1. RESUME
Sandhya Shetty
#B-15, 3rd
floor,
Kalpavruksha apartment,
Opp BVB Engineering college,
Vidyanagar, Hubli – 580 031
OBJECTIVE : To be the part of spirited and challenging environment where my knowledge
can be enhanced and to utilize my academic skills for mutual benefits and growth of the
organization.
EDUCATIONAL QUALIFICATION:
Achieved PGDBA with specialization in HR (first class) from Welingkar Institute of
Management & Research, Mumbai
ADDITIONAL QUALIFICATION:
Passed NSE Certification in Financial Markets (Dealers) Module in Cash and F&O segment
both.
COMPUTER PROFICIENCY:
Working knowledge in Ms Office Environment (Word & Excel)
WORK EXPERIENCE:
Name of the Organization : Ventura Securities Ltd
Designation : Compliance Executive
Duration : June'10 till April'13
Job Profile:
 To solve the discrepancies involved in a/c opening KYC of trading a/cs
coordinating with branches Pan India and to maintain the TAT period
of a/c opening.
 Quality verification with out-stationed clients at PAN India level.
 Maintenance & Updation of client details in Back office Software.
(HYPER).
 To coordinate with sub brokers and branches in order to resolve the
issues related to a/c opening issues
 Working on Customer Tracking Management (CTM) software wherein
details of customer are tracked and managed online.
 Pulling out forms of the customer and regularly updating and checking
them, thus this helps in keeping track of customer details and also if
any changes required to be done.

2. Name of the Organization : Edelweiss Securities Ltd
Designation : Back office Executive
Duration : Dec'09 to May'10
Job Profile:
 To scrutinize application form in warded to opening of demat and
trading a/cs.
 To upload the data in back office software and verify details with
Clients
 To resolved the rejections by coordinating with the Sales team within
the TAT period
 Doing audit calling wherein the verification of customer details are
done before the account is opened.
Name of the Organization : Religare Securities Ltd
Designation : Back office Executive
Duration : April’09 till Nov’09
Job Profile:
 To fix confirm appointment of clients interested to open online demat
and trading a/cs.
 To maintain the Daily Sales feedback Reports(DSR)
 To scrutinize the application forms in warded
 To update the data in back office software.
Name of the Organization : ICICI Securities Ltd.
Designation : Back Office Executive
Duration : September'03 till Jan'09
Job Profile :
 To scrutinize Account opening form for online share trading along with
Documents in warded.
 To maintain Daily Sales Report (DSR)
 To maintain record of rejections from both
 Local & CPC and try to solve it given TAT period.
 To Maintain & inward the details of Client in ICIS System.
 To verify Account opening form and documents with customer for on
line share trading (To verify details from clients)
Mails and queries are forwarded to concerned depts. and follow up
with them periodically for status update and later update it online.
PERSONAL DETAILS:
Father Name : Mr. Shekhar Shetty
Marital Status : Married
Nationality : Indian
Language known : English, Hindi, Marathi, Tulu.
Hobbies : Listening Music & Dancing.
Strengths : Smart worker, Committed, Disciplined.
I hereby declare that the above information is true to the best of my knowledge.
Date: 20th
January 2015 (Sandhya Shetty)