1. CURRICULUM VITAE
Academics
Qualification College / Institution Year of
Career Objective
Percentage%
With over 4 years of overall experience in diversity of roles & responsibilities Completion
in Financial Services Industry I am
looking for a credible position in an esteemed organization where I can utilize my Knowledge, experience and Skills.
MMS (FINANCE) Rohidas Patil Institute of Management Studies July 2012 57.00
LLB Gopaldas Advani Law College - Pursuing
BMS Mithibai College of Arts, Science and Commerce October 2007 58.00
HSC Bhavan’s College of Arts, Science and
Commerce February 2003 45.00
SSC St. Xavier’s High School March 2001 51.00
Personal Profile
· Name: Nandan Hemant Sapale
· Address: Pundalik Niwas, 3rd Floor, Flat No. 13
Paranjape ‘B’ Scheme Road No. 1,
Vile Parle (EAST), Mumbai 400057
· Contact Details: (M) +91-9930774188 /+91- 022-26169380
Email: nandansapale@yahoo.co.in
· Date of Birth: September 9, 1984
· Language Known: English, Hindi, Marathi, French.
· Nationality: Indian.
· Passport No: M1916802
· Marital Status: Single.
· Hobbies: Travelling, Listening to Music, Swimming, Karate
· Gender: Male
Work Experience
Additional Qualifications , Strength And Skills
· Capital Market Dealer Module (NCFM by NSE of India) 74%
· Proficiency in MS – Advanced Excel, Access, PowerPoint
· Accounting Software TallyERP 9
· Good Analytical and Communication skill, Result oriented and Effective Time Management skill.
· Knowledge of Capital market, Fixed Income, Derivatives and Financial markets.
· Worked in different type of organization be it Public Sector enterprise, Domestic private sector enterprise or
1) Nomura Services (India) Private Limited
Time Duration:- 02nd June 2014 to Present
Business:- Operations OTC Confirmations.
Roles & Responsibilities:
Multinational organization on different projects, and roles.
1. Execution of trades as per CFTC & EMIR regulations.
2. Drafting and reviewing trade confirmations as per ISDA Master Agreement.

2. 3. Confirming and processing of trades on Markitwire and DTCC.
4. Trioptima reconciliation of trades
5. Matching of paper confirmation documents with Totoro system.
6. Raising Breaks in paper confirmation documents and in Front office bookings.
7. Liaising with Middle office, Front office and with Counterparties for sending Novation consent, Trade Recap
and resolving breaks.
8. Ensuring timely Escalations within the Operations groups, Middle and Front Offices and with Counterparties to
ensure prompt resolution of Exceptions.
9. Ensuring Affirmation of trades by counterparties and dealers to mitigate risk.
10. Updating Phoenix Tracker with comments for all daily tasks performed on the trade.
11. Verification of Drafting, Reviewing, Validation of daily trade feeds.
12. Updating Counterparty contacts in RDM system.
13. Assist in UAT testing and giving scenarios.
14. Publishing daily/ weekly/ monthly MIS reports.
2) Nomura Fixed Income Securities Private Limited (Front Office)
Time Duration:- 01st October 2013 to 31st May 2014
Business:- Fixed Income Operations.
Roles & Responsibilities:
1. Processing, Reporting and Settling of trades for OTC / CB / CP / CD / IRS / FX / FRA, LAF, CBLO, Repo,
Reverse Repo.
2. Ensuring that trades are reported on time in F-Track, CCIL, CROMS, NDS-Om, NDS.

3. 3. Reconciliation of Nostro A/C, Position, Custody and Current account of PD and NBFC business.
4. Coordination with the finance team and banks for resolution of any breaks in reconciliation.
5. Coordination with the trader for termination of trades with counterparties.
6. Involved in the day to day processing and Settlement of Equity Linked Notes trades and their Interest payment,
Valuation & Cash flow
7. Uploading Equity Linked Notes benchmark rates, Debenture Treasury benchmark rates & MTM Rates.
8. Valuation of Loans.
9. Applying Overnight Index Swap (OIS) settings.
10. Preparing MIS daily, weekly and monthly.
3) Nomura Financial Advisory and Securities (India) Private Limited (Front Office)
Time Duration:- 02nd May 2013 to 20th September 2013
Business:- Equities.
Roles & Responsibilities:
1. Electronic execution Trading of DMA and Algo Production support and monitoring.
2. Client Reporting, Booking, Confirmation and Allocation process for Institutional Equity clients trading in India
markets.
3. On boarding of New Clients and KYC Performing.
4. UAT testing for new product or changes released in system.
4) BANK OF BARODA (Internship)
Time Duration :- 04th May 2011 to 02nd July 2011 (2 months)
Business:- Banking.
Roles & Responsibilities: Project on Mutual funds and Life Insurance.
5) TATA CONSULTANCY SERVICES
Time Duration :- 05th January 2009 to 31st January 2010 (1 year & 1 month)
Business:- Financial Investigation Process.
Roles & Responsibilities:
Process Associate, Investigation and Reconciliation of data regarding funds of Citibank New York clients
dealing in financial securities.
6) LITTLE SHARES & STOCK BROKING SERVICES PRIVATE LIMITED

4. Time Duration :- 15th October 2007 to 31st December 2008 (1 year & 3 months)
Business:- Sub Broker.
Roles & Responsibilities :
1. Front office and Back office related functions such as Soliciting Orders from retail clients for
Equity.
2. On boarding of new clients, KYC documentations.
3. Detail studies of Circulars, notifications and corporate actions.
4. Communication with clients explaining our research, corporate action affecting stock movements.
Major Projects Undertaken
· Successfully completed work on project of “Comprehensive study on Investment in Mutual Funds & Life
Insurance Products”
· Successfully completed work on project of “The Indian Stock Market & The Stock Brokerage Business By
Sub Broker”
Extra-Curricular Activities
· Event Management - Organized many events (Inter-college and intra-collegiate events) in college.
· Sports - Karate Certificates
· ‘Pravin’ Marathi language exam (3rd Grade) Brihanmumbai Nimnastar Marathi Shikshak Sanghatana
· ‘Pragati’ Marathi language exam (1st Grade) Brihanmumbai Nimnastar Marathi Shikshak Sanghatana