1. W. SCOTT HORTON
109 Forest Drive C(973) 508-7281 H(973) 921-0750
Short Hills, NJ 07078 horts5@gmail.com
PROFESSIONAL EXPERIENCE
The Interface Financial Group, SUMMIT, NJ 2009 to Present
Principal, Business Development, Provide creative working capital financing
solutions for small and medium size companies. These solutions include
accounts receivable financing, purchase order financing, factoring, private
equity, mezzanine financing, merchant cash advance, commercial loans,
inventory finance, strategic planning and more.
NATIXIS CAPITAL MARKETS, N.A. NEW YORK, NY 2006 - 2009
Director, Senior Marketer, Interest Rate Derivatives, Synthetic Credit,
Correlation Marketing and Structured Financings. Accounts include Banks,
Servicers, Insurance Companies Mortgage REITS, Securitization Trusts, Hedge
Funds, Proprietary Desks, CDO Managers.
MERRILL LYNCH, NEW YORK, NY 2004-2005
Director, GMI Sales, Financial Institutions Group, Senior FIG Salesperson,
Focusing on Interest Rate Derivatives and MBS, Banks, Servicers, Finance
Companies, Proprietary Trading Desks.
BARCLAYS CAPITAL, New York, NY 2001-2004
Director, Solution Sales, Interest Rate Derivatives Marketing. Senior Financial
Institutions Marketer, Structured Securitizations Specialist G8 Currencies
JP MORGAN SECURITIES INC., New York, NY 1993–2001
VP, Interest Rate Derivatives Marketing, Financial Institutions Group, Banks, 1998-2001
Mortgage Banks, Finance Companies, Securitization Solutions and Regional
Dealers
VP, Institutional Sales & MBS Trading , Banks, Mortgage Servicers and 1993-1998
Finance Companies
Ramapo Bank, Ramapo Mortgage Company, Wayne, NJ 1991-1993
AVP, Head of Due Diligence, Document Custody and Wholesale Lending
Mortgage Originations, Servicing and Loan Operations
W. Scott Horton Construction, Summit, NJ 1989-1991
Principal, Residential Remodeling
Printon Kane & Company, Summit, NJ 1988-1989
Associate, Institutional Sales, Fixed Income Generalist
First Interstate Bank, Los Angeles, CA 1987-1988
Associate, Institutional Sales, Fixed Income Generalist
Equitable Life Assurance, Union, NJ 1984-1987
Sales Representative, Insurance and Investment Products

2. W. SCOTT HORTON PAGE 2
REGISTRATIONS
SERIES 3, 7, 8, 9, 10, 24 & 63,
EDUCATION
Lehigh University, Bethlehem, PA 1984
B.A., International Finance