Oak Capital

1. Briefing on the Financial Results for the First Quarter of the Fiscal
Year ending March 31, 2016 and Corporate Strategy
Performance Overview for April ‐ June 2015 (First Quarter of FY 2016)
Strictly Confidential ©Oak Capital Corporation 2015
Oak Capital Corporation

2. Financial Results for the First Quarter of
the Fiscal Year Ending March 31, 2016 Oak Capital Financial Results for April‐June 2015 and Corporate Strategy
Strictly Confidential ©Oak Capital Corporation 2015
Oak Capital is an investment bank
supporting the future of
companies and people
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3. Strictly Confidential ©Oak Capital Corporation 2015
Financial Results for the First Quarter of
the Fiscal Year Ending March 31, 2016 Oak Capital Financial Results for April‐June 2015 and Corporate Strategy
Capital policy
I. Oak Capital’s role as an investment bank
Supporting the growth of companies trading on the emerging equity
markets as well as small to medium‐sized listed companies
proposals
Planning of growth scenario
Management strategy
Business strategy
IR strategy
Business creation
Emerging equity market
stock
Small to mid‐cap listed
companies
Key issues facing companies today:
Growth
strategy
Management
strategy
Business
strategy
Value
enhancement
Crucial points for
management improvement
・ Further development of advantages in business
・ Solving weak points
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4. Strictly Confidential ©Oak Capital Corporation 2015
Financial Results for the First Quarter of
the Fiscal Year Ending March 31, 2016 Oak Capital Financial Results for April‐June 2015 and Corporate Strategy
II. Oak Capital’s corporate strategy: future‐oriented innovation
Corporate strategy ‐ “pursuing major business structural reforms to enhance
corporate value”
Companies have
2 different value
systems
Value of the
business
Value of the
firm
Strengthening investment banking activities
Earning power
Short‐term investments:
Equity financing for listed companies
Medium‐term investments:
Investments and M&A to achieve business
revitalization and corporate revival of listed
companies
Creation of businesses with sustained earning power
Long‐term investments:
Business investments / Specified Business Project
Investments / Brand investments
Growth
potential
Power of
brand
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5. Strictly Confidential ©Oak Capital Corporation 2015
Financial Results for the First Quarter of
the Fiscal Year Ending March 31, 2016 Oak Capital Financial Results for April‐June 2015 and Corporate Strategy
Total of 4.4 billion yen in equity financing provided to 4 investees
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TB GROUP INC. (TSE 2nd Section 6775)
Subscribed for new shares totaling 170
million yen
PATH Corporation (TSE Mother 3840)
Subscribed for new shares and SARs totaling
1,500 million yen
GALA INCORPORATED (TSE JQS 4777)
Subscribed for new shares and SARs totaling
1,500 million yen
Aeria, Inc. (TSE JQS 3758)
Subscribed for new shares and SARs totaling
1,200 million yen
III. Overview of first‐quarter investments (made in the 3‐month period ended 30 June 2015)

6. Strictly Confidential ©Oak Capital Corporation 2015
Financial Results for the First Quarter of
the Fiscal Year Ending March 31, 2016 Oak Capital Financial Results for April‐June 2015 and Corporate Strategy
791,212,085
売上高
74,307,714
927,849,818
営業利益
86,605,140
816,288,001
純利益
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Q1 FY2015
Previous term
IV. Overview of first‐quarter performance (for the 3‐month period ended 30 June 2015)
Current fiscal term to again see substantial
increases in both sales and profits
(in of JPY)
Previous term Previous term
Current term
Current term Current term
Net sales Operating income Net income
Q1 FY2015 Q1 FY2015Q1 FY2016 Q1 FY2016 Q1 FY2016
2,121,241,643

7. Strictly Confidential ©Oak Capital Corporation 2015
Financial Results for the First Quarter of
the Fiscal Year Ending March 31, 2016 Oak Capital Financial Results for April‐June 2015 and Corporate Strategy
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V. Balance sheet – enhanced management stability
Balance sheet (30 June 2015)
900million yen
increase from the
same period last
year
1billion yen
increase from
the same period
last year
Proprietary funds only;
no borrowings
1.6billion yen
increase from the
same period last
year
1.2‐fold increase
in net assets
Other current assets 200 million yen
Fixed assets 500 million yen
Cash and deposits
5.1 billion yen
Portfolio of
marketable securities
3.7 billion yen
Current liabilities 900
million yen
Long‐term liabilities
100 million yen
Net assets 8.5 billion yen

8. Strictly Confidential ©Oak Capital Corporation 2015
Financial Results for the First Quarter of
the Fiscal Year Ending March 31, 2016 Oak Capital Financial Results for April‐June 2015 and Corporate Strategy
VI. Management indicators (of the 3‐month period ended 30 June 2015)
Capital gain standing at 1.1 billion yen
a 4.0‐fold increase from the same
period last year (in millions of JPY)
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281
1,132
Q1 FY2015 Q1 FY2016
ROE 10.55%
ROA 9.51%
16.66 yen net profits per share
Business is driven by a compact but powerful group of highly‐talented human resources
 Operating profit per employee of 48 million yen
 Net profit per employee of 42 million yen
 Capital gain per employee of 59 million yen

9. Strictly Confidential ©Oak Capital Corporation 2015
Financial Results for the First Quarter of
the Fiscal Year Ending March 31, 2016 Oak Capital Financial Results for April‐June 2015 and Corporate Strategy
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Feb 22, 2013 “Cross‐border Strategies for Surviving in the Age to Come” ～
Providing a base for sustainable growth of mid‐size listed companies～
Seminar organized jointly with Ernst & Young ShinNihon
With lecturers from Ernst & Young ShinNihon and Ernst & Young Tax Accountant
Corporation
Jul 19, 2013 “Global Strategies for Success in the Age to Come” ～ Human
resource development and organization building necessary for the
success of mid‐size listed companies～
Seminar organized jointly with Ernst & Young ShinNihon
With lecturer from Ernst & Young Advisory Co., Ltd.
Dec 3, 2013 “M&A as a Growth Strategy” ～ Lessons learned from successes
and failures～
Seminar organized jointly with Ernst & Young ShinNihon
With lecturers from Nihon M&A Center Inc. and Ernst & Young ShinNihon
Mar 20, 2014 “Business Strategy for Bringing M&A to a Successful Completion”
～ Lessons learned from post‐M&A integration～
Seminar organized jointly with Ernst & Young ShinNihon
With lecturers from Nihon M&A Center Inc. and Ernst & Young Transaction Advisory
Services Co., Ltd.
Jul 15, 2014 in Tokyo / July 22, 2014 in Osaka
“Growth Strategy Seminar for Business Managers of Listed Companies”
～ Important points pertaining to strategy formulation and implementation gleaned
from experience～
Seminar organized jointly with Ernst & Young ShinNihon
With lecturers from Nihon M&A Center Inc. and Ernst & Young ShinNihon
Nov 25, 2014 “Growth Strategy Seminar for Business Managers of Listed
Companies”
～ Innovation and business structures for sustainable growth ～
Seminar organized jointly with Ernst & Young ShinNihon
With lecturers from Flight Holdings, Nihon M&A Center Inc. and Ernst & Young ShinNihon
Jul 23, 2015 “Growth Strategy Seminar for Business Managers of Listed
Companies”
～ Management strategy and top management role～
Seminar organized jointly with Ernst & Young ShinNihon
With lecturers from Matsui Office (former Chairman of Ryohin Keikaku Co.,Ltd.) and Ernst & Young ShinNihon
VII.① Providing corporate support through the organization of business
seminars directed at top executives of listed companies
Organization of business seminars for top executives
Jointly with Ernst & Young ShinNihon

10. Strictly Confidential ©Oak Capital Corporation 2015
Financial Results for the First Quarter of
the Fiscal Year Ending March 31, 2016 Oak Capital Financial Results for April‐June 2015 and Corporate Strategy
□ IR seminar held in 2014
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Held on September 5, 2014
at Iino Hall & Conference Center
with 480 participants.
An IR platform for Oak Capital’s
investment‐recipient companies to
address individual investors and
explain their respective management
strategies.
VII.② IR and PR support for our investment‐recipient companies
IR seminars for individual investors organized by Nihon Keizai Shimbun Inc. Co‐sponsored by Oak Capital
To be held on September 11, 2015 @ Nikkei Hall & Conference Room

11. Strictly Confidential ©Oak Capital Corporation 2015
Financial Results for the First Quarter of
the Fiscal Year Ending March 31, 2016 Oak Capital Financial Results for April‐June 2015 and Corporate Strategy
XIII. Providing a boost to the growth potential and challenging spirit
of our investment‐recipient companies
Oak Capital’s investment activities covering an increasingly broad range of areas
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Futurity
industry /
robotics
Real estate
Brand‐name
companies
Medical /
beauty and
health
Games
Information and
communication /
precision
machinery
Food businessE‐Commerce
Growth support &
business revitalization
Investment targets comprising
some 1,000 listed companies

12. Financial Results for the First Quarter of
the Fiscal Year Ending March 31, 2016 Oak Capital Financial Results for April‐June 2015 and Corporate Strategy
Strictly Confidential ©Oak Capital Corporation 2015
Oak Capital’s mission is
to support companies and increase their respective corporate values
through equity financing for listed companies and business growth support
with the objective of making social contributions
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