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HEATHER L. BIAGGNE
720.323.9285 ♦ 3818 W 25th
Ave, Denver, CO 80211 ♦ hbiaggne@gmail.com
CORPORATE AND SECURITIES PARALEGAL
Mergers & Acquisitions, Complex Transactions Specialist
A dynamic, results-oriented paralegal professional with extensive experience in managing all corporate matters from
coordinating board, shareholder and board committee meetings, materials, and corporate records, to handling all types of
transactions, including M&A work, joint ventures, financings and securities compliance. Extensive experience in
creating new business entities, public offerings, SEC filings, blue sky laws, negotiating contracts and training other
paralegals and new attorneys. Outstanding ability to manage multiple projects simultaneously from concept to
completion to resolve issues seamlessly, and to provide the highest level of professionalism and customer service.
Exceptionally strategic and analytical with a verifiable record of achievement that demonstrates a strong initiative to
enhance organizational profits and exceed goals and objectives.
Areas of Expertise:
♦ Corporate & Securities ♦ Mergers & Acquisitions ♦ Due Diligence Review
♦ New Business Entities ♦ Private Company Financing ♦ Document Research & Analysis
♦ Client Relations ♦ SEC Reporting ♦ State & Federal Compliance
PROFESSIONAL EXPERIENCE
ALG ATTORNEYS – SENIOR CORPORATE & SECURITIES PARALEGAL - CONTRACT
August 2014 – December 2014
♦ Currently learning new areas of law including Aviation, Department of Defense contracts and International trade.
♦ Manage all aspects of joint venture financings.
♦ Create and maintain new entities.
♦ Strategic planning for business growth with clients.
♦ Research aviation laws, international trade laws, ECCN regulations and sales & use tax laws.
♦ Corporate maintenance of several entities.
DCP MIDSTREAM, LP – PROJECT COORDINATOR
May 2011 – October 2013
♦ Project Coordinator for midstream pipeline company, managed projects from beginning to end, negotiated gas
contracts, and handled complex ROW issues.
♦ Developed long-term relationships with vendors, negotiated cost-saving contracts, and reviewed invoices.
♦ Evaluated projects and created project bids.
♦ Created system to evaluate costs post projects to determine bid accuracy.
♦ Identified and resolved ROW issues with landowners.
DCP MIDSTREAM PARTNERS, LP – CORPORATE & SECURITIES PARALEGAL
May 2005 – April 2011
♦ Assisted with the creation of the public company – DCP Midstream Partners, LP and the initial public offering.
♦ Managed all security reporting and filing requirements for public company.
♦ Coordinated all board, shareholder and board committee meetings, materials and minutes.
♦ Assisted in closing several major mergers and acquisitions.
♦ Created new business entities and managed their corporate structure.
♦ Integrated newly acquired companies and assets into the corporate structure and managed corporate compliance with
state and federal regulations.
♦ Supervised the implementation of XBRL reporting.
♦ Managed the selection of vendor and implementation of electronic board and committee books and materials.
♦ Managed the corporate structure of the public entity and for all the business entities formed and/or acquired, all
securities compliance, and business development for each entity, including major acquisitions.
HOLME ROBERTS & OWEN, LLP – CORPORATE & SECURITIES PARALEGAL
2002 – April 2005
♦ Maintained corporate and stock records, administered company equity incentive plans including 701 compliance
issues.
♦ Conducted blue-sky research and compliance, private company financing for the company and investor,
capitalization spreadsheets, and Section 16 Reporting.
♦ Assisted in closing several major mergers and acquisitions.
♦ Created new business entities and assisted in taking the companies public.
♦ Managed the corporate structure and business entities for clients, securities compliance for clients, and business
development including major acquisitions.
♦ Conducted blue sky research and compliance, private company financing for the company and investor,
capitalization spreadsheets, and Section 16 Reporting.
COOLEY GODWARD, LLP – CORPORATE & SECURITIES PARALEGAL
1999 – 2002
♦ Assisted with several public offerings.
♦ Maintained corporate and stock records, administered company equity incentive plans including 701 compliance
issues.
♦ Conducted blue-sky research and compliance, private company financing for the company and investor,
capitalization spreadsheets, and Section 16 Reporting.
♦ Assisted in closing several major mergers and acquisitions.
♦ Created new business entities and business structure.
♦ Managed the corporate structure and business entities, securities compliance, and business development for several
clients, including major acquisitions.
♦ Conducted blue-sky research and compliance, private company financing for the company and investor,
capitalization spreadsheets, and Section 16 Reporting.
♦ Managed substantive document review and summary of documents, researched patent issues in European countries,
drafted privilege logs, and assisted in trial preparation.
KENNEDY & CHRISTOPHER, PC – LITIGATION PARALEGAL
1996 – 1999
♦ Professional malpractice defense, including medical malpractice, employment law, contract disputes, and legal
malpractice.
♦ Summarized depositions and medical records for key points.
♦ Managed substantive document review and summary of documents, drafted privilege logs, and assisted in trial
preparation.
♦ Coordinated trial calendar.
♦ Worked with insurance companies regarding various malpractice claims.
♦ Assisted in witness preparation, located expert witnesses, coordinated calendars with outside counsel, witnesses
and insurance companies for depositions, document reviews.
Key Accomplishments:
♦ Sold an aircraft pursuant to seizure by the Federal Government, including bid offer, lien release negotiation, and
payment of sales and use tax.
♦ Researched revised ECCN rules and regulations and successfully identified and complied with international
regulations for the shipment and purchase of goods in the Ukraine.
♦ Managed a $3.2 billion acquisition, other acquisitions ranging from $22 million up to $635 million, a $100 million
private placement, a $4.25 million unit public offering, and several joint ventures.
♦ Coordinated collection and review of documents in a complex $800 billion Internet privacy class action suit.
♦ Assisted with preparation of several Private Placement Memorandums and recently coordinated the successful close
of a private placement between companies located in Chile, Singapore and the United States.
♦ Created system for evaluating costs post-projects to determine accuracy of bids.
♦ Established all office protocols for newly formed public company.
♦ Established process for all securities filings, unit tracking and entity tracking for newly formed public company.
♦ Researched and implemented conversion from paper board books to electronic distribution.
EDUCATION / PROFESSIONAL DEVELOPMENT / VOLUNTEER INVOLVEMENT
REGIS UNIVERSITY, Denver, CO, MBA specializing in Finance and Accounting, August, 2010
DENVER PARALEGAL INSTITUTE COLORADO, Denver, CO, Paralegal Certificate
BOISE STATE UNIVERSITY, Boise, ID, Bachelor of Business Administration in Economics
ROCKY MOUNTAIN PARALEGAL ASSOCIATION, Board Member, 1996 – 2000
DCP MIDSTREAM PARTNERS, LP, Fundraising Team Captain for the American Heart Association
DCP MIDSTREAM PARTNERS, LP, Media Training Certification

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Corporate_Securities_M&A Paralegal_Nov 2014

  • 1. HEATHER L. BIAGGNE 720.323.9285 ♦ 3818 W 25th Ave, Denver, CO 80211 ♦ hbiaggne@gmail.com CORPORATE AND SECURITIES PARALEGAL Mergers & Acquisitions, Complex Transactions Specialist A dynamic, results-oriented paralegal professional with extensive experience in managing all corporate matters from coordinating board, shareholder and board committee meetings, materials, and corporate records, to handling all types of transactions, including M&A work, joint ventures, financings and securities compliance. Extensive experience in creating new business entities, public offerings, SEC filings, blue sky laws, negotiating contracts and training other paralegals and new attorneys. Outstanding ability to manage multiple projects simultaneously from concept to completion to resolve issues seamlessly, and to provide the highest level of professionalism and customer service. Exceptionally strategic and analytical with a verifiable record of achievement that demonstrates a strong initiative to enhance organizational profits and exceed goals and objectives. Areas of Expertise: ♦ Corporate & Securities ♦ Mergers & Acquisitions ♦ Due Diligence Review ♦ New Business Entities ♦ Private Company Financing ♦ Document Research & Analysis ♦ Client Relations ♦ SEC Reporting ♦ State & Federal Compliance PROFESSIONAL EXPERIENCE ALG ATTORNEYS – SENIOR CORPORATE & SECURITIES PARALEGAL - CONTRACT August 2014 – December 2014 ♦ Currently learning new areas of law including Aviation, Department of Defense contracts and International trade. ♦ Manage all aspects of joint venture financings. ♦ Create and maintain new entities. ♦ Strategic planning for business growth with clients. ♦ Research aviation laws, international trade laws, ECCN regulations and sales & use tax laws. ♦ Corporate maintenance of several entities. DCP MIDSTREAM, LP – PROJECT COORDINATOR May 2011 – October 2013 ♦ Project Coordinator for midstream pipeline company, managed projects from beginning to end, negotiated gas contracts, and handled complex ROW issues. ♦ Developed long-term relationships with vendors, negotiated cost-saving contracts, and reviewed invoices. ♦ Evaluated projects and created project bids. ♦ Created system to evaluate costs post projects to determine bid accuracy. ♦ Identified and resolved ROW issues with landowners. DCP MIDSTREAM PARTNERS, LP – CORPORATE & SECURITIES PARALEGAL May 2005 – April 2011 ♦ Assisted with the creation of the public company – DCP Midstream Partners, LP and the initial public offering. ♦ Managed all security reporting and filing requirements for public company. ♦ Coordinated all board, shareholder and board committee meetings, materials and minutes. ♦ Assisted in closing several major mergers and acquisitions. ♦ Created new business entities and managed their corporate structure. ♦ Integrated newly acquired companies and assets into the corporate structure and managed corporate compliance with state and federal regulations. ♦ Supervised the implementation of XBRL reporting. ♦ Managed the selection of vendor and implementation of electronic board and committee books and materials. ♦ Managed the corporate structure of the public entity and for all the business entities formed and/or acquired, all securities compliance, and business development for each entity, including major acquisitions. HOLME ROBERTS & OWEN, LLP – CORPORATE & SECURITIES PARALEGAL 2002 – April 2005
  • 2. ♦ Maintained corporate and stock records, administered company equity incentive plans including 701 compliance issues. ♦ Conducted blue-sky research and compliance, private company financing for the company and investor, capitalization spreadsheets, and Section 16 Reporting. ♦ Assisted in closing several major mergers and acquisitions. ♦ Created new business entities and assisted in taking the companies public. ♦ Managed the corporate structure and business entities for clients, securities compliance for clients, and business development including major acquisitions. ♦ Conducted blue sky research and compliance, private company financing for the company and investor, capitalization spreadsheets, and Section 16 Reporting. COOLEY GODWARD, LLP – CORPORATE & SECURITIES PARALEGAL 1999 – 2002 ♦ Assisted with several public offerings. ♦ Maintained corporate and stock records, administered company equity incentive plans including 701 compliance issues. ♦ Conducted blue-sky research and compliance, private company financing for the company and investor, capitalization spreadsheets, and Section 16 Reporting. ♦ Assisted in closing several major mergers and acquisitions. ♦ Created new business entities and business structure. ♦ Managed the corporate structure and business entities, securities compliance, and business development for several clients, including major acquisitions. ♦ Conducted blue-sky research and compliance, private company financing for the company and investor, capitalization spreadsheets, and Section 16 Reporting. ♦ Managed substantive document review and summary of documents, researched patent issues in European countries, drafted privilege logs, and assisted in trial preparation. KENNEDY & CHRISTOPHER, PC – LITIGATION PARALEGAL 1996 – 1999 ♦ Professional malpractice defense, including medical malpractice, employment law, contract disputes, and legal malpractice. ♦ Summarized depositions and medical records for key points. ♦ Managed substantive document review and summary of documents, drafted privilege logs, and assisted in trial preparation. ♦ Coordinated trial calendar. ♦ Worked with insurance companies regarding various malpractice claims. ♦ Assisted in witness preparation, located expert witnesses, coordinated calendars with outside counsel, witnesses and insurance companies for depositions, document reviews. Key Accomplishments: ♦ Sold an aircraft pursuant to seizure by the Federal Government, including bid offer, lien release negotiation, and payment of sales and use tax. ♦ Researched revised ECCN rules and regulations and successfully identified and complied with international regulations for the shipment and purchase of goods in the Ukraine. ♦ Managed a $3.2 billion acquisition, other acquisitions ranging from $22 million up to $635 million, a $100 million private placement, a $4.25 million unit public offering, and several joint ventures. ♦ Coordinated collection and review of documents in a complex $800 billion Internet privacy class action suit. ♦ Assisted with preparation of several Private Placement Memorandums and recently coordinated the successful close of a private placement between companies located in Chile, Singapore and the United States. ♦ Created system for evaluating costs post-projects to determine accuracy of bids. ♦ Established all office protocols for newly formed public company. ♦ Established process for all securities filings, unit tracking and entity tracking for newly formed public company. ♦ Researched and implemented conversion from paper board books to electronic distribution.
  • 3. EDUCATION / PROFESSIONAL DEVELOPMENT / VOLUNTEER INVOLVEMENT REGIS UNIVERSITY, Denver, CO, MBA specializing in Finance and Accounting, August, 2010 DENVER PARALEGAL INSTITUTE COLORADO, Denver, CO, Paralegal Certificate BOISE STATE UNIVERSITY, Boise, ID, Bachelor of Business Administration in Economics ROCKY MOUNTAIN PARALEGAL ASSOCIATION, Board Member, 1996 – 2000 DCP MIDSTREAM PARTNERS, LP, Fundraising Team Captain for the American Heart Association DCP MIDSTREAM PARTNERS, LP, Media Training Certification