Sajid Shafiq has over 15 years of experience in compliance and controls roles at various banks in Pakistan. He currently works as an Assistant Vice President of Compliance and Controls at United Bank Ltd, where he is responsible for reviewing policies and procedures, compliance materials, and audit reports. Prior to this, he held compliance roles at Summit Bank Ltd and Meezan Bank Ltd. Sajid Shafiq has a Post Graduate Diploma in Business Administration from the University of Hull in the UK and a BBA in Computer Information Management from Northwood University in the US. He has participated in various compliance trainings over the years.

1. SAJID SHAFIQ
S/o MUHAMMAD SHAFIQ
J-70, P. I. B. COLONY,
KARACHI,
PAKISTAN
NIC No. 42000-2394467-1
Tel: (00921) 3009291205 Res: (009221) 34942784
D.O.B.: 28-10-1976
PROFESSIONAL EXPERIENCE & ACCOMPLISHMENTS:
Jul 2015 –
to date
United Bank Ltd., “Assistant Vice President - Compliance and Control Group as “Manager
Controls”
• Reviewing policies and procedures to be implemented all across the bank.
• Reviewing brochures and other printing material for any possible violation relating to
prudential and regulations imposed by regulatory authorities from time to time.
• Assisting Head of Internal Controls for implementation of policies all across the bank.
• Conducting reviews of audit reports and obtaining feedback from branches and departments
and ensuring the same did not occur in future audits.
• Implementation and reporting of FATCA.
Jul 2012
to
Jun 2015
Summit Bank Ltd., “AVP - Compliance Department” as “Manager Compliance”
• Identifying the “Red Flags” immediately in the transactions conducted and carrying out
thorough investigation.
• Looking after the implementation of AML Software.
• Monitor High Risk Accounts, PKR & FC transactions, Home Remittance Transactions.
• Suspicious Transaction Report - Decide on appropriate course of action for investigation
regarding the suspicious case in question.
• Supervising compliance of Branch Compliance Review and finalising review reports before
submitting them to higher management and branch for necessary actions.
• High Risk Account Approvals - Reviewing and analyse the accounts as per the SBP PRs
related to account opening and bank’s standard operating procedures (SOP) and then give
approval or decline the account accordingly.
• Supervising NAB, ANF and other law enforcement agencies’ queries and ensuring timely
submission, submission of Currency Transaction Reports to FMU & OFAC Screening.
Oct 2008
to
Jul 2012
Meezan Bank Ltd. – “Compliance Department” as “Compliance Officer”
• Visit and monitor that the activities carried out by the branches are in compliance with SBP
Regulations/Guidelines and Bank’s Internal Policies and prepares report of findings and
send it to Compliance Department-HO for information and necessary action as per reporting
frequency.
• Monitor that all Bank’s policies and directives and SBP directives and regulations disseminated
time to time are complied by the branches. Monitoring is to be evidenced through Sample
Checking as per Compliance Program/Checklists/ Guidelines provided by the Compliance
Department.
• Prepared Checklist of different departments related to SBP Compliance Issues.
• Monitor High Value Transactions PKR & FC Currency on daily basis (when not on branch
visits).
• Assisting the Compliance Manager in preparing SBP reports such as SBP Inspection Report,
Board Audit Committee and ensuring timely submission of Banking Mohtasib Complaints.
• Submitting CTRs to FMU on daily basis.
May 2004
to
Oct 2008
mybank Ltd., Central Office Karachi –
“Operations Department” as Operation Officer
”Consumer Banking Division” as Credit Analyst
Worked in London: During studies in organizations such as Tie Rack Plc. (Sales Officer), E. Tech
Vision Ltd. (Marketing), Quality Hotels (Human Resources) and Cabot Car Hire (Network
Administration).
shafiqsajid76@hotmail.com

2. EDUCATION & QUALIFICATIONS:
2001
POST GRADUATE DIPLOMA “BUSINESS ADMINISTRATION”,
from University of Hull, UNITED KINGDOM
2000
B.B.A. “COMPUTER INFORMATION MANAGEMENT”,
from Northwood University (Michigan, USA), Based in UNITED KINGDOM
1999
DIPLOMA “BUSINESS STUDIES”,
from Greenwich School of Management, UNITED KINGDOM
1999
CERTIFICATE “ORACLE 7.x SQL*PLUS”,
from Oxford House College, UNITED KINGDOM
1999
CERTIFICATE “WEB DESIGNING & UNIX”,
from Westminster University, UNITED KINGDOM
1996
INTERMEDIATE
from Government National College, PAKISTAN
1994
MATRICULATION
from Happy Home Secondary School, PAKISTAN
TRAINING CERTIFICATES:
2016
Participated in training on ‘FATCA – THREATS & RESPONSIBILITIES FOR FINANCIAL
INSTITUTIONS’ held by Bankers Development Institute, PAKISTAN
2012
Participated in training on ‘PEOPLE MANAGEMENT SKILLS’ held in-house by Summit
Bank Ltd., PAKISTAN
2012
Participated in training on ‘MOTIVATION & TEAM WORK’ held in-house by Summit Bank
Ltd., PAKISTAN
2012
Participated in training on ‘COMPLIANCE RISK MANAGEMENT’ held by Total Biz
Solution, PAKISTAN
2011
Participated in training on ‘UNDERSTANDING & IMPLEMENTATION OF SBP
REGULATORY GUIDELINES’ held by Institute of Bankers Pakistan, PAKISTAN
2009
Took part & passed an intensive training course in ‘ADVANCE ISLAMIC FINANCE’ Arranged
By Meezan Bank Limited, PAKISTAN
2009 Participated in training on ‘AML / KYC’ held by ICIL BUSINESS TRAINING, PAKISTAN
2006
Participation Certificate on DOCUMENTATION IN RESPECT OF FINANCING AND
MORTGAGES by Pakistan Institute of Banking Studies, PAKISTAN
2005
CERTIFICATE “HOUSING FINANCE”
By Institute of Bankers Pakistan, PAKISTAN
OTHER SKILLS:
JIT, TQM.
Teamwork, flexibility, adaptability, and ability to plan work load.
I.T. SKILLS MS-Office suite; Operating systems: MS-Dos, MS-Windows 9x, 2000
HOBBIES/INTERESTS:
Played cricket for Meezan Bank Limited, also played for my school and college in Pakistan and also took part in
league cricket in Jeddah League (Saudi Arabia). In England played for Eton Manor Cricket Club, which
participates in Essex Morrant League from years 1996 to 2000. Reading, Watching News Channels, Music, and
interacting with people. Can interrelate with people at all level Can speak fluent English, Urdu, Punjabi,
understand and can speak Arabic. Enjoy travelling and have travelled to many countries such as USA, Saudi
Arabia, Singapore, Malaysia, Turkey, England, Holland, France, Scotland, Bahrain, and Thailand. Travelling
had helped me understanding different cultures of different countries.
REFERENCES WILL BE FURNISHED ON REQUEST.