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Black Sea, 
Transboundary Diagnostic Analysis, 
Strategic Action Plan for the Rehabilitation and 
Protection of the Black Sea
BACKGROUND 
1992 Bucharest Convention on the Protection of the Black 
Sea Against Pollution; and its protocols on LBS, dumping, 
and oil pollution 
 6 coastal states with no outside intervention 
 modeled partially on UNEP Regional Seas 
Programme and partially HELCOM; Secretariat by the 
Parties 
 a legal & diplomatic tool, 
 swift ratification, problems in setting up and funding 
the regional coordinating mechanism 
 call to UNEP for its assistance in preparing an Action 
Plan in view of lacking capacity and funds
Odessa Declaration, a common but interim policy 
statement to guide the implementation of the Convention: a 
more comprehensive and explicit commitment by the 
Governments’ towards sustainable development and 
principles underlying that; 
call renewed to GEF, political commitment expressed 
GEF INTERVENTION 
A series of projects (1993-2000) funded by GEF and other 
donors, mainly Phare & Tacis which largely became known 
as Black Sea Environmental Programme
GEF project (BSEP) 
 improved the capacity to assess and manage 
 supported development of common policies, and 
 facilitated preparation of investments 
networked institutions, thematic RACs and Working 
Parties-Advisory Groups 
TOWARDS THE TDA 
thematic national assessments were integrated at regional 
level – regional network of experts; includes analyses of 
HOT SPOTS (49) 
gaps in data partially compensated by special studies and 
data from international scientific surveys 
 regional thematic reports analysed for transboundary 
causes and impacts of environmental degradation
TDA, 1996 
 holistic approach; pollution control Þliving resources 
management and human development 
 Examines root causes , and proposes alternatives for 
action;‘identifies’ possible stakeholders, includes costs of 
joint actions, and remedial action for hot spots 
 suggests a jointly agreed interim strategy since complete 
removal of the threat is not likely in view of economic and 
social problems: gradual reduction of environmental stress, 
better understanding of the health of ecosystem, redefined 
targets: adaptive management 
regulation, investments, preventive and anticipatory actions
STRATEGIC ACTION PLAN FOR THE 
PROTECTION AND REHABILITATION OF THE 
BLACK SEA, 1996, BSSAP 
 Based on the findings of the TDA, its recommendations 
negotiated by Governments 
Aims a healthy living environment, and a biologically 
diverse ecosystem to support the livelihoods based on 
sustainable activities 
 Sets down the policies of regional cooperation, and 
identifies policy actions (59); sets timeframes ;describes 
institutional arrangements; suggests instruments for 
financing implementation; calls for action at the national 
(NBSSAPs) and wider basin level
THE TDA, successes, weaknesses and further needs: 
 based on fragmented data, actual discharges of pollutants 
not available (rapid assessment method); one-time 
analysis, data not updated as yet, scientific uncertainties 
continue 
Pressures on ecosystem? Level of improvement needed 
for the health of ecosystem?Efficacy of measures taken? 
BSERP: status, process and stress reduction indicators 
to be monitored ; BSIMAP-2003, 
Basin wide assessment: BS Danube JWG
 Causes and Alternatives for policy actions: limited by 
insufficient data on sectors causing problems and low level 
of stakeholder involvement (affordability, viability, local 
solutions) 
an in depth causal chain analysis (policy, finance, 
technology,institutions) and commitments that can 
feasibly be fulfilled are needed. 
BSERP: will use GIWA methodology (a reference 
method for future assessments) and sectoral 
assessments for identifying not only immediate causes 
but those stemming from socio-economic origins in 
priority sectors; sectoral master plans; greater 
stakeholder involvement through inter-ministerial 
committees, continuous dialogue with NGOs and main 
stakeholder groups
BSSAP, successes, weaknesses and further needs: 
 Behind schedule: assumed functioning institutional set-up 
[1] and enforcement mechanisms (Black Sea 
Commission) 
 continued economic crises, other pressing priorities, 
Recently, Governments reviewed 6 years of 
implementation: although there is some progress there’s 
much to achieve 
They also revised the Plan, and ‘postponed target dates’ 
[1] 8 years of delay in setting up of the Secretariat, inefficient functioning of the Commission: no compliance monitoring, 
no dispute settlement mechanisms, weak accountability, no action towards further setting or updating of norms and 
adopting common objectives (Following establishment of PS, Commission has been speeding up actions as evidenced by 
the adoption of the Biodiversity and Landscape Protocol, annual reporting, BSIMAP)
 translation of policy objectives into enforcement 
mechanisms: out of 6 NBSSAPs, only 1 endorsed by the 
respective Government (ownership and full integration in 
development is questionable); 
 BSSAP turned out to be a PLAN rather than a 
PROGRAMME, a ‘framework’ for collaborative action at 
regional level, in view of the delay in setting up of the 
international coordinating mechanism –no acccountability- 
& absence of NBSSAPs that were expected to detail 
actions at national and local level and to commit states, 
institutions, and main stakeholder groups
 Not prioritized in view of real chance of funding; 
contains full range of actions needed, partially costed :full 
costing only if costs of action by individual countries are 
also known 
BSERP : eutrophication as priority, basin-wide 
approach, national sectoral master plans; MOU Black 
Sea & Danube Commissions, EU support 
 Negotiations basically involved environmental 
authorities, missing representatives of other sectors and 
financing institutions, 
 involvement of stakeholders is limited to a weak 
involvement of environmental NGOs,
What do people need and what they can afford? The social 
optimal. assessment and negotiation 
How to they contribute? commitments and partnerships 
How do they follow-up of compliance? Two-way 
communication 
 Cost-benefit analysis needed for investments as well 
as structural reforms- both at the national and regional 
levels 
 High expectations by Governments and international 
community largely unmet reducing the momentum for 
remedying regionally significant problems : Balancing 
local , national, transboundary interests ; commitment from 
financial institutions (Partnership Investment Facility, EU 
accession)
Setting timeframes: should be based on not only 
negotiating skills, but on realistic terms in view of national 
and international sources of financing; 
Should be tiered to Government programmes for 
development and to socio-economic dynamics, eg. 
macroeconomic balances, role of private sector in 
economy, civic movement, EU accession, Partnership 
Investment Facility 
 Maintaining the momentum : mutual accountability 
throughout the region and basin, performance indicators 
BS Commission; Black Sea Danube MOU
Post mortem … 
• BS TDA HAS BEEN INSTRUMENTAL FOR 
TAKING AN INITIAL SHOT BUT HAS TO BE 
CONTINUOUSLY UPDATED AND ITS FINDINGS 
FED INTO THE BSSAP 
•BSSAP HAS TO BE MORE CLOSELY TIERED TO 
SOCIO-ECONOMIC REALITIES, NATIONAL AND 
LOCAL CAPABILITIES. IMPROVEMENT ON 
REGIONAL SCALE IS CRITICALLY DEPENDENT 
ON IMPROVEMENT AT NATIONAL & LOCAL 
LEVELS 
•STAKEHOLDER PARTICIPATION AND 
COMMITMENT ENHANCE VIABILTY
•INFORMATION BASIS NEEDS TO BE 
STRENGTHENED AND INFORMATION HAS TO 
BE SHARED 
•SUCCESS STORIES ARE NEEDED 
•ACCOUNTABILITY SHOULD BE INCREASED 
• RESPONSIBILITIES SHOULD BE FULFILLED 
ALL THROUGH THE BASIN

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Black Sea, Transboundary Diagnostic Analysis, Strategic Action Plan for the Rehabilitation and Protection of the Black Sea

  • 1. Black Sea, Transboundary Diagnostic Analysis, Strategic Action Plan for the Rehabilitation and Protection of the Black Sea
  • 2. BACKGROUND 1992 Bucharest Convention on the Protection of the Black Sea Against Pollution; and its protocols on LBS, dumping, and oil pollution  6 coastal states with no outside intervention  modeled partially on UNEP Regional Seas Programme and partially HELCOM; Secretariat by the Parties  a legal & diplomatic tool,  swift ratification, problems in setting up and funding the regional coordinating mechanism  call to UNEP for its assistance in preparing an Action Plan in view of lacking capacity and funds
  • 3. Odessa Declaration, a common but interim policy statement to guide the implementation of the Convention: a more comprehensive and explicit commitment by the Governments’ towards sustainable development and principles underlying that; call renewed to GEF, political commitment expressed GEF INTERVENTION A series of projects (1993-2000) funded by GEF and other donors, mainly Phare & Tacis which largely became known as Black Sea Environmental Programme
  • 4. GEF project (BSEP)  improved the capacity to assess and manage  supported development of common policies, and  facilitated preparation of investments networked institutions, thematic RACs and Working Parties-Advisory Groups TOWARDS THE TDA thematic national assessments were integrated at regional level – regional network of experts; includes analyses of HOT SPOTS (49) gaps in data partially compensated by special studies and data from international scientific surveys  regional thematic reports analysed for transboundary causes and impacts of environmental degradation
  • 5. TDA, 1996  holistic approach; pollution control Þliving resources management and human development  Examines root causes , and proposes alternatives for action;‘identifies’ possible stakeholders, includes costs of joint actions, and remedial action for hot spots  suggests a jointly agreed interim strategy since complete removal of the threat is not likely in view of economic and social problems: gradual reduction of environmental stress, better understanding of the health of ecosystem, redefined targets: adaptive management regulation, investments, preventive and anticipatory actions
  • 6. STRATEGIC ACTION PLAN FOR THE PROTECTION AND REHABILITATION OF THE BLACK SEA, 1996, BSSAP  Based on the findings of the TDA, its recommendations negotiated by Governments Aims a healthy living environment, and a biologically diverse ecosystem to support the livelihoods based on sustainable activities  Sets down the policies of regional cooperation, and identifies policy actions (59); sets timeframes ;describes institutional arrangements; suggests instruments for financing implementation; calls for action at the national (NBSSAPs) and wider basin level
  • 7. THE TDA, successes, weaknesses and further needs:  based on fragmented data, actual discharges of pollutants not available (rapid assessment method); one-time analysis, data not updated as yet, scientific uncertainties continue Pressures on ecosystem? Level of improvement needed for the health of ecosystem?Efficacy of measures taken? BSERP: status, process and stress reduction indicators to be monitored ; BSIMAP-2003, Basin wide assessment: BS Danube JWG
  • 8.  Causes and Alternatives for policy actions: limited by insufficient data on sectors causing problems and low level of stakeholder involvement (affordability, viability, local solutions) an in depth causal chain analysis (policy, finance, technology,institutions) and commitments that can feasibly be fulfilled are needed. BSERP: will use GIWA methodology (a reference method for future assessments) and sectoral assessments for identifying not only immediate causes but those stemming from socio-economic origins in priority sectors; sectoral master plans; greater stakeholder involvement through inter-ministerial committees, continuous dialogue with NGOs and main stakeholder groups
  • 9. BSSAP, successes, weaknesses and further needs:  Behind schedule: assumed functioning institutional set-up [1] and enforcement mechanisms (Black Sea Commission)  continued economic crises, other pressing priorities, Recently, Governments reviewed 6 years of implementation: although there is some progress there’s much to achieve They also revised the Plan, and ‘postponed target dates’ [1] 8 years of delay in setting up of the Secretariat, inefficient functioning of the Commission: no compliance monitoring, no dispute settlement mechanisms, weak accountability, no action towards further setting or updating of norms and adopting common objectives (Following establishment of PS, Commission has been speeding up actions as evidenced by the adoption of the Biodiversity and Landscape Protocol, annual reporting, BSIMAP)
  • 10.  translation of policy objectives into enforcement mechanisms: out of 6 NBSSAPs, only 1 endorsed by the respective Government (ownership and full integration in development is questionable);  BSSAP turned out to be a PLAN rather than a PROGRAMME, a ‘framework’ for collaborative action at regional level, in view of the delay in setting up of the international coordinating mechanism –no acccountability- & absence of NBSSAPs that were expected to detail actions at national and local level and to commit states, institutions, and main stakeholder groups
  • 11.  Not prioritized in view of real chance of funding; contains full range of actions needed, partially costed :full costing only if costs of action by individual countries are also known BSERP : eutrophication as priority, basin-wide approach, national sectoral master plans; MOU Black Sea & Danube Commissions, EU support  Negotiations basically involved environmental authorities, missing representatives of other sectors and financing institutions,  involvement of stakeholders is limited to a weak involvement of environmental NGOs,
  • 12. What do people need and what they can afford? The social optimal. assessment and negotiation How to they contribute? commitments and partnerships How do they follow-up of compliance? Two-way communication  Cost-benefit analysis needed for investments as well as structural reforms- both at the national and regional levels  High expectations by Governments and international community largely unmet reducing the momentum for remedying regionally significant problems : Balancing local , national, transboundary interests ; commitment from financial institutions (Partnership Investment Facility, EU accession)
  • 13. Setting timeframes: should be based on not only negotiating skills, but on realistic terms in view of national and international sources of financing; Should be tiered to Government programmes for development and to socio-economic dynamics, eg. macroeconomic balances, role of private sector in economy, civic movement, EU accession, Partnership Investment Facility  Maintaining the momentum : mutual accountability throughout the region and basin, performance indicators BS Commission; Black Sea Danube MOU
  • 14. Post mortem … • BS TDA HAS BEEN INSTRUMENTAL FOR TAKING AN INITIAL SHOT BUT HAS TO BE CONTINUOUSLY UPDATED AND ITS FINDINGS FED INTO THE BSSAP •BSSAP HAS TO BE MORE CLOSELY TIERED TO SOCIO-ECONOMIC REALITIES, NATIONAL AND LOCAL CAPABILITIES. IMPROVEMENT ON REGIONAL SCALE IS CRITICALLY DEPENDENT ON IMPROVEMENT AT NATIONAL & LOCAL LEVELS •STAKEHOLDER PARTICIPATION AND COMMITMENT ENHANCE VIABILTY
  • 15. •INFORMATION BASIS NEEDS TO BE STRENGTHENED AND INFORMATION HAS TO BE SHARED •SUCCESS STORIES ARE NEEDED •ACCOUNTABILITY SHOULD BE INCREASED • RESPONSIBILITIES SHOULD BE FULFILLED ALL THROUGH THE BASIN