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3C Advisory
      Control • Capacity • Cost



Click through to learn   Who
          more about.
                         What
Financial Services - Infrastructure & Clients

                            Fixed     Prime     Private   Transaction
                Equities
                           Income   Brokerage   Banking     Services


 Operations



  Clearing


     IT
Development


 Business
Development


Client Facing
Each year the demands on the
infrastructure side of our
business are the same:
“The same for less, or
more for the same”

He with the best process wins
Delivering the best process means aligning the holy
trinity of Control, Capacity & Cost


                        Control




          Process   =   Systems   + Procedures


Capacity                                         Cost
Olaf Ransome - 25 Years in financial services

                                                           Director                  Director
                                              Vice
                                            President
                                  Sr. Ops
                                  Analyst
                   Analyst



                    87       89     91      93   95   97   99   01   03   05   07     09       11       12




                                                                                      3C Advisory
      Internship                                                                    Control • Capacity • Cost




                    Salomon
                      Brothers
25 Years Broad Experience in Financial Services
Investment Banking                                                    Salomon
                      2½   6¼
        Operations
                                                                      Goldman
    Client Services                  1½
                                                                    Credit Suisse
                                                                     3C Advisory
  Operational Risk                        1½


     Operations IT
                                                       2
          Change
       Transaction
                                                           5½
          Services

  Prime Brokerage                                                   3½

        Consulting                       Private
                                      Consulting   ½
                                                   ½                        3

             Total    2½        9¼                              9           3

                                                                            25
Broad Skill Set & Experience Base

         Skills                            Experience

 Analytics & Communication             Multi-country experience


     Ability to Execute                  Transaction Banking
                                    Product Development / Client Facing

      Global Network
                                           Private Banking
                                      Start-up / Margin Lending
   Change Management

                                         Investment Banking
  Static & Reference Data            Clearing /Operations / Prime


     Understanding &                         Academics
 Implementing Technology                BA, Marketing, Finance
3C Advisory
            Control • Capacity • Cost



    www.3CAdvisory.com


Contact us at: +41 44 887 63 08
Acknowledgment: The presentation
style here is based on some original
ideas from a very smart guy from
Axiom One, Jan Schultink (see:
http://axiom.co.il/)




             © 3C Advisory LLC, Switzerland

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3 c intro_v12

  • 1. 3C Advisory Control • Capacity • Cost Click through to learn Who more about. What
  • 2. Financial Services - Infrastructure & Clients Fixed Prime Private Transaction Equities Income Brokerage Banking Services Operations Clearing IT Development Business Development Client Facing
  • 3. Each year the demands on the infrastructure side of our business are the same: “The same for less, or more for the same” He with the best process wins
  • 4. Delivering the best process means aligning the holy trinity of Control, Capacity & Cost Control Process = Systems + Procedures Capacity Cost
  • 5. Olaf Ransome - 25 Years in financial services Director Director Vice President Sr. Ops Analyst Analyst 87 89 91 93 95 97 99 01 03 05 07 09 11 12 3C Advisory Internship Control • Capacity • Cost Salomon Brothers
  • 6. 25 Years Broad Experience in Financial Services Investment Banking Salomon 2½ 6¼ Operations Goldman Client Services 1½ Credit Suisse 3C Advisory Operational Risk 1½ Operations IT 2 Change Transaction 5½ Services Prime Brokerage 3½ Consulting Private Consulting ½ ½ 3 Total 2½ 9¼ 9 3 25
  • 7. Broad Skill Set & Experience Base Skills Experience Analytics & Communication Multi-country experience Ability to Execute Transaction Banking Product Development / Client Facing Global Network Private Banking Start-up / Margin Lending Change Management Investment Banking Static & Reference Data Clearing /Operations / Prime Understanding & Academics Implementing Technology BA, Marketing, Finance
  • 8. 3C Advisory Control • Capacity • Cost www.3CAdvisory.com Contact us at: +41 44 887 63 08
  • 9. Acknowledgment: The presentation style here is based on some original ideas from a very smart guy from Axiom One, Jan Schultink (see: http://axiom.co.il/) © 3C Advisory LLC, Switzerland