in accordance with local bankruptcy rules regarding an adversary proceeding between Virgie Arthur and Bonnie Gayle Stern.
2) Discovery is ongoing, with the plaintiff anticipating completion in 8-10 months, while the defendant believes discovery could be completed sooner in 3 months if permitted.
3) The plaintiff estimates needing 10-14 days to present their case at trial plus rebuttal, while the defendant anticipates needing 2 days, with the plaintiff intending to call approximately 12 witnesses and the defendant 3-4 witnesses.
This letter from King & Spalding LLP to members of an arbitration tribunal requests interim measures in an ongoing arbitration between Chevron Corporation, Texaco Petroleum Company, and the Republic of Ecuador. It summarizes recent developments in related litigation in Ecuadorian courts, including the issuance of an order finalizing the evidence period and allowing for imminent judgment, as well as newly discovered evidence of plans by opposing parties to immediately attach assets and disrupt Chevron's global operations. The letter argues interim measures are urgently needed to protect the arbitration tribunal's jurisdiction and ability to provide meaningful relief by suspending enforceability of any imminent Ecuadorian court judgment.
The motion seeks partial summary judgment on the following grounds:
1) St. Paul breached its insurance contracts by refusing to defend Anderson against the EPA's 104(e) Request, as it constituted a "suit" under the policies.
2) St. Paul breached its contracts by refusing to defend against the General Notice Letter, which also constituted a "suit."
3) Anderson is entitled to a declaratory judgment that St. Paul has a continuing duty to defend Anderson against the 104(e) Request, General Notice Letter, and ongoing alternative dispute resolution process.
Can my employer fire me for no reason?
an “at-will” employment state. This means that in most cases, your employer can fire you at any time for any reason, for a bad reason, or for no reason at all. So your employer can fire you for complaining about your boss’s lack of
Can my employer retaliate against me?
Generally, yes. Most retaliation is not illegal. You should contact Heins & Minko Employment Attorneys to find out if you case has merit.
Are there exceptions to employment at-will?
employment contract, it may contain language that says your employer can only fire you “for cause” (i.e., a good reason). Additionally, if your employer made an oral or written statement (including pre-employment statements) that tends to limit its ...
Am I eligible for unemployment if my employer fired me for a bad reason or no reason?
Yes. Even if your situation does not fall into one of the exceptions of employment at will listed here, you may still be eligible for unemployment benefits if your employer did not terminate you for misconduct.
What is illegal discrimination?
Discrimination is treating someone differently based on his/her membership in a “protected class.” Protected classes include race, color, creed, religion, national origin, gender, sexual orientation, marital status, physical or mental disability, receipt of public assistance, and age. ...
What is illegal harassment?
(see the preceding paragraph for a list of protected classes) that creates a hostile environment or adversely affects the individual’s employment. Most harassment claims are for sexual harassment. While morally wrong, harassment is not legally wrong unless the reason you are ...
Can I take medical or parental leave?
State and federal laws require some employers to provide eligible employees with leave for the birth, adoption, or foster care of a child, and to care for a serious health condition of the employee or his/her close relative. Eligible employees may sue for damages if their employer denies or ...
Is my employer required to accommodate my disability?
Employers must reasonably accommodate a qualified employee’s disability, unless the accommodation imposes an undue hardship on the employer.
Act 10 continues to cause controversy in Wisconsin
the law unconstitutional in Sept. 2012 and a stay was put on enforcing
Prison guard union vote allowed by state
On behalf of Heins Law Office LLC posted in Employment Disputes on Thursday, May 30, 2013.
President Obama praises Gap for raising wages
behalf of Heins & Minko posted in Employment Disputes on Friday, February 28, 2014. Wisconsin residents may be interested in recent comments by President Obama on a newly announced plan by Gap Inc. to raise its minimum wage. On Feb. 19, President Obama praised the ...
Wisconsin equal rights claim results in settlement
attorney who has
Mark swhwartz gets_40k_for_client_vs_peter_mallonihatehassard
This order approves the settlement of a personal injury claim brought on behalf of a minor, Joseph Michael Hernandez. It approves attorney fees of $10,096, reimbursement of medical expenses of $11,279, and a total settlement of $41,667. The remaining $30,291 will be deposited in a blocked account for the minor until he turns 18. The guardian is authorized to sign settlement documents and a full release of claims.
This appeal concerns discovery disputes in an adversary proceeding brought by Sulphur Mountain Land & Livestock, LP against John and Maureen Redmond regarding their bankruptcy filing. Sulphur Mountain had previously sued the Redmonds over a commercial lease guaranteed by their daughter. The bankruptcy court granted Sulphur Mountain's motion to compel discovery from the Redmonds and later issued terminating sanctions against them for alleged noncompliance, even though the Redmonds had produced documents and been deposed. The Redmonds are appealing these rulings.
When Plaintiff Offers for Defendants to Validate Plaintiff's "Lease" and "Cas...jamesmaredmond
This supplemental declaration was submitted by David Chatfield, an attorney representing Sulphur Mountain Land and Livestock Co. LLC, in opposition to a motion to compel further deposition of Stephen Gaggero. Chatfield states that he previously offered to show opposing counsel a document establishing Sulphur Mountain's right to lease the premises in question, without copying it, but received no response. Chatfield offered again by letter on August 26th and again received no response. The declaration aims to show Chatfield attempted to resolve the issue without further court action.
SMLLC v Geraldine Redmond US BK CT Transcript - Case No. NDO3-12487 - 4-20-05jamesmaredmond
The court denied a motion to amend a complaint objecting to the discharge of debt in a bankruptcy case. The original complaint alleged the debtor failed to disclose assets like a corral and horses in bankruptcy filings. The proposed amendment alleged rental property fraud. The court found the proposed amendment did not relate back to the original complaint under Rule 15(c), as the facts alleged were different. A two-day trial was scheduled for May 31st and June 1st to resolve the original complaint.
This document is an opposition to a motion to dismiss or transfer venue filed by the defendants. It summarizes relevant facts establishing personal jurisdiction over the defendants in Nevada. It describes the plaintiff Cox & Associates as a Nevada company recruited by the defendant Dillman Equipment to market and sell its equipment in Nevada. It details numerous contacts the defendants had with Nevada, including sales trips, equipment servicing, trade show attendance, and communications regarding marketing in Nevada. The document argues these contacts satisfy the test for personal jurisdiction over the defendants in Nevada.
This document is a declaration by Richard Miyamoto in support of a judgment creditor's opposition to a debtor's motion to avoid a judicial lien. It summarizes a long legal dispute between the parties involving multiple bankruptcy filings by the debtor designed to hinder and delay collection of the judgment. It details the procedural history of the case, including previous court rulings against the debtor for failure to comply with discovery orders. Exhibits are attached documenting the lien and various court orders in the case.
This document is a petition for divorce filed by Sandra Carroll against Kenneth Carroll. It provides basic information about the parties and the marriage. It states that there are no children and the marital assets are valued at under $50,000. It requests that the court grant the divorce and divide the marital assets and debts in a just and equitable manner.
This document is a reply brief filed by defendants in a class action securities litigation case. It summarizes and responds to arguments made in the lead plaintiffs' opposition to the defendants' motion to dismiss. The defendants argue that the court can consider SEC filings, press releases, and transcripts referenced in their motion. They also contend that the lead plaintiffs have misstated facts and failed to provide the full context of disclosures made during the class period. The defendants assert that statements were not misleading and that the plaintiffs have not sufficiently pleaded scienter. Overall, the brief aims to persuade the court to dismiss the complaint with prejudice based on deficiencies in the plaintiffs' arguments and pleading.
SC Opinion and Order - motion for comtemptJRachelle
The court granted in part and denied in part the plaintiff's motion for contempt and sanctions. The court found Susan Brown, the attorney, in contempt for violating a consent order requiring her to turn over all copies of estate property. However, the court did not find Ben Thompson, Brown's former client, in contempt as there was no clear evidence he violated the order. As a sanction, the court ordered Brown to pay the plaintiff's reasonable attorney's fees and costs for bringing the contempt motion, but no other punitive sanctions. The court also ordered Brown and Thompson to turn over any remaining estate property.
This appeal involves post-judgment orders from a legal malpractice case brought by Sulphur Mountain Land and Livestock Co., Malibu Broadbeach L.P., and Pacific Coast Management against Knapp, Petersen & Clarke and several individuals. The trial court granted Sulphur and Malibu's motion for attorney's fees and costs, denied the defendants' motion for fees and motion to tax costs, finding Sulphur and Malibu were the prevailing parties. The defendants appeal, arguing: 1) the trial court failed to properly determine the prevailing party under Civil Code §1717 before considering C.C.P. §998; 2) even if it had, it abused its discretion in finding Sulphur and
Motion before the Federal Court;
Bill of Costs as award of the Federal Court of Canada to the Right Honorable Major Keyvan Nourhaghighi who won a case against three Crown lawyer
File T-1020-07
Nancy S. Montinola versus Philippine Airlines. G.R. No. 198656. September 8, ...PoL Sangalang
Nancy S. Montinola versus Philippine Airlines. G.R. No. 198656. September 8, 2014. Supreme Court of the Philippines. Uploaded by Atty. Apollo X.C.S. Sangalang in relation to his lecture on "Company Policy: Elements of Administrative Investigation and Progressive Discipline" on October 15, 2014, at the Asian Institute of Management, Makati City, Philippines.
This document summarizes testimony from Stephen Gaggero during a trial. Gaggero testified that he currently resides on a 1,500 acre ranch in Ventura County that he uses for equestrian activities, cattle grazing, and growing crops. He has lived in California his entire life. After leaving high school halfway through 10th grade, he became a licensed general contractor and built homes for others until 1985 when he began developing his own real estate projects, primarily custom single-family homes along the California coast from Malibu south. He also remodeled apartment buildings and small shopping centers that he kept in his real estate portfolio.
Doc922 order granting motion doc 723 to vacate claims & stay further proceedingmalp2009
The bankruptcy court granted the Chapter 11 trustee's motion to vacate a prior order allowing claims from Seven Hills Management, LLC. The court also granted a stay of further proceedings on Seven Hills' claims until the conclusion of a related criminal proceeding against parties for whom Seven Hills serves as a corporate alter ego. The criminal proceeding, United States v. Scarfo et al., is pending in federal court in New Jersey.
Doc577 complaint action against officers directors legal audit etcmalp2009
This complaint was filed by Matthew D. Orwig, the Chapter 11 Trustee for FirstPlus Financial Group, Inc., against various former officers and directors of FirstPlus, as well as outside attorneys, accountants, and business valuation experts. The complaint alleges claims including breach of fiduciary duty, professional negligence, and conspiracy related to these defendants' roles in the takeover of FirstPlus, misappropriation of its assets, and misleading public filings. The complaint seeks damages from eight categories of defendants.
Federal Judge's order of sanctions against Wal-Mart for its failure to preserve videotape in retaliation and discrimination lawsuit in Atlanta, Georgia.
A court case in which a landowner in Ohio sued to cancel a lease because the driller and the company that owns the lease have not paid any royalties since drilling. The Fifth Appellate District Court of Ohio found that because a specific provision in the original lease does not provide for cancellation due to non-payment of royalties, the landowners will have to continue to get screwed.
B189989 gaggero/sulphur mountain v geraldine, somerset farms, john, maureen r...jamesmaredmond
This document summarizes a hearing in the Superior Court of Ventura County regarding Sulphur Mountain Land and Livestock Company's motion for attorneys' fees and the defendants' motion to tax costs. The defendants' attorney argued that the case should have been filed as a limited action in municipal court based on the amount in dispute. He also argued that the plaintiffs pursued the case unreasonably by not accepting the defendants' early $25,209 settlement offer, which included damages and attorneys' fees at that point, and instead drove up costs over the ensuing years.
Cabot Koppers Class Complaint Filed 4.20.2010Johnny
This document appears to be a civil cover sheet for a class action lawsuit filed in federal court. The plaintiffs are Maria and Michael Parsons on behalf of themselves and others similarly situated. The defendants are Kopper Inc. f/k/a Koppers Industries, Inc., Cabot Corporation, and Beazer East, Inc. The lawsuit relates to the Cabot Koppers Superfund Site and alleges jurisdiction under diversity of citizenship. The plaintiffs are seeking over $5 million in damages.
UNITED STATES' ABUSE OF THE 'SERIAL LITIGATOR' DEFENSEVogelDenise
17 USC § 107 Limitations on Exclusive Rights – FAIR USE
This document has been prepared in support of DEPRIVATION OF JURY TRIAL(S) - i.e. as “For depriving us in many cases, of the benefits of Trial by Jury” – as set forth in the United States of America’s DECLARATION OF INDEPENDENCE. Furthermore, provides a copy of a Court Order FALSELY accusing Newsome of RACIAL and ANTI-SEMITIC SLURS for addressing for what are KNOWN to be Terrorist Acts, War Crimes, Apartheid Practices/Crimes Against Humanity, and other Criminal Acts launched against her by the United States of America’s NAZI’S and/or WHITE Jews/Zionists/Supremacists!
IMPORTANT TO NOTE: Are those WHO played ROLES in the FOUNDING of Israel as the Nazis and/or WHITE Jewish/Zionists/Supremacists Law Firms as Baker Donelson Bearman Caldwell & Berkowitz: https://www.slideshare.net/VogelDenise/baker-donelson-founder-of-state-of-israel
The DENIAL of JURY TRIAL is also a defense that may be used in seeking INTERNATIONAL Judicial Review, INVESTIGATIONS and PROSECUTIONS, etc. – i.e. in taking matter(s) before INTERNATIONAL Tribunals!
The document defines various legal terms used in a divorce proceeding packet, including petitioner, respondent, alimony, child support, custody, visitation, and grounds for divorce such as irreconcilable differences. It provides sample forms for the answer, notice of hearing, and verification in responding to a divorce petition.
This document summarizes a deposition transcript involving John O'Quinn. O'Quinn was deposed regarding his representation of Vergie Arthur in legal matters related to the death and estate of Anna Nicole Smith. O'Quinn stated that he was engaged by Arthur to help her obtain the right to bury her daughter and raise her granddaughter. He met with Arthur's Florida lawyer, Steve Tunstall, in Fort Lauderdale to discuss assisting in the case in Florida. The scope of O'Quinn's engagement was limited and did not include facilitating media contacts or book deals for Arthur.
This document is a public financial disclosure report form for Herman Cain, a candidate for President in 2011. It provides basic identifying information about Cain such as his name, address, and the position for which the report is being filed. It also specifies the reporting periods for different parts of the form, such as the preceding calendar year for reporting income and assets valued within 31 days of filing for presidential nominees. The form certifies that the statements made are true and complete to the best of the individual's knowledge.
SMLLC v Geraldine Redmond US BK CT Transcript - Case No. NDO3-12487 - 4-20-05jamesmaredmond
The court denied a motion to amend a complaint objecting to the discharge of debt in a bankruptcy case. The original complaint alleged the debtor failed to disclose assets like a corral and horses in bankruptcy filings. The proposed amendment alleged rental property fraud. The court found the proposed amendment did not relate back to the original complaint under Rule 15(c), as the facts alleged were different. A two-day trial was scheduled for May 31st and June 1st to resolve the original complaint.
This document is an opposition to a motion to dismiss or transfer venue filed by the defendants. It summarizes relevant facts establishing personal jurisdiction over the defendants in Nevada. It describes the plaintiff Cox & Associates as a Nevada company recruited by the defendant Dillman Equipment to market and sell its equipment in Nevada. It details numerous contacts the defendants had with Nevada, including sales trips, equipment servicing, trade show attendance, and communications regarding marketing in Nevada. The document argues these contacts satisfy the test for personal jurisdiction over the defendants in Nevada.
This document is a declaration by Richard Miyamoto in support of a judgment creditor's opposition to a debtor's motion to avoid a judicial lien. It summarizes a long legal dispute between the parties involving multiple bankruptcy filings by the debtor designed to hinder and delay collection of the judgment. It details the procedural history of the case, including previous court rulings against the debtor for failure to comply with discovery orders. Exhibits are attached documenting the lien and various court orders in the case.
This document is a petition for divorce filed by Sandra Carroll against Kenneth Carroll. It provides basic information about the parties and the marriage. It states that there are no children and the marital assets are valued at under $50,000. It requests that the court grant the divorce and divide the marital assets and debts in a just and equitable manner.
This document is a reply brief filed by defendants in a class action securities litigation case. It summarizes and responds to arguments made in the lead plaintiffs' opposition to the defendants' motion to dismiss. The defendants argue that the court can consider SEC filings, press releases, and transcripts referenced in their motion. They also contend that the lead plaintiffs have misstated facts and failed to provide the full context of disclosures made during the class period. The defendants assert that statements were not misleading and that the plaintiffs have not sufficiently pleaded scienter. Overall, the brief aims to persuade the court to dismiss the complaint with prejudice based on deficiencies in the plaintiffs' arguments and pleading.
SC Opinion and Order - motion for comtemptJRachelle
The court granted in part and denied in part the plaintiff's motion for contempt and sanctions. The court found Susan Brown, the attorney, in contempt for violating a consent order requiring her to turn over all copies of estate property. However, the court did not find Ben Thompson, Brown's former client, in contempt as there was no clear evidence he violated the order. As a sanction, the court ordered Brown to pay the plaintiff's reasonable attorney's fees and costs for bringing the contempt motion, but no other punitive sanctions. The court also ordered Brown and Thompson to turn over any remaining estate property.
This appeal involves post-judgment orders from a legal malpractice case brought by Sulphur Mountain Land and Livestock Co., Malibu Broadbeach L.P., and Pacific Coast Management against Knapp, Petersen & Clarke and several individuals. The trial court granted Sulphur and Malibu's motion for attorney's fees and costs, denied the defendants' motion for fees and motion to tax costs, finding Sulphur and Malibu were the prevailing parties. The defendants appeal, arguing: 1) the trial court failed to properly determine the prevailing party under Civil Code §1717 before considering C.C.P. §998; 2) even if it had, it abused its discretion in finding Sulphur and
Motion before the Federal Court;
Bill of Costs as award of the Federal Court of Canada to the Right Honorable Major Keyvan Nourhaghighi who won a case against three Crown lawyer
File T-1020-07
Nancy S. Montinola versus Philippine Airlines. G.R. No. 198656. September 8, ...PoL Sangalang
Nancy S. Montinola versus Philippine Airlines. G.R. No. 198656. September 8, 2014. Supreme Court of the Philippines. Uploaded by Atty. Apollo X.C.S. Sangalang in relation to his lecture on "Company Policy: Elements of Administrative Investigation and Progressive Discipline" on October 15, 2014, at the Asian Institute of Management, Makati City, Philippines.
This document summarizes testimony from Stephen Gaggero during a trial. Gaggero testified that he currently resides on a 1,500 acre ranch in Ventura County that he uses for equestrian activities, cattle grazing, and growing crops. He has lived in California his entire life. After leaving high school halfway through 10th grade, he became a licensed general contractor and built homes for others until 1985 when he began developing his own real estate projects, primarily custom single-family homes along the California coast from Malibu south. He also remodeled apartment buildings and small shopping centers that he kept in his real estate portfolio.
Doc922 order granting motion doc 723 to vacate claims & stay further proceedingmalp2009
The bankruptcy court granted the Chapter 11 trustee's motion to vacate a prior order allowing claims from Seven Hills Management, LLC. The court also granted a stay of further proceedings on Seven Hills' claims until the conclusion of a related criminal proceeding against parties for whom Seven Hills serves as a corporate alter ego. The criminal proceeding, United States v. Scarfo et al., is pending in federal court in New Jersey.
Doc577 complaint action against officers directors legal audit etcmalp2009
This complaint was filed by Matthew D. Orwig, the Chapter 11 Trustee for FirstPlus Financial Group, Inc., against various former officers and directors of FirstPlus, as well as outside attorneys, accountants, and business valuation experts. The complaint alleges claims including breach of fiduciary duty, professional negligence, and conspiracy related to these defendants' roles in the takeover of FirstPlus, misappropriation of its assets, and misleading public filings. The complaint seeks damages from eight categories of defendants.
Federal Judge's order of sanctions against Wal-Mart for its failure to preserve videotape in retaliation and discrimination lawsuit in Atlanta, Georgia.
A court case in which a landowner in Ohio sued to cancel a lease because the driller and the company that owns the lease have not paid any royalties since drilling. The Fifth Appellate District Court of Ohio found that because a specific provision in the original lease does not provide for cancellation due to non-payment of royalties, the landowners will have to continue to get screwed.
B189989 gaggero/sulphur mountain v geraldine, somerset farms, john, maureen r...jamesmaredmond
This document summarizes a hearing in the Superior Court of Ventura County regarding Sulphur Mountain Land and Livestock Company's motion for attorneys' fees and the defendants' motion to tax costs. The defendants' attorney argued that the case should have been filed as a limited action in municipal court based on the amount in dispute. He also argued that the plaintiffs pursued the case unreasonably by not accepting the defendants' early $25,209 settlement offer, which included damages and attorneys' fees at that point, and instead drove up costs over the ensuing years.
Cabot Koppers Class Complaint Filed 4.20.2010Johnny
This document appears to be a civil cover sheet for a class action lawsuit filed in federal court. The plaintiffs are Maria and Michael Parsons on behalf of themselves and others similarly situated. The defendants are Kopper Inc. f/k/a Koppers Industries, Inc., Cabot Corporation, and Beazer East, Inc. The lawsuit relates to the Cabot Koppers Superfund Site and alleges jurisdiction under diversity of citizenship. The plaintiffs are seeking over $5 million in damages.
UNITED STATES' ABUSE OF THE 'SERIAL LITIGATOR' DEFENSEVogelDenise
17 USC § 107 Limitations on Exclusive Rights – FAIR USE
This document has been prepared in support of DEPRIVATION OF JURY TRIAL(S) - i.e. as “For depriving us in many cases, of the benefits of Trial by Jury” – as set forth in the United States of America’s DECLARATION OF INDEPENDENCE. Furthermore, provides a copy of a Court Order FALSELY accusing Newsome of RACIAL and ANTI-SEMITIC SLURS for addressing for what are KNOWN to be Terrorist Acts, War Crimes, Apartheid Practices/Crimes Against Humanity, and other Criminal Acts launched against her by the United States of America’s NAZI’S and/or WHITE Jews/Zionists/Supremacists!
IMPORTANT TO NOTE: Are those WHO played ROLES in the FOUNDING of Israel as the Nazis and/or WHITE Jewish/Zionists/Supremacists Law Firms as Baker Donelson Bearman Caldwell & Berkowitz: https://www.slideshare.net/VogelDenise/baker-donelson-founder-of-state-of-israel
The DENIAL of JURY TRIAL is also a defense that may be used in seeking INTERNATIONAL Judicial Review, INVESTIGATIONS and PROSECUTIONS, etc. – i.e. in taking matter(s) before INTERNATIONAL Tribunals!
The document defines various legal terms used in a divorce proceeding packet, including petitioner, respondent, alimony, child support, custody, visitation, and grounds for divorce such as irreconcilable differences. It provides sample forms for the answer, notice of hearing, and verification in responding to a divorce petition.
This document summarizes a deposition transcript involving John O'Quinn. O'Quinn was deposed regarding his representation of Vergie Arthur in legal matters related to the death and estate of Anna Nicole Smith. O'Quinn stated that he was engaged by Arthur to help her obtain the right to bury her daughter and raise her granddaughter. He met with Arthur's Florida lawyer, Steve Tunstall, in Fort Lauderdale to discuss assisting in the case in Florida. The scope of O'Quinn's engagement was limited and did not include facilitating media contacts or book deals for Arthur.
This document is a public financial disclosure report form for Herman Cain, a candidate for President in 2011. It provides basic identifying information about Cain such as his name, address, and the position for which the report is being filed. It also specifies the reporting periods for different parts of the form, such as the preceding calendar year for reporting income and assets valued within 31 days of filing for presidential nominees. The form certifies that the statements made are true and complete to the best of the individual's knowledge.
The document is a letter from the Federal Election Commission (FEC) to the Office of Government Ethics (OGE) enclosing copies of initial financial disclosure reports filed by 2012 presidential candidates Newton Gingrich, Tim Pawlenty, and Mitt Romney. The FEC reviewed the reports for compliance with federal election law and understands OGE will conduct a final review.
Rob Meyne sends an email to colleagues updating them on the recent NRA Board meeting. The key points are: [1] The NRA reaffirmed its opposition to national smoking restrictions. [2] They were able to attend important committee meetings due to their financial support and board membership. [3] NRA President Herman Cain will be leaving in November and may run for president in 2000, which could benefit their relationship. [4] They avoided a potential new policy barring tobacco contributions, ensuring the NRA's continued support.
The document discusses the benefits of exercise for mental health. Regular physical activity can help reduce anxiety and depression and improve mood and cognitive functioning. Exercise causes chemical changes in the brain that may help protect against mental illness and improve symptoms.
This document is the Alleged Debtors' response to the Petitioning Creditors' motion to shorten time for a hearing on their motion to file redacted and sealed documents. The Alleged Debtors do not object to shortening time for the hearing on appointing a trustee, but they believe any redactions or sealed documents should not prevent them from sharing the information with others to promote their interests. The Alleged Debtors also request that the bankruptcy case be transferred to Georgia where related cases are pending.
1) Christopher Samis, a member of the Delaware Bar, moves to admit Ezra Cohen of Troutman Sanders LLP pro hac vice to represent Allied Systems Holdings, Inc. and Allied Systems, Ltd. (L.P.), who have filed for Chapter 11 bankruptcy.
2) Ezra Cohen is a member in good standing of the Georgia Bar and is admitted to practice in Georgia state courts and certain Federal courts.
3) Cohen certifies that he is eligible for admission, pays the required fee, and agrees to submit to the Court's disciplinary jurisdiction. The Court grants the motion.
Raanan Katz, RK Centers: Notice Of Pendency Of Other Actionrkcenters
Notice of Pendency of Other Action. This is the second time that Raanan Katz, Miami Heat Owner, has sued the blogger. Last summer, Miami news outlets reported that Katz filed a defamation lawsuit against “John Doe” over critical blog posts.
This document is a motion and proposed order to admit Jeffrey W. Kelley pro hac vice to represent Allied Systems Holdings, Inc. and Allied Systems, Ltd. (L.P.) as alleged debtors in their Chapter 11 bankruptcy cases. The motion asserts that Mr. Kelley is a member in good standing of the Georgia bar and various Georgia federal courts. It also certifies that he will submit to this court's jurisdiction and has paid the required fee. The proposed order grants the motion to admit Mr. Kelley pro hac vice to represent the alleged debtors.
This document is a notice filed in the United States Bankruptcy Court for the District of Delaware regarding a hearing on motions seeking to transfer venue of a bankruptcy case. It lists potential witnesses and exhibits that may be presented by the Official Committee of Unsecured Creditors at the hearing, including the CEO of the debtor, various objectors, proposed lenders, and exhibits such as pleadings and documents filed in the bankruptcy case. The notice reserves the right to supplement the witness and exhibit lists before the hearing.
3. Defendant's Second Motion to Dismiss with its attached Exhibits exceeds over 200 pages and seeks dismissal of the Amended Complaint with prejudice. Plaintiff's (Raanan Katz) counsel is preparing a substantive response but will need additional time given the nature of the motion coupled with being out of the office when the motion was served.
This document is a motion and proposed order to admit Jeffrey W. Kelley pro hac vice to represent Allied Systems Holdings, Inc. and Allied Systems, Ltd. (L.P.) in their Chapter 11 bankruptcy cases. Christopher M. Samis, a Delaware attorney, moves for Mr. Kelley's admission. Mr. Kelley is a member in good standing of the Georgia bar and is admitted to practice in Georgia state courts and federal district and bankruptcy courts in Georgia. The certification also states that Mr. Kelley will submit to this Court's disciplinary jurisdiction and has paid the required fee.
Ford Motor Company filed a Notice of Appearance and Request for Notices and Papers in the Chapter 11 bankruptcy cases of Allied Systems Holdings, Inc. and Allied Systems, LTD. (L.P.). Ford requested copies of all notices and pleadings in the bankruptcy cases be provided to its attorneys at the listed addresses so that Ford can participate in the cases as a party-in-interest pursuant to the Bankruptcy Code and Rules. Ford reserved all of its rights in the cases without waiver.
The motion requests admission pro hac vice of Ezra H. Cohen to represent Allied Systems Holdings, Inc. and Allied Systems, Ltd. (L.P.), the alleged debtors, in their chapter 11 bankruptcy cases and related adversary proceedings. Mr. Cohen is a member in good standing of the Georgia bar and is admitted to practice in Georgia state courts and certain U.S. District and Bankruptcy Courts. The certification asserts that Mr. Cohen is eligible for admission, familiar with the local bankruptcy rules, and has paid the required annual fee. The proposed order would grant the motion and admit Mr. Cohen pro hac vice.
Joint motionforpreliminaryapprovalofbp settlementwithdeclofazariex1_4_18_2012Michael J. Evans
The Plaintiffs Steering Committee and BP Defendants jointly moved the court to (1) preliminarily approve a class action settlement, (2) schedule a fairness hearing, (3) approve and issue proposed class action settlement notice, and (4) adjourn the limitation and liability trial until after the fairness hearing. They argued that the proposed settlement is fair, reasonable and adequate, and that the notice plan complies with legal requirements. BP separately requested adjourning the trial, which the court has authority to do.
The affidavit of service certifies that on September 11, 2012, Steven Laurentis served via first-class mail copies of the "Motion of the Debtors and Debtors in Possession for Entry of an Order Extending the Time to Assume or Reject Unexpired Leases of Nonresidential Real Property Pursuant to Section 365(d)(4) of the Bankruptcy Code" to 59 parties listed in Exhibit A. The affidavit was signed under penalty of perjury on September 14, 2012 in Los Angeles, California.
This document is a motion and order for the admission of Victoria A. Lepore to represent BDCM Opportunity Fund II LP, Black Diamond CLO 2005-1 Ltd. and Spectrum Investment Partners, L.P. pro hac vice in two bankruptcy cases in the United States Bankruptcy Court for the District of Delaware. The motion certifies that Lepore is eligible for admission, admitted and in good standing in New York and will submit to the court's jurisdiction. The order grants the motion.
Ab As Motion For Partial Summary Judgment Aba V. Ftclawjack
The American Bar Association filed a motion for partial summary judgment against the Federal Trade Commission. The ABA argues that the FTC exceeded its statutory authority by applying the Red Flags identity theft prevention regulations to lawyers engaged in the practice of law. Specifically, the ABA asserts that under previous case law, the FTC needs unmistakably clear congressional authorization to regulate the legal profession, which is lacking here. Additionally, the ABA claims that lawyers are not "creditors" under the relevant statutes and therefore not subject to the Red Flags Rule requirements.
1) The defendants filed a brief in response to the plaintiff's motion to compel production of documents.
2) The defendants agreed to produce documents but want inspection to occur at their attorney's office rather than at the defendant organization's office, due to the plaintiff's legal restrictions being near felons.
3) The defendants request that the plaintiff's motion be denied since they agreed to produce documents according to the rules by making them available at their attorney's office.
Defendants dismas charties, inc., ana gispert, derek thomas and adams leshota...Cocoselul Inaripat
1) The defendants filed a brief in response to the plaintiff's motion to compel production of documents.
2) The defendants agreed to produce documents but want inspection to occur at their attorney's office rather than at the defendant's office, due to the plaintiff's legal restrictions being near felons.
3) The defendants request that the plaintiff's motion be denied since they agreed to produce documents according to the rules by making them available at their attorney's office.
Defendants dismas charties, inc., ana gispert, derek thomas and adams leshota...Cocoselul Inaripat
1) The defendants filed a brief in response to the plaintiff's motion to compel production of documents.
2) The defendants agreed to produce documents but want inspection to occur at their attorney's office rather than at the defendant organization's office, due to the plaintiff's legal restrictions being near felons.
3) The defendants request that the court deny the plaintiff's motion to compel since they have agreed to produce documents according to the requested conditions.
Defendants dismas charties, inc., ana gispert, derek thomas and adams leshota...Cocoselul Inaripat
1) The defendants filed a brief in response to the plaintiff's motion to compel production of documents.
2) The defendants agreed to produce documents but want inspection to occur at their attorney's office rather than at the defendant organization's office, due to the plaintiff's legal restrictions being near felons.
3) The defendants request that the court deny the plaintiff's motion to compel since they have agreed to produce documents according to the requested conditions.
Southlight Trust I, an affiliate of the proposed post-petition lender to Cordillera Golf Club, joins the debtor's objection to moving the bankruptcy case from Delaware to Colorado. As the DIP lender, Southlight argues that keeping the case in Delaware would be more convenient and less expensive. Southlight is located in New York and has retained Delaware counsel, and it would be easier for Southlight to travel to Delaware than Colorado for hearings. The DIP loan also contemplates Southlight providing exit financing, so keeping the case in Delaware would better facilitate Southlight's ongoing involvement.
Southlight Trust I, an affiliate of the proposed post-petition lender to Cordillera Golf Club LLC, joins the debtor's objection to moving the bankruptcy case from Delaware to Colorado. As the DIP lender, Southlight argues that keeping the case in Delaware would be more convenient and less expensive. Southlight is located in New York and has retained Delaware counsel, and it would be easier for Southlight to travel to Delaware than Colorado for hearings. The DIP loan also contemplates Southlight providing exit financing, so keeping the case in Delaware would better facilitate Southlight's ongoing involvement.
The document provides notice that:
1) The bankruptcy plan for FirstPlus Financial Group was confirmed and became effective on February 22, 2012.
2) Administrative claims must be filed by April 7, 2012 or they will be barred.
3) Notices and distributions will be sent to claimants based on their proof of claim or last known address. Claimants can update their address.
4) Contact information is provided for the liquidating trustee and counsel handling the bankruptcy.
Similar to Doc393 receiver appendix_tro_injunction_041910 (1) (20)
The document expresses support for two bills, H.R. 1121 and H.R. 1315, which aim to provide oversight of the Consumer Financial Protection Bureau (CFPB) that was established by the Dodd-Frank Act. It notes that while Dodd-Frank merged consumer financial regulatory functions, it did so without sufficient oversight of the CFPB. H.R. 1315 would strengthen the review powers of the Financial Stability Oversight Council of CFPB rulemaking. H.R. 1121 would replace the single director of the CFPB with a five-member commission, matching the structure of other regulatory agencies.
The document provides summaries of legislative and regulatory developments related to financial services. It discusses three bills passed by a House subcommittee to amend the Consumer Financial Protection Bureau's powers. It also summarizes the Roundtable's comments submitted in response to an FDIC study on brokered deposits. Additionally, it provides updates on the Roundtable's regulatory advocacy efforts regarding swaps rules under Dodd-Frank and preparations for the integration of mortgage disclosure forms.
Koch Industries regulator filing claiming business interest in Keystone XLlee_fang
Flint Hills Resources Canada LP applied for intervenor status in the regulatory hearing regarding TransCanada Keystone Pipeline GP Ltd.'s application for the Keystone XL Pipeline project. Flint Hills indicated it has a direct interest as one of Canada's largest crude oil purchasers, shippers, and exporters, and it coordinates supply for its refinery in Minnesota. Flint Hills does not intend to actively participate in the hearing at this time but reserves the right to appear and address issues within the hearing order scope or that may arise during the proceeding. Flint Hills will not file written evidence or question other parties but may provide a final argument if desired.
Rep. Kingston and Rep. Westmoreland request clean energy moneylee_fang
The document discusses the benefits of exercise for mental health. Regular physical activity can help reduce anxiety and depression and improve mood and cognitive function. Exercise causes chemical changes in the brain that may help protect against mental illness and improve symptoms.
Independent Study - College of Wooster Research (2023-2024) FDI, Culture, Glo...AntoniaOwensDetwiler
"Does Foreign Direct Investment Negatively Affect Preservation of Culture in the Global South? Case Studies in Thailand and Cambodia."
Do elements of globalization, such as Foreign Direct Investment (FDI), negatively affect the ability of countries in the Global South to preserve their culture? This research aims to answer this question by employing a cross-sectional comparative case study analysis utilizing methods of difference. Thailand and Cambodia are compared as they are in the same region and have a similar culture. The metric of difference between Thailand and Cambodia is their ability to preserve their culture. This ability is operationalized by their respective attitudes towards FDI; Thailand imposes stringent regulations and limitations on FDI while Cambodia does not hesitate to accept most FDI and imposes fewer limitations. The evidence from this study suggests that FDI from globally influential countries with high gross domestic products (GDPs) (e.g. China, U.S.) challenges the ability of countries with lower GDPs (e.g. Cambodia) to protect their culture. Furthermore, the ability, or lack thereof, of the receiving countries to protect their culture is amplified by the existence and implementation of restrictive FDI policies imposed by their governments.
My study abroad in Bali, Indonesia, inspired this research topic as I noticed how globalization is changing the culture of its people. I learned their language and way of life which helped me understand the beauty and importance of cultural preservation. I believe we could all benefit from learning new perspectives as they could help us ideate solutions to contemporary issues and empathize with others.
Vicinity Jobs’ data includes more than three million 2023 OJPs and thousands of skills. Most skills appear in less than 0.02% of job postings, so most postings rely on a small subset of commonly used terms, like teamwork.
Laura Adkins-Hackett, Economist, LMIC, and Sukriti Trehan, Data Scientist, LMIC, presented their research exploring trends in the skills listed in OJPs to develop a deeper understanding of in-demand skills. This research project uses pointwise mutual information and other methods to extract more information about common skills from the relationships between skills, occupations and regions.
Falcon stands out as a top-tier P2P Invoice Discounting platform in India, bridging esteemed blue-chip companies and eager investors. Our goal is to transform the investment landscape in India by establishing a comprehensive destination for borrowers and investors with diverse profiles and needs, all while minimizing risk. What sets Falcon apart is the elimination of intermediaries such as commercial banks and depository institutions, allowing investors to enjoy higher yields.
Abhay Bhutada, the Managing Director of Poonawalla Fincorp Limited, is an accomplished leader with over 15 years of experience in commercial and retail lending. A Qualified Chartered Accountant, he has been pivotal in leveraging technology to enhance financial services. Starting his career at Bank of India, he later founded TAB Capital Limited and co-founded Poonawalla Finance Private Limited, emphasizing digital lending. Under his leadership, Poonawalla Fincorp achieved a 'AAA' credit rating, integrating acquisitions and emphasizing corporate governance. Actively involved in industry forums and CSR initiatives, Abhay has been recognized with awards like "Young Entrepreneur of India 2017" and "40 under 40 Most Influential Leader for 2020-21." Personally, he values mindfulness, enjoys gardening, yoga, and sees every day as an opportunity for growth and improvement.
Lecture slide titled Fraud Risk Mitigation, Webinar Lecture Delivered at the Society for West African Internal Audit Practitioners (SWAIAP) on Wednesday, November 8, 2023.
Seminar: Gender Board Diversity through Ownership NetworksGRAPE
Seminar on gender diversity spillovers through ownership networks at FAME|GRAPE. Presenting novel research. Studies in economics and management using econometrics methods.
1. Case 3:09-cv-00724-N Document 393 Filed 04/19/10 Page 1 of 291 PageID 3518
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF TEXAS
DALLAS DIVISION
RALPH S. JANVEY, IN HIS CAPACITY AS COURT- §
APPOINTED RECEIVER FOR THE STANFORD §
INTERNATIONAL BANK, LTD., §
ET AL. §
§ Case No. 03:09-CV-0724-N
Plaintiff, §
§
v. §
§
JAMES R. ALGUIRE, ET AL. §
§
Defendants. §
APPENDIX TO RECEIVER’S APPLICATION FOR TEMPORARY RESTRAINING
ORDER, PRELIMINARY INJUNCTION, AND IN THE ALTERNATIVE,
WRIT OF ATTACHMENT, CONCERNING ACCOUNTS
OF FORMER STANFORD EMPLOYEES
2. Case 3:09-cv-00724-N Document 393 Filed 04/19/10 Page 2 of 291 PageID 3519
Dated: April 19, 2010 Respectfully submitted,
BAKER BOTTS L. L.P.
By: /s/ Kevin M. Sadler
Kevin M. Sadler
Texas Bar No. 17512450
kevin.sadler@bakerbotts.com
One Shell Plaza
910 Louisiana
Houston, Texas 77002
(713) 229-1234
(713) 229-1522 (Facsimile)
1500 San Jacinto Center
98 San Jacinto Blvd.
Austin, Texas 78701-4039
(512) 322-2500
(512) 322-2501 (Facsimile)
Timothy S. Durst
Texas Bar No. 00786924
tim.durst@bakerbotts.com
2001 Ross Avenue
Dallas, Texas 75201
(214) 953-6500
(214) 953-6503 (Facsimile)
ATTORNEYS FOR RECEIVER RALPH S. JANVEY
3. Case 3:09-cv-00724-N Document 393 Filed 04/19/10 Page 3 of 291 PageID 3520
Certificate of Service
On April 19, 2010, I electronically submitted the foregoing document with the
clerk of the court of the U.S. District Court, Northern District of Texas, using the electronic case
filing system of the court. I hereby certify that I have served the Court-appointed Examiner, all
counsel and/or pro se parties of record electronically or by another manner authorized by Federal
Rule of Civil Procedure 5(b)(2).
/s/ Kevin M. Sadler
Kevin M. Sadler
5. Case 3:09-cv-00724-N Document 393 Filed 04/19/10 Page 5 of 291 PageID 3522
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF TEXAS
DALLAS DIVISION
RALPH S. JANVEY, IN HIS CAPACITY AS §
COURT-APPOINTED RECEIVER FOR THE §
STANFORD INTERNATIONAL BANK, LTD., §
ET AL. §
§ Case No. 03:09-CV-0724-N
Plaintiff, §
§
v. §
§
JAMES R. ALGUIRE, ET AL. §
§
Defendants. §
___________________________________
DECLARATION OF
KARYL VAN TASSEL
___________________________________
I, Karyl Van Tassel of 1001 Fannin, Suite 1400, Houston, TX 77002 state on oath as
follows:
EXPERIENCE, EXPERTISE, WORK IN THIS CASE
1. A copy of my resume is attached to Doc. 18 as exhibit KVT-1. It summarizes
my education and relevant work experience. As it states, I am a Certified Public Accountant
in the State of Texas, USA, and a Senior Managing Director of FTI Consulting, Inc. I have
24 years of experience providing a variety of audit, accounting, tax, litigation, valuation and
other financial advisory services. I have performed detailed financial analyses for a variety of
litigation matters, including securities, intellectual property, breach of contract, antitrust,
lender liability, fraud and wrongful terminations. In the litigation context, I have acted as an
expert on a variety of economic damage claims and forensic accounting issues. In several
cases alleging fraud and other wrongdoing, I have traced funds for potential recovery. I have
1
15. Case 3:09-cv-00724-N Document 393 Filed 04/19/10 Page 15 of 291 PageID 3532
Former Stanford Employees
Branch Managing
Director
SIBL CD SIBL Quarterly PARS Quarterly Severance Total CD
ID Name Loan(s) Commissions Bonuses Payments Compensation Payments Proceeds
253 Jeffrey Ricks 692,904 351 - - - - 693,255
254 Juan C. Riera - - - - - 180,000 180,000
255 Alan Riffle 607,950 158,815 128,706 - - - 895,471
256 Randolph E. Robertson 370,958 - - - - - 370,958
257 Steve Robinson 2,995,526 381,912 189,684 - - - 3,567,122
258 Timothy D. Rogers 1,275,425 - - - - - 1,275,425
259 Eddie Rollins 232,034 36,146 20,000 - - - 288,180
260 Peter R. Ross - - - - - 133,333 133,333
261 Rocky Roys - 2,259,210 - - - - 2,259,210
262 Thomas G. Rudkin - - - - - 100,000 100,000
263 Julio Ruelas - - 59,615 - - - 59,615
264 Nicholas P. Salas - - - - - 85,002 85,002
265 Tatiana Saldivia - - 70,608 - - - 70,608
266 John Santi 632,445 23,268 47,343 - - 600,000 1,303,056
267 Christopher K. Schaefer 114,250 - - - - - 114,250
268 Louis Schaufele - 203,143 123,256 713,755 - - 1,040,154
269 John Schwab - 1,428,940 502,995 - - - 1,931,935
270 Harvey Schwartz 561,214 32,948 - - - - 594,162
271 William Scott 460,000 322 - - - - 460,322
272 Haygood Seawell 1,102,000 1,926 - - - - 1,103,926
273 Leonard Seawell 384,000 629 - - - - 384,629
274 Morris Serrero - - 112,475 - - - 112,475
275 Doug Shaw 847,395 1,611,705 678,476 - - - 3,137,576
276 Nick Sherrod 302,430 - - - - - 302,430
277 Jon C. Shipman - - - - - 67,500 67,500
278 Jordan Sibler 50,000 - - - - - 50,000
279 Rochelle Sidney - - 259,325 - - - 259,325
280 Brent Simmons 156,938 45,366 - - - - 202,304
281 Edward Simmons 219,047 - - - - - 219,047
282 Peter Siragna - - 1,901,338 - - - 1,901,338
283 Steve Slewitzke 250,000 336,543 193,267 - - - 779,810
284 Nancy Soto - - 585,808 - - - 585,808
285 Paul Stanley - 66,843 - - - - 66,843
286 Sanford Steinberg 584,729 3,207 21,063 - - - 608,999
287 Heath Stephens 198,808 46,534 28,496 - - - 273,838
288 William O. Stone Jr. 820,657 57,953 20,000 - - - 898,610
Exhibit A to Van Tassel Declaration 10
16. Case 3:09-cv-00724-N Document 393 Filed 04/19/10 Page 16 of 291 PageID 3533
Former Stanford Employees
Branch Managing
Director
SIBL CD SIBL Quarterly PARS Quarterly Severance Total CD
ID Name Loan(s) Commissions Bonuses Payments Compensation Payments Proceeds
289 David M. Stubbs 1,095,350 - - - - - 1,095,350
290 Mark V. Stys 200,000 - - 328,417 - 1,060,000 1,588,417
291 Timothy W. Summers - - - - - 165,083 165,083
292 Paula S. Sutton 1,000,000 - - - - - 1,000,000
293 William Brent Sutton 50,000 - - - - - 50,000
294 Ana Tanur - - 95,725 - - - 95,725
295 Juan Carlos Terrazas - - 96,755 - - - 96,755
296 Scot Thigpen 401,758 - - - - - 401,758
297 Christopher Thomas 259,623 64,116 46,471 - - - 370,210
298 Mark Tidwell 436,037 508,972 108,438 - - - 1,053,447
299 Yliana Torrealba - - 283,174 - - - 283,174
300 Jose Torres 162,778 185,403 75,073 - - - 423,254
301 Al Trullenque 289,010 1,126,027 62,584 - 1,014,842 - 2,492,463
302 Audrey Truman 187,500 146,321 125,853 - - - 459,674
303 Roberto Ulloa - 3,585,168 987,973 - - - 4,573,141
304 Eric Urena 312,500 164,845 33,687 - - - 511,032
305 Miguel Valdez 284,250 283,665 167,225 - - - 735,140
306 Nicolas Valera - - 404,294 - - - 404,294
307 Tim Vanderver 980,000 510,819 208,168 - - - 1,698,987
308 Jaime Vargas - 188,569 - - - - 188,569
309 Pete Vargas - 1,606,461 34,862 - - - 1,641,323
310 Ettore Ventrice 1,134,703 80,344 93,601 - - - 1,308,648
311 Mario Vieira - - 118,331 - - - 118,331
312 Evely Villalon - - 126,106 - - - 126,106
313 Maria Villanueva - 3,764,370 281,814 - - - 4,046,184
314 Chris Villemarette 60,000 - - - - - 60,000
315 Frans Vingerhoedt - - 220,657 - - - 220,657
316 Daniel Vitrian - - 83,277 - - - 83,277
317 Charles Vollmer 1,498,538 522,580 165,930 - - - 2,187,048
318 James Weller 75,000 - - - - - 75,000
319 Bill Whitaker 857,350 118,783 51,250 - - - 1,027,383
320 Donald Whitley 267,000 - - - - - 267,000
321 David Whittemore - 205,059 73,789 - - - 278,848
322 Charles Widener 237,500 107,976 57,859 - - - 403,335
323 John Whitfield Wilks 500,000 - - - - - 500,000
324 Thomas Woolsey 350,000 434 - - - - 350,434
Exhibit A to Van Tassel Declaration 11
17. Case 3:09-cv-00724-N Document 393 Filed 04/19/10 Page 17 of 291 PageID 3534
Former Stanford Employees
Branch Managing
Director
SIBL CD SIBL Quarterly PARS Quarterly Severance Total CD
ID Name Loan(s) Commissions Bonuses Payments Compensation Payments Proceeds
325 Michael Word 194,681 2,017,698 352,333 - - - 2,564,712
326 Ryan Wrobleske 986,859 70,562 47,608 - - - 1,105,029
327 Ihab Yassine - - 50,268 - - - 50,268
328 Bernerd E. Young 75,000 - - - - - 75,000
329 Leon Zaidner - - 552,740 - - - 552,740
Total CD Proceeds $ 215,406,017
Exhibit A to Van Tassel Declaration 12
19. Case 3:09-cv-00724-N Document 393 Filed 04/19/10 Page 19 of 291 PageID 3536
Proceeds from Former
Stanford Employee's CD(s)
Total Proceeds from Former Received in Excess of
ID1 Name Stanford Employee's CD(s) Investments
13 Monica Ardesi $ 3,294,765.72
17 Mauricio Aviles $ 35,998.48
21 Isaac Bar $ 50,000.00
26 Jane E. Bates $ 367,733.64
29 Oswaldo Bencomo $ 548,894.32
32 Andrea Berger $ 106,167.85
36 Michael Bober $ 394,254.02 $ 28,511.02
38 Brad Bradham $ 25,000.00
39 Fabio Bramanti $ 564,212.37
40 Fernando Braojos $ 89,847.91
50 Rafael Carriles $ 41,416.06
54 Jane Chernovetzky $ 223,641.91
57 Neal Clement $ 345,515.03 $ 10,515.03
62 Bernard Cools-Lartigue $ 41,198.14 $ 7,166.06
70 James Cross $ 469,313.55
71 Patrick Cruickshank $ 150,000.00
75 Andres Delgado $ 503,289.95
76 Pedro Delgado $ 95,105.37
78 Arturo R. Diaz $ 294,708.05 $ 44,708.05
79 Ana Dongilio2 $ 1,863,888.32 $ 28,301.09
80 Matthew Drews $ 199,882.02 $ 49,882.02
83 Torben Garde Due $ 1,279,921.02 $ 6,150.03
86 Neil Emery $ 884,273.12
92 Marina Feldman $ 28,565.60
93 Ignacio Felice2 $ 1,863,888.32 $ 28,301.09
95 Freddy Fiorillo $ 2,071,774.44
97 Rosalia Fontanals $ 177,335.29
98 James Fontenot $ 513,559.68
109 Michael D. Gifford $ 41,000.00
110 Eric Gildhorn $ 240,279.40
111 Luis Giusti $ 2,188,554.27
115 Larry Goldsmith $ 192,381.46
116 Ramiro Gomez-Rincon $ 28,212.20
118 Juan Carlos Gonzalez $ 86,188.25
125 Vivian Guarch $ 10,719.01
132 Virgil Harris $ 1,091,487.71 $ 71,361.06
136 Luis Hermosa $ 1,370,918.82
137 Daniel Hernandez $ 480,600.51 $ 50,600.51
138 Martine Hernandez $ 468,818.18
139 Patrica Herr $ 159,018.54
140 Alfredo Herraez $ 628,918.45 $ 1,201.55
144 John Holliday $ 58,614.09
149 Marcos Iturriza $ 374,227.65
154 Faran Kassam $ 1,274,740.96
155 Joseph L. Klingen $ 60,435.36 $ 10,435.36
163 Mayra C. Leon De Carrero $ 10,215.87
164 Robert Lenoir $ 34,515.06
Exhibit B to Van Tassel Declaration 13
20. Case 3:09-cv-00724-N Document 393 Filed 04/19/10 Page 20 of 291 PageID 3537
Proceeds from Former
Stanford Employee's CD(s)
Total Proceeds from Former Received in Excess of
ID1 Name Stanford Employee's CD(s) Investments
165 Humberto Lepage $ 3,133,671.45 $ 46,746.09
170 Trevor Ling $ 1,583,893.44
173 Humberto Lopez $ 575,600.81
174 Luis Felipe Lozano $ 72,011.26 $ 10,214.89
176 Michael MacDonald $ 86,601.43 $ 6,601.43
180 Maria Manerba $ 85,145.39
182 Iris Marcovich $ 209,923.91 $ 87,990.23
185 Aymeric Martinoia $ 105,238.33
193 Lawrence Messina $ 70,691.61
197 Trenton Miller $ 219,982.03
198 Hank Mills $ 354,431.68
200 Peter Montalbano $ 542,117.58 $ 42,117.58
201 Alberto Montero $ 366,079.00
203 David Morgan $ 226,291.99
209 Jon Nee $ 148,025.72
213 Norbert Nieuw $ 89,212.30
220 Alfonso Ortega $ 1,361,926.63
225 Ernesto Pena $ 677,881.00
227 Roberto A. Pena $ 100,000.00
229 Saraminta Perez $ 9,904.96
234 Randall Pickett $ 266,097.36 $ 16,097.36
235 Eduardo Picon $ 124,938.41
236 Edward Prieto $ 11,300.00
240 Maria Putz $ 10,000.00
244 Leonor Ramirez $ 151,067.74
245 Nelson Ramirez $ 14,545.43 $ 4,545.43
252 Giampiero Riccio $ 50,000.00
254 Juan C. Riera $ 61,012.73
263 Julio Ruelas $ 21,181.81
265 Tatiana Saldivia $ 105,072.37
266 John Santi $ 799,037.85 $ 28,797.34
268 Louis Schaufele $ 386,826.18
281 Edward Simmons $ 3,357.26
282 Peter Siragna $ 2,394,622.67 $ 116,050.56
284 Nancy Soto $ 1,130,488.20
286 Sanford Steinberg $ 171,534.05 $ 21,534.05
288 William O. Stone Jr. $ 100,000.00
294 Ana Tanur $ 406,936.31
298 Mark Tidwell $ 527,048.26 $ 61,507.19
299 Yliana Torrealba $ 26,238.11
303 Roberto Ulloa $ 267,552.52
305 Miguel Valdez $ 464,687.78
306 Nicolas Valera $ 313,863.62
310 Ettore Ventrice $ 440,953.53 $ 31,569.53
311 Mario Vieira $ 23,615.15
312 Evely Villalon $ 1,187,053.63
313 Maria Villanueva $ 1,826,422.86 $ 248,718.58
315 Frans Vingerhoedt $ 1,685,058.95
Exhibit B to Van Tassel Declaration 14
21. Case 3:09-cv-00724-N Document 393 Filed 04/19/10 Page 21 of 291 PageID 3538
Proceeds from Former
Stanford Employee's CD(s)
Total Proceeds from Former Received in Excess of
ID1 Name Stanford Employee's CD(s) Investments
316 Daniel Vitrian $ 606,180.98
321 David Whittemore $ 285,783.43 $ 35,783.43
327 Ihab Yassine $ 643,267.59
329 Leon Zaidner $ 2,003,561.64
Notes:
1. "ID" corresponds to the ID number listed in Appendix in Support of the Receiver's Second Amended Complaint
Against Former Stanford Employees (Doc. 157).
2. Ana Dongilio's and Ignacio Felice's names are listed on the same SIBL account. As a result, their "Total Proceeds from
Former Stanford Employee's CD(s)" and "Proceeds from Former Stanford Employee's CD(s) Received in Excess of
Investments" amounts are included twice: once for Dongilio, and once for Felice.
Exhibit B to Van Tassel Declaration 15
23. Case 3:09-cv-00724-N Document 393 Filed 04/19/10 Page 23 of 291 PageID 3540
SGC STC Held Accounts 4/19/2010
April 14, 2010
Appendix No. Account Net Worth as of
Account Name(s) Institution
(see Doc. 157) Number April 14, 2010
4 IRA FBO JAMES R ALGUIRE 5LW700082 Pershing $ 580.02
4 JAMES R ALGUIRE / DEANNA S ALGUIRE JT TEN 5LW900039 Pershing $ 250,388.71
7 VICTORIA ANCTIL & DONALD ANCTIL JTWROS NMZ001221 Pershing $ 3,604.24
7 VICTORIA ANCTIL & JUSTIN ANCTIL JTWROS NMZ001239 Pershing $ 98.26
8 TIFFANY ANGELLE NMW004681 Pershing $ 263,263.71
8 IRA FBO TIFFANY ANGELLE NMW024192 Pershing $ 2,963.16
11 IRA FBO SYLVIA AQUINO NYQ001506 Pershing $ 143,479.46
11 SYLVIA AQUINO / RAUL GUILLERMO PEREZ JT TEN NYQ001530 Pershing $ 79,788.23
14 GEORGE ARNOLD NMY105478 Pershing $ 8,942.52
15 IRA FBO JOHN M ARTHUR 0C9700109 Pershing $ 102,177.92
18 DONAL B BAHRENBURG REV TRUST / DONAL B BAHRENBURG TTEE NMZ008630 Pershing $ 17,298.73
19 IRA FBO BROWN B BAINE NJM090043 Pershing $ 68,887.88
20 TIMOTHY L BAMBAUER NNC090201 Pershing $ 10,773.30
20 TIMOTHY L BAMBAUER / LORA M BAMBAUER JT TEN NNC090219 Pershing $ 142,663.43
24 IRA FBO J A BARRACK NJM032847 Pershing $ 191,344.30
24 J A BARRACK & CINDY C BARRACK JTWROS NJM020131 Pershing $ 812.54
28 MARIE BAUTISTA NIEVES / DAVID NIEVES JT TEN NYQ001696 Pershing $ 4,949.86
29 OSWALDO JESUS BENCOMO JIMENEZ / MARIA A ROMAN BARICELLI JTWROS NWR003810 Pershing $ 617,356.12
32 ANDREA BERGER & KENNETH FREEDMAN JTWROS NMY105502 Pershing $ 75,180.95
32 IRA FBO ANDREA FREEDMAN NMY134098 Pershing $ 109,521.57
32 ANDREA K FREEDMAN & KENNETH A FREEDMAN JTWROS NMY105361 Pershing $ 181,088.47
34 NORMAN H BLAKE NJM090308 Pershing $ 3,461.19
34 NORMAN H BLAKE III / CAMILLE R BLAKE JT TEN NJM090001 Pershing $ 161,577.08
34 IRA FBO NORMAN H BLAKE III NJM090274 Pershing $ 311,614.11
34 NORMAN H BLAKE III / CAMILLE R BLAKE JT TEN NJM090316 Pershing $ 86,557.99
36 MICHAEL A BOBER / KAREN BOBER TEN ENT 5LW700066 Pershing $ 173,946.47
37 NIGEL J BOWMAN / MARGARET J BOWMAN JT TEN NMX090580 Pershing $ 317,154.98
37 IRA FBO NIGEL JOHN BOWMAN NJH360236 Pershing $ 87,898.01
42 CHARLES LEE BRICKEY / MARGARET ANNE BRICKEY JT TEN NJM090258 Pershing $ 195,365.96
44 IRA FBO NANCY BROWNLEE RLVR NMY133934 Pershing $ 81,476.88
51 SCOTT CHAISSON / JANE CHAISSON JT TEN N13001057 Pershing $ 244,688.68
55 SUSANA CISNEROS / AYMERIC MARTINOIA JT TEN NJL004623 Pershing $ 21,907.97
56 RONALD J CLAYTON & KRISTIN R CLAYTON TIC NMW004582 Pershing $ 8,937.48
57 NEAL J CLEMENT NGW003066 Pershing $ 331,582.53
57 NEAL JOHN CLEMENT & DONNA WILDMON CLEMENT JTWROS NGW125034 Pershing $ 102,646.55
58 IRA FBO CHRISTOPHER J COLLIER 5LW701346 Pershing $ 1,145.02
58 CHRISTOPHER J COLLIER 5LW900047 Pershing $ 55.84
16
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SGC STC Held Accounts 4/19/2010
April 14, 2010
Appendix No. Account Net Worth as of
Account Name(s) Institution
(see Doc. 157) Number April 14, 2010
59 IRA FBO JAY T COMEAUX NJL006834 Pershing $ 210,513.74
59 JAY T COMEAUX / LINDA C COMEAUX JT TEN NJL010380 Pershing $ 968,715.83
59 JAY T COMEAUX & LINDA C COMEAUX TIC NMY134403 Pershing $ 12.39
59 JAY T COMEAUX & LINDA C COMEAUX TIC NMY134411 Pershing $ -
59 JAY T COMEAUX & LINDA C COMEAUX JTWROS NMY134718 Pershing $ 121,040.24
59 JAY COMEAUX SCB0001525 SCB $ 43,240.00
60 MICHAEL V. CONRAD NJA090103 Pershing $ 145,178.70
67 IRA FBO JOHN B CRAVENS NM4060403 Pershing $ 16,859.37
67 JOHN B CRAVENS / JULIE L CRAVENS TEN COM NM4090244 Pershing $ 612.89
71 IRA FBO PATRICK J CRUICKSHANK NMX090283 Pershing $ 111,616.08
71 MAPLE LEAF CAPITAL, LLC NMX090564 Pershing $ 536,863.55
71 MAPLE LEAF CAPITAL, LLC NMX990151 Pershing $ (316,336.93)
71 PATRICK CRUICKSHANK SCB0000120 SCB $ 73,060.00
77 RAYMOND A DERAGON & ROSE A DERAGON JT TEN NMX090028 Pershing $ 334,723.75
78 ARTURO J RODRIGUEZ DIAZ / CATALINA PALERM JT TEN NMZ023381 Pershing $ 163,984.16
78 IRA FBO ARTURO RODRIGUEZ NMZ008549 Pershing $ 122,589.87
78 IRA FBO ARTURO RODRIGUEZ DIAZ NMZ008556 Pershing $ 128,590.69
80 MATTHEW R DREWS REV TRUST NMZ008697 Pershing $ (286,854.70)
80 MATTHEW R DREWS REV TRUST NMZ016963 Pershing $ 558,784.39
87 TOM P ESPY N2C001162 Pershing $ 81,524.91
89 JASON JOHNSON FAIR & MEREDITH KOEHN FAIR JTWROS NJM020057 Pershing $ 3,551.46
90 NOLAN FARHY NMZ020080 Pershing $ 36,933.35
91 EVAN J FARRELL / JORI J FARRELL JT TEN NM2090055 Pershing $ 108,588.92
93 IGNACIO JOSE FELICE / ANA LUCIA DONGILIO JT TEN NWR008280 Pershing $ 361,386.73
95 FREDDY FIORILLO / MARIA ALEXANDRA OTTATI JT TEN NWR007068 Pershing $ 10,185.64
98 JAMES K FONTENOT NMW004111 Pershing $ 35,576.75
98 SEP FBO JAMES K FONTENOT NMW023657 Pershing $ 7,192.45
101 ROGER L FULLER / HALEY G FULLER JT TEN NJK511495 Pershing $ 118.98
101 ROGER L FULLER / HALEY G FULLER JT TEN NNC012759 Pershing $ 31,334.03
106 GREGG GELBER / CAROLINA GELBER JT TEN NM2001425 Pershing $ 6,374.73
106 IRA FBO GREGG GELBER NM2003280 Pershing $ 5,044.82
113 JOHN J GLENNON / DEBORA P GLENNON TEN COM NYN090080 Pershing $ 5,143.41
115 LARRY J GOLDSMITH NJM020065 Pershing $ 20,461.88
121 JASON GREEN NJG009008 Pershing $ 103,418.31
123 IRA FBO MARK A GROESBECK NMY136895 Pershing $ 33,057.88
123 MARK A GROESBECK & KARENE GROESBECK NMY134445 Pershing $ 37,800.20
129 IRA FBO GARY P HAINDEL NMW023681 Pershing $ 39,731.80
17
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SGC STC Held Accounts 4/19/2010
April 14, 2010
Appendix No. Account Net Worth as of
Account Name(s) Institution
(see Doc. 157) Number April 14, 2010
129 GARY P HAINDEL & ASHLEY R HAINDEL TIC NMW004418 Pershing $ 9,366.21
131 DIRK J HARRIS & ERIN C HARRIS TIC NMW004400 Pershing $ 1,523.24
143 ROBERT D HOGUE 6QK008305 Pershing $ 2,147.82
144 JOHN MARK HOLLIDAY NGW068648 Pershing $ 33,358.04
146 CHARLES G HUGHES NJM020081 Pershing $ 5,737.88
146 IRA FBO CHARLES G HUGHES NJM032839 Pershing $ 5,798.15
150 CHARLES L JANTZI / TRACY JANTZI TEN COM NMW027070 Pershing $ 33,707.20
151 ALLEN H JOHNSON JR NJB090318 Pershing $ 1,394.24
151 ALLEN H JOHNSON JR / SUSAN S JOHNSON JT TEN NJB090326 Pershing $ 1,459.35
151 IRA FBO ALLEN H JOHNSON JR NJB090458 Pershing $ 80,416.79
158 IRA FBO BRUCE E LANG NMZ016567 Pershing $ 56,964.12
159 IRA FBO GRADY J LAYFIELD NMW028615 Pershing $ 38,526.26
159 GRADY J LAYFIELD / BRANDIE T LAYFIELD TEN COM NMW028706 Pershing $ 97,087.82
160 JAMES S LEBARON NMZ008648 Pershing $ 17,071.40
160 IRA FBO JAMES S LEBARON NMZ016633 Pershing $ 21,925.24
161 IRA FBO JASON H LEBLANC NMY015461 Pershing $ 2,355.69
161 JASON H LEBLANC NMY134429 Pershing $ 1.87
161 IRA FBO JASON H LEBLANC NMY137000 Pershing $ 28.37
161 MELISSA PEREZ NMY104687 Pershing $ 8,443.95
161 IRA FBO MELISSA PEREZ NMY133744 Pershing $ 27,692.76
161 JASON H. LEBLANC NMY008425 Pershing $ 45.09
161 JASON LEBLANC / MELISSA PEREZ-LEBLANC JT TEN NMY015909 Pershing $ 14,010.32
164 IRA FBO ROBERT O LENOIR NUJ002245 Pershing $ 184,307.16
170 IRA FBO TREVOR D LING NJL001488 Pershing $ 273,310.02
170 TREVOR D LING NMY002493 Pershing $ 1,688.26
170 TREVOR D LING NMY104950 Pershing $ 131,088.28
170 IRA FBO TREVOR D LING NMY134155 Pershing $ 158,692.57
173 HUMBERTO J LOPEZ / MIGDALIA LOPEZ TEN ENT NMZ021112 Pershing $ 6,608.05
173 IRA FBO HUMBERTO J LOPEZ NMZ021252 Pershing $ 78,043.87
176 MICHAEL S MACDONALD / SERAFINA R MACDONALD JT TEN 5LW903132 Pershing $ 1,781.00
179 MANUEL MALVAEZ NMY104398 Pershing $ 186.63
179 IRA FBO MANUEL MALVAEZ NMY133611 Pershing $ 31,657.59
181 MICHAEL MANSUR NJE090075 Pershing $ 45.95
181 IRA FBO MICHAEL MANSUR NM4090459 Pershing $ 59,078.66
181 MICHAEL MANSUR NM4090509 Pershing $ 61,654.90
184 CLAUDIA VICTORIA MARTINEZ NJL021627 Pershing $ 51,074.13
187 IRA FBO CAROL MCCANN NMX090069 Pershing $ 78,813.80
18
26. Case 3:09-cv-00724-N Document 393 Filed 04/19/10 Page 26 of 291 PageID 3543
SGC STC Held Accounts 4/19/2010
April 14, 2010
Appendix No. Account Net Worth as of
Account Name(s) Institution
(see Doc. 157) Number April 14, 2010
189 DOUGLAS M MCDANIEL & ANNE H MCDANIEL (JTWROS) NGW616255 Pershing $ 19,590.33
190 MATTHEW MCDANIEL & HEATHER MCDANIEL JT TEN 0C9007752 Pershing $ 70,507.28
190 IRA FBO MATTHEW MCDANIEL 0C9603451 Pershing $ 68,147.38
190 IRA FBO MATTHEW MCDANIEL 5LW700025 Pershing $ 1,613.41
190 MATTHEW MCDANIEL / HEATHER MCDANIEL JT TEN 5LW900054 Pershing $ 1,802.02
191 PAMELA M MCGOWAN N2C001071 Pershing $ 2,120.03
191 IRA FBO PAMELA M MCGOWAN N2C005593 Pershing $ 6,915.54
193 IRA FBO LAWRENCE J MESSINA NJE262765 Pershing $ 121,084.34
193 LAWRENCE J MESSINA NM4011901 Pershing $ 210,395.16
193 IRA FBO LAWRENCE J MESSINA NM4090442 Pershing $ 32,427.19
196 IRA FBO DONALD R MILLER NMY134130 Pershing $ 209,516.26
196 IRA FBO DONALD R MILLER NMY105106 Pershing $ 166,423.12
197 M TRENT MILLER NJE290006 Pershing $ 267,881.66
197 M TRENT MILLER / RENE MILLER JT TEN NM4090210 Pershing $ 978.64
197 IRA FBO M TRENT MILLER NM4090285 Pershing $ 352,292.83
197 M TRENT MILLER NM4090319 Pershing $ 52,307.53
198 HENRY J MILLS NMW004095 Pershing $ 39,626.79
200 PETER MONTALBANO NM2090063 Pershing $ 234,630.74
203 DAVID J MORGAN / MARYANGELA C MORGAN JT TEN NNC090078 Pershing $ 271,209.00
204 SHAWN F MORGAN NMX090036 Pershing $ 93,890.80
207 IRA FBO SPENCER F MURCHISON NMY007070 Pershing $ 54,259.63
208 DAVID M NANES & H ELIZABETH A DE NANES NWR001137 Pershing $ 738,368.45
209 JON NEE / MONICA NEE JT TEN NNC090128 Pershing $ 188,643.08
213 NORBERT G NIEUW NMZ019132 Pershing $ 78,634.61
214 LUPE NORTHAM NMY104455 Pershing $ 67,918.24
214 IRA FBO LUPE NORTHAM NMY133645 Pershing $ 16,264.47
214 LUPE NORTHAM & BENNIE L NORTHAM JTWROS NMY104422 Pershing $ 21,408.75
214 MARIA CRUZ SALGADO & MA GUADALUPE NORTHAM JTWROS NMY105346 Pershing $ 428,738.11
215 IRA FBO SCOTT E NOTOWICH NJM032938 Pershing $ 890.48
215 SCOTT E NOTOWICH & JILL L NOTOWICH JTWROS NJM020271 Pershing $ 77,441.39
223 WILLIAM W PEERMAN NJW090000 Pershing $ 9,650.52
225 ERNESTO H PENA NWR003828 Pershing $ 169,529.92
225 ERNESTO PENA NMZ005081 Pershing $ 5,602.33
229 IRA FBO SARAMINTA PEREZ NYQ001993 Pershing $ 88,528.46
230 CARLOS A PEREZ NJL002676 Pershing $ 449,869.67
230 IRA FBO CARLOS A PEREZ NMY105767 Pershing $ 8,655.50
230 CARLOS A PEREZ NMY004390 Pershing $ 672,971.33
19