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14-11-2014 
JOSÉ CARLOS CALDEIRA 
President of the Board 
jcaldeira@aninov.pt 
EMERGING INDUSTRIES, OPEN INNOVATION 
AND INNOVATION POLICIES 
The Example of the Vanguard Initiative 
Regions 
1
COOPERATION IN INNOVATION 
REASONS FOR COOPERATION 
DIMENSION (CRITICAL MASS, VISIBILITY, RELEVANCE, EFFICIENCY ) 
COMPLEMENTARITY (PRODUCTS, SERVICES, COMPETENCES, ETC.) 
VALUE CHAINS (INTEGRATION, GLOBALIZATION, ETC.)
INNOVATION CONTEXT (Industry Led) 
3 
Capital = 1250 k€ 
VISION 
STRATEGY 
INNOVATION 
CHALLENGES 
RESEARCH 
NEEDS 
RESEARCH ACTIVITIES 
INDUSTRY 
(Companies) 
RESEARCH 
ORG. 
PUBLIC 
AUTHORITIES 
EXPLOITATION 
(Results and 
Impact) 
NEW SOLUTIONS 
(Development, 
tech. transfer and 
integration) 
RESEARCH 
RESULTS 
(Knowledge)
INNOVATION CONTEXT (Industry Led) 
4 
Capital = 1250 k€ 
VISION 
STRATEGY 
INNOVATION 
CHALLENGES 
RESEARCH 
NEEDS 
RESEARCH ACTIVITIES 
INDUSTRY 
(Companies) 
RESEARCH 
ORG. 
PUBLIC 
AUTHORITIES 
EXPLOITATION 
(Results and 
Impact) 
NEW SOLUTIONS 
(Development, 
tech. transfer and 
integration) 
RESEARCH 
RESULTS 
(Knowledge)
INNOVATION CONTEXT (KET’s) 
5 
KEY ENABLING TECHNOLOGIES: A VALUE CHAIN PYRAMID
INNOVATION CONTEXT (KET’s) 
6 
KEY ENABLING TECHNOLOGIES: A VALUE CHAIN PYRAMID
INNOVATION CONTEXT (KET’s) 
7 
KEY ENABLING TECHNOLOGIES: A VALUE CHAIN PYRAMID 
CROSS FERTILIZATION 
OPEN INNOVATION 
N/R FUNDING
Asturias 
Baden-Württemberg 
Basque Country 
Catalonia 
Dalarna 
Flanders 
Lombardy 
Malopolska 
Navarra 
Nord-Pas de Calais 
Norte 
Nort Rhine-Westphalia 
Skåne 
Rhône-Alpes 
Scotland 
Silesia 
South Netherlands 
Tampere Region 
Upper-Austria 
Wallonia 
Zuid-Holland
Letter of Engagement to President Van Rompuy 
Three Objectives 
• Political engagement of regions for interregional cooperation 
in European strategic priority areas on the basis of smart 
specialisation : exchange of good practices and alignment of 
roadmaps to achieve complementarities. 
• Focus on an investment boost in demonstrators and pilots for 
deploying European lead-markets (such as KETs, bio-based 
products, sustainable construction, clean vehicles, smart grids, 
…), supported by instruments at all policy levels 
• Upgrading regional clusters into world-class clusters through 
cross-border cooperation and networking in international value 
chains.
How we work together 
Political 
level 
Operational 
level 
Leading by 
example 
Cooperation 
with the EC 
Annual Meetings of 
political leaders 
(Milan 13 Nov) 
Thematic Meetings 
on initiative of 
individual regions 
(Skane 4 June) 
Reg. Representatives 
(18 regions) 
Coordination Group (5) 
Chair (Scotland) 
Secretariat (Flanders) 
Task Forces: 
- SSP AM 
- Funding synergies 
Pilot SSP 
+ 
Pilot 
networks 
… 
Regional Public Private Partnerships / Cluster 
platforms 
Companies and innovation actors in the regions 
Engaging: 
Policy Officers 
Experts 
Lead-companies
‘HIGH PERFORMANCE PRODUCTION 
with 3D PRINTING’ 
• This is one of pilot actions of the Vanguard Initiative started by 
Flanders, South-NL and Norte, to implement a ‘Smart Specialisation 
Platform Advanced Manufacturing’ in cooperation with the EC. 
• Building a European network of demonstrators and industry-led 
pilots for 3D-printing solutions, to contribute to: 
– Acceleration of the uptake of 3D-printing solutions by a combined effort of industry led 
clusters in a large number of European regions. 
– Co-creation of growth markets for 3Dprinting applications, based on smart specialisation 
and on the mutual learning from the experiences in demonstrators and pilots in different 
application areas 
– Breakthroughs in the industrial organisation of manufacturing in Europe 
• Kick-off on 26 September with 16 regions: 
– Starting ‘mapping’ and ‘matching’ the potential for collaboration 
– Open to other regions and clusters that share the ambition 
and build critical mass.
Efficient and Sustainable Manufacturing - ESM 
Outcome: 
To realize a network of demosites and pilot lines at Regional level that will 
enable manufacturing companies of different sectors, including SMEs, to 
develop and introduce highly efficient and sustainable processes, 
technologies, systems and methods. 
Participants regions: 
Asturias 
Nord – Pas de Calais 
Scotland 
Baden – Württemberg 
Noord Brabant 
Skane 
Basque Country 
Norte 
South Nederland 
Catalonia 
Pays de la Loire 
Tampere region 
Flanders 
Rhone – Alpes 
Upper Austria 
Lombardy 
Saxony 
West Finland 
Pilot Action on Efficient and Sustainable Manufacturing
PILOT PROJECT ON ADVANCED MANUFACTURING FOR 
ENERGY RELATED APPPLICATION IN HARSH ENVIRONMENTS 
Vision 
EU as global leader in manufacturing robust high integrity 
components for marine renewables and offshore energy applications 
Outcome 
The creation of a new and improved EU value chain in Offshore Oil 
and Gas, Unconventional Oil and Gas, Marine Renewables and Deep 
Sea Mining 
How 
By exploiting a suite of manufacturing technologies developed across 
research networks with complementary specialisms. Industry will set 
the agenda for research, contribute to the funding and adopt the 
technologies. 
Regions participating in the value chain mapping 
Scotland, Basque Country, Flanders, Asturias, Dalarna, Skåne, 
Lombardia, Norte, Syddanmark, Bretagne, Northern Ireland, East of 
England, Vastra Gotaland, Alpes-Côte d'Azur, Ostrobothnia and 
Veneto.
COMPETE PROGRAMME 
Using Structural Funds to Support the Innovation Cycle
PRODUTECH CLUSTER 
Integrating EU and N/R Programmes
PRODUTECH CLUSTER 
Integrating EU and N/R Programmes
COOPERATION IN INNOVATION 
CONCLUSIONS 
THERE ARE ALREADY SEVERAL EXAMPLES THAT ILLUSTRATE 
INTERREGIONAL COOPERATION 
ADVANCED MANUFACTURING SYSTEMS IS A RELEVANT AREA FOR 
TRANSREGIONAL COOPERATION 
THE CONTEXT IS FAVOURABLE AND THE 
INSTRUMENTS ARE THERE
THANK YOU FOR 
YOUR ATTENTION 
18

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Slide José Carlos Caldeira Pinto de Sousa

  • 1. 14-11-2014 JOSÉ CARLOS CALDEIRA President of the Board jcaldeira@aninov.pt EMERGING INDUSTRIES, OPEN INNOVATION AND INNOVATION POLICIES The Example of the Vanguard Initiative Regions 1
  • 2. COOPERATION IN INNOVATION REASONS FOR COOPERATION DIMENSION (CRITICAL MASS, VISIBILITY, RELEVANCE, EFFICIENCY ) COMPLEMENTARITY (PRODUCTS, SERVICES, COMPETENCES, ETC.) VALUE CHAINS (INTEGRATION, GLOBALIZATION, ETC.)
  • 3. INNOVATION CONTEXT (Industry Led) 3 Capital = 1250 k€ VISION STRATEGY INNOVATION CHALLENGES RESEARCH NEEDS RESEARCH ACTIVITIES INDUSTRY (Companies) RESEARCH ORG. PUBLIC AUTHORITIES EXPLOITATION (Results and Impact) NEW SOLUTIONS (Development, tech. transfer and integration) RESEARCH RESULTS (Knowledge)
  • 4. INNOVATION CONTEXT (Industry Led) 4 Capital = 1250 k€ VISION STRATEGY INNOVATION CHALLENGES RESEARCH NEEDS RESEARCH ACTIVITIES INDUSTRY (Companies) RESEARCH ORG. PUBLIC AUTHORITIES EXPLOITATION (Results and Impact) NEW SOLUTIONS (Development, tech. transfer and integration) RESEARCH RESULTS (Knowledge)
  • 5. INNOVATION CONTEXT (KET’s) 5 KEY ENABLING TECHNOLOGIES: A VALUE CHAIN PYRAMID
  • 6. INNOVATION CONTEXT (KET’s) 6 KEY ENABLING TECHNOLOGIES: A VALUE CHAIN PYRAMID
  • 7. INNOVATION CONTEXT (KET’s) 7 KEY ENABLING TECHNOLOGIES: A VALUE CHAIN PYRAMID CROSS FERTILIZATION OPEN INNOVATION N/R FUNDING
  • 8. Asturias Baden-Württemberg Basque Country Catalonia Dalarna Flanders Lombardy Malopolska Navarra Nord-Pas de Calais Norte Nort Rhine-Westphalia Skåne Rhône-Alpes Scotland Silesia South Netherlands Tampere Region Upper-Austria Wallonia Zuid-Holland
  • 9. Letter of Engagement to President Van Rompuy Three Objectives • Political engagement of regions for interregional cooperation in European strategic priority areas on the basis of smart specialisation : exchange of good practices and alignment of roadmaps to achieve complementarities. • Focus on an investment boost in demonstrators and pilots for deploying European lead-markets (such as KETs, bio-based products, sustainable construction, clean vehicles, smart grids, …), supported by instruments at all policy levels • Upgrading regional clusters into world-class clusters through cross-border cooperation and networking in international value chains.
  • 10. How we work together Political level Operational level Leading by example Cooperation with the EC Annual Meetings of political leaders (Milan 13 Nov) Thematic Meetings on initiative of individual regions (Skane 4 June) Reg. Representatives (18 regions) Coordination Group (5) Chair (Scotland) Secretariat (Flanders) Task Forces: - SSP AM - Funding synergies Pilot SSP + Pilot networks … Regional Public Private Partnerships / Cluster platforms Companies and innovation actors in the regions Engaging: Policy Officers Experts Lead-companies
  • 11. ‘HIGH PERFORMANCE PRODUCTION with 3D PRINTING’ • This is one of pilot actions of the Vanguard Initiative started by Flanders, South-NL and Norte, to implement a ‘Smart Specialisation Platform Advanced Manufacturing’ in cooperation with the EC. • Building a European network of demonstrators and industry-led pilots for 3D-printing solutions, to contribute to: – Acceleration of the uptake of 3D-printing solutions by a combined effort of industry led clusters in a large number of European regions. – Co-creation of growth markets for 3Dprinting applications, based on smart specialisation and on the mutual learning from the experiences in demonstrators and pilots in different application areas – Breakthroughs in the industrial organisation of manufacturing in Europe • Kick-off on 26 September with 16 regions: – Starting ‘mapping’ and ‘matching’ the potential for collaboration – Open to other regions and clusters that share the ambition and build critical mass.
  • 12. Efficient and Sustainable Manufacturing - ESM Outcome: To realize a network of demosites and pilot lines at Regional level that will enable manufacturing companies of different sectors, including SMEs, to develop and introduce highly efficient and sustainable processes, technologies, systems and methods. Participants regions: Asturias Nord – Pas de Calais Scotland Baden – Württemberg Noord Brabant Skane Basque Country Norte South Nederland Catalonia Pays de la Loire Tampere region Flanders Rhone – Alpes Upper Austria Lombardy Saxony West Finland Pilot Action on Efficient and Sustainable Manufacturing
  • 13. PILOT PROJECT ON ADVANCED MANUFACTURING FOR ENERGY RELATED APPPLICATION IN HARSH ENVIRONMENTS Vision EU as global leader in manufacturing robust high integrity components for marine renewables and offshore energy applications Outcome The creation of a new and improved EU value chain in Offshore Oil and Gas, Unconventional Oil and Gas, Marine Renewables and Deep Sea Mining How By exploiting a suite of manufacturing technologies developed across research networks with complementary specialisms. Industry will set the agenda for research, contribute to the funding and adopt the technologies. Regions participating in the value chain mapping Scotland, Basque Country, Flanders, Asturias, Dalarna, Skåne, Lombardia, Norte, Syddanmark, Bretagne, Northern Ireland, East of England, Vastra Gotaland, Alpes-Côte d'Azur, Ostrobothnia and Veneto.
  • 14. COMPETE PROGRAMME Using Structural Funds to Support the Innovation Cycle
  • 15. PRODUTECH CLUSTER Integrating EU and N/R Programmes
  • 16. PRODUTECH CLUSTER Integrating EU and N/R Programmes
  • 17. COOPERATION IN INNOVATION CONCLUSIONS THERE ARE ALREADY SEVERAL EXAMPLES THAT ILLUSTRATE INTERREGIONAL COOPERATION ADVANCED MANUFACTURING SYSTEMS IS A RELEVANT AREA FOR TRANSREGIONAL COOPERATION THE CONTEXT IS FAVOURABLE AND THE INSTRUMENTS ARE THERE
  • 18. THANK YOU FOR YOUR ATTENTION 18

Editor's Notes

  1. The VI is an alliance of regions that want to impact the European innovation and industrial policies for new growth. It is composed of 21 partner regions at this moment, that all share the ambition to use smart specialisation strategies for supporting entrepreuneurship and innovation driven clusters to develop new industrial activities in the regions across Europe.
  2. The Industrial Policy Communication of the Commission of January, announced the development of thematic Smart Specialisation Platforms to link regional smart specialisation strategies with the six European priority domains of industrial policy (Markets for advanced manufacturing and technologies for clean production; Markets for key enabling technologies; Bio-based product market; Sustainable industrial policy, construction and raw materials; Clean vehicles and vessels; Smart grids and digital infrastructure) The Vanguard Initiative proposed the EC to start a pilot SSP for Advanced Manufacturing, based on the commitment of its partners to engage in interregional collaboration around European priorities, for exploring the opportunities of demonstrating and piloting activities using complementarities in their smart specialisation strategies. The first step was to develop a methodology based on mapping and matching these complementarities for common objectives, involving experts from industry-led platforms and clusters. This is applied to three more specific themes. Flanders and South-Netherlands, supported by Norte, proposed to work on a European network for 3D-prining solutions to show-case the role of regions, clusters and smart specialisation in advancing the deployment of the emergent industry of 3D-printing and co-develop the necessary support mechanisms to accelerate the go-to-market. Networked demonstrators can create spillovers that enhance the quick upscaling of local niches to European-wide industries and markets. In order to prepare a design for such a network a questionnaire is used to assemble expert knowledge about the potential and needs of the regions and prepare contacts to explore cooperation.