1. RESUME
SAMIR R DAVE
2, Rutu Apartment,
Chandranagar Society,
B/h, Sardar Patel School, Maninagar
Ahmedabad -380 008, GUJARAT
Mobile No.: 09327069473/9979590630
ICICI BANK LIMITED.
(From 6th
August 2013 to 14th
March 2015)
Duties & Responsibilities
 Branch Manager -
1. Handling Branch Banking day to day operations & compliance.
2. Cross selling of Bank liabilities products like CASA, FD, RD, Cash credit facility
to the customers.
3. Cross selling of Fee income products like life & general insurance, mutual fund
products,Forex services etc.
4. The credit facilities like OD, RBC, CBF to Current account customers.
5. The asset business such as Jewel loan, KKV facilities to farmers & customers.
6. The training & workshop is conducted weekly by me to the staff for the knowledge
& updation of operational as well as bank products .
KIFS Securities Ltd – (SEBI Registered Broking House in Gujarat, DP of NSDL)
KIFS Financial Services Ltd (NBFC - RBI Registered)
(From March 2012 to July 2013)
Duties & Port-folio:
 Asst. Vice President DEBT - Head Operation & Administration -
1. Handling Debt-PMS Operation & Compliance.

2. 2. Supervision of all Mutual Fund activity across India. Including state wise
operational / Execution training.
3. Handling and Execution in the Money Market for various Co Operative Banks.
4. MIS Summary to the Management on a pre – specified days for Banks and DEBT
Operations.
5. Over all Supervision of DEBT – PMS activity (1st in Gujarat) including operation
and Administration.
6. Handling complete portfolio of Co Op. Banks and manage their portfolio with the
rules and regulation provided by RBI. For, SLR category and Non- SLR Category.
7. Training for Operational & Marketing activity towards DEBT Market within
Organization.
8. Working for NRI Clients on all kind of Operational issues with RBI & SEBI
regulations.
Fiduciary Euromax Global Markets Ltd – (NBFC - RBI Registered)
(From April 2011 to November 2011)
Duties & Port-folio:
 Senior Manager (DEBT Division) -
1. Handling Debt-PMS Operation & Compliance.
2. Supervision of all Mutual Fund activity across India. Including state wise operational /
Execution training.
3. Handling and Execution in the Money Market for various Co Operative Banks.
4. Handling complete portfolio of Co Op. Banks and manage their portfolio with the rules
and regulation provided by RBI. For, SLR category and Non- SLR Category.
5. Training for Operational & Marketing activity towards DEBT Market within
Organization.
6. Working for NRI Clients on all kind of Operational issues with RBI & SEBI regulations.
Keynote Capital Ltd – (SEBI Registered Broking House in India, DP of CDSL)
(From March 2010 to March 2011)
Duties & Port-folio:
 Manager (DEBT Division) -
1. Handling Debt-PMS Operation & Compliance.
2. Supervision of all Mutual Fund activity across India. Including state wise operational /
Execution training.
3. Handling and Execution in the Money Market for various Co Operative Banks.

3. 4. Handling complete portfolio of Co Op. Banks and manage their portfolio with the rules
and regulation provided by RBI. For, SLR category and Non- SLR Category.
5. Training for Operational & Marketing activity towards DEBT Market within
Organization.
6. Working for NRI Clients on all kind of Operational issues with RBI & SEBI regulations.
Karvy Computershare Private Ltd. – (SEBI Registered Registrar & Transfer Agent in India for
Mutual Fund & Equity)
Karvy Stock Broking Ltd. (SEBI Registered Broking House in India, DP of NSDL)
(From February 2008 to February 2010)
Duties & Port-folio:
 Head Operation & Administration (Mutual Fund & Insurance Division) -
1. Supervision of all Mutual Fund activity across India. Including state wise operational /
Execution training.
2. Handling and Execution of the Financial & Non-Financial Transactions day to day basis.
3. MIS Summary of the Financial & Non-Financial Transactions on a daily basis to HO.
4. Training for Operational & Administrative activity towards Mutual Fund within
Organization.
5. Handling of all the correspondence to the different AMC’s (22) for regular operational
work.
6. To visit the AMC branch offices for the services related issues & to resolve the day to
day operational issues.
Deutsche Investor Services Ltd. – (SEBI Registered Registrar & Transfer Agent in India for
Mutual Fund)
(From March 2007 to January 2008)
Duties & Port-folio :
 Head Operation & Administration (Mutual Fund Division) -
1. Supervision of all Mutual Fund activity across India. Including state wise operational /
Execution training.
2. Handling and Execution of the Financial & Non-Financial Transactions day to day basis.
3. MIS Summary of the Financial & Non-Financial Transactions on a daily basis to HO.
4. Training for Operational & Administrative activity towards Mutual Fund within
Organization.
5. Handling of all the correspondence to the different AMC’s (2) for regular operational
work.

4. 6. To visit the AMC branch offices for the services related issues & to resolve the day to
day operational issues.
Karvy Stock Broking Ltd. (SEBI Registered Broking House in India, DP of NSDL)
Karvy Computershare Private Ltd. – (SEBI Registered Registrar & Transfer Agent in India for
Mutual Fund & Equity)
(From August 2003 to February 2007)
Duties & Port-folio :
 Assistant Manger (DEBT Division) -
1. To Market Debt Market products such as G-sec, Public & Private placement bonds.
2. Handling and Execution in the Money Market for various Co Operative Banks.
3. MIS Summary to the Management on a pre – specified days for Banks and DEBT
Operations.
4. Handling complete portfolio of Co Op. Banks and manage their portfolio with the rules
and regulation provided by RBI. For, SLR category and Non- SLR Category.
5. Working for NRI Clients on all kind of Operational issues with RBI & SEBI regulations.
SREI International Securities Ltd. (SEBI Registered Broking House in India)
SREI Infrastructure Ltd. – (SEBI Registered Infrastructure Financing & Capital Market
House)
(From October 2002 to July 2003)
Duties & Port-folio:
 Senior Executive cum Dealer (DEBT Division) -
1. To Market Debt Market products such as G-sec, Public & Private placement bonds.
2. Handling and Execution in the Money Market for various Co Operative Banks.
3. MIS Summary to the Management on a pre – specified days for Banks and DEBT
Operations.
4. Handling complete portfolio of Co Op. Banks and manage their portfolio with the rules
and regulation provided by RBI. For, SLR category and Non- SLR Category.
Interface Network Marketing Private Ltd. (SEBI Registered Broking House in India)
Interface Brokerage & Research Ltd. – (SEBI Registered Broking House in India, DP of
CDSL)
(From September 2001 to September 2002)
Duties & Port-folio:

5.  Marketing cum Dealer (DEBT Division) -
1. To Market Debt Market products such as G-sec, Public & Private placement bonds.
2. Handling and Execution in the Money Market for various Co Operative Banks.
3. MIS Summary to the Management on a pre – specified days for Banks and DEBT
Operations.
4. Handling complete portfolio of Co Op. Banks and manage their portfolio with the rules
and regulation provided by RBI. For, SLR category and Non- SLR Category.
Additional Relevant Qualifications
 Completed NCFM NSE’s certification in Mutual Fund Distributors
Certification with 1st
class.
 Appearing for the NCFM NSE’s certification in Financial Markets of FIMMD-
NSE Debt Market Module.
Objective
* To make a career in the financial service sector with concentration in Treasury & wealth
Management services.
Educational Qualification
* Bachelor of Business Administration (BBA) with a specialization in Marketing, Personnel
Management and Finance from Madras University, 2001-Second Class
* Post Graduate Diploma in Financial Management from IGNOU completed in the year
December 2007.
Computer Proficiency
* Exposure in Ms-office, Windows and have taken training during the work experience.
* Exposure in the Registrar & Transfer agent computer efficiency for the day to day reporting &
other initiations in the system to HO.
Project Undertaken

6. * Institutional training with Apollo Sindoori Capital Investment Limited. at Chennai in Stock
broking during final year studies.
References
1) Vikul K Pathak
Additional Judge
High Court
Ahmedabad.
2) Jitendra Shah
Senior Manager
Cosmos Co-op. Bank Ltd.
Ahmedabad.
Personal Details
Name : Samir R Dave
Father’s Name : Rameshchandra S Dave
Date of Birth : 15th
November 1980
Martial Status : Married
Nationality : Indian
Language known : English, Hindi, Gujarati, Tamil
E-mail : samirdave_15@yahoo.co.in
--------------------------
Samir R Dave

7. * Institutional training with Apollo Sindoori Capital Investment Limited. at Chennai in Stock
broking during final year studies.
References
1) Vikul K Pathak
Additional Judge
High Court
Ahmedabad.
2) Jitendra Shah
Senior Manager
Cosmos Co-op. Bank Ltd.
Ahmedabad.
Personal Details
Name : Samir R Dave
Father’s Name : Rameshchandra S Dave
Date of Birth : 15th
November 1980
Martial Status : Married
Nationality : Indian
Language known : English, Hindi, Gujarati, Tamil
E-mail : samirdave_15@yahoo.co.in
--------------------------
Samir R Dave