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Neurodharma:

Exploring Buddhist Themes in the Brain

              Australian Association of
     Buddhist Counsellors and Psychotherapists
                  August 13, 2011

                      Rick Hanson, Ph.D.
The Wellspring Institute for Neuroscience and Contemplative Wisdom
           www.WiseBrain.org         www.RickHanson.net
                         drrh@comcast.net                            1
Topics
! Perspectives


! Grounding the mind in nature


! Strengthening conviction


! Deepening insight:
   ! The evolution of dukkha
   ! Natural happiness
   ! The negativity bias

                                       2
! Right Mindfulness and Right Effort
Perspectives




               3
Do not go by oral tradition, by lineage of teaching, by hearsay, by a
           collection of texts, by logic, by inferential reasoning,
by reasoned cognition, by the acceptance of a view after pondering it, by
                   the seeming competence of a speaker,
            or because you think, “this . . . is our teacher.”

 But when you know for yourselves, “these things are wholesome, these
              things are blameless; these things are praised
        by the wise; these things, if undertaken and practiced,
                    lead to welfare and happiness,”
                   then you should engage in them.

                              The Buddha                                    4
Great questioning, great enlightenment;
 little questioning, little enlightenment;
    no questioning, no enlightenment.

                 Dogen

                                             5
We ask, “What is a thought?”

        We don't know,

yet we are thinking continually.


    Venerable Tenzin Palmo

                                   6
Why Keep the Brain in Mind?


! Grounds the mind in nature, in life


! Supports conviction and thus motivation


! Deepens insight


! Highlights Right Mindfulness and Right Effort


! Can enhance practice
                                                  7
Grounding the Mind in Nature




                               8
Evolution
! ~ 4+ billion years of earth
! 3.5 billion years of life
! 650 million years of multi-celled organisms
! 600 million years of nervous system
! ~ 200 million years of mammals
! ~ 60 million years of primates
! ~ 6 million years ago: last common ancestor with chimpanzees,
    our closest relative among the “great apes” (gorillas,
    orangutans, chimpanzees, bonobos, humans)
!   2.5 million years of tool-making (starting with brains 1/3 our size)
!   ~ 150,000 years of homo sapiens
!   ~ 50,000 years of modern humans
!   ~ 5000 years of blue, green, hazel eyes
                                                                       9
10
11
12
All cells have specialized functions. Brain cells have
  particular ways of processing information and
  communicating with each other. Nerve cells form complete
  circuits that carry and transform information.

Electrical signaling represents the language of mind, the
   means whereby nerve cells, the building blocks of the brain,
   communicate with one another over great distances. Nerve
   cells generate electricity as a means of producing messages.

All animals have some form of mental life that reflects the
  architecture of their nervous system.
                                                             13
                        Eric R. Kandel
The Mind/Brain System
! “Mind” = flow of information within the nervous system:
   ! Information is represented by the nervous system.
   ! Most mind is unconscious; awareness is an aspect of mind.
   ! The headquarters of the nervous system is the brain.



! In essence then, apart from hypothetical transcendental
  factors, the mind is what the brain does.

! Brain = necessary, proximally sufficient condition for mind:
   ! The brain depends on the nervous system, other bodily
     systems, nature, and culture.
   ! As we’ll see, the brain also depends on the mind.


! Therefore, the brain and mind are two aspects of one           14
  system, interdependently arising.
Evolution is a tinkerer. In living organisms, new capabilities
  are achieved by modifying existing molecules slightly and
  adjusting their interaction with other existing molecules.

Science has found surprisingly few proteins that are truly
   unique to the human brain and no signaling systems that
   are unique to it.

All life, including the substrate of our thoughts and
  memories, is composed of the same building blocks.

                        Eric R. Kandel
                                                                 15
Key Brain Areas for Consciousness




(adapted from) M. T. Alkire et al., Science 322, 876-880 (2008)   16
17
Strengthening Conviction




                           18
The principal activities of brains
are making changes in themselves.


         Marvin L. Minsky


                                      19
Tibetan Monk, Boundless Compassion




                                 20
Lazar, et al. 2005.
Meditation
experience is
associated
with increased
cortical thickness.
Neuroreport, 16,
1893-1897.




                      21
Meditation: Neural Benefits

! Thickens prefrontal (PFC) regions that help control attention


! Thickens insula (interoception, self-awareness, empathy)


! Less cortical thinning with aging in the PFC and insula above


! Increases gray matter density in hippocampus (creating context
   for memory, inhibiting the amygdala)

! Increases activation of left frontal regions, which lifts mood


! Increases gamma-range brainwaves (integration)

                                                                   22
! Increases overall brain connectivity
Meditation: Physiological Benefits

! Decreases stress-related cortisol


! Stronger immune system


! Helps many medical conditions, including
  cardiovascular disease, asthma, type II diabetes,
  PMS, and chronic pain

! Aids wound healing and post-surgical recovery

                                                      23
Meditation: Psychological Benefits

! Improves attention (including for ADHD)


! Increases compassion


! Increases empathy


! Reduces insomnia, anxiety, phobias,eating disorders


! MBCT for depression decreases relapse
                                                    24
Deepening Insight:
The Evolution of Dukkha




                          25
Three Requirements of Survival
! To survive, living organisms must try to:
   !   Separate themselves from the world (e.g., membrane
       of microbe, skin of primate, personal identity of human)
   !   Stabilize equilibria inside the body and mind, and
       within systems (e.g., “optimal distance” in relationship)
   !   Attain rewards and avoid harms

! Alarms sound whenever these strategies run into trouble.


! For life with a nervous system: alarms below awareness
  create a background of unease; those entering awareness
  are unpleasant, even painful.
                                                               26
The Three Marks of Existence

These survival requirements fly in the face of three
  charactistics of existence, noted by the Buddha:

! Everything is connected to everything else, so
  nothing has an absolute, independent self-nature

! Everything is impermanent, constantly changing


! Suffering arises when we crave the lasting of
  pleasure and the ending of pain.
                                                       27
The Noble Truth of Suffering
! The contradictions between what animals need to do
  to survive, and the nature of existence, create
  ongoing alarm signals: physical and emotional
  discomfort, ranging from mild to intense.

! In Pali - the language of early Buddhism - the word
  used for this discomfort is dukkha, typically translated
  as “suffering.” Its roots are “du,” meaning not-good or
  not-right, and “kha,” which is where the hub of a
  wheel meets an axle: a “wobbly grinding.”

! To live, we must bear inevitable, continual wobbly
                                                          28
  grinding in the body, mind, relationships, and world.
Deepening Insight:
Natural Happiness




                     29
Three Stages of Brain Evolution
! Reptilian:
   !   Brainstem, cerebellum, hypothalamus
   !   Reactive and reflexive
   !   Avoid hazards

! Mammalian:
   !   Limbic system, cingulate, early cortex
   !   Memory, emotion, social behavior
   !   Approach rewards

! Human:
   !   Massive cerebral cortex
   !   Abstract thought, language, cooperative planning, empathy
   !   Attach to “us”                                            30
Evolutionary History




          The Triune Brain
                             31
Reverse Engineering the Brain

What’s the nature of the brain when a person is:

! In peak states of productivity or “flow?”


! Experiencing inner peace?


! Self-actualizing?


! Enlightened (or close to it)?                32
Home Base of the Human Brain
When not threatened, ill, in pain, hungry, upset, or
 chemically disturbed, most people settle into being:

! Calm (the Avoid system)


! Contented (the Approach system)


! Caring (the Attach system)


! Creative - synergy of all three systems

                                                        33

   This is the brain in its natural, responsive mode.
The Responsive Mode




                      34
Responsive Mode
              View             Action             Experience

Avoid       Resources,       Govern/restrain,     Strength, safety,
            challenges-in-   truth-to-power,      peace
            context          forgive

Approach   Sufficiency,      Aspire, give,        Glad, grateful,
           abundance,        let go               fulfilled, satisfied
           disenchantment


Attach     Connection,       Open to others;      Membership,
           belonging,        join; be empathic,   closeness, friend-
           social supplies   compassionate,       ship, bonding
                             kind, caring; love   loved and loving
                                                                         35
Behind the Obscurations

Sam sees “peeping among the cloud-wrack . . . a white star
  twinkle for a while.

The beauty of it smote his heart, as he looked up out of the
  forsaken land, and hope returned to him.

For like a shaft, clear and cold, the thought pierced him that
  in the end the Shadow was only a small and passing thing:
  there was light and high beauty forever beyond its reach.”

                  Tolkein, The Lord of the Rings
                                                               36
Key Benefits of Responsive Mode
! Fueling for Reactive mobilizations; recovery after


! Positive emotions, cognitions, and behaviors


! Positive cycles


! Promotes virtue and benevolence


        The good life, as I conceive it, is a happy life.
    I do not mean that if you are good you will be happy;
        I mean that if you are happy you will be good.      37

                       Bertrand Russell
Deepening Insight:
The Negativity Bias




                      38
Negativity Bias: Causes in Evolution
! “Sticks” - Predators, natural hazards, social
  aggression, pain (physical and psychological)

! “Carrots” - Food, sex, shelter, social support,
  pleasure (physical and psychological)

! During evolution, avoiding “sticks” usually had more
  impact on survival than approaching “carrots.”
   !   Urgency - Usually, sticks must be dealt with immediately,
       while carrots allow a longer approach.
   !   Impact - Sticks usually determine mortality, carrots not; if
       you fail to get a carrot today, you’ll likely have a chance at a
       carrot tomorrow; but if you fail to avoid a stick today - whap! 39
       - no more carrots forever.
Negativity Bias: Some Consequences

! Negative stimuli get more attention and processing.


! We generally learn faster from pain than pleasure.


! People work harder to avoid a loss than attain an
  equal gain (“endowment effect”)

! Easy to create learned helplessness, hard to undo


! Negative interactions: more powerful than positive

                                                        40

! Negative experiences sift into implicit memory.
Negative Experiences Can Have Benefits


! A place for negative emotions:
  ! Anxiety alerts us to inner and outer threats
  ! Sorrow opens the heart
  ! Remorse helps us steer a virtuous course
  ! Anger highlights mistreatment; energizes to
    handle it


! Negative experiences can:
  ! Increase tolerance for stress, emotional pain
  ! Build grit, resilience, confidence              41

  ! Increase compassion and tolerance for others
Negative Experiences Are Stressful


! Sympathetic nervous system (SNS) and
  hypothalamic-pituitary-adrenal axis (HPAA)

! Surges of cortisol, norepinephrine, other hormones


! Fight, flight, or freezing behaviors


! Abandoning long-term needs for a short-term crisis



                                                       42
Health Consequences of Chronic Stress

! Physical:
   !   Weakened immune system
   !   Inhibits GI system; reduced nutrient absorption
   !   Reduced, dysregulated reproductive hormones
   !   Increased vulnerabilities in cardiovascular system
   !   Disturbed nervous system


! Mental:
  ! Lowers mood; increases pessimism
  ! Increases anxiety and irritability
  ! Increases learned helplessness (especially if no escape)
  ! Often reduces approach behaviors (less so for women)
  ! Primes aversion (due to SNS-HPAA negativity bias)        43
A Major Result of the Negativity Bias:
Threat Reactivity
! Two mistakes:
   !   Thinking there is a tiger in the bushes when there isn’t one.
   !   Thinking there is no tiger in the bushes when there is one.

! We evolved to make the first mistake a hundred
  times to avoid making the second mistake even once.

! This evolutionary tendency is intensified by
  temperament, personal history, culture, and politics.

! Threat reactivity affects individuals, couples, families,
  organizations, nations, and the world as a whole.                    44
Results of Threat Reactivity
(Personal, Organizational, National)

! Our initial appraisals are mistaken:
   !   Overestimating threats
   !   Underestimating opportunities
   !   Underestimating inner and outer resources

! We update these appraisals with information that
  confirms them; we ignore, devalue, or alter
  information that doesn’t.

! Thus we end up with views of ourselves, others, and
  the world that are ignorant, selective, and distorted.   45
Costs of Threat Reactivity
(Personal, Organizational, National)
! Feeling threatened feels bad, and triggers stress consequences.


! We over-invest in threat protection.


! The boy who cried tiger: flooding with paper tigers makes it
   harder to see the real ones.

! Acting while feeling threatened leads to over-reactions, makes
   others feel threatened, and creates vicious cycles.

! The Approach system is inhibited, so we don’t pursue
   opportunities, play small, or give up too soon.

! In the Attach system, we bond tighter to “us,” with more fear and
                                                                  46

   anger toward “them.”
To Cope with Urgent Needs,
We Leave Home . . .

! Avoid: When we feel threatened or harmed


! Approach: When we can’t attain important goals


! Attach: When we feel isolated, disconnected,
  unseen, unappreciated, unloved



  This is the brain in its reactive mode of functioning
             - a kind of inner homelessness.
                                                          47
The Reactive Mode




                    48
Reactive Mode

                View             Action          Experience

Avoid      Harms present        Fight, flight,   Fear, anger,
           or lurking           freeze           weakness



Approach   Scarcity, loss,      Grasp, acquire    Greed, longing,
           unreliability, not                    frustration,
           expected rewards                      disappointment



Attach     Separated,           Cling,           Loneliness, heart-
           being “beta,”        seek approval,   break, envy,
           devalued             reproach         jealousy, shame      49
Reactive Dysfunctions in Each System

! Avoid - Anxiety disorders; PTSD; panic, terror;
  rage; violence

! Approach - Addiction; over-drinking, -eating, -
  gambling; compulsion; hoarding; driving for goals at
  great cost; spiritual materialism

! Attach - Borderline, narcissistic, antisocial PD;
  symbiosis; folie a deux; “looking for love in all the
  wrong places”
                                                          50
Choices . . .


                     Or?




     Reactive Mode         Responsive Mode


                                             51
Right Mindfulness and Right Effort




                                     52
The Power of Mindfulness

! Attention is like a spotlight, illuminating what it rests upon.


! Because neuroplasticity is heightened for what’s in the
  field of focused awareness, attention is also like a vacuum
  cleaner, sucking its contents into the brain.

! Directing attention skillfully is therefore a fundamental way
  to shape the brain - and one’s life over time.

                   The education of attention
              would be an education par excellence.
                         William James                          53
Mindfulness, Virtue, Wisdom

! Mindfulness (or “concentration”), virtue, and
  wisdom are identified in Buddhism and other
  contemplative traditions as the pillars of practice.

! In Western psychology, these are the foundations of
  mental health and well-being.

! These three pillars map to three core functions of the
  nervous system:
   !   Receiving/learning
   !   Regulating
   !   Prioritizing/selecting                            54
“Know the Mind, Shape the Mind, Free the Mind”


! Mindfulness, virtue, and wisdom - and their neural correlates -
   also map to three phases of practice:
    !   Be aware of the garden, pull weeds, plant flowers.
    !   Be mindful of, release, replace.
    !   Let be, let go, let in.


! People vary in their inclinations and strengths with the phases.


! Sometimes we need to take in resources in the third phase in
   order to bear our own experience.

! Mindfulness is key to the second and third phase, sometimes
   curative on its own, and always beneficial in strengthening its
   neural substrates. But often it is not enough by itself.          55
How to come home?



How to recover the natural, responsive mode
of the brain?




                                              56
Self-Compassion
! Compassion is the wish that a being not suffer, combined with
  sympathetic concern. Self-compassion simply applies that to
  oneself. It is not self-pity, complaining, or wallowing in pain.

! Studies show that self-compassion buffers stress and increases
  resilience and self-worth.

! But self-compassion is hard for many people, due to feelings of
  unworthiness, self-criticism, or “internalized oppression.” To
  encourage the neural substrates of self-compassion:
    !   Get the sense of being cared about by someone else.
    !   Bring to mind someone you naturally feel compassion for
    !   Sink into the experience of compassion in your body
    !   Then shift the compassion to yourself, perhaps with phrases like:
        “May I not suffer. May the pain of this moment pass.”               57
The root of Buddhism is compassion,

and the root of compassion is compassion for oneself.



                   Pema Chodren


                                                    58
Coming Home . . .


               Calm



            Contentment



              Caring
                          59
Penetrative insight

joined with calm abiding

   utterly eradicates

    afflicted states.

       Shantideva          60
Great Books
See www.RickHanson.net for other great books.

!   Austin, J. 2009. Selfless Insight. MIT Press.
!   Begley. S. 2007. Train Your Mind, Change Your Brain. Ballantine.
!   Carter, C. 2010. Raising Happiness. Ballantine.
!   Hanson, R. (with R. Mendius). 2009. Buddha’s Brain: The Practical
    Neuroscience of Happiness, Love, and Wisdom. New Harbinger.
!   Johnson, S. 2005. Mind Wide Open. Scribner.
!   Keltner, D. 2009. Born to Be Good. Norton.
!   Kornfield, J. 2009. The Wise Heart. Bantam.
!   LeDoux, J. 2003. Synaptic Self. Penguin.
!   Linden, D. 2008. The Accidental Mind. Belknap.
!   Sapolsky, R. 2004. Why Zebras Don’t Get Ulcers. Holt.
!   Siegel, D. 2007. The Mindful Brain. Norton.
!   Thompson, E. 2007. Mind in Life. Belknap.

                                                                        61
Key Papers - 1
See www.RickHanson.net for other scientific papers.

! Atmanspacher, H. & Graben, P. 2007. Contextual emergence of mental
   states from neurodynamics. Chaos & Complexity Letters, 2:151-168.

! Baumeister, R., Bratlavsky, E., Finkenauer, C. & Vohs, K. 2001. Bad is
   stronger than good. Review of General Psychology, 5:323-370.

! Braver, T. & Cohen, J. 2000. On the control of control: The role of
   dopamine in regulating prefrontal function and working memory; in
   Control of Cognitive Processes: Attention and Performance XVIII.
   Monsel, S. & Driver, J. (eds.). MIT Press.

! Carter, O.L., Callistemon, C., Ungerer, Y., Liu, G.B., & Pettigrew, J.D.
   2005. Meditation skills of Buddhist monks yield clues to brain's
   regulation of attention. Current Biology. 15:412-413.                     62
Key Papers - 2
!   Davidson, R.J. 2004. Well-being and affective style: neural substrates and
    biobehavioural correlates. Philosophical Transactions of the Royal Society.
    359:1395-1411.

!   Farb, N.A.S., Segal, Z.V., Mayberg, H., Bean, J., McKeon, D., Fatima, Z., and
    Anderson, A.K. 2007. Attending to the present: Mindfulness meditation reveals
    distinct neural modes of self-reflection. SCAN, 2, 313-322.

!   Gillihan, S.J. & Farah, M.J. 2005. Is self special? A critical review of evidence
    from experimental psychology and cognitive neuroscience. Psychological
    Bulletin, 131:76-97.

!   Hagmann, P., Cammoun, L., Gigandet, X., Meuli, R., Honey, C.J., Wedeen, V.J.,
    & Sporns, O. 2008. Mapping the structural core of human cerebral cortex. PLoS
    Biology. 6:1479-1493.

!   Hanson, R. 2008. Seven facts about the brain that incline the mind to joy. In
    Measuring the immeasurable: The scientific case for spirituality. Sounds True.      63
Key Papers - 3
!   Lazar, S., Kerr, C., Wasserman, R., Gray, J., Greve, D., Treadway, M.,
    McGarvey, M., Quinn, B., Dusek, J., Benson, H., Rauch, S., Moore, C., & Fischl,
    B. 2005. Meditation experience is associated with increased cortical thickness.
    Neuroreport. 16:1893-1897.

!   Lewis, M.D. & Todd, R.M. 2007. The self-regulating brain: Cortical-subcortical
    feedback and the development of intelligent action. Cognitive Development,
    22:406-430.

!   Lieberman, M.D. & Eisenberger, N.I. 2009. Pains and pleasures of social life.
    Science. 323:890-891.

!   Lutz, A., Greischar, L., Rawlings, N., Ricard, M. and Davidson, R. 2004. Long-
    term meditators self-induce high-amplitude gamma synchrony during mental
    practice. PNAS. 101:16369-16373.

!   Lutz, A., Slager, H.A., Dunne, J.D., & Davidson, R. J. 2008. Attention regulation
    and monitoring in meditation. Trends in Cognitive Sciences. 12:163-169.          64
Key Papers - 4
!   Rozin, P. & Royzman, E.B. 2001. Negativity bias, negativity dominance, and
    contagion. Personality and Social Psychology Review, 5:296-320.

!   Takahashi, H., Kato, M., Matsuura, M., Mobbs, D., Suhara, T., & Okubo, Y.
    2009. When your gain is my pain and your pain is my gain: Neural correlates of
    envy and schadenfreude. Science, 323:937-939.

!   Tang, Y.-Y., Ma, Y., Wang, J., Fan, Y., Feng, S., Lu, Q., Yu, Q., Sui, D.,
    Rothbart, M.K., Fan, M., & Posner, M. 2007. Short-term meditation training
    improves attention and self-regulation. PNAS, 104:17152-17156.

!   Thompson, E. & Varela F.J. 2001. Radical embodiment: Neural dynamics and
    consciousness. Trends in Cognitive Sciences, 5:418-425.

!   Walsh, R. & Shapiro, S. L. 2006. The meeting of meditative disciplines and
    Western psychology: A mutually enriching dialogue. American Psychologist,
    61:227-239.
                                                                                     65
Where to Find Rick Hanson Online

http://www.youtube.com/BuddhasBrain
http://www.facebook.com/BuddhasBrain



               w




       www.RickHanson.net
        www.WiseBrain.org              66

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Neurodharma: Exploring Buddhist Themes in the Brain

  • 1. Neurodharma: Exploring Buddhist Themes in the Brain Australian Association of Buddhist Counsellors and Psychotherapists August 13, 2011 Rick Hanson, Ph.D. The Wellspring Institute for Neuroscience and Contemplative Wisdom www.WiseBrain.org www.RickHanson.net drrh@comcast.net 1
  • 2. Topics ! Perspectives ! Grounding the mind in nature ! Strengthening conviction ! Deepening insight: ! The evolution of dukkha ! Natural happiness ! The negativity bias 2 ! Right Mindfulness and Right Effort
  • 4. Do not go by oral tradition, by lineage of teaching, by hearsay, by a collection of texts, by logic, by inferential reasoning, by reasoned cognition, by the acceptance of a view after pondering it, by the seeming competence of a speaker, or because you think, “this . . . is our teacher.” But when you know for yourselves, “these things are wholesome, these things are blameless; these things are praised by the wise; these things, if undertaken and practiced, lead to welfare and happiness,” then you should engage in them. The Buddha 4
  • 5. Great questioning, great enlightenment; little questioning, little enlightenment; no questioning, no enlightenment. Dogen 5
  • 6. We ask, “What is a thought?” We don't know, yet we are thinking continually. Venerable Tenzin Palmo 6
  • 7. Why Keep the Brain in Mind? ! Grounds the mind in nature, in life ! Supports conviction and thus motivation ! Deepens insight ! Highlights Right Mindfulness and Right Effort ! Can enhance practice 7
  • 8. Grounding the Mind in Nature 8
  • 9. Evolution ! ~ 4+ billion years of earth ! 3.5 billion years of life ! 650 million years of multi-celled organisms ! 600 million years of nervous system ! ~ 200 million years of mammals ! ~ 60 million years of primates ! ~ 6 million years ago: last common ancestor with chimpanzees, our closest relative among the “great apes” (gorillas, orangutans, chimpanzees, bonobos, humans) ! 2.5 million years of tool-making (starting with brains 1/3 our size) ! ~ 150,000 years of homo sapiens ! ~ 50,000 years of modern humans ! ~ 5000 years of blue, green, hazel eyes 9
  • 10. 10
  • 11. 11
  • 12. 12
  • 13. All cells have specialized functions. Brain cells have particular ways of processing information and communicating with each other. Nerve cells form complete circuits that carry and transform information. Electrical signaling represents the language of mind, the means whereby nerve cells, the building blocks of the brain, communicate with one another over great distances. Nerve cells generate electricity as a means of producing messages. All animals have some form of mental life that reflects the architecture of their nervous system. 13 Eric R. Kandel
  • 14. The Mind/Brain System ! “Mind” = flow of information within the nervous system: ! Information is represented by the nervous system. ! Most mind is unconscious; awareness is an aspect of mind. ! The headquarters of the nervous system is the brain. ! In essence then, apart from hypothetical transcendental factors, the mind is what the brain does. ! Brain = necessary, proximally sufficient condition for mind: ! The brain depends on the nervous system, other bodily systems, nature, and culture. ! As we’ll see, the brain also depends on the mind. ! Therefore, the brain and mind are two aspects of one 14 system, interdependently arising.
  • 15. Evolution is a tinkerer. In living organisms, new capabilities are achieved by modifying existing molecules slightly and adjusting their interaction with other existing molecules. Science has found surprisingly few proteins that are truly unique to the human brain and no signaling systems that are unique to it. All life, including the substrate of our thoughts and memories, is composed of the same building blocks. Eric R. Kandel 15
  • 16. Key Brain Areas for Consciousness (adapted from) M. T. Alkire et al., Science 322, 876-880 (2008) 16
  • 17. 17
  • 19. The principal activities of brains are making changes in themselves. Marvin L. Minsky 19
  • 20. Tibetan Monk, Boundless Compassion 20
  • 21. Lazar, et al. 2005. Meditation experience is associated with increased cortical thickness. Neuroreport, 16, 1893-1897. 21
  • 22. Meditation: Neural Benefits ! Thickens prefrontal (PFC) regions that help control attention ! Thickens insula (interoception, self-awareness, empathy) ! Less cortical thinning with aging in the PFC and insula above ! Increases gray matter density in hippocampus (creating context for memory, inhibiting the amygdala) ! Increases activation of left frontal regions, which lifts mood ! Increases gamma-range brainwaves (integration) 22 ! Increases overall brain connectivity
  • 23. Meditation: Physiological Benefits ! Decreases stress-related cortisol ! Stronger immune system ! Helps many medical conditions, including cardiovascular disease, asthma, type II diabetes, PMS, and chronic pain ! Aids wound healing and post-surgical recovery 23
  • 24. Meditation: Psychological Benefits ! Improves attention (including for ADHD) ! Increases compassion ! Increases empathy ! Reduces insomnia, anxiety, phobias,eating disorders ! MBCT for depression decreases relapse 24
  • 26. Three Requirements of Survival ! To survive, living organisms must try to: ! Separate themselves from the world (e.g., membrane of microbe, skin of primate, personal identity of human) ! Stabilize equilibria inside the body and mind, and within systems (e.g., “optimal distance” in relationship) ! Attain rewards and avoid harms ! Alarms sound whenever these strategies run into trouble. ! For life with a nervous system: alarms below awareness create a background of unease; those entering awareness are unpleasant, even painful. 26
  • 27. The Three Marks of Existence These survival requirements fly in the face of three charactistics of existence, noted by the Buddha: ! Everything is connected to everything else, so nothing has an absolute, independent self-nature ! Everything is impermanent, constantly changing ! Suffering arises when we crave the lasting of pleasure and the ending of pain. 27
  • 28. The Noble Truth of Suffering ! The contradictions between what animals need to do to survive, and the nature of existence, create ongoing alarm signals: physical and emotional discomfort, ranging from mild to intense. ! In Pali - the language of early Buddhism - the word used for this discomfort is dukkha, typically translated as “suffering.” Its roots are “du,” meaning not-good or not-right, and “kha,” which is where the hub of a wheel meets an axle: a “wobbly grinding.” ! To live, we must bear inevitable, continual wobbly 28 grinding in the body, mind, relationships, and world.
  • 30. Three Stages of Brain Evolution ! Reptilian: ! Brainstem, cerebellum, hypothalamus ! Reactive and reflexive ! Avoid hazards ! Mammalian: ! Limbic system, cingulate, early cortex ! Memory, emotion, social behavior ! Approach rewards ! Human: ! Massive cerebral cortex ! Abstract thought, language, cooperative planning, empathy ! Attach to “us” 30
  • 31. Evolutionary History The Triune Brain 31
  • 32. Reverse Engineering the Brain What’s the nature of the brain when a person is: ! In peak states of productivity or “flow?” ! Experiencing inner peace? ! Self-actualizing? ! Enlightened (or close to it)? 32
  • 33. Home Base of the Human Brain When not threatened, ill, in pain, hungry, upset, or chemically disturbed, most people settle into being: ! Calm (the Avoid system) ! Contented (the Approach system) ! Caring (the Attach system) ! Creative - synergy of all three systems 33 This is the brain in its natural, responsive mode.
  • 35. Responsive Mode View Action Experience Avoid Resources, Govern/restrain, Strength, safety, challenges-in- truth-to-power, peace context forgive Approach Sufficiency, Aspire, give, Glad, grateful, abundance, let go fulfilled, satisfied disenchantment Attach Connection, Open to others; Membership, belonging, join; be empathic, closeness, friend- social supplies compassionate, ship, bonding kind, caring; love loved and loving 35
  • 36. Behind the Obscurations Sam sees “peeping among the cloud-wrack . . . a white star twinkle for a while. The beauty of it smote his heart, as he looked up out of the forsaken land, and hope returned to him. For like a shaft, clear and cold, the thought pierced him that in the end the Shadow was only a small and passing thing: there was light and high beauty forever beyond its reach.” Tolkein, The Lord of the Rings 36
  • 37. Key Benefits of Responsive Mode ! Fueling for Reactive mobilizations; recovery after ! Positive emotions, cognitions, and behaviors ! Positive cycles ! Promotes virtue and benevolence The good life, as I conceive it, is a happy life. I do not mean that if you are good you will be happy; I mean that if you are happy you will be good. 37 Bertrand Russell
  • 39. Negativity Bias: Causes in Evolution ! “Sticks” - Predators, natural hazards, social aggression, pain (physical and psychological) ! “Carrots” - Food, sex, shelter, social support, pleasure (physical and psychological) ! During evolution, avoiding “sticks” usually had more impact on survival than approaching “carrots.” ! Urgency - Usually, sticks must be dealt with immediately, while carrots allow a longer approach. ! Impact - Sticks usually determine mortality, carrots not; if you fail to get a carrot today, you’ll likely have a chance at a carrot tomorrow; but if you fail to avoid a stick today - whap! 39 - no more carrots forever.
  • 40. Negativity Bias: Some Consequences ! Negative stimuli get more attention and processing. ! We generally learn faster from pain than pleasure. ! People work harder to avoid a loss than attain an equal gain (“endowment effect”) ! Easy to create learned helplessness, hard to undo ! Negative interactions: more powerful than positive 40 ! Negative experiences sift into implicit memory.
  • 41. Negative Experiences Can Have Benefits ! A place for negative emotions: ! Anxiety alerts us to inner and outer threats ! Sorrow opens the heart ! Remorse helps us steer a virtuous course ! Anger highlights mistreatment; energizes to handle it ! Negative experiences can: ! Increase tolerance for stress, emotional pain ! Build grit, resilience, confidence 41 ! Increase compassion and tolerance for others
  • 42. Negative Experiences Are Stressful ! Sympathetic nervous system (SNS) and hypothalamic-pituitary-adrenal axis (HPAA) ! Surges of cortisol, norepinephrine, other hormones ! Fight, flight, or freezing behaviors ! Abandoning long-term needs for a short-term crisis 42
  • 43. Health Consequences of Chronic Stress ! Physical: ! Weakened immune system ! Inhibits GI system; reduced nutrient absorption ! Reduced, dysregulated reproductive hormones ! Increased vulnerabilities in cardiovascular system ! Disturbed nervous system ! Mental: ! Lowers mood; increases pessimism ! Increases anxiety and irritability ! Increases learned helplessness (especially if no escape) ! Often reduces approach behaviors (less so for women) ! Primes aversion (due to SNS-HPAA negativity bias) 43
  • 44. A Major Result of the Negativity Bias: Threat Reactivity ! Two mistakes: ! Thinking there is a tiger in the bushes when there isn’t one. ! Thinking there is no tiger in the bushes when there is one. ! We evolved to make the first mistake a hundred times to avoid making the second mistake even once. ! This evolutionary tendency is intensified by temperament, personal history, culture, and politics. ! Threat reactivity affects individuals, couples, families, organizations, nations, and the world as a whole. 44
  • 45. Results of Threat Reactivity (Personal, Organizational, National) ! Our initial appraisals are mistaken: ! Overestimating threats ! Underestimating opportunities ! Underestimating inner and outer resources ! We update these appraisals with information that confirms them; we ignore, devalue, or alter information that doesn’t. ! Thus we end up with views of ourselves, others, and the world that are ignorant, selective, and distorted. 45
  • 46. Costs of Threat Reactivity (Personal, Organizational, National) ! Feeling threatened feels bad, and triggers stress consequences. ! We over-invest in threat protection. ! The boy who cried tiger: flooding with paper tigers makes it harder to see the real ones. ! Acting while feeling threatened leads to over-reactions, makes others feel threatened, and creates vicious cycles. ! The Approach system is inhibited, so we don’t pursue opportunities, play small, or give up too soon. ! In the Attach system, we bond tighter to “us,” with more fear and 46 anger toward “them.”
  • 47. To Cope with Urgent Needs, We Leave Home . . . ! Avoid: When we feel threatened or harmed ! Approach: When we can’t attain important goals ! Attach: When we feel isolated, disconnected, unseen, unappreciated, unloved This is the brain in its reactive mode of functioning - a kind of inner homelessness. 47
  • 49. Reactive Mode View Action Experience Avoid Harms present Fight, flight, Fear, anger, or lurking freeze weakness Approach Scarcity, loss, Grasp, acquire Greed, longing, unreliability, not frustration, expected rewards disappointment Attach Separated, Cling, Loneliness, heart- being “beta,” seek approval, break, envy, devalued reproach jealousy, shame 49
  • 50. Reactive Dysfunctions in Each System ! Avoid - Anxiety disorders; PTSD; panic, terror; rage; violence ! Approach - Addiction; over-drinking, -eating, - gambling; compulsion; hoarding; driving for goals at great cost; spiritual materialism ! Attach - Borderline, narcissistic, antisocial PD; symbiosis; folie a deux; “looking for love in all the wrong places” 50
  • 51. Choices . . . Or? Reactive Mode Responsive Mode 51
  • 52. Right Mindfulness and Right Effort 52
  • 53. The Power of Mindfulness ! Attention is like a spotlight, illuminating what it rests upon. ! Because neuroplasticity is heightened for what’s in the field of focused awareness, attention is also like a vacuum cleaner, sucking its contents into the brain. ! Directing attention skillfully is therefore a fundamental way to shape the brain - and one’s life over time. The education of attention would be an education par excellence. William James 53
  • 54. Mindfulness, Virtue, Wisdom ! Mindfulness (or “concentration”), virtue, and wisdom are identified in Buddhism and other contemplative traditions as the pillars of practice. ! In Western psychology, these are the foundations of mental health and well-being. ! These three pillars map to three core functions of the nervous system: ! Receiving/learning ! Regulating ! Prioritizing/selecting 54
  • 55. “Know the Mind, Shape the Mind, Free the Mind” ! Mindfulness, virtue, and wisdom - and their neural correlates - also map to three phases of practice: ! Be aware of the garden, pull weeds, plant flowers. ! Be mindful of, release, replace. ! Let be, let go, let in. ! People vary in their inclinations and strengths with the phases. ! Sometimes we need to take in resources in the third phase in order to bear our own experience. ! Mindfulness is key to the second and third phase, sometimes curative on its own, and always beneficial in strengthening its neural substrates. But often it is not enough by itself. 55
  • 56. How to come home? How to recover the natural, responsive mode of the brain? 56
  • 57. Self-Compassion ! Compassion is the wish that a being not suffer, combined with sympathetic concern. Self-compassion simply applies that to oneself. It is not self-pity, complaining, or wallowing in pain. ! Studies show that self-compassion buffers stress and increases resilience and self-worth. ! But self-compassion is hard for many people, due to feelings of unworthiness, self-criticism, or “internalized oppression.” To encourage the neural substrates of self-compassion: ! Get the sense of being cared about by someone else. ! Bring to mind someone you naturally feel compassion for ! Sink into the experience of compassion in your body ! Then shift the compassion to yourself, perhaps with phrases like: “May I not suffer. May the pain of this moment pass.” 57
  • 58. The root of Buddhism is compassion, and the root of compassion is compassion for oneself. Pema Chodren 58
  • 59. Coming Home . . . Calm Contentment Caring 59
  • 60. Penetrative insight joined with calm abiding utterly eradicates afflicted states. Shantideva 60
  • 61. Great Books See www.RickHanson.net for other great books. ! Austin, J. 2009. Selfless Insight. MIT Press. ! Begley. S. 2007. Train Your Mind, Change Your Brain. Ballantine. ! Carter, C. 2010. Raising Happiness. Ballantine. ! Hanson, R. (with R. Mendius). 2009. Buddha’s Brain: The Practical Neuroscience of Happiness, Love, and Wisdom. New Harbinger. ! Johnson, S. 2005. Mind Wide Open. Scribner. ! Keltner, D. 2009. Born to Be Good. Norton. ! Kornfield, J. 2009. The Wise Heart. Bantam. ! LeDoux, J. 2003. Synaptic Self. Penguin. ! Linden, D. 2008. The Accidental Mind. Belknap. ! Sapolsky, R. 2004. Why Zebras Don’t Get Ulcers. Holt. ! Siegel, D. 2007. The Mindful Brain. Norton. ! Thompson, E. 2007. Mind in Life. Belknap. 61
  • 62. Key Papers - 1 See www.RickHanson.net for other scientific papers. ! Atmanspacher, H. & Graben, P. 2007. Contextual emergence of mental states from neurodynamics. Chaos & Complexity Letters, 2:151-168. ! Baumeister, R., Bratlavsky, E., Finkenauer, C. & Vohs, K. 2001. Bad is stronger than good. Review of General Psychology, 5:323-370. ! Braver, T. & Cohen, J. 2000. On the control of control: The role of dopamine in regulating prefrontal function and working memory; in Control of Cognitive Processes: Attention and Performance XVIII. Monsel, S. & Driver, J. (eds.). MIT Press. ! Carter, O.L., Callistemon, C., Ungerer, Y., Liu, G.B., & Pettigrew, J.D. 2005. Meditation skills of Buddhist monks yield clues to brain's regulation of attention. Current Biology. 15:412-413. 62
  • 63. Key Papers - 2 ! Davidson, R.J. 2004. Well-being and affective style: neural substrates and biobehavioural correlates. Philosophical Transactions of the Royal Society. 359:1395-1411. ! Farb, N.A.S., Segal, Z.V., Mayberg, H., Bean, J., McKeon, D., Fatima, Z., and Anderson, A.K. 2007. Attending to the present: Mindfulness meditation reveals distinct neural modes of self-reflection. SCAN, 2, 313-322. ! Gillihan, S.J. & Farah, M.J. 2005. Is self special? A critical review of evidence from experimental psychology and cognitive neuroscience. Psychological Bulletin, 131:76-97. ! Hagmann, P., Cammoun, L., Gigandet, X., Meuli, R., Honey, C.J., Wedeen, V.J., & Sporns, O. 2008. Mapping the structural core of human cerebral cortex. PLoS Biology. 6:1479-1493. ! Hanson, R. 2008. Seven facts about the brain that incline the mind to joy. In Measuring the immeasurable: The scientific case for spirituality. Sounds True. 63
  • 64. Key Papers - 3 ! Lazar, S., Kerr, C., Wasserman, R., Gray, J., Greve, D., Treadway, M., McGarvey, M., Quinn, B., Dusek, J., Benson, H., Rauch, S., Moore, C., & Fischl, B. 2005. Meditation experience is associated with increased cortical thickness. Neuroreport. 16:1893-1897. ! Lewis, M.D. & Todd, R.M. 2007. The self-regulating brain: Cortical-subcortical feedback and the development of intelligent action. Cognitive Development, 22:406-430. ! Lieberman, M.D. & Eisenberger, N.I. 2009. Pains and pleasures of social life. Science. 323:890-891. ! Lutz, A., Greischar, L., Rawlings, N., Ricard, M. and Davidson, R. 2004. Long- term meditators self-induce high-amplitude gamma synchrony during mental practice. PNAS. 101:16369-16373. ! Lutz, A., Slager, H.A., Dunne, J.D., & Davidson, R. J. 2008. Attention regulation and monitoring in meditation. Trends in Cognitive Sciences. 12:163-169. 64
  • 65. Key Papers - 4 ! Rozin, P. & Royzman, E.B. 2001. Negativity bias, negativity dominance, and contagion. Personality and Social Psychology Review, 5:296-320. ! Takahashi, H., Kato, M., Matsuura, M., Mobbs, D., Suhara, T., & Okubo, Y. 2009. When your gain is my pain and your pain is my gain: Neural correlates of envy and schadenfreude. Science, 323:937-939. ! Tang, Y.-Y., Ma, Y., Wang, J., Fan, Y., Feng, S., Lu, Q., Yu, Q., Sui, D., Rothbart, M.K., Fan, M., & Posner, M. 2007. Short-term meditation training improves attention and self-regulation. PNAS, 104:17152-17156. ! Thompson, E. & Varela F.J. 2001. Radical embodiment: Neural dynamics and consciousness. Trends in Cognitive Sciences, 5:418-425. ! Walsh, R. & Shapiro, S. L. 2006. The meeting of meditative disciplines and Western psychology: A mutually enriching dialogue. American Psychologist, 61:227-239. 65
  • 66. Where to Find Rick Hanson Online http://www.youtube.com/BuddhasBrain http://www.facebook.com/BuddhasBrain w www.RickHanson.net www.WiseBrain.org 66