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Gastro-oesophageal reflux & aspiration 
Definitions: Gastro-oesophageal reflux is the retrograde passage of the stomach contents into 
oesophagus. The refluxate need not be acidic, and is often neutral or even alkaline. Some degree of 
reflux is extremely common in neonates usually has few symptoms, this is termed Physiological 
reflux. 
Pathological reflux, on the other hand, is synonymous with gastro-oesophageal reflux disease & 
implies that the child is coming to harm in some way. This may be in form of symptoms or as tissue 
damage in the absence of symptoms ( silent reflux). 
Secondary reflux occurs in a child predisposed by the presence of other abnormalities of the 
oesophagus such as trachea-oesophageal fistula or neuromuscular disease. 
Gastro-oesophageal reflux ascends above the level of the upper oesophageal sphincter & has been 
implicated in a number of respiratory & otolaryngological disease. 
Natural history 
Physiological reflux is almost universal in neonates. These reflux episodes are usually post-prandial, 
brief & asymptomatic. It is likely that a significant proportion of these children will go on to have 
gastro-oesophageal reflux as adults. 
Pathophysiology 
1. The short length of the intra-abdominal portion of the oesophagus in neonates may 
predispose them to reflux to some degree. 
2. Reflux in children of all ages is primarily caused by transient lower oesophageal sphincter 
relaxations. Transient relaxation can occur for many reasons, including gastric distension & 
are prolonged (more than ten seconds) compared with the normal relaxation that occurs 
during swallowing. 
3. Children with neuromuscular disorders may have upper gastro-oesophageal dysmotility 
with gastroparesis. 
4. Reflux is more likely in the presence of a nasogastric tube. It is more likely in infants fed 
formula milk rather than breast milk. 
5. Intolerance to cow’s milk may play a role for some infant with reflux. 
Symptoms & signs 
The most common manifestation of reflux is regurgitation of feeds also known as posseting. 
Most affected infants may show evidence of colicky pains, irritability, perharps with arching of the 
back. 
With severe reflux, infants may have severe vomiting, aversion to feeds & failure to thrive.
1)Apnoea & life-threatening events 
Apnoea are not uncommon in infants, particularly those born prematurely. Gastro-oesophageal 
reflux causing largyngospasm may be a factor in some, but other causing need to be considered, 
including tracheomalacia, seizures & central apnoea. Reflux events are common in neonates & are 
not always associated temporally with apnoea. But if symptoms &signs & investigations suggest that 
reflux may be a factor, anti-reflux treatment may be effective. 
Apparent life-threatening events occur when a child becomes limp(weak), bradycardic , cyanosed & 
clearly requires resuscitation. Infants with apparent life-threatening events are at risk of sudden 
infant death syndrome. Approximately half of apparent life-threatening event are thought to be 
related to reflux-related laryngospasm or aspiration. 
2)Airway disorders 
Gastro-oesophageal reflux may cause a variety of upper airway symptoms in children & has been 
found to be associated with hoarseness, recurrent croup & laryngitis. 
The highly negative intrathoracic pressures generated by a child with upper airway obstruction will 
encourage reflux of gastric contents. Reflux in turn worsen airway obstruction by causing laryngeal 
oedema & laryngospasm. 
3)Rhinosinusitis 
The reflux of gastric contents into the nasopharynx or even the nose has been postulated to cause 
inflammation & oedema& thereby lead to chronic rhinosinusitis. Reflux might also cause nasal 
disease through colonization of the nose with helicobacter pylori & autonomic dysfunction. 
4)Otitis media 
Extremely high levels of pepsin in middle ear effusions from children with otitis media. Gastric acid & 
pepsin could cause inflammation of middle ear mucosa & dysfunction of the Eustachian tube, & 
reflux is therefore a plausible cause of OME. 
Diagnostic tests 
1. 24 hour ambulatory pH probe monitoring. 
2. Endoscopy can be highly suggestive of reflux, particularly the presence of hypopharyngeal 
cobblestone mucosa, oedema of the arytenoids, obliteration of ventricle, vocal fold oedema 
& oedema of the posterior commissure. Other suggestive features include lingual tonsil 
hypertrophy, blunting of carina, increased bronchial secretions. 
Oesophagitis is diagnostic but is present in only a minority of children with reflux. In fact, the 
appearance of the oesophageal mucosa is often normal despite the presence of reflux, & biopsy is 
required to establish the diagnosis with certainty.
Treatment 
For many children with physiological reflux or very mild symptoms, if more significant reflux is 
suspected, a therapeutic trial of feed thickeners & advice on positioning, possibly with concomitant 
acid suppression, should be the first step. 
Selected children with reflux resistant to medical treatment may be selected for surgery in the form 
of a fundiplication. The procedure (now often performed laparoscopically) involves wrapping the 
fundus of the stomach around the intraabdominal portion of the oesophagus to produce a valve-like 
effect.it is extremely effective for selected children with extra-oesophageal symptoms. 
Best clinical practice 
1. Reflux is often physiological & can be managed expectantly if symptoms are mild. 
2. A therapeutic trial of positioning, feed thickerners & acid suppression is an appropriate first 
step when significant reflux is suspected. 
3. The left lateral position is effective & in children above one year old, a degree of head 
elevation should also be used. 
4. Acid suppression with H2 receptor antagonists or PPIs appears to be safe & effective but 
supportive published evidence is lacking. 
5. Diagnostic tests have limitations & should be reserved for cases where medical treatments 
have failed. 
6. Fundoplication surgery should be considered where symptoms are significant & medical 
treatment have failed. 
Aspiration 
Definition : aspiration is the passage of foreign material beyond vocal cords. This chapter will not 
cover acute airway obstruction due to aspiration of a foreign body, but rather the aspiration 
( chronic) of saliva, feeds & / or refluxed gastric contents. 
Causes of aspiration 
1. Impaired or incordinate swallowing 
2. Impaired laryngeal sensation; 
3. Impaired laryngeal elevation on swallowing(presence of a tracheostomy tube & by 
endotracheal intubation both of which predispose to aspiration. Although aspiration can be 
reduced by applying positive pressure(positive-end expiratory pressure or continuous 
positive airway pressure). 
4. Impaired true vocal fold adduction. 
Most commonly aspiration presents in children with some combination of oesophageal dysmotility, 
poorly coordinated oral & pharyngeal phases of swallowing & impaired laryngeal refluxes resulting
from neuromuscular disorders or cerebral palsy. Swallowing dysfunction may also be due to 
inadequate of neurological control in premature infants. 
The following are risk factors for aspiration; 
- Cerebral palsy; 
- Neuromuscular disorders; 
- Impaired oesophageal motility; 
- Prematurity; 
- Gastro-oesophageal reflux; 
- Tracheostomy 
- Laryngeal cleft; 
- Tracheooesophageal fistula; 
- Vocal cord palsy. 
Symptoms & signs 
The typical clinical features in infant are apnoea, bradycardia& choking attcks with feeds. There may 
be life-threatening events& aspiration is not uncommon as a cause of sudden infant death. Chronic 
aspiration may present as recurrent pneumonia. Aspiration may also occur without overt signs(silent 
aspiration), manifestation as progressive deterioration in respiratory function. 
Diagnostic tests 
The best available investigation at present are video-fluoroscopy & fibreoptic endoscopic evaluation 
of swallow(FEES). 
1. The videofluoroscopic modified barium swallow(often referred to simply as 
videofluoroscopy) is usually carried out in conjunction with a speech & language therapist. 
Various consistencies of radio-opaque material ranging from liquid to solid are swallowed & 
followed on x-ray fluoroscopy. 
The investigation provides excellent information about the coordination & completeness of the oral 
& pharyngeal stages of the swallow as well as aspiration. 
2. FEES has the advantage over videofluoroscopy of being performed at the bedside. The 
swallow is observed using a fibreoptic endoscope positioned just behind soft palate via nose. 
Coloured liquid is easiest to see. The investigation gives information about palatal elevation, 
leakage into pharynx during the oral phase, pharyngeal residue & aspiration. 
Fibreoptic endoscopic evaluation of swallowing with sensory testing(FEESST) is an extension 
of the technique that also provides information on laryngeal sensation( not use in children). 
3. Bronchoscopy to exclude a laryngeal cleft.
Management 
Minor degree of aspiration may be managed by altering the consistency of feeds. A speech & 
language therapist should supervise this& will also be able to give advice on head positioning during 
feeds. The decision to stop oral feeding in infant in favour of tube feeding. 
When aspiration of refluxed gastric contents is a major problem, control of the reflux by 
fundoplication may be helpful. 
If aspiration of saliva is a major issue despite tube feeding,a procedure to reduce saliva production 
may be beneficial. This may take the form of excision of the submandibular glands with bilateral 
parotid duct ligation or ligation of all four major salivary gland ducts. 
Injection for medialization of a paralyzed vocal cords may reduce aspiration but carries a risk of 
imparing the airway. 
Tracheostomy will often make aspiration worse by preventing laryngeal elevation on swallowing. 
Low-pressure cuff & a suction port tube above it if this is a problem. 
Ultimately, when all else has been tried, it may be necessary to considered a procedure to separate 
the air & food passages completely. The procedure involves transecting the cervical trachea & bring 
out the lower end as a parmanant end-stoma. The upper end of the trachea can be closed off as a 
blind pouch or anastomosed end-to side to the oesophagus. The procedure produces good results & 
may allow the resumption of oral feeding. However this is at the expense of voice.
Management 
Minor degree of aspiration may be managed by altering the consistency of feeds. A speech & 
language therapist should supervise this& will also be able to give advice on head positioning during 
feeds. The decision to stop oral feeding in infant in favour of tube feeding. 
When aspiration of refluxed gastric contents is a major problem, control of the reflux by 
fundoplication may be helpful. 
If aspiration of saliva is a major issue despite tube feeding,a procedure to reduce saliva production 
may be beneficial. This may take the form of excision of the submandibular glands with bilateral 
parotid duct ligation or ligation of all four major salivary gland ducts. 
Injection for medialization of a paralyzed vocal cords may reduce aspiration but carries a risk of 
imparing the airway. 
Tracheostomy will often make aspiration worse by preventing laryngeal elevation on swallowing. 
Low-pressure cuff & a suction port tube above it if this is a problem. 
Ultimately, when all else has been tried, it may be necessary to considered a procedure to separate 
the air & food passages completely. The procedure involves transecting the cervical trachea & bring 
out the lower end as a parmanant end-stoma. The upper end of the trachea can be closed off as a 
blind pouch or anastomosed end-to side to the oesophagus. The procedure produces good results & 
may allow the resumption of oral feeding. However this is at the expense of voice.

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Gastro oesophageal reflux & aspiration

  • 1. Gastro-oesophageal reflux & aspiration Definitions: Gastro-oesophageal reflux is the retrograde passage of the stomach contents into oesophagus. The refluxate need not be acidic, and is often neutral or even alkaline. Some degree of reflux is extremely common in neonates usually has few symptoms, this is termed Physiological reflux. Pathological reflux, on the other hand, is synonymous with gastro-oesophageal reflux disease & implies that the child is coming to harm in some way. This may be in form of symptoms or as tissue damage in the absence of symptoms ( silent reflux). Secondary reflux occurs in a child predisposed by the presence of other abnormalities of the oesophagus such as trachea-oesophageal fistula or neuromuscular disease. Gastro-oesophageal reflux ascends above the level of the upper oesophageal sphincter & has been implicated in a number of respiratory & otolaryngological disease. Natural history Physiological reflux is almost universal in neonates. These reflux episodes are usually post-prandial, brief & asymptomatic. It is likely that a significant proportion of these children will go on to have gastro-oesophageal reflux as adults. Pathophysiology 1. The short length of the intra-abdominal portion of the oesophagus in neonates may predispose them to reflux to some degree. 2. Reflux in children of all ages is primarily caused by transient lower oesophageal sphincter relaxations. Transient relaxation can occur for many reasons, including gastric distension & are prolonged (more than ten seconds) compared with the normal relaxation that occurs during swallowing. 3. Children with neuromuscular disorders may have upper gastro-oesophageal dysmotility with gastroparesis. 4. Reflux is more likely in the presence of a nasogastric tube. It is more likely in infants fed formula milk rather than breast milk. 5. Intolerance to cow’s milk may play a role for some infant with reflux. Symptoms & signs The most common manifestation of reflux is regurgitation of feeds also known as posseting. Most affected infants may show evidence of colicky pains, irritability, perharps with arching of the back. With severe reflux, infants may have severe vomiting, aversion to feeds & failure to thrive.
  • 2. 1)Apnoea & life-threatening events Apnoea are not uncommon in infants, particularly those born prematurely. Gastro-oesophageal reflux causing largyngospasm may be a factor in some, but other causing need to be considered, including tracheomalacia, seizures & central apnoea. Reflux events are common in neonates & are not always associated temporally with apnoea. But if symptoms &signs & investigations suggest that reflux may be a factor, anti-reflux treatment may be effective. Apparent life-threatening events occur when a child becomes limp(weak), bradycardic , cyanosed & clearly requires resuscitation. Infants with apparent life-threatening events are at risk of sudden infant death syndrome. Approximately half of apparent life-threatening event are thought to be related to reflux-related laryngospasm or aspiration. 2)Airway disorders Gastro-oesophageal reflux may cause a variety of upper airway symptoms in children & has been found to be associated with hoarseness, recurrent croup & laryngitis. The highly negative intrathoracic pressures generated by a child with upper airway obstruction will encourage reflux of gastric contents. Reflux in turn worsen airway obstruction by causing laryngeal oedema & laryngospasm. 3)Rhinosinusitis The reflux of gastric contents into the nasopharynx or even the nose has been postulated to cause inflammation & oedema& thereby lead to chronic rhinosinusitis. Reflux might also cause nasal disease through colonization of the nose with helicobacter pylori & autonomic dysfunction. 4)Otitis media Extremely high levels of pepsin in middle ear effusions from children with otitis media. Gastric acid & pepsin could cause inflammation of middle ear mucosa & dysfunction of the Eustachian tube, & reflux is therefore a plausible cause of OME. Diagnostic tests 1. 24 hour ambulatory pH probe monitoring. 2. Endoscopy can be highly suggestive of reflux, particularly the presence of hypopharyngeal cobblestone mucosa, oedema of the arytenoids, obliteration of ventricle, vocal fold oedema & oedema of the posterior commissure. Other suggestive features include lingual tonsil hypertrophy, blunting of carina, increased bronchial secretions. Oesophagitis is diagnostic but is present in only a minority of children with reflux. In fact, the appearance of the oesophageal mucosa is often normal despite the presence of reflux, & biopsy is required to establish the diagnosis with certainty.
  • 3. Treatment For many children with physiological reflux or very mild symptoms, if more significant reflux is suspected, a therapeutic trial of feed thickeners & advice on positioning, possibly with concomitant acid suppression, should be the first step. Selected children with reflux resistant to medical treatment may be selected for surgery in the form of a fundiplication. The procedure (now often performed laparoscopically) involves wrapping the fundus of the stomach around the intraabdominal portion of the oesophagus to produce a valve-like effect.it is extremely effective for selected children with extra-oesophageal symptoms. Best clinical practice 1. Reflux is often physiological & can be managed expectantly if symptoms are mild. 2. A therapeutic trial of positioning, feed thickerners & acid suppression is an appropriate first step when significant reflux is suspected. 3. The left lateral position is effective & in children above one year old, a degree of head elevation should also be used. 4. Acid suppression with H2 receptor antagonists or PPIs appears to be safe & effective but supportive published evidence is lacking. 5. Diagnostic tests have limitations & should be reserved for cases where medical treatments have failed. 6. Fundoplication surgery should be considered where symptoms are significant & medical treatment have failed. Aspiration Definition : aspiration is the passage of foreign material beyond vocal cords. This chapter will not cover acute airway obstruction due to aspiration of a foreign body, but rather the aspiration ( chronic) of saliva, feeds & / or refluxed gastric contents. Causes of aspiration 1. Impaired or incordinate swallowing 2. Impaired laryngeal sensation; 3. Impaired laryngeal elevation on swallowing(presence of a tracheostomy tube & by endotracheal intubation both of which predispose to aspiration. Although aspiration can be reduced by applying positive pressure(positive-end expiratory pressure or continuous positive airway pressure). 4. Impaired true vocal fold adduction. Most commonly aspiration presents in children with some combination of oesophageal dysmotility, poorly coordinated oral & pharyngeal phases of swallowing & impaired laryngeal refluxes resulting
  • 4. from neuromuscular disorders or cerebral palsy. Swallowing dysfunction may also be due to inadequate of neurological control in premature infants. The following are risk factors for aspiration; - Cerebral palsy; - Neuromuscular disorders; - Impaired oesophageal motility; - Prematurity; - Gastro-oesophageal reflux; - Tracheostomy - Laryngeal cleft; - Tracheooesophageal fistula; - Vocal cord palsy. Symptoms & signs The typical clinical features in infant are apnoea, bradycardia& choking attcks with feeds. There may be life-threatening events& aspiration is not uncommon as a cause of sudden infant death. Chronic aspiration may present as recurrent pneumonia. Aspiration may also occur without overt signs(silent aspiration), manifestation as progressive deterioration in respiratory function. Diagnostic tests The best available investigation at present are video-fluoroscopy & fibreoptic endoscopic evaluation of swallow(FEES). 1. The videofluoroscopic modified barium swallow(often referred to simply as videofluoroscopy) is usually carried out in conjunction with a speech & language therapist. Various consistencies of radio-opaque material ranging from liquid to solid are swallowed & followed on x-ray fluoroscopy. The investigation provides excellent information about the coordination & completeness of the oral & pharyngeal stages of the swallow as well as aspiration. 2. FEES has the advantage over videofluoroscopy of being performed at the bedside. The swallow is observed using a fibreoptic endoscope positioned just behind soft palate via nose. Coloured liquid is easiest to see. The investigation gives information about palatal elevation, leakage into pharynx during the oral phase, pharyngeal residue & aspiration. Fibreoptic endoscopic evaluation of swallowing with sensory testing(FEESST) is an extension of the technique that also provides information on laryngeal sensation( not use in children). 3. Bronchoscopy to exclude a laryngeal cleft.
  • 5. Management Minor degree of aspiration may be managed by altering the consistency of feeds. A speech & language therapist should supervise this& will also be able to give advice on head positioning during feeds. The decision to stop oral feeding in infant in favour of tube feeding. When aspiration of refluxed gastric contents is a major problem, control of the reflux by fundoplication may be helpful. If aspiration of saliva is a major issue despite tube feeding,a procedure to reduce saliva production may be beneficial. This may take the form of excision of the submandibular glands with bilateral parotid duct ligation or ligation of all four major salivary gland ducts. Injection for medialization of a paralyzed vocal cords may reduce aspiration but carries a risk of imparing the airway. Tracheostomy will often make aspiration worse by preventing laryngeal elevation on swallowing. Low-pressure cuff & a suction port tube above it if this is a problem. Ultimately, when all else has been tried, it may be necessary to considered a procedure to separate the air & food passages completely. The procedure involves transecting the cervical trachea & bring out the lower end as a parmanant end-stoma. The upper end of the trachea can be closed off as a blind pouch or anastomosed end-to side to the oesophagus. The procedure produces good results & may allow the resumption of oral feeding. However this is at the expense of voice.
  • 6. Management Minor degree of aspiration may be managed by altering the consistency of feeds. A speech & language therapist should supervise this& will also be able to give advice on head positioning during feeds. The decision to stop oral feeding in infant in favour of tube feeding. When aspiration of refluxed gastric contents is a major problem, control of the reflux by fundoplication may be helpful. If aspiration of saliva is a major issue despite tube feeding,a procedure to reduce saliva production may be beneficial. This may take the form of excision of the submandibular glands with bilateral parotid duct ligation or ligation of all four major salivary gland ducts. Injection for medialization of a paralyzed vocal cords may reduce aspiration but carries a risk of imparing the airway. Tracheostomy will often make aspiration worse by preventing laryngeal elevation on swallowing. Low-pressure cuff & a suction port tube above it if this is a problem. Ultimately, when all else has been tried, it may be necessary to considered a procedure to separate the air & food passages completely. The procedure involves transecting the cervical trachea & bring out the lower end as a parmanant end-stoma. The upper end of the trachea can be closed off as a blind pouch or anastomosed end-to side to the oesophagus. The procedure produces good results & may allow the resumption of oral feeding. However this is at the expense of voice.