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Understanding	the	Pathology	of	Alzheimer’s	
Disease	in	the	Substantia	Nigra	of	the	Brainstem	
through	Unbiased	Stereology	
Hima	Rajana	
Lea	T.	Grinberg	Lab	
UCSF	Memory	and	Aging	Center	
November	2014
Structured	Abstract:		
	 Background:	Alzheimer’s	Disease	(AD)	affects	millions	of	people	worldwide,	and	
with	our	aging	population,	the	prevalence	of	AD	is	only	increasing.	Recent	research	shows	
that	AD	pathology	begins	in	the	brainstem	even	before	clinical	symptoms,	such	as	memory	
loss	and	impaired	cognition,	appear.	The	substantia	nigra	(SN)	is	a	dopamine	producing	
nucleus	in	the	brainstem	closely	tied	to	other	nuclei	that	have	shown	changes	in	early	AD,	
such	as	the	locus	coeruleus.		The	present	study	analyzes	changes	in	the	SN	by	way	of	tau-
protein	accumulation,	a	hallmark	of	AD,	in	brains	of	early	AD	patients	using	unbiased	
stereology.	Methods:	Human	brainstems	from	seven	subjects	aged	46-71	with	early	AD	
were	obtained	from	the	Brain	Bank	of	the	Brazilian	Aging	Brain	Study	Group,	fixed	in	
celloidin,	and	processed	using	immunohistochemistry	for	unbiased	stereological	analysis	
to	quantitatively	characterize	the	tau-protein	burden.		Results:	Although	there	was	a	small	
sample	size	of	only	seven	brains,	there	appears	to	be	a	positive	relationship	between	tau	
burden	and	age	of	patients,	which	is	trending	toward	significance.	There	was	no	correlation	
between	Braak	stage	and	tau	burden.	Conclusions	and	Further	Research:	The	findings	
are	in	line	with	recently	published	work	describing	an	increase	in	tau	burden	with	age,	
independent	of	AD.	However,	the	small	sample	size	gives	us	little	power	when	making	
conclusions,	and	for	this	reason,	an	immediate	expansion	of	sample	size	is	necessary	to	
create	a	normative	base	for	further	studies	of	early	AD	in	the	SN.
I. Introduction	
As	of	2014,	over	5	million	individuals	aged	65	and	older	in	America	have	been	
diagnosed	with	Alzheimer’s	disease,	along	with	an	additional	200,000	individuals	under	65	
diagnosed	with	early-onset	Alzheimer’s	disease	(Alz.org).	Currently,	one	in	nine	people,	or	
11%	of	the	population	aged	65	or	older	has	or	will	have	Alzheimer’s	disease	(Alz.org).	By	
2030,	senior	citizens	are	expected	to	make	up	19%	of	the	American	population,	compared	
to	12.4%	in	the	year	2000,	with	the	number	of	seniors	doubling	to	72.1	million	individuals	
(Administration	on	Aging).	Because	of	the	increasing	number	of	individuals	aged	65	and	
older	in	the	United	States,	the	number	of	new	cases	for	Alzheimer’s	and	other	dementias	is	
predicted	to	double	by	the	year	2050	(Alz.org).	
As	every	individual	ages,	the	brain	changes,	and	they	begin	to	develop	plaques	and	
neurofibrillary	tangles.	The	prevalence	of	plaques	and	neurofibrillary	tangles	in	
Alzheimer’s	disease,	however,	is	purportedly	much	higher	(Hardy	2002),	and	increases	
with	the	progression	of	the	disease.	Plaques	occur	when	pieces	of	the	beta-amyloid	protein,	
which	is	a	part	of	the	membrane	surrounding	neurons,	starts	to	come	off	the	membrane	
and	clump	together	outside	the	cells.	Since	there	is	no	genetic	change	in	the	amyloid	beta	
precursor	protein,	we	know	that	plaques	are	caused	by	transcriptional	or	posttranslational	
changes	(Selkoe	et.	all	1988).	Neurofibrillary	tangles	are	caused	by	hyperphosphorylated	
tau	proteins	inside	cells.	The	tau	gene	codes	for	RNA,	which	in	turn,	codes	for	the	tau	
protein.	The	protein	has	several	epitopes,	which	are	activated	and	inactivated	by	
phosphorylation.	This	can	be	compared	to	the	cockpit	of	a	plane;	each	of	the	many	buttons	
controls	a	specific	function,	and	can	be	turned	on	and	off.	The	abnormally	functioning	tau	
protein,	which	usually	supports	the	microtubules	(MTs)	in	neurons,	no	longer	has	the	same	
affinity	for	the	MTs	(Geschwind	2003).		Subsequently,	the	MTs	in	neurons	collapse,	
combination	of	plaques	and	tangles	impedes	normal	functions	in	cells,	and	eventually	
precipitates	cell	death.		
The	hyperphosphorylated,	and	subsequently	misfolded,	tau	protein	spreads	throughout	
the	brain	following	a	characteristic	pattern.	The	Braak	staging	system,	initially	published	in	
1991,	is	a	qualitative	method	of	categorizing	the	degree	of	AD	pathology	in	postmortem	
brains	from	stages	I	to	VI	(Braak	and	Braak	1991).	For	this	study	of	changes	in	the	brain	in	
early	AD,	brains	with	Braak	stages	0	to	II	were	used.	In	1991,	it	was	established	that	there
is	little	to	no	tau-	positive	neurofibrillary	tangle	burden	in	the	neocortex,	the	upper	part	of	
the	cerebral	cortex	in	early	stages.	Because	the	cerebral	cortex	houses	areas	dealing	with	
cognitive	function,	such	as	language,	memory,	motor	commands,	and	spatial	language,	the	
disease-defining	symptoms	of	AD	are	not	manifested	until	the	later	stages.	The	Braak	
staging	system	is	still	used	today,	but	was	reviewed	and	modified	in	2011	to	include	
changes	in	the	locus	coeruleus,	a	subcortical	nucleus,	in	the	early	stages	(Grinberg	et.	al	
2011).	This	explains	how	disease	pathology	develops	even	before	clinical	symptoms	
appear,	and	further	research	could	lead	to	an	effective	treatment	that	targets	AD	before	it	
spreads	into	the	neocortex.		
The	neuronal	loss	in	AD	originates	in	an	area	of	the	brainstem	known	as	the	
isodendritic	core.	The	isodendritic	core	is	made	up	of	four	main	nuclei:	the	dorsal	raphe,	
locus	coeruleus,	parabrachial	nucleus,	,	and	the	substantia	nigra	(SN).	The	substantia	nigra	
is	affected	in	several	neurodegenerative	diseases,	including	in	the	early	stages	of	
Parkinson’s	disease	(Braak	2003),	and	produces	the	neurotransmitter	dopamine,	which	is	
known	to	play	a	role	in	happiness	and	the	brain’s	reward	system.	Most	dopamine-producer	
neurons	of	the	SN	also	harbor	neuromelanin,	a	pigment	that	causes	the	characteristic	dark	
color	of	the	SN.	
As	the	disease	progresses,	the	degree	of	dementia	is	closely	related	to	neuronal	loss	in	
AD	patients.	While	we	do	know	that	neurofibrillary	tangles	and	neuronal	loss	are	hallmarks	
of	AD,	we	do	not	know	if,	or	how,	they	are	related.	There	is	a	gap	of	studies	done	of	well-
characterized	individuals	to	understand	the	two	lesions	in	the	context	of	one	another.	The	
overall	goal	of	the	lab	that	this	study	was	conducted	at,	the	Grinberg	Lab	(Memory	and	
Aging	Center,	UCSF),	is	to	quantitatively	study	this	relationship	between	protein	buildup	
and	neuronal	loss	throughout	the	four	major	nuclei	of	the	isodendritic	core	using	
innovative	methods.	My	project,	specifically,	focuses	on	a	nucleus	of	the	isodendritic	core	
known	as	the	substantia	nigra,	and	this	is	further	discussed	below.		
Despite	all	the	efforts	and	money	to	put	into	understanding	and	curing	AD	over	the	last	
three	decades,	including	all	kinds	of	sophisticated	experimental	models	designed	to	mimic	
the	disease,	excellent	treatment	results	on	drugs	tried	in	these	animal	models	and	huge	
efforts	in	human	clinical	trials	using	the	same	drugs,	we	are	yet	to	find	something	to	cure	or	
even	delay	the	progression	of	AD.	At	this	point,	we	must	go	back	to	the	fundamentals	of	AD
pathology,	and	look	at	how	the	disease	progresses	in	humans.	Because	there	has	been	little	
success	in	translating	positive	results	from	animal	models	to	human	models	beyond	early	
stage	clinical	trials,	it	is	important	that	we	gain	a	thorough	understanding	of	the	way	AD	
functions	in	the	human	brain	before	identifying	therapeutic	targets	and	developing	
treatments.		
Currently,	little	data	is	available	as	a	baseline	of	normative	changes	in	the	SN	through	
aging,	so	this	study	seeks	to	create	a	library	of	data	for	the	pathology	of	AD	in	the	SN.	
Additionally,	the	changes	in	the	SN	during	aging,	such	as	the	natural	occurrence	of	tangles	
and	plaques,	as	well	as	neuronal	loss,	are	still	controversial.	Since	the	SN	is	bilateral,	it	is	
also	not	known	if	the	build-up	of	tangles	and	plaques	differs	on	the	left	and	right	sides	
(Alho	2014)	
In	looking	at	the	SN	through	the	lens	of	AD,	we	employ	a	double	staining	technique	to	
identify	both	the	tau-negative	neurons,	stained	with	gallocyanine,	and	the	tau-positive	
neurons,	stained	with	CP13	to	analyze	changes	in	the	SN	with	age	and	with	progression	of	
AD	(Theofilas	2014).	We	lack	data	on	what	characterizes	the	pathology	of	early	AD	in	the	
brainstem.	The	results	contribute	to	a	base	of	knowledge	for	imaging,	clinical,	and	
anatomical	studies	of	the	SN	in	the	early	stages	of	AD.	My	hypothesis	is	that	because	the	SN	
is	a	part	of	the	isodendritic	core	and	connected	to	other	nuclei	of	the	isodentritic	core	
vulnerable	to	AD,	there	will	also	be	changes	in	the	SN	in	early	AD.	However,	because	of	
what	is	known	of	Braak	stages,	where	there	is	little	protein	burden	in	the	early	stages	of	
AD,	there	will	be	correlation	between	age	and	tau	burden.		
	
II. Methods:		
Prior	to	my	analysis	of	the	tissue	using	unbiased	stereology,	the	brainstem	was	cut	into	60	
micrometer	sections	and	processed	using	immunohistochemistry	and	specific	brain	areas	
were	sampled	according	to	BBBABSG	protocol	(Grinberg	et	al.	2007).	A	short	summary	of	
this	method	follows.
a. Participants:		
Age	of	time	of	death	 Case	 Braak	Stage	 Gender	
44	 7020.12	 0	 Female	
46	 9379.13	 2	 Female	
47	 7678.13	 0	 Female	
56	 9526.12	 1	 Male	
70	 6664.12	 1	 Female	
71	 6366.13	 0	 Male	
71	 6931.12	 2	 Female	
	
Brainstem	tissue	from	7	individuals	obtained	from	the	BBBABSG	was	used.	Grinberg	and	
colleagues	have	described	the	BBBABSG	protocol	in	detail.	
	b.	Embedding	and	Sectioning	
The	brainstem	was	embedded	in	celloidin	to	reduce	tissue	distortion,	by	first	
dehydrating	it	with	progressively	stronger	ethanol	solutions	and	then	going	through	a	
dessication	process	to	strongly	secure	the	tissue.	When	enough	liquid	has	been	removed	
from	the	celloidin	to	reach	an	India	rubber	consistency,	the	blocks	were	sectioned	using	a	
sliding	microtome.	Brainstems	were	sectioned	alternately	into	one	300	micrometer	and	
five	60	micrometer	sections.	The	thick	sections	are	the	odd-numbered	sections,	used	to	
calculate	an	unbiased	estimate	for	the	neuronal	population	of	the	six	nuclei	in	the	
isodendritic	core.	The	even	60	micrometer	sections,	used	to	evaluate	the	tau	protein	
burden	in	each	of	the	nuclei.	A	comparison	of	the	burden	in	the	early	of	late	stages	of	AD,	as	
well	as	with	controls,	is	done	in	the	60	micrometer	sections.		During	the	cutting	process,	
each	section	was	photographed	using	an	EOS	5D	Mark	II.
b. Staining	and	Immunohistochemistry	
`The	thin	60	micrometer	sections	were	first	stained	using	a	monoclonal	CP13	
antibody,	which	stained	for	both	cytoplasmic	bound	and	extracellular	phosphorylated	tau.	
Beyond	this,	they	were	counterstained	overnight	in	2.0	pH	gallocyanine	to	stain	the	
nucleoli	and	create	further	contrast	between	tau	positive	neurons	and	surrounding	cells.	
Then,	the	sections	were	mounted	to	slides,	coverslipped,	and	labeled	by	number.		
c. Stereology	in	the	Substantia	Nigra	
In	terms	of	physical	orientation,	the	SN	is	a	bilateral	nucleus	located	in	the	midbrain,	
adjacent	to	the	cerebral	peduncles.	It	is	divided	into	three	parts:	the	par	compacta,	parts	
diffusa,	and	pars	reticulata.	The	pars	compacta	has	the	highest	neuron	density	and	is	made	
up	of	the	largest,	most	pigmented	neurons.	The	pars	diffusa	is	not	as	dense,	and	has	smaller,	
less	pigmented	neurons,	although	there	are	some	clusters	of	neurons	resembling	those	
found	in	the	pars	compacta.	Finally,	the	pars	reticulata	contains	thick	dendrites	of	the	
neurons	in	the	pars	compacta	region,	as	well	as	a	few	spread-out	neurons	lacking	the	
neuromelanin	pigment.	
Stereological	analyses	were	performed	using	the	StereoInvestigator	program	(MBF	
StereoInvestigator	v.10,	MBF	Bioscience,	Williston,	VT,	USA).	This	set-up	was	comprised	of	
a	motorized	stage	system,	which	allowed	movement	of	the	stage	to	view	a	different	section	
of	the	slide	if	necessary,	a	bright	field	microscope	(Axio	A2,	Zeiss	Microscopy,	Thornwood,	
NY,	USA),	and	a	color	camera	to	facilitate	use	of	the	microscope	on	an	external	monitor.
Figure	1:	The	stereology	set-up	requires	a	bright	field	microscope	with	a	motorized	stage	and	a	
motorized	stage	controller	to	adjust	viewing	frame.	
	
Based	on	previous	stereological	analyses,	it	was	determined	that	counting	every	
other	even	section,	as	opposed	to	every	even	section,	produced	accurate	results,	so	this	
process	has	been	implemented	in	order	to	increase	efficiency.	Prior	to	beginning	
stereological	analysis,	it	is	imperative	to	find	the	optimal	parameters	to	estimate	neuronal	
numbers.	In	doing	so,	the	substantia	nigra	was	first	delineated	using	two	separate	contours	
for	the	two	separate	sides	using	the	5x/0.16	objective,	as	outlined	in	the	optical	
fractionator	workflow	of	StereoInvestigator.	The	boundaries	of	the	region	of	interest	were	
decided	based	on	visual	cues	such	as	increasingly	spare	neurons	and	the	Atlas	of	the	
Cytoarchitecture	of	the	Human	Brainstem	(Olszewski	and	Baxter	1982)	CP13	positive	cells	
were	marked	in	the	40x/1.30	oil	objective.	Both	objectives	are	from	Zeiss	Microscopy.	The	
cells	were	counted	using	the	StereoInvestigator	Optical	Fractionator	workflow,	as	
described	in	previous	works	(Schmitz	and	Hof	2007).		
d. Resample-Oversample	Probe	
Following	the	initial	counting	of	cells	in	the	pilot	study,	the	StereoInvestigator	
Resample-Oversample	probe	is	run	to	help	determine	the	optimal	parameters.	The	goal	of
the	pilot	study	is	to	determine	the	minimum	counting	and	sampling	required	to	ensure	
accuracy	of	sampling.	In	other	words,	the	goal	is	to	count	enough	cells	with	minimal	work.	
The	resample-oversample	process	begins	with	an	exhaustive	analysis	of	each	and	every	
site	in	the	tissue	in	predetermined	blocks.	After	this,	the	program	uses	a	formula	to	
determine	the	parameters	such	that	the	counter	is	getting	the	most	accurate	results	with	
the	least	amount	of	work	possible.	
In	the	oversample	parameters,	the	grid	size	was	automatically	generated,	and	the	
optical	fractionator	top	guard	zone	was	set	as	5	micrometers	and	dissector	height	at	25	
micrometers,	based	on	the	minimum	section	thickness.	Section	thickness	was	measured	
manually	using	a	motor	to	go	through	the	z-axis	each	time	a	neuron	was	counted,	and	the	
measure	used	in	calculations	was	an	average	of	all	thickness	measurements.	New	resample	
parameters	were	established	upon	running	the	probe	and	evaluating	the	data	plotted	in	the	
resample	oversample	graph.		
	
	
	
	
	
	
	
	
Figure	2:	This	graph,	generated	using	the	Resample	Oversample	probe	in	
StereoInvestigator,	was	generated	in	Microsoft	Excel.	It	shows	how	close	the	
neuronal	estimates	are	in	counting	every	interval	of	dissector	sites,	from	every	
site	to	every	20th	site.	According	to	this	graph,	the	optimal	interval	is	every	3rd	
dissector	site,	because	the	estimates	using	one,	two,	and	three	counters	are	
closest	to	each	other.	Therefore,	counting	every	third	dissector	site	will	allow	us	
to	maintain	accuracy	with	minimal	work.
The	pilot	study	is	recounted	according	to	the	parameters	given	by	the	resample	
oversample	graph,	and	the	data	is	compared	to	determine	how	close	the	resample	and	
oversample	estimates	of	neuronal	populations	are.	Theoretically,	they	should	be	the	same,	
because	the	parameters	are	calculated	such	that	the	same	level	of	accuracy	is	maintained,	
even	with	fewer	dissector	sites.	If	the	estimates	are	significantly	different,	the	oversample-
resample	process	is	repeated	until	the	estimates	are	reliable	and	can	be	used	to	count	
additional	cases	using	the	same	parameters.		
	
A	CP13-negative	neuron	is	stained	light	brown	because	of	the	neuromelanin	the	SN,	
while	the	nucleus	and	nucleolus	are	stained	blue	because	of	the	gallocyanine	stain.	Only	
neurons	where	the	nucleus	and	nucleolus	are	clearly	visible	are	counted,	because	the	
sectioning	process	can	cut	off	neurons	along	the	z-axis,	creating	fragments	that	can	skew	
neuronal	estimates	if	counted	as	neurons.	Additionally,	using	the	nucleolus	and	nucleus	as	
markers	in	stereology	is	in	line	with	the	staining	techniques	described	in	the	staining	
section.	In	comparison	to	the	CP13-negative	neurons,	CP13-postive	neurons	are	covered	in	
a	dark	brown	blanket	of	CP13	stain.	The	staining	is	approximately	uniform	across	the	cell	
Figure	2:	The	substantia	nigra	is	traced	at	5x.	This	image	is	the	complete	right	
side	of	the	nucleus.	The	characteristic	wavy	structure,	where	the	contour	goes	
in	and	out,	following	the	lines	of	the	SN,	is	visible	here.
body,	and	the	nucleolus	may	not	be	visible.	In	most	cases,	granules	are	visible.	The	CP13	
stain	also	penetrates	into	the	cell	processes	as	the	neurons	interact	with	one	another,		
making	the	dendrites	of	the	neuron	clearly	visible	as	they	reach	beyond	the	cell	body.		
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
Figure	4:	CP13-stained	neuron,	where	CP13	blankets	the	cell	evenly	and	
granules	are	visible.	The	presence	of	CP13	stain	in	cell	processes	delineates	the	
dendrites	of	the	neuron.
In	order	to	ensure	that	each	neuron	is	counted	a	maximum	of	one	time	when	the	
program	places	the	dissector	randomly,	any	neurons	in	contact	with	the	red-edged	part	of	
the	square	(see	below	figure	for	reference)	were	not	counted,	even	if	they	meet	the	criteria	
according	to	the	previous	paragraph.	Any	neurons	touching	the	green-edged	part	of	the	
square,	whether	completely	or	partially	inside	the	square,	are	counted.	Additionally,	
several	dissectors	intersected	with	the	border	of	the	contour,	as	shown	in	the	image	below.		
	
	
	
	
	
	
	
	
	
	
	
Figure	5:	The	substantia	nigra	contour	is	broken	into	many	counting	frames,	and	the	
dissector	site,	where	the	user	counts	neurons,	is	consistently	in	the	bottom	left	
corner.	The	smaller	the	counting	frame,	the	more	dissector	sites	to	count.	
Figure	5:	The	gallocyanine-stained	neurons	are	smaller,	and	a	darker	area	of	
the	nucleus	and	nucleolus,	where	the	stain	is	deeper,	is	visible.
A	
	
	
	
	
	
At	40x,	it	is	quite	difficult	to	tell	where	the	dissector	is	in	relation	to	the	contour	as	a	whole	
and	relative	to	the	position	of	the	slide,	so	having	an	overall	map	of	the	contours	indicating	
where	the	dissector	is	tells	us	how	the	dissector	falls	on	the	contour,	and	consequently	
which	neurons	can	be	counted	and	which	ones	fall	outside	the	previously	delineated	
contour	is	necessary.		The	Macroview	feature	on	Stereology	investigator	helps	overcome	
this	issue,	as	shown	in	the	image	below.		
	
e. Statistical	Analysis	
The	resample	oversample	probe	used	a	formula	embedded	in	the	program	to	calculate	
the	appropriate	interval	for	the	resample.	The	coefficients	of	error	for	the	tau-positive	
neuronal	estimates	were	calculated	using	the	prediction	methods	from	the	
StereoInvestigator,	the	Gundersen	and	Schmitz-Hof’s	coefficient	of	error	measurements.	
Figure	6:	The	Macroview	feature,	located	in	the	upper	left	hand	corner,	shows	
the	entire	contour,	with	a	smaller	box	indicating	where	the	dissector	site,	
displayed	on	the	right	side	at	40x,	is	in	relation	to	the	whole	contour.	Because	of	
this,	we	know	to	count	only	the	neurons	on	the	left	side	of	the	orange	contour	
line,	since	they	are	the	only	ones	inside	the	contour.
These	measurements	are	useful	for	determining	the	precision	of	neuronal	estimates,	and	
have	been	described	previously	(Gundersen	et	al.	1999;	Schmitz,	1998).		Planned	statistical	
analysis	for	further	studies	follows	in	the	further	research	section.		
III. Results	
	
	
The	60	micometer	gallocyanine-stained	sections	fulfilled	the	basic	requirements	of	
unbiased	design-based	stereology,	which	has	proven	to	be	the	optimal	method	for	cell	
counting	time	and	again	for	its	abilities	to	detect	the	most	minute	cell	group	differences	
(Schmitz	and	Hof	2005).	Every	cell	inside	the	region	of	interest	had	equal	opportunity	to	be	
selected	for	counting	for	two	main	reasons.	First,	the	serial	sectioning	of	the	brainstem	
allowed	us	to	evaluate	the	full	thickness	of	the	SN	along	the	z-axis,	so	we	did	not	miss	any	
neurons.	Second,	the	boundaries	of	the	SN	were	easily	detectable,	and	we	were	able	to	
draw	contours	around	all	of	them.	Although	the	sections	were	supposedly	all	60	
micrometers	thick,	thickness	was	measured	to	account	for	any	shrinkage	or	discrepancies	
in	cutting.	The	section	thickness	of	each	case	was	an	average	of	the	measured	section	
thicknesses	or	each	dissector	sites.	This	helped	account	for	any	folding,	waviness,	or	
Table	1:	This	table	shows	all	of	the	dta
warping	of	the	tissue.	The	mean	section	thickness	across	all	cases	was	48.7	micrometers	
with	a	standard	deviation	of	0.28	micrometers.		
Through	the	resample	oversample	probe,	I	determined	that	I	could	count	every	third	
dissector	site	without	losing	accuracy.	Due	to	the	experimental	nature	of	stereology,	I	had	
to	conduct	the	oversample-resample	four	times	before	receiving	satisfactory	results.	I	was	
then	able	to	use	these	parameters	to	count	six	other	cases.	Originally,	I	counted	not	CP13-
negative	cells,	in	addition	to	the	data	of	CP13	positive	neurons	presented	in	this	paper.	
Unfortunately,	there	were	problems	with	the	counterstain	in	the	immunohistochemistry	
process,	so	these	results	have	been	deemed	unreliable.	Both	the	resample-oversample	and	
the	CP13-negative	cell	issues	will	be	explained	further	in	the	discussion	section.	
Of	the	seven	cases	counted,	four	appeared	to	have	no	tau	burden,	and	the	remaining	
three	had	similar	burdens.	After	blind	counting,	the	Braak	stages	and	age	of	patient	were	
matched	with	the	data,	and	we	tested	for	correlation.	Based	on	this	data,	there	is	no	
correlation	between	tau	burden	and	Braak	stage,	as	all	of	the	cases	that	had	tau	burdens	
were	Braak	stage	0	or	1.	While	the	sample	size	is	too	small	to	claim	a	correlation	between	
tau	burden	and	age,	there	is	a	positive	trend	between	age	and	tau	burden.	Out	of	three	
patients	older	than	65	at	time	of	death,	each	had	a	different	Braak	stage	of	0,	1,	and	2,	but	
two	of	the	three	showed	similar	presence	of	neurofibrillary	tangles.	Out	of	the	4	patients	
under	age	65	at	time	of	death,	only	1	patient	showed	any	tau	burden,	and	the	level	was	
similar	to	the	two	patients	over	65.	Thus,	the	positive	correlation	between	age	and	tau	
burden	is	trending	towards	significance,	and	the	immediate	course	of	action	would	be	to	
expand	the	sample	size	of	this	study.	This	would	allow	us	to	determine	if	the	correlation	is	
simply	the	result	of	a	small	sample	size	or	can	be	supported	with	further	data.		
IV. Discussion	
As	our	worldwide	population	ages,	the	prevalence	of	neurodegenerative	diseases,	
especially	dementia	and	Alzheimer’s,	is	increasing.	At	the	same	time,	the	scientific	
community’s	efforts	to	work	towards	a	cure,	or	even	treatment	of	Alzheimer’s	disease,	have	
been	stalled	by	the	difficult	transition	from	animal	models	to	human	models.	Something	
about	human	brains	is	different	enough	that	whatever	semblance	of	progress	is	achieved	in
animal	models	does	not	translate	to	human	models.	For	this	reason,	it	is	necessary	to	study	
the	way	AD	progresses	in	humans	specifically,	because	there	is	a	gap	of	knowledge	that	can	
only	be	filled	by	using	postmortem	brain	tissue	help	characterize	early	stages	of	AD.	
Currently,	these	is	a	lack	of	unbiased	data	on	the	substantia	nigra,	a	key	nuceus	of	the	
isodendritic	core,	known	chiefly	for	the	dark	pigment	as	a	result	of	dopamine	production.	
Although	we	know	of	some	changes	in	the	other	nuclei	of	the	isodendritic	core,	including	
the	locus	coeruleus,	little	is	known	about	the	SN	in	the	context	of	AD.	Because	one	of	the	
hallmarks	of	AD	is	tau	protein	buildup,	we	analyzed	protein	buildup	in	the	SN	using	
unbiased	stereology	in	a	post-mortem	sample	of	7	adults	aged	46-71	at	time	of	death.	
Quantitative	neuropathological	methods	are	time	consuming,	tedious	and	usually	biased	
due	to	the	enourmous	amont	of	neurons	in	the	brain.	Design-based	stereology	is		
transforming	the	way	quantitative	neuropathology	is	performed,	allowing	us	to	make	
predictions	for	the	neuron	number	and	density	of	a	tissue	without	counting	each	and	every	
neuron	through	an	establishment	of	parameters	using	a	resample-oversample	process.		In	
addition,	the	randomness	of	stereology	allows	us	to	make	unbiased	measurements	and	be	
able	to	trust	in	the	validity	of	results.		
Although	there	seemed	to	be	no	discernable	relationship	between	tau	burden	and	
Braak	stage,	there	does	appear	to	be	a	positive	relationship	between	age	and	tau	burden,	
trending	toward	significance.	This	is	in	line	with	a	very	recently	published	paper	on	tau	
buildup	as	related	to	age	in	the	brainstem.	Crary	and	colleagues	suggest	the	use	of	a	new	
term:	primary	age-related	tauopathy	(PART)	to	describe	tau	build	up	in	the	brain	that	
seems	to	be	tied	only	to	age	(Crary	et.	al.	2014).	Pathologically,	this	can	be	distinguished	
from	AD,	frontotemporal	dementia,	or	other	neurodegenerative	diseases	by	the	lack	of	the	
beta-amyloid	plaques.	Although	the	lack	of	beta-amyloid	plaques	points	o	a	diagnoses	is	
early	AD,	there	are	some	clinical	differences,	since	PART	usually	has	a	lesser	cognitive	
impact.	Looking	at	PART	through	the	lens	of	AD,	Crary	and	colleagues	found	that	many	
patients	with	mild-to-moderate	neurofibrillary	burden	similar	to	early	stage	AD	lacked	the	
beta	amyloid	plaques	characteristic	of	AD.	Thus,	the	neurofibrillary	tangles	may	be	
involved	in	a	non	AD	aging	related	process.	The	incidence	of	PART	was	much	higher	in	
older	patients,	which	supports	the	possible	positive	relationship	between	tau	burden	and	
age.
Even	though	my	findings	are	supported	by	Crary’s	work,	it	is	difficult	to	confirm	
anything	working	with	such	a	small	sample	size,	especially	in	humans.	Humans	are	such	
diverse,	varied,	and	unique	beings	that	variation	becomes	not	the	exception	but	the	norm.	
For	this	reason,	many	cases	are	necessary	to	draw	a	general	conclusion	that	can	be	applied	
to	the	entire	population,	and	this	study	does	not	have	the	high	sample	size.	Because	of	the	
gap	of	knowledge	considering	the	substantia	nigra	and	AD,	we	are	unable	to	calculate	the	
exact	number	of	cases	needed	to	have	power	in	terms	of	statistics.	The	biggest	reason	for	
the	small	sample	size	in	this	study	is	the	difficulty	of	procuring	human	brains	with	the	early	
AD	diagnosis.	This	kind	of	analysis	can	only	be	done	post	mortem,	and	processing	the	
brains	for	stereology	in	human	models	takes	a	very	long	time	compared	to	rat	brains,	
which	are	much	smaller.	It	is	still	important	to	study	this	in	humans	because	the	disease	
manifests	itself	in	humans.	Therefore,	the	main	goal	of	this	study	is	not	necessarily	to	make	
sweeping	conclusion	about	the	nature	of	AD	in	the	SN,	but	rather	to	build	a	knowledge	base	
to	characterize	the	SN	in	early	AD.		As	I	write	this	paper,	I	am	in	the	process	of	increasing	
sample	size,	and	by	the	end	of	this	winter,	I	should	have	around	20	cases,	which	gives	much	
more	power	in	terms	of	being	representative	of	early	AD	brains,	than	seven.		
Stereology	is	an	experimental	process	in	and	of	itself,	because	the	Resample	
Oversample	probe	allows	the	user	to	tailor	the	program	to	the	type	of	tissue	being	counted.	
Prior	to	any	stereological	analysis	of	multiple	cases,	it	is	necessary	to	run	a	complex	pilot	
study	to	ensure	that	results	are	not	only	reliable,	but	can	also	be	replicated	in	other	labs.	As	
mentioned	in	the	results	sections,	I	had	to	conduct	the	oversample	probe	four	times	to	get	
satisfactory	results.	The	algorithm	in	StereoInvestigator	recommended	that	I	count	every	
third	dissector	site	three	times	in	all	four	occurrences.		Theoretically,	the	overall	neuronal	
estimates	for	the	oversample	and	the	resample	should	be	the	same,	but	that	wasn’t	the	case	
in	the	initial	oversample.	Throughout	the	process,	issues	with	inconsistent	neuron	
estimates,	inconsistent	thickness	measurements,	and	inaccurately	drawn	contours	
prompted	me	to	conduct	the	analysis	again.	Finally,	on	the	fourth	round,	I	had	reliable	
parameters,	which	I	then	used	to	count	six	additional	cases.		
I	originally	counted	both	CP13	positive	and	CP13	negative	neurons.	Upon	review	of	the	
results	and	comparisons	to	other	stereological	estimates	of	substantia	nigra	neuron	
population,	my	numbers	were	only	10-20%	of	others’	results.	We	evaluated	my	criteria	for
counting	neurons	and	the	counting	parameters	and	eventually	concluded	that	the	
inaccurate	results	were	a	result	of	a	faulty	counterstain.	After	the	CP13	stain	was	applied	to	
the	sections,	they	were	counterstained	in	a	gallocyanine	wash	to	illuminate	the	CP13	
negative	neurons.	The	60	micrometer	sections	may	have	been	slightly	too	thin	for	the	
harsh	chemicals,	or	may	have	reacted	negatively	to	the	tested	concentration	of	detergent	in	
the	solution.	In	order	to	account	for	this	in	further	studies,	neuronal	estimates	will	now	be	
measuring	from	only	the	thick	300	micrometer	sections	of	each	case.	As	of	now,	the	
staining	and	stereology	protocol	has	been	optimized	for	the	300	micrometer	sections,	with	
consistently	reliable	results.	As	we	have	learned	from	this	study,	the	CP13	stain	done	
through	immunohistochemistry	works	well	on	the	thin	60	micrometer	sections.	As	per	the	
cutting	protocol	followed	by	the	Grinberg	lab,	300	micrometer	sections	and	60	micrometer	
sections	are	cut	alternately,	so	the	300	micrometer	sections	are	an	accurate	representation	
of	the	60	micrometer	sections.	In	order	to	understand	the	relationship	and	dynamic	
between	neuronal	loss	and	tau	protein	accumulation,	we	will	now	utilize	a	combination	of	
data	from	the	300	micrometer	sections,	for	neuronal	estimates,	and	60	micrometer	
sections,	for	protein	burden	estimates.		
V. Conclusions	and	Further	Research	
This	study	was	an	investigation	of	the	human	substantia	nigra	in	the	early	stages	of	
AD.	There	is	a	positive	trend	between	age	and	tau	protein	accumulation,	and	as	of	now,	no	
relationship	between	Braak	stage	and	tau	burden.	However,	the	small	sample	size	gives	us	
very	little	power	in	making	applicable	conclusions.	The	immediate	next	step	is	to	increase	
the	sample	size	in	order	to	run	appropriate	statistical	analysis.	The	analysis	will	test	the	
individual	correlations	by	comparing	anatomical	changes,	such	as	inclusion	burden,	with	
age	and	Braak	stage	using	linear	regression	analysis.	The	regression	models	will	include	
indicators	for	AD	group	as	well	as	age	at	death.		
Additionally,	in	order	to	investigate	the	role	of	the	substantia	nigra	in	AD,	and	
perhaps	look	further	into	the	still	undiscovered	relationship	between	SN	protein	burden	
and	Braak	stage,	we	can	use	neuronal	estimates	from	the	300	micrometer	sections.	
Comparing	the	overall	neuronal	estimates	to	the	tau-positive	neuron	estimates	would
enable	us	to	calculate	a	fraction	of	the	neurons	in	the	SN	are	tau	positive	at	different	stages	
of	early	AD.	This	fraction	could	serve	as	a	metric	used	to	characterize	each	stage	of	AD	and	
understand	the	pathway	that	AD	takes	through	the	SN.	Beyond	this,	comparing	the	data	
from	the	SN	to	conclusions	drawn	in	other	nuclei	of	the	isodendritic	core	could	shed	light	
on	AD	throughout	the	brainstem,	leading	to	potential	therapeutic	targets	for	drug	
development.
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