Having prior experience of working in Finance & Auditing sector, my goal is to leverage my skills and knowledge so as to contribute towards the organizational goals.

1. Bharti Gupta
C H A R T E R E D A C C O U N T A N T
INDUSTRIAL TRAINING:
Exposure of firm wide regulatory reporting framework from assessment of risk
to reporting thereof.
Assisted in review & compliance of funds on monthly & quarterly basis as per
standards laid down under:
- AIFMD Regulation (E.U. based)
- CSSF Regulation (Luxembourg based)
- SEC Regulation (U.S. based)
Performed completeness checks of data sets generated during automation
processes of various reporting procedures.
Analyzed different types of investment categories a fund invests in.
Worked in close sync with tech teams to check updates made to systems and
processes automated.
Reviewed & analyzed variance reports of funds across regulatory filings .
Industrial Trainee
COMPLIANCE & REGULATORY REPORTING
Goldman Sachs, Bengaluru
June 2017 - April 2018
PROFESSIONAL
QUALIFICATION:
CHARTERED ACCOUNTANT, ICAI
CA FINAL, May 2019
Percentage: 66.75%
Marks: 534/800
CA INTER, May 2015
Percentage: 54.43%
Marks: 381/700
CA CPT, December, 2013
Percentage: 52.00%
Marks: 104/200
ACADEMIC
QUALIFICATION:
B.com, 2016
Punjabi University, Patiala, Punjab
Percentage: 64.93%
AISSCE, 2013
Sri Aurobindo International School
(C.B.S.E), Patiala, Punjab
Percentage: 92.20%
AISSE, 2011
Sri Aurobindo International School
(C.B.S.E), Patiala, Punjab
GPA: 10
ARTICLESHIP:
Assisted in:
Statutory Audit - SFFI Provident Fund Trust.
Tax Audits - Examination of FS, Applicability of AS, TDS provisions, Form 3CD.
Article Assistant
Vikas Gupta & Associates, Patiala, Punjab
November 2015 - June 2017
Assisted in Concurrent audit of Oriental Bank of Commerce, and was responsible
for:
Drafting and finalizing monthly audit reports and verifying KYC's norms.
Verifying all the compliance and conditions for disbursement of loans.
Review of stock statements, data system, and security register maintenance.
Article Assistant
Jindal Anil & Associates, Patiala, Punjab
June 2015 - November 2015
SOCIAL SERVICE:
Led a section-8 registered not for profit organization working towards
normalizing lives of street children.
Developed Donor Engagement Strategy helping it to establish relationships
with 70+ donors.
Created Financial Management System to manage finance of the organization.
Conceptualized Recruitment Process of the organization resulting in an
effective selection and retention model.
Acted as a facilitator in order to make learning easier for 150+ children.
Conceptualized Knowledge & Resource Management Strategy resulting in
better administration and storage of data.
Defining documentation requirement, proposals and minutes of meetings
formats.
Volunteer
Har Hath Kalam India Association, Patiala, Punjab
2015 - Present
SKILLS &
PERSONALITY TRAITS:
- Interpersonal & Communication
- Confident & Possibility Thinker
- Adaptable
- Resourceful
- Empathetic & Pragmatic
INTERESTS:
Reading, Writing, Volunteering & Travel.
VALUE PROPOSITION:
Keen learner and sociable by nature, I
tend to take on challenges and have
experience of working under full
schedules. I ensure total commitment
towards whatever I do and will be a
treasured resource for your
organization
CONTACT DETAILS:
Current City : Patiala, Punjab
Contact No. : +91 80546 79890
Gmail: bhartigupta59@gmail.com
LinkedIn: www.linkedin.com/in/bg13