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Cahit Arf: Exploring His Scientific Influence Using
  Social Network Analysis, Author Co-citation
      Maps and Single Publication h Index
                                  Yaşar Tonta
                                  tonta@hacettepe.edu.tr
                        yunus.hacettepe.edu.tr/~tonta/tonta.html
                        Department of Information Management,
           Faculty of Letters, Hacettepe University, 06800 Beytepe, Ankara, TR


                              A. Esra Özkan Çelik
                                  esra@hacettepe.edu.tr
           Registrar's Office, Hacettepe University, 06800 Beytepe, Ankara, TR
Ord. Prof. Dr. Cahit Arf (1910-1997)




Collnet 2011, September 20-23, Istanbul, Turkey
Outline

    •   Biographical sketch of Cahit Arf
    •   Literature Review
    •   Research Questions
    •   Data Sources
    •   Method
    •   Findings
    •   Conclusions
    •   Recommendations

Collnet 2011, September 20-23, Istanbul, Turkey
Cahit Arf
  • Born in Selanik (Thessaloniki) (Feb. 18, 1910)
  • Graduate of École Normale Supérieure in Paris
  • Worked at Galatasaray High School and then joined the Math Dept of
    Istanbul University in 1933
  • Went to Göttingen for his PhD degree (1937)
       – The Hasse-Arf Theorem
  • Published the Arf invariant of quadratic forms over a field of
    characteristic two (1941) and Arf rings (1948), among others
  • Worked at Robert College, METU, TUBITAK, Princeton, Berkeley
  • Received the Inonu Award, TUBITAK Science Award, Commandeur
    des Palmes Académiques, among others
  • Member of several academies
  • Died in Istanbul (Dec. 26, 1997)
Collnet 2011, September 20-23, Istanbul, Turkey
Arf’s portrait graces the 10 Turkish Lira




Collnet 2011, September 20-23, Istanbul, Turkey
Cahit Arf’s scientific legacy
  • Published 23 papers between 1939 and 1966
       – 12 in French, 6 in German, 4 in English and 1 in Italian
  • Only two of his English papers were listed in Thomson
    Reuters’ citation indexes
  • Arf’s h index score is 1!
  • Arf invariant Arf(X), Arf(M), Arf(K) and Arf(q), Arf rings,
    Arf closure, the Hasse-Arf theorem, among others, are
    all well known and used in papers’ titles and keywords
  • Several books with “Arf” in their titles, e.g., Stable
      homotopy around the Arf-Kervaire invariant, by Snaith (2009)
  • Yet Arf has not been cited very heavily
Collnet 2011, September 20-23, Istanbul, Turkey
Literature review
    • Social network analysis (SNA)
    • Author co-citation analysis (ACA)
    • ACA + Information Retrieval (IR) + Relevance
      Theory (RT) (White, 2007)
    • Pennant diagrams
    • Single publication h index (Shubert, 2009)
    • Works on Cahit Arf


Collnet 2011, September 20-23, Istanbul, Turkey
Research questions
 • Who were the authors being co-cited most often with Arf?
 • How high were their h index scores?
 • Can we trace the scientific influence of Arf through paper
   titles and topics that contain the terms “Arf invariant”, “Arf
   rings” and so on?
 • Which paper of Arf received the highest number of citations?
 • Will the pennant diagram of Arf’s most frequently cited
   paper provide further insight into his influence in
   mathematics as well as in other disciplines?
 • What is the single publication h index of his most significant
   work?

Collnet 2011, September 20-23, Istanbul, Turkey
Data Sources
   • Thomson Reuters Web of Science (WoS)
        –   Records of Cahit Arf (“Arf C*”)
        –   Cited references of Arf
        –   Records having “Arf*” in their titles and/or topics
        –   Records of authors co-cited with Arf
        –   h index scores of authors co-cited with Arf
        –   Records of top 50 most cited math papers of all times
   • Google Scholar (GS)
        – Records of Cahit Arf
        – Records of authors citing Arf’s works
        – Single publication h index scores of top 50 most cited math
          papers of all times
Collnet 2011, September 20-23, Istanbul, Turkey
Method
   • Citation analysis
        –   Author search
        –   Cited reference search
        –   Title and topic search
        –   h index
   • Author co-citation analysis (ACA)
        – White (2007) combined ACA + IR and RT
        – Term frequency (tf): cognitive effects of works
        – Inverse document frequency (idf): ease of processing
        – weight (i,j) = (1 + log(tfi,j)) log(N/dfi)
        – Pennant diagrams plot tf values on the x axis and idf values on the y axis
   • Social network analysis
        – CiteSpace
   • Single publication h index
        – “the set of papers citing the work in question” (Schubert, 2009, p. 559)

Collnet 2011, September 20-23, Istanbul, Turkey
Findings



Collnet 2011, September 20-23, Istanbul, Turkey
Arf’s papers in Thomson Reuters WoS
  1. Arf, C., Imre, K. & Ozizmir, E. (1965). On algebraic structure of
     cluster expansion in statistical mechanics. Journal of
     Mathematical Physics, 6(8): 1179-&. (Times cited: 3)
  2. Arf, C. (1952). On methods of Rayleigh-Ritz-Weinstein.
     Proceedings of the American Mathematical Society, 3(2): 223-
     232. (Times cited: 1)
  3. Arf, C. (1951). On Rayleigh-Ritz-Weinstein method. Bulletin of the
     American Mathematical Society, 57(4): 269-270. (Times cited: 0)
  4. Arf, C. (1951). On a free boundary problem in elasticity. Bulletin
     of the American Mathematical Society, 57(2): 136-136. (Times
     cited: 0)

Collnet 2011, September 20-23, Istanbul, Turkey
Author Co-citation Network of Arf




Collnet 2011, September 20-23, Istanbul, Turkey
Co-cited author distributions

               Co-cited Authors   Frequencies           h Index Scores
               ARF C                      146                 1

               SERRE JP                     30                23
               WITT E                       23 (No ISI records under his name)
               BOURBAKI N                   21 (No ISI records under his name)
               MILNOR J                     20                29
               DIEUDONNE J                  20                11
               SAH CH                       20                14
               KERVAIRE MA                  18   9 (with respect to 10 papers)
               OMEARA OT                    18                11
               WALL CTC                     18                25
               KNESER M                     14                 8

Collnet 2011, September 20-23, Istanbul, Turkey
Pennant diagram of items co-cited with Arf (1941)

                                                  Seed work:

                                                  Arf, C. (1941).
                                                  Untersuchungen
                                                  über quadratische
                                                  Formen in Körpern
                                                  der Charakteristik
                                                  2. (Teil I.) Journal
                                                  für die Reine und
                                                  Angewandte
                                                  Mathematik, 183,
                                                  148-167.

Collnet 2011, September 20-23, Istanbul, Turkey
Pennant diagram: Section A
                                                                                         • RIEHM CR. (1965). “Integral representations of
                                                         Juniors of Arf
                                                                                         quadratic forms in characteristic 2”
                                                                                         • KLINGENBERG W. (1954). “Über die Arfsche
                                                                                         Invariante quadratischer Formen mod 2”
                                                                                         • WITT E. (1954). “Über eine Invariante
                                                                                         quadratischer Formen mod 2”
                                                                                         • SAH CH. (1960). “Quadratic forms over fields
                                                                                         of characteristic-2”

                      Freq              Sector %                                         • TROJAN A.(1966). “Integral extension of
     REFERENCE        tf    df   N      (tf/df)*100   tf*idf    log(1+tf) log(5mil/df)   isometries of quadratic forms over local fields”
 ARF C,1943                5 5 5E+06        28.316     10.194       1.699        6.000
 RIEHM CR,1965             5 6 5E+06        28.694     10.059       1.699        5.921
                                                                                         • RIEHM C. (1964). “On integral representations
 KLINGENBERG W,1954        5 7 5E+06        29.023      9.946       1.699        5.854   of quadratic forms over local fields”
 WITT E,1954               5 7 5E+06        29.023      9.946       1.699        5.854
 SAH CH,1960               9 13 5E+06       34.991     10.914       1.954        5.585
                                                                                         • SPRINGER TA. (1955). “Quadratic forms over
 TROJAN A,1966             4 16 5E+06       29.156      8.803       1.602        5.495   fields with a discrete valuation”
 RIEHM C,1964
 SPRINGER TA,1955
                           5 33 5E+06
                           4 37 5E+06
                                            32.796
                                            31.225
                                                        8.801
                                                        8.220
                                                                    1.699
                                                                    1.602
                                                                                 5.180
                                                                                 5.131
                                                                                         • SAH C. (1972). “Symmetric bilinear forms and
 SAH C,1972                7 40 5E+06       36.200      9.404       1.845        5.097   quadratic forms”
 CAPPELL SE,1974           4 40 5E+06       31.432      8.166       1.602        5.097


Collnet 2011, September 20-23, Istanbul, Turkey
Pennant diagram: Section B
                                                  • Papers in section B are no longer
                                                    on “quadratic forms” (e.g.,
                                                    CAPPELL SE. (1974). “Unitary
                                                    Nilpotent Groups and Hermitian
                                                    K-Theory. 1”)
                               Peers of Arf       • Authors in section B are top
                                                    mathematicians with high h
                                                    index scores
                                                      –   Atiyah MF 34
                                                      –   Milnor J 29
                                                      –   Wall CTC 25
                                                      –   Cappell SE 17
                                                      –   Frohlich A 16…
                                                  • Some (just like Arf himself) not
                                                    properly represented in indexes
                                                    (e.g. Kervaire M 9) , or not
                                                    represented at all (e.g., Witt E.)

Collnet 2011, September 20-23, Istanbul, Turkey
Pennant diagram: Section C
                                                  • Papers in section C are generic
                                                    titles, world classics, and cited
                                                    references as classic mathematics
                                                    texts and classic articles,
                                                      – Corps Locaux by Serre JP (1962)
                                                      – Algebre by Bourbaki N (1959)
                                                      – Linear Groups with an Exposition of
                                                        the Galois Field Theory by Dickson
                                                        LE (1958)
                                                      – Introduction to Quadratic Forms
                                                        over Fields by Lam TY (1973)
                                                      – Introduction to Quadratic Forms by
                                                        O’Meara (1963)
                                                      – La Géométrie Des Groupes
                                                        Classiques by Dieudonne (1955)
                                                      – Algebraic Theory SPI by Chevalley C
                                                        (1954)
                               Seniors of Arf         – And a highly cited (449 times)
                                                        article by Kervaire MA (and Milnor
                                                        J): “Groups of Homotopy Spheres: I”.

Collnet 2011, September 20-23, Istanbul, Turkey
Partial list of papers citing Arf (1941)
                                                   • Based on
                                                   Google Scholar
                                                   data
                                                   • Citing papers
                                                   themselves were
                                                   cited between 0
                                                   (one third have
                                                   yet to be cited)
                                                   and 827 times



              http://labs.dbs.uni-leipzig.de/gsh
Collnet 2011, September 20-23, Istanbul, Turkey
Single publication h index of Arf (1941)
                                                   Single pub h index: 24
                                                   • h2 upper: 67%
                                                   (high impact citing pubs)
                                                   • h2 center: 16%
                                                   (h index area)
                                                   • h2 lower: 17%
                                                   (low impact citing pubs)
                                                   • m: median # of citations
                                                   received by citing pubs in the
                                                   Hirsch core (Bornmann, Mutz & Daniel, 2008)
                                                   Solution of Arf-Kervaire invariant
                                                   will further increase Arf’s (1941)
                                                   single pub h index (Önder, 2011)
              http://labs.dbs.uni-leipzig.de/gsh

Collnet 2011, September 20-23, Istanbul, Turkey
Arf (1941) in perspective
  • 5,653 math papers under WoS categories of
    “Mathematics” and “Mathematics Applied”
  • Only 18 papers were cited more than 100
    times
  • Checked the first 50 papers with the highest #
    of citations (max. 1,027 - min. 56)
  • Only 15 papers had single publication h index
    score higher than 24


Collnet 2011, September 20-23, Istanbul, Turkey
Conclusions
    • Cahit Arf’s works are still influential today and
      being cited frequently, despite the fact that his
      last contribution was in 1960s
    • His paper on Arf invariant has been among the
      top 15 or 20 most influential math papers ever
      published
    • White’s (2007) approach and pennant diagrams,
      along with Schubert’s (2009) single publication h
      index, can be used to study the scientific
      influence of authors retrospectively and indirectly


Collnet 2011, September 20-23, Istanbul, Turkey
Recommendations
    • Further study needed to incorporate implicit
      citations to the calculation of the performance
      measures to have a fuller understanding of
      the scientific impact of authors
    • Calculation of the indirect influence of papers
      needs to be refined by assigning weights to
      indirect citations (as suggested by Rousseau in
      1987 long before h index came into being)


Collnet 2011, September 20-23, Istanbul, Turkey
Cahit Arf: Exploring His Scientific Influence Using
  Social Network Analysis, Author Co-citation
      Maps and Single Publication h Index
                                  Yaşar Tonta
                                  tonta@hacettepe.edu.tr
                        yunus.hacettepe.edu.tr/~tonta/tonta.html
                        Department of Information Management,
           Faculty of Letters, Hacettepe University, 06800 Beytepe, Ankara, TR


                              A. Esra Özkan Çelik
                                  esra@hacettepe.edu.tr
           Registrar's Office, Hacettepe University, 06800 Beytepe, Ankara, TR

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Cahit Arf's Scientific Influence Through Social Network Analysis

  • 1. Cahit Arf: Exploring His Scientific Influence Using Social Network Analysis, Author Co-citation Maps and Single Publication h Index Yaşar Tonta tonta@hacettepe.edu.tr yunus.hacettepe.edu.tr/~tonta/tonta.html Department of Information Management, Faculty of Letters, Hacettepe University, 06800 Beytepe, Ankara, TR A. Esra Özkan Çelik esra@hacettepe.edu.tr Registrar's Office, Hacettepe University, 06800 Beytepe, Ankara, TR
  • 2. Ord. Prof. Dr. Cahit Arf (1910-1997) Collnet 2011, September 20-23, Istanbul, Turkey
  • 3. Outline • Biographical sketch of Cahit Arf • Literature Review • Research Questions • Data Sources • Method • Findings • Conclusions • Recommendations Collnet 2011, September 20-23, Istanbul, Turkey
  • 4. Cahit Arf • Born in Selanik (Thessaloniki) (Feb. 18, 1910) • Graduate of École Normale Supérieure in Paris • Worked at Galatasaray High School and then joined the Math Dept of Istanbul University in 1933 • Went to Göttingen for his PhD degree (1937) – The Hasse-Arf Theorem • Published the Arf invariant of quadratic forms over a field of characteristic two (1941) and Arf rings (1948), among others • Worked at Robert College, METU, TUBITAK, Princeton, Berkeley • Received the Inonu Award, TUBITAK Science Award, Commandeur des Palmes Académiques, among others • Member of several academies • Died in Istanbul (Dec. 26, 1997) Collnet 2011, September 20-23, Istanbul, Turkey
  • 5. Arf’s portrait graces the 10 Turkish Lira Collnet 2011, September 20-23, Istanbul, Turkey
  • 6. Cahit Arf’s scientific legacy • Published 23 papers between 1939 and 1966 – 12 in French, 6 in German, 4 in English and 1 in Italian • Only two of his English papers were listed in Thomson Reuters’ citation indexes • Arf’s h index score is 1! • Arf invariant Arf(X), Arf(M), Arf(K) and Arf(q), Arf rings, Arf closure, the Hasse-Arf theorem, among others, are all well known and used in papers’ titles and keywords • Several books with “Arf” in their titles, e.g., Stable homotopy around the Arf-Kervaire invariant, by Snaith (2009) • Yet Arf has not been cited very heavily Collnet 2011, September 20-23, Istanbul, Turkey
  • 7. Literature review • Social network analysis (SNA) • Author co-citation analysis (ACA) • ACA + Information Retrieval (IR) + Relevance Theory (RT) (White, 2007) • Pennant diagrams • Single publication h index (Shubert, 2009) • Works on Cahit Arf Collnet 2011, September 20-23, Istanbul, Turkey
  • 8. Research questions • Who were the authors being co-cited most often with Arf? • How high were their h index scores? • Can we trace the scientific influence of Arf through paper titles and topics that contain the terms “Arf invariant”, “Arf rings” and so on? • Which paper of Arf received the highest number of citations? • Will the pennant diagram of Arf’s most frequently cited paper provide further insight into his influence in mathematics as well as in other disciplines? • What is the single publication h index of his most significant work? Collnet 2011, September 20-23, Istanbul, Turkey
  • 9. Data Sources • Thomson Reuters Web of Science (WoS) – Records of Cahit Arf (“Arf C*”) – Cited references of Arf – Records having “Arf*” in their titles and/or topics – Records of authors co-cited with Arf – h index scores of authors co-cited with Arf – Records of top 50 most cited math papers of all times • Google Scholar (GS) – Records of Cahit Arf – Records of authors citing Arf’s works – Single publication h index scores of top 50 most cited math papers of all times Collnet 2011, September 20-23, Istanbul, Turkey
  • 10. Method • Citation analysis – Author search – Cited reference search – Title and topic search – h index • Author co-citation analysis (ACA) – White (2007) combined ACA + IR and RT – Term frequency (tf): cognitive effects of works – Inverse document frequency (idf): ease of processing – weight (i,j) = (1 + log(tfi,j)) log(N/dfi) – Pennant diagrams plot tf values on the x axis and idf values on the y axis • Social network analysis – CiteSpace • Single publication h index – “the set of papers citing the work in question” (Schubert, 2009, p. 559) Collnet 2011, September 20-23, Istanbul, Turkey
  • 11. Findings Collnet 2011, September 20-23, Istanbul, Turkey
  • 12. Arf’s papers in Thomson Reuters WoS 1. Arf, C., Imre, K. & Ozizmir, E. (1965). On algebraic structure of cluster expansion in statistical mechanics. Journal of Mathematical Physics, 6(8): 1179-&. (Times cited: 3) 2. Arf, C. (1952). On methods of Rayleigh-Ritz-Weinstein. Proceedings of the American Mathematical Society, 3(2): 223- 232. (Times cited: 1) 3. Arf, C. (1951). On Rayleigh-Ritz-Weinstein method. Bulletin of the American Mathematical Society, 57(4): 269-270. (Times cited: 0) 4. Arf, C. (1951). On a free boundary problem in elasticity. Bulletin of the American Mathematical Society, 57(2): 136-136. (Times cited: 0) Collnet 2011, September 20-23, Istanbul, Turkey
  • 13. Author Co-citation Network of Arf Collnet 2011, September 20-23, Istanbul, Turkey
  • 14. Co-cited author distributions Co-cited Authors Frequencies h Index Scores ARF C 146 1 SERRE JP 30 23 WITT E 23 (No ISI records under his name) BOURBAKI N 21 (No ISI records under his name) MILNOR J 20 29 DIEUDONNE J 20 11 SAH CH 20 14 KERVAIRE MA 18 9 (with respect to 10 papers) OMEARA OT 18 11 WALL CTC 18 25 KNESER M 14 8 Collnet 2011, September 20-23, Istanbul, Turkey
  • 15. Pennant diagram of items co-cited with Arf (1941) Seed work: Arf, C. (1941). Untersuchungen über quadratische Formen in Körpern der Charakteristik 2. (Teil I.) Journal für die Reine und Angewandte Mathematik, 183, 148-167. Collnet 2011, September 20-23, Istanbul, Turkey
  • 16. Pennant diagram: Section A • RIEHM CR. (1965). “Integral representations of Juniors of Arf quadratic forms in characteristic 2” • KLINGENBERG W. (1954). “Über die Arfsche Invariante quadratischer Formen mod 2” • WITT E. (1954). “Über eine Invariante quadratischer Formen mod 2” • SAH CH. (1960). “Quadratic forms over fields of characteristic-2” Freq Sector % • TROJAN A.(1966). “Integral extension of REFERENCE tf df N (tf/df)*100 tf*idf log(1+tf) log(5mil/df) isometries of quadratic forms over local fields” ARF C,1943 5 5 5E+06 28.316 10.194 1.699 6.000 RIEHM CR,1965 5 6 5E+06 28.694 10.059 1.699 5.921 • RIEHM C. (1964). “On integral representations KLINGENBERG W,1954 5 7 5E+06 29.023 9.946 1.699 5.854 of quadratic forms over local fields” WITT E,1954 5 7 5E+06 29.023 9.946 1.699 5.854 SAH CH,1960 9 13 5E+06 34.991 10.914 1.954 5.585 • SPRINGER TA. (1955). “Quadratic forms over TROJAN A,1966 4 16 5E+06 29.156 8.803 1.602 5.495 fields with a discrete valuation” RIEHM C,1964 SPRINGER TA,1955 5 33 5E+06 4 37 5E+06 32.796 31.225 8.801 8.220 1.699 1.602 5.180 5.131 • SAH C. (1972). “Symmetric bilinear forms and SAH C,1972 7 40 5E+06 36.200 9.404 1.845 5.097 quadratic forms” CAPPELL SE,1974 4 40 5E+06 31.432 8.166 1.602 5.097 Collnet 2011, September 20-23, Istanbul, Turkey
  • 17. Pennant diagram: Section B • Papers in section B are no longer on “quadratic forms” (e.g., CAPPELL SE. (1974). “Unitary Nilpotent Groups and Hermitian K-Theory. 1”) Peers of Arf • Authors in section B are top mathematicians with high h index scores – Atiyah MF 34 – Milnor J 29 – Wall CTC 25 – Cappell SE 17 – Frohlich A 16… • Some (just like Arf himself) not properly represented in indexes (e.g. Kervaire M 9) , or not represented at all (e.g., Witt E.) Collnet 2011, September 20-23, Istanbul, Turkey
  • 18. Pennant diagram: Section C • Papers in section C are generic titles, world classics, and cited references as classic mathematics texts and classic articles, – Corps Locaux by Serre JP (1962) – Algebre by Bourbaki N (1959) – Linear Groups with an Exposition of the Galois Field Theory by Dickson LE (1958) – Introduction to Quadratic Forms over Fields by Lam TY (1973) – Introduction to Quadratic Forms by O’Meara (1963) – La Géométrie Des Groupes Classiques by Dieudonne (1955) – Algebraic Theory SPI by Chevalley C (1954) Seniors of Arf – And a highly cited (449 times) article by Kervaire MA (and Milnor J): “Groups of Homotopy Spheres: I”. Collnet 2011, September 20-23, Istanbul, Turkey
  • 19. Partial list of papers citing Arf (1941) • Based on Google Scholar data • Citing papers themselves were cited between 0 (one third have yet to be cited) and 827 times http://labs.dbs.uni-leipzig.de/gsh Collnet 2011, September 20-23, Istanbul, Turkey
  • 20. Single publication h index of Arf (1941) Single pub h index: 24 • h2 upper: 67% (high impact citing pubs) • h2 center: 16% (h index area) • h2 lower: 17% (low impact citing pubs) • m: median # of citations received by citing pubs in the Hirsch core (Bornmann, Mutz & Daniel, 2008) Solution of Arf-Kervaire invariant will further increase Arf’s (1941) single pub h index (Önder, 2011) http://labs.dbs.uni-leipzig.de/gsh Collnet 2011, September 20-23, Istanbul, Turkey
  • 21. Arf (1941) in perspective • 5,653 math papers under WoS categories of “Mathematics” and “Mathematics Applied” • Only 18 papers were cited more than 100 times • Checked the first 50 papers with the highest # of citations (max. 1,027 - min. 56) • Only 15 papers had single publication h index score higher than 24 Collnet 2011, September 20-23, Istanbul, Turkey
  • 22. Conclusions • Cahit Arf’s works are still influential today and being cited frequently, despite the fact that his last contribution was in 1960s • His paper on Arf invariant has been among the top 15 or 20 most influential math papers ever published • White’s (2007) approach and pennant diagrams, along with Schubert’s (2009) single publication h index, can be used to study the scientific influence of authors retrospectively and indirectly Collnet 2011, September 20-23, Istanbul, Turkey
  • 23. Recommendations • Further study needed to incorporate implicit citations to the calculation of the performance measures to have a fuller understanding of the scientific impact of authors • Calculation of the indirect influence of papers needs to be refined by assigning weights to indirect citations (as suggested by Rousseau in 1987 long before h index came into being) Collnet 2011, September 20-23, Istanbul, Turkey
  • 24. Cahit Arf: Exploring His Scientific Influence Using Social Network Analysis, Author Co-citation Maps and Single Publication h Index Yaşar Tonta tonta@hacettepe.edu.tr yunus.hacettepe.edu.tr/~tonta/tonta.html Department of Information Management, Faculty of Letters, Hacettepe University, 06800 Beytepe, Ankara, TR A. Esra Özkan Çelik esra@hacettepe.edu.tr Registrar's Office, Hacettepe University, 06800 Beytepe, Ankara, TR