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c206 task 3
INTRODUCTIONAs a leader in your organization, it is vital that you are familiar with the
laws that regulate your industry. Sparked by the dramatic corporate and accounting
scandals of Enron, Arthur Andersen, Adelphia, and WorldCom, the Sarbanes-Oxley Act was
implemented in 2002 in an effort to restore confidence in the stock markets. Sarbanes-
Oxley represents the most important securities legislation since the original federal
securities laws of the 1930s as it increased governmental regulation and oversight of
publicly traded companies and established protections for whistleblowers. The False Claims
Act and the Dodd-Frank Wall Street Reform and Consumer Protection Act provide a
financial incentive for those who blow the whistle to report fraudulent activity within their
organization.In this task, you will select and analyze an established company’s code of
ethics, analyze how an employee would raise an ethical concern within an organization, and
consider current laws with respect to whistleblowers.SCENARIOYou are an experienced
ethics officer who has recently been hired by an established company. You have been tasked
with analyzing the company’s current code of ethics and identifying areas in need of
improvement.REQUIREMENTSYour submission must be your original work. No more than a
combined total of 30% of the submission and no more than a 10% match to any one
individual source can be directly quoted or closely paraphrased from sources, even if cited
correctly. The similarity report that is provided when you submit your task can be used as a
guide.You must use the rubric to direct the creation of your submission because it provides
detailed criteria that will be used to evaluate your work. Each requirement below may be
evaluated by more than one rubric aspect. The rubric aspect titles may contain hyperlinks
to relevant portions of the course.Tasks may not be submitted as cloud links, such as links
to Google Docs, Google Slides, OneDrive, etc., unless specified in the task requirements. All
other submissions must be file types that are uploaded and submitted as s (e.g., .docx, .pdf,
.ppt).Prepare a report (suggested length of 6–8 pages) in which you do the
following: A. Choose a company’s code of ethics from the Web Links section below and
analyze that company’s code of ethics by doing the following: Note: Links to the code of
ethics for the companies can be found in the Web Links section. The code of ethics is only
used for section A. You must choose a code of ethics from one of the following
companies:• BP• Comcast• Deloitte• Tenet• Mayo
Clinic• Oracle• PepsiCo• Synnex• Target• Walmart• Wells Fargo 1. Analyze how well the
chosen company’s code of ethics covers the topic of corporate social responsibility
(CSR).2. Analyze how well the chosen company’s code of ethics covers the topic of
compliance with legal mandates.a. Describe the ramifications for an organization when it is
noncompliant with legal mandates.b. Describe two policies the chosen company has in their
code of ethics to ensure employees behave legally and/or ethically.3. Analyze how well the
chosen company’s code of ethics facilitates the development of an ethical culture.4. Identify
three resources available to employees to use when raising an ethical concern and discuss
which resource you would most likely use to report an ethical concern. B. Discuss three
factors an employee might consider before deciding to report unethical conduct observed at
work.1. Describe three internal steps (i.e., inside the company) an employee could take if
they decide to report or blow the whistle on misconduct or unethical behavior in the
workplace.2. Describe two possible external actions (i.e., outside the company) an
employee can take to report or blow the whistle on misconduct or unethical behavior in the
workplace. C. Analyze one advantage and one disadvantage of paying whistleblowers. Base
your analysis on one of the following laws: False Claims Act Dodd-Frank Wall Street and
Consumer Protection Act D. Analyze the changes that organizations have made based on
the U.S. Sentencing Guidelines.1. Discuss three culpability factors that are used to
determine fines under the U.S. Sentencing Guidelines. E. Acknowledge sources, using in-text
citations and references, for content that is quoted, paraphrased, or summarized.

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c206 task 3.docx

  • 1. c206 task 3 INTRODUCTIONAs a leader in your organization, it is vital that you are familiar with the laws that regulate your industry. Sparked by the dramatic corporate and accounting scandals of Enron, Arthur Andersen, Adelphia, and WorldCom, the Sarbanes-Oxley Act was implemented in 2002 in an effort to restore confidence in the stock markets. Sarbanes- Oxley represents the most important securities legislation since the original federal securities laws of the 1930s as it increased governmental regulation and oversight of publicly traded companies and established protections for whistleblowers. The False Claims Act and the Dodd-Frank Wall Street Reform and Consumer Protection Act provide a financial incentive for those who blow the whistle to report fraudulent activity within their organization.In this task, you will select and analyze an established company’s code of ethics, analyze how an employee would raise an ethical concern within an organization, and consider current laws with respect to whistleblowers.SCENARIOYou are an experienced ethics officer who has recently been hired by an established company. You have been tasked with analyzing the company’s current code of ethics and identifying areas in need of improvement.REQUIREMENTSYour submission must be your original work. No more than a combined total of 30% of the submission and no more than a 10% match to any one individual source can be directly quoted or closely paraphrased from sources, even if cited correctly. The similarity report that is provided when you submit your task can be used as a guide.You must use the rubric to direct the creation of your submission because it provides detailed criteria that will be used to evaluate your work. Each requirement below may be evaluated by more than one rubric aspect. The rubric aspect titles may contain hyperlinks to relevant portions of the course.Tasks may not be submitted as cloud links, such as links to Google Docs, Google Slides, OneDrive, etc., unless specified in the task requirements. All other submissions must be file types that are uploaded and submitted as s (e.g., .docx, .pdf, .ppt).Prepare a report (suggested length of 6–8 pages) in which you do the following: A. Choose a company’s code of ethics from the Web Links section below and analyze that company’s code of ethics by doing the following: Note: Links to the code of ethics for the companies can be found in the Web Links section. The code of ethics is only used for section A. You must choose a code of ethics from one of the following companies:• BP• Comcast• Deloitte• Tenet• Mayo Clinic• Oracle• PepsiCo• Synnex• Target• Walmart• Wells Fargo 1. Analyze how well the chosen company’s code of ethics covers the topic of corporate social responsibility (CSR).2. Analyze how well the chosen company’s code of ethics covers the topic of
  • 2. compliance with legal mandates.a. Describe the ramifications for an organization when it is noncompliant with legal mandates.b. Describe two policies the chosen company has in their code of ethics to ensure employees behave legally and/or ethically.3. Analyze how well the chosen company’s code of ethics facilitates the development of an ethical culture.4. Identify three resources available to employees to use when raising an ethical concern and discuss which resource you would most likely use to report an ethical concern. B. Discuss three factors an employee might consider before deciding to report unethical conduct observed at work.1. Describe three internal steps (i.e., inside the company) an employee could take if they decide to report or blow the whistle on misconduct or unethical behavior in the workplace.2. Describe two possible external actions (i.e., outside the company) an employee can take to report or blow the whistle on misconduct or unethical behavior in the workplace. C. Analyze one advantage and one disadvantage of paying whistleblowers. Base your analysis on one of the following laws: False Claims Act Dodd-Frank Wall Street and Consumer Protection Act D. Analyze the changes that organizations have made based on the U.S. Sentencing Guidelines.1. Discuss three culpability factors that are used to determine fines under the U.S. Sentencing Guidelines. E. Acknowledge sources, using in-text citations and references, for content that is quoted, paraphrased, or summarized.