Presented by
Danielle Crane
When the DOL
Comes Knocking
How to Prepare for and Respond
to a Wage + Hour Investigation
Biden’s agenda includes
increased enforcement from
labor agencies
Have seen a sharp increase in
DOL hiring + the number of
investigations
The
Investigation
PROCESS
TIMELINE
Pre-Investigation
Notice + Opening Conference
Document Requests + Interviews
Closing Conference
Settlement or Appeals
Pre-
INVESTIGATION
Why Me?
Employers may be selected for
investigation based on:
Tips, Targeted Enforcement Efforts
and/or Repeat Investigations
Before you
even know
about the
investigation . . .
Employer’s
First Steps
Knock on Door
Call
Letter
Sample
Letter
New COVID
SOPs
A Special Note on
INVESTIGATORS
Opening
CONFERENCE
Document
Requests +
INTERVIEWS
The DOL Will
Certainly Ask For
Business Records
Payroll + Time Records
Proof of Posting Required Notices
Employee Lists + Contact Info
They May
Also Ask For
Contracts + Job Descriptions
Terminations + Disciplinary Records
Bonus or Commission Plans
Handbook Policies
Employee Interviews
Management vs. low-level employees
Sample Interview
Questions
What are your job duties?
How does the company
track time worked?
Is there any time you work that
you aren’t paid for?
Sample Interview
Questions
Do you keep a personal record of
your hours worked?
Do other employees ________?
What equipment do minor
employees use?
Communicating with
Employees Regarding
Investigations
Closing
CONFERENCE
Investigator will state the law, review
investigation findings, discuss
remedial actions + request that the
company agree to future compliance
Settlement or
APPEALS
Which to Choose?
Backpay
Look-back periods
Liquidated damages
Penalties
Backpay
Traditional Timelines for backpay
Payment plans + forensic
accounting
Mechanics of
Backwage Payments
Sample
WH-56
Proof of
Payment
Unpaid
Employees
Effect of
Backwage Payments
Settlement Alternatives
What if you want to fight a
determination?
Common Reasons for
INVESTIGATIONS
Minimum wage
Overtime
Recordkeeping
Bonuses
Unreported time
Deductions from pay
Classification of
exempt employees
Classification of
independent contractors
Employment of minors
FMLA issues
Post-Investigation
Considerations
No retaliation
Avoiding repeat investigations
Training, handbook revisions,
personnel considerations
Danielle Crane
Kegler Brown Hill + Ritter
dcrane@keglerbrown.com
keglerbrown.com/crane
614-462-5444
Presented by
Maria Mariano Guthrie
Up in
SMOKE?
The Future of Pre-Employment
Marijuana Testing
Recreational use of marijuana is
legal in 18 states, Washington,
D.C. + Guam
Medical marijuana use is legal in
38 states
13 states + the U.S. Virgin Islands
have decriminalized its use
Fully illegal in four states: Idaho,
Wyoming, Kansas, and South
Carolina (as of February 2022)
We’re not
blowing smoke
Marijuana is still illegal
at the federal level
Cannabis is one of the fastest growing industries in
the U.S. even though it is banned under federal law
Marijuana is still classified as a Schedule I drug
under the Controlled Substances Act
States that have legalized marijuana have done so
in direct conflict with federal law, creating tension
Federal government has taken a “hands off”
approach to marijuana prohibition enforcement in
states where the drug is legal
Quest Diagnostics conducted the first
large-scale national analysis of
workforce drug testing during the
COVID-19 pandemic
Based on more than 9 million drug
tests in 2020
Stark differences in positivity between
states that permit recreational
marijuana use with either medical use
and no legal marijuana states
Marijuana positivity rate of post-
accident test results grew faster than
rate for pre-employment testing
Marijuana continued double-
digit year-over-year increases in
the general U.S. workforce
Lower positivity rates in states
with only medical marijuana use
or no legalization
Between 2012 + 2020, the gap
between pre-employment and
post-accident marijuana
positivity increased each year
2012: 1.9% pre-employment
positivity, 2.4% post-accident;
2020: 3.7% pre-employment
positivity, 6.4% post-accident
The Great
RESIGNATION
In August 2021, an unprecedented
4.3 million U.S. workers quit their
jobs
20% increase from August 2019,
according to the U.S. Bureau of
Labor Statistics
According to Microsoft’s Work
Trend Index, over 40% of the global
workforce are considering leaving
their employer this year
Ohio’s
Unemployment
STATISTICS
Source: ODJFS
Pendulum
swinging away
from drug testing
Amazon has done away with drug screenings for
current and prospective employees for positions
not regulated by the Department of Transportation
and decided to treat it the same as alcohol use
Drug screening for marijuana results in a 30%
cut in their prospective worker pool
As a result, Amazon stopped testing applicants
for THC as of June 2021
In 2021, some states prohibited
pre-employment drug testing for marijuana
Philadelphia, Pennsylvania prohibited pre-employment
drug testing for marijuana
New York state legalized recreational use of marijuana
away from the workplace
New Jersey enacted a recreational marijuana use law
A Few Key
LAWS
Americans with Disabilities Act
(ADA) and related state laws require
employers to enter into discussions
with workers with disabilities to
determine if reasonable
accommodations can be provided
so such workers can perform the
essential functions of their job
Americans
with
Disabilities
Act (ADA)
Family and Medical Leave Act
(FMLA) and accompanying state
laws allow qualified employees
with serious health conditions to
take time off for medical
treatment
Family +
Medical
Leave Act
(FMLA)
The Drug-Free Workplace Act of
1988 requires federal contractors
and grantees to guarantee drug-
free workplaces as a condition of
receiving government contracts or
grants
Drug-Free
Workplace
Act of 1988
Medical marijuana use is not
covered under the ADA or FMLA
All marijuana use is still illegal
under federal law
Courts across the country are
being asked to decide whether
medical marijuana use should be
accommodated under state law
Legalization
in Ohio?
1/28/22: Ohio Secretary of State
announced an initiative proposing
the legalization of marijuana had
submitted enough valid signatures to
be presented to the state legislature
This initiative would allow the
recreational use of marijuana for
those 21+
Under Ohio law, employers are not
required to permit or accommodate an
employee’s use, possession, or
distribution of medical marijuana in or
out of the workplace
Employers can refuse to hire, discharge,
and discipline an individual because of
that individuals use of medical marijuana
Employers can prohibit employees from
being impaired by or under the influence
of medical marijuana while at work
Considerations When
Foregoing Testing
Is pre-employment marijuana testing
deterring job applicants from applying
with your company or eliminating
otherwise-qualified applications?
How do you still ensure the safety of
your employees if you decide to steer
clear from this testing?
Principles that employers should keep in mind to
minimize workplace risks + potential litigation
Only “qualified” individuals can possess + use medical
marijuana
For it to be legal use in Ohio, that person has to have
one or more statutorily qualifying conditions and had a
treating physician recommend medical marijuana
Ohio law prohibits smoking of medical marijuana
Decide how you want to treat
employees/applicants
Ohio permits employers to maintain a
drug free workplace (and the BWC
provides premium rebates) and to test
for drugs, including medical marijuana
An employer can choose to
accommodate on and/or off
duty medical marijuana use
No accommodation necessary if
no need to change employee’s
job or tasks
Accurately describe a job’s
essential functions to determine
whether medical marijuana could
be potentially accommodated
While Ohio employers are not
required to accommodate medical
marijuana use, the individual may
have an underlying disability that
may need to be accommodated
Can choose not to drug test
applications or employees and to test
only in those safety-sensitive positions
Remind employees that they cannot
come to work impaired by any
substance, even medical marijuana
Have clear drug testing policies
Train Managers +
Supervisors to Identify
Signs of Impairment
Negligence or carelessness
Poor decision making
Decreased coordination or dexterity
Glassy or bloodshot eyes
Irrational or unusual behavior
Slow or slurred speech
What jobs tend to
test for marijuana?
Healthcare
Transportation + Logistics
Aerospace + Defense
Construction
Manufacturing
Information Technology
If employers allow medical
marijuana users to work for them
they should document the
employee’s regular use
Get an acknowledgement from
the employee stating they use
medical marijuana and the
“normal” schedule they use it
KEY TAKEAWAYS
Ensure the safety of your employees
Keep a robust reasonable suspicion testing program in
place for employees who are “under the influence”
Treat marijuana use like alcohol use and allowing
recreational off-duty use
Maria Mariano Guthrie
Kegler Brown Hill + Ritter
mguthrie@keglerbrown.com
keglerbrown.com/guthrie
614-462-5437
Presented by
Brendan Feheley
Where’s the
REMOTE?
Remote Work in
an Endemic World
Why should we consider
allowing remote work?
Ladders suggests 25%
of all professional jobs
in North America will be
remote by end of 2022
25%
of high-paying jobs
were trending remote
pre-pandemic
4%
of high-paying jobs
were trending remote
by the end of 2020
9%
of high-paying jobs
trending remote today
15%
Psychologically, workers
are burning out as we
enter the third year of
the pandemic
Major Issues
Politicization of masks + vaccines
Lack of support for workplaces
of fully remote workers
say they are as
productive or more
productive remotely
90%
Say working remote is
better for their mental
health
74%
Say working remote
makes them happier
84%
The Great
RESIGNATION
The Great Resignation continues –
4.3M quits in December 2021
4.5M quits in November 2021
Less resignations in healthcare,
food service + construction
Increased resignations in
manufacturing
of employees feel more
inclined to hold
employers accountable
for a better workplace
81.5%
Said they would only
wait 30-60 days for
employers to make
changes before leaving
56%
Remote Work
is Here to Stay
Workers believe remote work is
beneficial for them
Workers don’t see a decrease in
productivity with remote work
Workers have increased options
Workers are going to expect you to be
open to remote work + to do it quickly
Never in the office
Fully Remote
Rarely in the office, but can be
called in
Regionally
Remote
Employees live locally, probably
used to work primarily in office +
can work in office some of the time
Locally
Remote
More channels…
better
programming?
Hiring from a broader area may
increase talent level
A larger pool to choose from can
increase diversity
Hiring remote workers can add
anxiety to the current workforce
Differing hiring laws in different
states + cities
Managing Remote
Workers
You need to understand what the remote
job looks like
Every employee has co-workers –
how much face time is necessary
How do you handle performance
expectations?
Do remote workers interact with
traditional workers?
When an Employee
Isn’t Working Out
Tendency for supervisor to move quickly
What documentation exists?
Is ending remote an option?
Similarly situated employees?
Cultural Problems
Will remote workers care about your
culture?
Will you be able to maintain your
culture?
What is the “secret sauce” does it
transfer to remote?
Legal issues relating
to remote work
Domestic tax issues
Multiple residences
International tax issues: corporate
tax, income tax + social security
Daily Overtime Laws
8-Hour Overtime Law
AK, CA, NV, PR, VI
12-Hour Overtime Law
CO
Non-Competition Issues
Have to pay employee
Can’t do it at all
Unique limitations
Unique limitations
Miscellaneous Employment Law Issues
No height or weight
discrimination
Final pay limitation +
drug testing rule
Medical marijuana
limits
At-will only valid in
limited circumstances
Performance evals can
be basis for defamation
Unlimited military
leave
ADA
Issues
Cyber
Security
Issues
PTO
Issues
Next steps for remote
work – have a plan
Localized
Remote
Allow partially remote on a trial basis
Remote agreement
Set productivity expectations
Set schedule for time in office
Redefine job description
Regional
Remote
Define your region
Add in-person concept
Modify policies + procedures
Understand your employment +
tax compliance
National
Remote
Consider how interactions will
be managed
Can employees relocate, what
is the policy?
Is national truly national?
Have a plan –
where are you
now + where
you need to be
Consider your
needs + whether
remote will
achieve them
Balance the
need for talent
with impact on
organization
BRENDAN’S TIPS
On Remote Work
Be consistent
Brendan Feheley
Kegler Brown Hill + Ritter
bfeheley@keglerbrown.com
keglerbrown.com/brendanfeheley
614-462-5482
2022 Managing Labor + Employee Relations Seminar

2022 Managing Labor + Employee Relations Seminar

  • 2.
    Presented by Danielle Crane Whenthe DOL Comes Knocking How to Prepare for and Respond to a Wage + Hour Investigation
  • 3.
    Biden’s agenda includes increasedenforcement from labor agencies Have seen a sharp increase in DOL hiring + the number of investigations
  • 4.
  • 5.
    TIMELINE Pre-Investigation Notice + OpeningConference Document Requests + Interviews Closing Conference Settlement or Appeals
  • 6.
  • 7.
    Why Me? Employers maybe selected for investigation based on: Tips, Targeted Enforcement Efforts and/or Repeat Investigations
  • 8.
    Before you even know aboutthe investigation . . .
  • 9.
  • 10.
  • 11.
  • 12.
    A Special Noteon INVESTIGATORS
  • 13.
  • 14.
  • 15.
    The DOL Will CertainlyAsk For Business Records Payroll + Time Records Proof of Posting Required Notices Employee Lists + Contact Info
  • 16.
    They May Also AskFor Contracts + Job Descriptions Terminations + Disciplinary Records Bonus or Commission Plans Handbook Policies
  • 17.
  • 18.
    Sample Interview Questions What areyour job duties? How does the company track time worked? Is there any time you work that you aren’t paid for?
  • 19.
    Sample Interview Questions Do youkeep a personal record of your hours worked? Do other employees ________? What equipment do minor employees use?
  • 20.
  • 21.
  • 22.
    Investigator will statethe law, review investigation findings, discuss remedial actions + request that the company agree to future compliance
  • 23.
  • 24.
  • 25.
  • 26.
    Backpay Traditional Timelines forbackpay Payment plans + forensic accounting
  • 27.
  • 28.
  • 29.
  • 30.
  • 31.
  • 32.
    Settlement Alternatives What ifyou want to fight a determination?
  • 33.
  • 34.
    Minimum wage Overtime Recordkeeping Bonuses Unreported time Deductionsfrom pay Classification of exempt employees Classification of independent contractors Employment of minors FMLA issues
  • 35.
    Post-Investigation Considerations No retaliation Avoiding repeatinvestigations Training, handbook revisions, personnel considerations
  • 36.
    Danielle Crane Kegler BrownHill + Ritter dcrane@keglerbrown.com keglerbrown.com/crane 614-462-5444
  • 37.
    Presented by Maria MarianoGuthrie Up in SMOKE? The Future of Pre-Employment Marijuana Testing
  • 39.
    Recreational use ofmarijuana is legal in 18 states, Washington, D.C. + Guam Medical marijuana use is legal in 38 states 13 states + the U.S. Virgin Islands have decriminalized its use Fully illegal in four states: Idaho, Wyoming, Kansas, and South Carolina (as of February 2022)
  • 40.
    We’re not blowing smoke Marijuanais still illegal at the federal level
  • 41.
    Cannabis is oneof the fastest growing industries in the U.S. even though it is banned under federal law Marijuana is still classified as a Schedule I drug under the Controlled Substances Act States that have legalized marijuana have done so in direct conflict with federal law, creating tension Federal government has taken a “hands off” approach to marijuana prohibition enforcement in states where the drug is legal
  • 44.
    Quest Diagnostics conductedthe first large-scale national analysis of workforce drug testing during the COVID-19 pandemic Based on more than 9 million drug tests in 2020 Stark differences in positivity between states that permit recreational marijuana use with either medical use and no legal marijuana states Marijuana positivity rate of post- accident test results grew faster than rate for pre-employment testing
  • 46.
    Marijuana continued double- digityear-over-year increases in the general U.S. workforce Lower positivity rates in states with only medical marijuana use or no legalization Between 2012 + 2020, the gap between pre-employment and post-accident marijuana positivity increased each year 2012: 1.9% pre-employment positivity, 2.4% post-accident; 2020: 3.7% pre-employment positivity, 6.4% post-accident
  • 47.
  • 48.
    In August 2021,an unprecedented 4.3 million U.S. workers quit their jobs 20% increase from August 2019, according to the U.S. Bureau of Labor Statistics According to Microsoft’s Work Trend Index, over 40% of the global workforce are considering leaving their employer this year
  • 49.
  • 51.
  • 52.
    Amazon has doneaway with drug screenings for current and prospective employees for positions not regulated by the Department of Transportation and decided to treat it the same as alcohol use Drug screening for marijuana results in a 30% cut in their prospective worker pool As a result, Amazon stopped testing applicants for THC as of June 2021
  • 53.
    In 2021, somestates prohibited pre-employment drug testing for marijuana Philadelphia, Pennsylvania prohibited pre-employment drug testing for marijuana New York state legalized recreational use of marijuana away from the workplace New Jersey enacted a recreational marijuana use law
  • 54.
  • 55.
    Americans with DisabilitiesAct (ADA) and related state laws require employers to enter into discussions with workers with disabilities to determine if reasonable accommodations can be provided so such workers can perform the essential functions of their job Americans with Disabilities Act (ADA)
  • 56.
    Family and MedicalLeave Act (FMLA) and accompanying state laws allow qualified employees with serious health conditions to take time off for medical treatment Family + Medical Leave Act (FMLA)
  • 57.
    The Drug-Free WorkplaceAct of 1988 requires federal contractors and grantees to guarantee drug- free workplaces as a condition of receiving government contracts or grants Drug-Free Workplace Act of 1988
  • 58.
    Medical marijuana useis not covered under the ADA or FMLA All marijuana use is still illegal under federal law Courts across the country are being asked to decide whether medical marijuana use should be accommodated under state law
  • 59.
    Legalization in Ohio? 1/28/22: OhioSecretary of State announced an initiative proposing the legalization of marijuana had submitted enough valid signatures to be presented to the state legislature This initiative would allow the recreational use of marijuana for those 21+
  • 60.
    Under Ohio law,employers are not required to permit or accommodate an employee’s use, possession, or distribution of medical marijuana in or out of the workplace Employers can refuse to hire, discharge, and discipline an individual because of that individuals use of medical marijuana Employers can prohibit employees from being impaired by or under the influence of medical marijuana while at work
  • 61.
  • 62.
    Is pre-employment marijuanatesting deterring job applicants from applying with your company or eliminating otherwise-qualified applications? How do you still ensure the safety of your employees if you decide to steer clear from this testing?
  • 63.
    Principles that employersshould keep in mind to minimize workplace risks + potential litigation Only “qualified” individuals can possess + use medical marijuana For it to be legal use in Ohio, that person has to have one or more statutorily qualifying conditions and had a treating physician recommend medical marijuana Ohio law prohibits smoking of medical marijuana
  • 64.
    Decide how youwant to treat employees/applicants Ohio permits employers to maintain a drug free workplace (and the BWC provides premium rebates) and to test for drugs, including medical marijuana
  • 65.
    An employer canchoose to accommodate on and/or off duty medical marijuana use No accommodation necessary if no need to change employee’s job or tasks Accurately describe a job’s essential functions to determine whether medical marijuana could be potentially accommodated While Ohio employers are not required to accommodate medical marijuana use, the individual may have an underlying disability that may need to be accommodated
  • 66.
    Can choose notto drug test applications or employees and to test only in those safety-sensitive positions Remind employees that they cannot come to work impaired by any substance, even medical marijuana Have clear drug testing policies
  • 67.
    Train Managers + Supervisorsto Identify Signs of Impairment Negligence or carelessness Poor decision making Decreased coordination or dexterity Glassy or bloodshot eyes Irrational or unusual behavior Slow or slurred speech
  • 68.
    What jobs tendto test for marijuana? Healthcare Transportation + Logistics Aerospace + Defense Construction Manufacturing Information Technology
  • 69.
    If employers allowmedical marijuana users to work for them they should document the employee’s regular use Get an acknowledgement from the employee stating they use medical marijuana and the “normal” schedule they use it
  • 70.
    KEY TAKEAWAYS Ensure thesafety of your employees Keep a robust reasonable suspicion testing program in place for employees who are “under the influence” Treat marijuana use like alcohol use and allowing recreational off-duty use
  • 71.
    Maria Mariano Guthrie KeglerBrown Hill + Ritter mguthrie@keglerbrown.com keglerbrown.com/guthrie 614-462-5437
  • 73.
    Presented by Brendan Feheley Where’sthe REMOTE? Remote Work in an Endemic World
  • 74.
    Why should weconsider allowing remote work?
  • 75.
    Ladders suggests 25% ofall professional jobs in North America will be remote by end of 2022 25% of high-paying jobs were trending remote pre-pandemic 4% of high-paying jobs were trending remote by the end of 2020 9% of high-paying jobs trending remote today 15%
  • 76.
    Psychologically, workers are burningout as we enter the third year of the pandemic
  • 77.
    Major Issues Politicization ofmasks + vaccines Lack of support for workplaces
  • 78.
    of fully remoteworkers say they are as productive or more productive remotely 90% Say working remote is better for their mental health 74% Say working remote makes them happier 84%
  • 79.
  • 80.
    The Great Resignationcontinues – 4.3M quits in December 2021 4.5M quits in November 2021 Less resignations in healthcare, food service + construction Increased resignations in manufacturing
  • 81.
    of employees feelmore inclined to hold employers accountable for a better workplace 81.5% Said they would only wait 30-60 days for employers to make changes before leaving 56%
  • 82.
    Remote Work is Hereto Stay Workers believe remote work is beneficial for them Workers don’t see a decrease in productivity with remote work Workers have increased options Workers are going to expect you to be open to remote work + to do it quickly
  • 83.
    Never in theoffice Fully Remote Rarely in the office, but can be called in Regionally Remote Employees live locally, probably used to work primarily in office + can work in office some of the time Locally Remote
  • 84.
  • 85.
    Hiring from abroader area may increase talent level A larger pool to choose from can increase diversity Hiring remote workers can add anxiety to the current workforce Differing hiring laws in different states + cities
  • 86.
    Managing Remote Workers You needto understand what the remote job looks like Every employee has co-workers – how much face time is necessary How do you handle performance expectations? Do remote workers interact with traditional workers?
  • 87.
    When an Employee Isn’tWorking Out Tendency for supervisor to move quickly What documentation exists? Is ending remote an option? Similarly situated employees?
  • 88.
    Cultural Problems Will remoteworkers care about your culture? Will you be able to maintain your culture? What is the “secret sauce” does it transfer to remote?
  • 89.
  • 90.
    Domestic tax issues Multipleresidences International tax issues: corporate tax, income tax + social security
  • 91.
    Daily Overtime Laws 8-HourOvertime Law AK, CA, NV, PR, VI 12-Hour Overtime Law CO
  • 92.
    Non-Competition Issues Have topay employee Can’t do it at all Unique limitations Unique limitations
  • 93.
    Miscellaneous Employment LawIssues No height or weight discrimination Final pay limitation + drug testing rule Medical marijuana limits At-will only valid in limited circumstances Performance evals can be basis for defamation Unlimited military leave
  • 94.
  • 95.
    Next steps forremote work – have a plan
  • 96.
    Localized Remote Allow partially remoteon a trial basis Remote agreement Set productivity expectations Set schedule for time in office Redefine job description
  • 97.
    Regional Remote Define your region Addin-person concept Modify policies + procedures Understand your employment + tax compliance
  • 98.
    National Remote Consider how interactionswill be managed Can employees relocate, what is the policy? Is national truly national?
  • 99.
    Have a plan– where are you now + where you need to be Consider your needs + whether remote will achieve them Balance the need for talent with impact on organization BRENDAN’S TIPS On Remote Work Be consistent
  • 100.
    Brendan Feheley Kegler BrownHill + Ritter bfeheley@keglerbrown.com keglerbrown.com/brendanfeheley 614-462-5482