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Nature | Vol 618 | 29 June 2023 | 917
Article
Aclose-ingiantplanetescapesengulfment
byitsstar
Marc Hon1✉, Daniel Huber1,2
, Nicholas Z. Rui3
, Jim Fuller3
, Dimitri Veras4,5,6
,
James S. Kuszlewicz7,8
, Oleg Kochukhov9
, Amalie Stokholm8,10,11
, Jakob Lysgaard Rørsted8
,
Mutlu Yıldız12
, Zeynep Çelik Orhan12
, Sibel Örtel12
, Chen Jiang13
, Daniel R. Hey1
,
Howard Isaacson14
, Jingwen Zhang1
, Mathieu Vrard15
, Keivan G. Stassun16
,
Benjamin J. Shappee1
, Jamie Tayar1,17
, Zachary R. Claytor1,17
, Corey Beard18
,
Timothy R. Bedding2
, Casey Brinkman1
, Tiago L. Campante19,20
, William J. Chaplin21
,
Ashley Chontos1,22
, Steven Giacalone13
, Rae Holcomb17
, Andrew W. Howard23
, Jack Lubin17
,
Mason MacDougall24
, Benjamin T. Montet25,26,27
, Joseph M. A. Murphy28
, Joel Ong1,29
,
Daria Pidhorodetska30
, Alex S. Polanski31
, Malena Rice29,32
, Dennis Stello2,25,33
,
Dakotah Tyler24
, Judah Van Zandt24
& Lauren M. Weiss34
Whenmain-sequencestarsexpandintoredgiants,theyareexpectedtoengulfclose-
inplanets1–5
.Untilnow,theabsenceofplanetswithshortorbitalperiodsaround
post-expansion,core-helium-burningredgiants6–8
hasbeeninterpretedasevidence
thatshort-periodplanetsaroundSun-likestarsdonotsurvivethegiantexpansion
phaseoftheirhoststars9
.Herewepresentthediscoverythatthegiantplanet8Ursae
Minorisb10
orbitsacore-helium-burningredgiant.Atadistanceofonly0.5 aufromits
hoststar,theplanetwouldhavebeenengulfedbyitshoststar,whichispredictedby
standardsingle-starevolutiontohavepreviouslyexpandedtoaradiusof0.7 au.Given
thebrieflifetimeofhelium-burninggiants,thenearlycircularorbitoftheplanetis
challengingtoreconcilewithscenariosinwhichtheplanetsurvivesbyhavingadistant
orbitinitially.Instead,theplanetmayhaveavoidedengulfmentthroughastellar
mergerthateitheralteredtheevolutionofthehoststarorproduced8UrsaeMinorisb
asasecond-generationplanet11
.Thissystemshowsthatcore-helium-burningred
giantscanharbourcloseplanetsandprovidesevidencefortheroleofnon-canonical
stellarevolutionintheextendedsurvivaloflate-stageexoplanetarysystems.
The red giant 8 Ursae Minoris (8 UMi; also known as Baekdu), was
discovered to host the giant planet 8 Ursae Minoris b (8 UMi b; also
known as Halla) on a close-in, near-zero eccentricity (e ≈ 0.06) orbit
with a period of 93.4 ± 4.5 days on the basis of observations from the
Bohyunsan Optical Astronomy Observatory (BOAO)10
. The detec-
tion of changes in radial velocity from close-in planets surrounding
red giants is sometimes ambiguous12,13
, and so we confirmed the
detection of 8 UMi b by collecting 135 additional radial velocity
measurements using the High-Resolution Échelle Spectrometer
(HIRES)14
on the Keck-I telescope at Maunakea, Hawaii. A Keplerian
orbit fit to the combined radial velocity data refines the estimated
orbital properties of the planet to a period of 93.31 ± 0.06 days and
an eccentricity of 0.06 ± 0.03 (Table 1), demonstrating phase coher-
ence of the radial velocity data across 12.5 years or 49 orbital cycles
(Fig. 1). A trend visible in the residuals of the combined fit suggests
an additional, outer companion in the planetary system, for which
the minimum distance was determined with a 67% confidence
to be 5 au.
https://doi.org/10.1038/s41586-023-06029-0
Received: 12 August 2022
Accepted: 28 March 2023
Published online: 28 June 2023
Check for updates
1
Institute for Astronomy, University of Hawaii, Honolulu, HI, USA. 2
Sydney Institute for Astronomy (SIfA), School of Physics, University of Sydney, Camperdown, New South Wales, Australia.
3
TAPIR, California Institute of Technology, Pasadena, CA, USA. 4
Centre for Exoplanets and Habitability, University of Warwick, Coventry, UK. 5
Centre for Space Domain Awareness, University of
Warwick, Coventry, UK. 6
Department of Physics, University of Warwick, Coventry, UK. 7
Center for Astronomy (Landessternwarte), Heidelberg University, Heidelberg, Germany. 8
Stellar
Astrophysics Centre, Department of Physics and Astronomy, Aarhus University, Aarhus, Denmark. 9
Department of Physics and Astronomy, Uppsala University, Uppsala, Sweden. 10
Dipartimento
di Fisica e Astronomia, Università degli Studi di Bologna, Bologna, Italy. 11
INAF–Osservatorio di Astrofisica e Scienza dello Spazio di Bologna, Bologna, Italy. 12
Department of Astronomy and
Space Sciences, Science Faculty, Ege University, İzmir, Turkey. 13
Max-Planck-Institut für Sonnensystemforschung, Göttingen, Germany. 14
Department of Astronomy, University of California
Berkeley, Berkeley, CA, USA. 15
Department of Astronomy, The Ohio State University, Columbus, OH, USA. 16
Department of Physics and Astronomy, Vanderbilt University, Nashville, TN, USA.
17
Department of Astronomy, Bryant Space Science Center, University of Florida, Gainesville, FL, USA. 18
Department of Physics and Astronomy, University of California, Irvine, Irvine, CA, USA.
19
Instituto de Astrofísica e Ciências do Espaço, CAUP, Universidade do Porto, Porto, Portugal. 20
Departamento de Física e Astronomia, Faculdade de Ciências, Universidade do Porto, Porto,
Portugal. 21
School of Physics and Astronomy, University of Birmingham, Birmingham, UK. 22
Department of Astrophysical Sciences, Princeton University, Princeton, NJ, USA. 23
Department of
Astronomy, California Institute of Technology, Pasadena, CA, USA. 24
Department of Physics and Astronomy, University of California, Los Angeles, Los Angeles, CA, USA. 25
School of Physics,
University of New South Wales, Sydney, New South Wales, Australia. 26
UNSW Data Science Hub, University of New South Wales, Sydney, New South Wales, Australia. 27
Australian Centre for
Astrobiology, University of New South Wales, Sydney, New South Wales, Australia. 28
Department of Astronomy and Astrophysics, University of California, Santa Cruz, Santa Cruz, CA, USA.
29
Department of Astronomy, Yale University, New Haven, CT, USA. 30
Department of Earth and Planetary Sciences, University of California, Riverside, Riverside, CA, USA. 31
Department of Physics
and Astronomy, University of Kansas, Lawrence, KS, USA. 32
Department of Physics and Kavli Institute for Astrophysics and Space Research, Massachusetts Institute of Technology, Cambridge,
MA, USA. 33
ARC Centre of Excellence for All Sky Astrophysics in Three Dimensions (ASTRO-3D), Sydney, New South Wales, Australia. 34
Department of Physics and Astronomy, University of
Notre Dame, Notre Dame, IN, USA. ✉e-mail: mtyhon@hawaii.edu
918 | Nature | Vol 618 | 29 June 2023
Article
The long-term stability of the 93-day radial velocity variations of
8 UMisuggestsanorbitingcompanionratherthanstellaractivitymodu-
lated by the rotation of the star. In support of this, we have found no
evidenceofa93-dayphotometricvariabilityofthehoststar.Additional
testsofchromosphericandsurfacemagneticfieldsdonotdetectsub-
stantial activity levels expected for a red giant rotating with a period
consistentwiththeradialvelocitydata.Thesetests,whicharedescribed
in the Methods, support the planetary nature of the radial velocity
variations.
Thestar8 UMiwasobservedbytheTransitingSurveySatellite(TESS)
ofNASAfor6 monthsbetweenJuly2019andJune2020andforanother
6 months between June 2021 and June 2022. The oscillation modes
of the star are well resolved in the TESS data (Fig. 2a,b), such that its
evolutionary state can be determined using asteroseismology. The
periodspacingΔΠoftheseismicdipole(l = 1)oscillationmodesforred
giants can distinguish between red giants that are expanding during
their first ascent in the Hertzsprung–Russell diagram and those that
have previously swelled to their maximum size but now reside in the
so-called red clump with smaller sizes15
. First-ascent red giants burn
hydrogen in a shell surrounding an inert helium core, resulting in a
strong density gradient between the contracting core and envelope,
with ΔΠ in the range of 50–100 s. By contrast, red clump stars burn
heliumwithinanexpanded,convectivecoreandhaveΔΠintherange
of250–400 s(ref. 16).WemeasuredΔΠ = 320 sfor8 UMi,whichidenti-
fies the star as a core-helium-burning giant (Fig. 2c).
To determine the mass of the host star, we used established stellar-
modelling techniques that compare the observed properties of the
startothepredictedobservablesfromstellarevolutionmodels.Using
observables from spectroscopy and asteroseismology, we estimated
the mass of the star to be 1.51 ± 0.05M☉, which indicates a semi-major
axisof0.462 ± 0.006 auandaminimumplanetarymassof1.65 ± 0.06MJ
for 8 UMi b. On the basis of the mass and metallicity of the host star,
stellarmodelspredictthat8 UMiwouldhaveonceexpandedtoabout
0.7 au. Depending on the choice of model, we confirm with a 3–8σ
confidence that the expanding host star would have surpassed the
current orbital distance of 8 UMi b (Fig. 3).
Although brown dwarfs17
or low-mass stars may survive host-star
engulfment in common-envelope scenarios, 8 UMi b is less massive
than a brown dwarf with a 99.2% probability, assuming the orbits are
orientedrandomly.Moreover,astrometricdatafromtheGaiamission
oftheEuropeanSpaceAgencyrulesoutunresolvedcompanionsmore
Table 1 | Parameters of the fitted Keplerian orbit to the 8UMi
system
Orbital parameters
Orbital period, P 93.31±0.06days
Radial velocity semi-amplitude, K −
+
56.1 1.6
1.7
ms−1
Eccentricity, e −
+
0.062 0.030
0.028
Argument of periapsis, ω 0.942 0.463
0.533
−
+
rad
Time of periastron passage (BJD), tp −
+
2457601.379 6.936
7.844
Instrumentalparameters
BOAO/BOES centre of mass velocity, γBOES −
+
13.33 7.49
7.42
ms−1
Keck/HIRES centre of mass velocity, γHIRES −46.91±11.92ms−1
BOAO/BOES jitter, σBOES −
+
14.59 4.12
4.89
ms−1
Keck/HIRES jitter, σHIRES −
+
12.65 0.75
0.86
ms−1
Linear acceleration, γ̇ 0.014±0.005ms−1
day−1
Curvature, γ̈ (×10−5
) 0.49±0.15ms−1
day−2
Derivedparameters
Planet mass, Mp sini 1.65±0.06MJ
Planet semi-major axis, apl 0.462±0.006au
The median values of the posterior distribution are reported. The lower- and upper-bound
uncertainties are the intervals between the median with the 16th and 84th percentile values
of the distribution, respectively. BOES, Bohyunsan Observatory Echelle Spectrograph.;
BJD, barycentric Julian date.
−100
0
100
Radial
velocity
(m
s
–1
)
a
−100
0
100
9,400 9,500 9,600 9,700 9,800
BJD – 2,450,000
−50
0
50
P = 93.22 ± 0.25 days
K = 56.9 ± 1.8 m s–1
e = 0.08 ± 0.03
5,000 6,000 7,000 8,000 9,000 10,000
BJD – 2,450,000
−50
0
50
−0.4 −0.2 0 0.2 0.4
Phase
−50
0
50
100
Radial
velocity
(m
s
–1
)
BOAO/BOES Keck/HIRES
b
c
d
e
P = 93.31 ± 0.06 days
K = 56.2 ± 1.6 m s–1
e = 0.06 ± 0.03
VBOAO, jit
= 14.6+4.9
m s–1
–4.1
VHIRES, jit
= 12.6+0.9
m s–1
–0.7
BOAO/BOES
Keck/HIRES
Radial
velocity
(m
s
–1
)
Radial
velocity
(m
s
–1
)
Radial
velocity
(m
s
–1
)
Fig.1|Radialvelocitymeasurementsof8 UMi.a,Radialvelocitytimeseries
fromKeck/HIRESobservations,showninbarycentricJuliandate(BJD).The
curveshowsthebestfittotheradialvelocitymeasurementswhoseerrorbars
are1σmeasurement uncertaintiesaddedinquadraturewithafittedjitter
value. b,Residualsaftersubtractingthebestfitfromthetimeseries,fittedwith
aquadratictrendintimeasshownbythedash-dottedline.c,Combined
observationsfromKeck/HIRESandBOAO/BOES.Aquadratictrendintimehas
alreadybeenfittedandsubtractedtothedatashownheretoshowvariations
fromtheplanet8 UMi balone.d,Residualsintheradialvelocitydataafter
subtractingthebestfitindicatedbythecurveinc.e,Thephase-foldedtime
seriesofthecombinedanddetrendedradialvelocitydata.Thedashedline
showsthephase-foldedtimeseriesofthebestfittotheorbitinc.
Nature | Vol 618 | 29 June 2023 | 919
massive than red dwarfs in a face-on orbit. Irrespective of the mass of
thecompanion,acommon-envelopeeventwiththehoststarisunlikely
becausetheresultinggravitationalpotentialenergyreleasecouldnot
haveejectedtheenvelopeofthehoststar(seeMethods).Furthermore,
theengulfedcompanionwouldneedonly102
–104
yearstospiral9
into
thestar,incontrasttothemillion-yeartimescalerequiredforthestar
to complete its red giant expansion.
Onepossibilityexplainingtheexistenceof8 UMi bisthattheplanet
initially orbited at larger distances but was pulled inwards by tidal
interactions from its expanding host star. However, simulations7,8,18
indicatethatthisscenariowouldrequireahighlyfine-tunedmigration
to halt further orbital decay into the stellar envelope and reproduce
thenear-zeroeccentricityorbitoftheplanet.Alternatively,dynamical
interactions may have scattered the planet inwards on an eccentric
orbit19
,whichthenunderwenttidalcircularization.However,theplanet
is then required to have attained its current, near-circular orbit only
after the host star has reached its maximum size and started burning
helium.Tidalcircularizationoftheorbitoftheplanetwouldthusneed
to occur within the 100 million years that the host star spends in its
core-helium-burningstage,whichisunlikelygiventhattheorbitofthe
planetrequiresatminimumseveralbillionyearsforcircularizationat
its current distance from its host star.
Models of binary stellar evolution20,21
show that white dwarf–red
giantmergerscanignitecorehelium,resultingintheearlytermination
of the expansion of a red giant up the red giant branch (RGB). Using
ModulesforExperimentsinStellarAstrophysics22
,wemodelledabinary
history for 8 UMi and verified that a circumbinary planet can remain
dynamically stable throughout the binary evolution of two low-mass
starsthatinitiallyorbiteachotherata2-dayperiodbeforemergingto
form a white dwarf–red giant pair. Therefore, 8 UMi may have been a
close binary system, the merger of which prevented its components
fromexpandingsufficientlytoengulfitscircumbinaryplanet(Fig.4).
Afterthemerger,8 UMiisexpectedtoevolveasatypicalredclumpstar,
suchthattheplanetwilleventuallybeengulfedoncethestarexhausts
its core helium and expands up the asymptotic giant branch. Accord-
ing to this scenario, the progenitor of 8 UMi once was an EL CVn-type
binary23
. These are binary systems with an A- or F-type star orbiting a
verylow-masswhitedwarfatperiodsshorterthan3 days.Suchsystems
frequentlyformtheinnerbinariesoftriple-starsystems24,25
,suggestinga
stellarnaturefortheunresolvedoutercompanioninthe8UMisystem.A
binaryevolutionscenariofor8 UMiisfurthersupportedbypredictions
of surface-lithium enrichment for the remnant core-helium-burning
star on the basis of simulations26,27
of white dwarf–red giant merg-
ers. In particular, measurements from previous spectroscopic sur-
veys28,29
have indicated that 8 UMi is over-abundant in lithium, with
A(Li) = 2.0 ± 0.2.Witha3σconfidence,thisisafactorof10to100times
larger than the lithium abundances of observed red clump stars and
35 40 45 50 55
Frequency (μHz)
20,000
60,000
100,000
140,000
180,000
Power
density
(ppm
2
μHz
–1
)
0
0
0
2
2
2
2
1 1 1 1 1
a
0 1.2 2.4 3.6 4.8
Frequency modulo, ΔQ (μHz)
35
40
45
50
55
60
l = 0 l = 1 l = 2
100 200 300 400
ΔΠ (s)
0
10
20
30
40
Normalized
power
320 s
101 102
102
104
106 Qmax = 45.1 μHz
b c
Frequency
(μHz)
Frequency (μHz)
Power
density
(ppm
2
μHz
–1
)
ΔQ = 4.80 μHz
Π
Fig.2|Identificationoftheevolutionarystateof8 UMiasacore-helium-
burningredgiant. a,Oscillationpowerspectrumof8 UMi,asobservedby
TESS.Oscillationmodesarelabelledbytheirangulardegreel.Inset,magnified
viewofthespectrum.b,Thefrequencyéchellediagramofthespectrum.The
symbolsindicatethelabelledoscillationmodes.c,Fouriertransformofthe
stretchedperiodspectrumforthel = 1modes(seeMethods).Theasymptotic
l = 1periodspacingvaluefor8 UMicorrespondstothevalueofΔΠwiththe
largestpower,whichis320 s.
1.4 1.5 1.6 1.7 1.8
Stellar mass (M()
−0.8
−0.6
−0.4
−0.2
0
0.2
[M/H]
(dex)
8 UMi
4,000
5,000
Effective temperature (K)
0.02
0.05
0.10
0.20
0.50
Stellar
radius
(
AU
)
RtRGB
apl
8 UMi
now
MIST model
Mass = 1.50M(
[M/H] = 0.0 dex
Red
clump
a b
RGB
YREC
PARSEC
Dartmouth
MIST
GARSTEC
BASTI
RtRGB ≤ apl
RtRGB ≥ apl
Fig.3|Canonicalsingle-starevolutionarymodelsforthe8 UMi.a,A1.5M⊙
solar-metallicitystellarmodelindicatesthat8 UMi,duringitsfirstascentup
theredgiantbranch(RGB),wouldhavereachedamaximumsizeofRtRGB.This
maximumsizeexceedsthesemi-majoraxisof8 UMi b,apl = 0.462 ± 0.006 au
(dashed-dottedline).b,BoundariesatwhichRtRGB = apl areshownacrossarange
ofstellarmassandmetallicity[M/H]valuesforsixdifferentstellarevolutionary
codes.Eachboundarycomprisestwolinesthatreflectthe±1σuncertaintiesof
apl.Themassandmetallicitymeasurementsfor8UMiareshown,witherror
barsindicating1σuncertainties.Thesemeasurementslocatethestarinthe
regioninwhichRtRGB > apl acrossalltestedcodes.Thisindicatesthattheorbital
distanceoftheplanetisconsistentlyshorterthanthemaximumextentofits
hoststarassumingasingle-starevolution.
920 | Nature | Vol 618 | 29 June 2023
Article
single-starmodelpredictionsatthismass30,31
.Besidesacircumbinary
planethistory,anotherpossibilityisthat8 UMi bformedasaby-product
ofthestellar-mergerevent.Stellarejectafrombinaryinteractionshave
been proposed to form protoplanetary disks11
, and so 8 UMi b may
have emerged from the debris disk surrounding the merger remnant.
Asaclose-inplanetaroundahelium-burningredgiant,8 UMi bdem-
onstratesthatstellarmultiplicity,theeffectofwhichstronglyinfluences
thefatesofplanetarysystems32,33
,mayresultinpathwaysthroughwhich
planets survive the volatile evolution of their parent stars. Because
binarysystemsarecommonlyfoundintheGalaxy,theremaybeasub-
stantiallygreaternumberofexoplanetsorbitingpost-main-sequence
host stars than previously assumed.
Onlinecontent
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are available at https://doi.org/10.1038/s41586-023-06029-0.
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Close stellar
binary
Stable mass
transfer
Stellar merger
Primary
ascends RGB
Remnant ignites
helium early
Helium WD
forms
Secondary
ascends RGB
1.23M( 0.86M(
1.25M(
1.50M(
0.50M(
0.25M(
Helium WD or core
Main sequence star
RGB star
Fig.4|Apossiblehistoryofhoststar8 UMiintheformofastellarmerger.
Aprimary,onitsascentuptheRGB,isfirststrippedbyitscompanionintoa
heliumwhitedwarf(WD).Thewhitedwarfmergeswiththesecondarywhenit
evolvesoffthemainsequenceandascendstheRGB.Thisbinaryscenario
producesaM ≈ 1.5M⊙ core-helium-burningstarwithoutrequiringtheradiusof
thestartogrowbeyondtheorbitaldistanceof8 UMi b.
Methods
Orbitalpropertiesofthe8 UMisystem
Radialvelocityanalysis.Thefirstradialvelocitydatasetfor8 UMicom-
prises measurements taken from BOAO using the Bohyunsan Obser­
vatory Echelle Spectrograph34
(BOES). These data are available from
the 8 UMi discovery paper10
. We obtained additional high-precision
radialvelocityobservations(SupplementaryTable1)usingtheHIRES14
at the Keck-1 Telescope on Maunakea, Hawaii. All data were reduced
using the standard procedure of the California Planet Search35
. For
all observations, we placed an iodine cell in the light path to project
a series of fiducial absorption lines onto the stellar spectrum. These
references enable us to track the instrumental profile and precisely
calibrate the wavelength of the observed spectra. We also collected a
high signal-to-noise iodine-free template spectrum, which together
withtheinstrumentalpoint-spreadfunctionandiodinetransmission
function is a component of the forward model used by the California
PlanetSearchDoppleranalysispipeline35,36
.
We used the probabilistic modelling toolkit exoplanet37,38
(v.0.5.4)
tofitaKeplerianorbittotheradialvelocitytimeseries.Radialvelocity
offsets (γ) and jitter terms specific to BOAO (σBOES) and HIRES (σHIRES)
instruments were included as free parameters in the fit. Moreover,
long-term trends in the radial velocity data were parameterized
withaquadraticcurvecomprisingalinearaccelerationterm(γ̇)anda
curvature term (γ̈). The priors for period P and semi-amplitude K
were defined as normally distributed in log-space, such that log[P] ~
N(log 93.5, 10) and log[K] ~ N(log 56.5, 10). The priors for ω, γ̇ and
γ̈ were uniformly distributed, where ω ~ U(−2π, +2π), γ̇ ~ U(0, 0.1) and
γ̈ ~ U(0, 0.001). The prior for eccentricity (e) was described by Beta
(0.867, 3.03),followingadistributiontailoredtowardsempiricalobser-
vations of extrasolar planet eccentricities39
. The priors for γ of each
instrument were normally distributed, with γBOES ~ N(−9.3, 200) and
γHIRES ~ N(−2.4, 200). Meanwhile, those for σ were expressed as para­
meterswithhalf-normaldistributions,suchthatσBOES ~ |N|(0, 100)and
σHIRES ~ |N|(0, 100). The time of periastron passage, tp, was fitted in the
interval 0.5t0 + ϕ × P, where ϕ ~ U(0, 1) and t0 is the midpoint in time
between the first and last radial velocity observations.
FollowingstandardMarkovchainMonteCarlo(MCMC)procedures,
maximum a posteriori estimates of the Keplerian orbital parameters
were determined through iterative fits to the time series, followed by
theexplorationofparameteruncertaintiesusingtheNo-U-TurnSam-
pler40
. We performed 5,000 tuning iterations and 5,000 draws from
twochainsduringtheposteriorsamplingprocess,withrandomseeds
of 39,091 and 39,095. The process resulted in a potential scale reduc-
tion factor of less than 1.001 for each explored parameter, indicating
posterior convergence. The sampled posterior distribution is shown
in Extended Data Fig. 1. The fitted jitter terms from BOES and HIRES
are consistent with one another with values around 10 m s−1
, which is
expected for core-helium-burning giants41,42
.
Characterizing the outer companion.Anunderlyinglong-termtrend
intheradialvelocitydata,asdeterminedbynon-zerovaluesoffirst-order
(γ̇) and second-order (γ̈) velocity derivatives, suggests the presence of
an additional, outer companion in the system. These derivatives were
defined with respect to a reference time, tref = 2,457,508.0173445. We
comparedradialvelocitymodelswithandwithouttheseadditionalterms,
usingtheWatanabe–Akaikeinformationcriterion43
(WAIC)metric.The
scorewasmeasuredasadeviancevalue,withsmallerscoresindicating
better predictive accuracy. We found that the model including a trend
(WAIC = 1265.80)waspreferredovertheonewithout(WAIC = 1282.37).
The improvement in WAIC when using the trended model is greater
than the standard error in WAIC differences between the two models
(dWAIC = 7.64). Therefore, the radial velocity variations are better pre-
dictedwithatrendandsuggestthepresenceofanoutercompanionwith
alongerperiodthanourcombinedobservationalbaselineof12.5 years.
Toconstrainthemassandsemi-majoraxisoftheoutercompanion,
we fitted a Keplerian orbit using joint constraints from the long-term
radial velocity trend and astrometric acceleration of the host star44
.
A broad range of masses, semi-major axes, i, ω, e and mean anomaly
values were explored using MCMC procedures to identify orbits that
fit the radial velocity derivatives (γ γ
˙, ¨). To apply the astrometric con-
straints, we computed the expected proper motion vectors for each
calculatedorbitintheHipparcosandGaiaDataRelease(DR3)epochs,
which were then contrasted against the observed change in proper
motionfor8 UMibetweenthetwoepochs45
.Theresultsfromseparately
andjointlyfittingradialvelocityandastrometryconstraintsareshown
inExtendedDataFig.2,inwhichweconcludethattheoutercompanion
orbits at a distance greater than 5 au at a 67% confidence level.
Stellaractivity
Previously, the discovery of 8 UMi b was established using the lack of
correlationbetweenradialvelocitymeasurementswithH–αlinevaria-
tions,spectrallinebisectorsandHipparcosphotometry10
.Wefurther
established the existence of the planet using measured Ca ii H and K
spectral line variations and spectropolarimetric observations of the
hoststartoestimateitsstellaractivitylevel.WecomputedCaiiHandK
indices(SHK)followingestablishedcalibrationmethods46
forKeckdata.
TheresultsinExtendedDataFig.3indicatenosubstantialcorrelation
between the radial velocity measurements of 8 UMi with SHK and no
distinct 93-day variation in its computed generalized Lomb–Scargle
periodogram47
.Theabsenceofstrongchromosphericactivityfor8 UMi
isfurtherevidencedinExtendedDataFig.4a,bbyitslackofstrongCaii
HandKemissionfeatures.ExtendedDataFig.4cdemonstrateslithium
richnessof8 UMiatthe6,707.8 ÅLiIabsorptionlineincomparisonwith
the Li-normal48
core-helium-burning giant µ Pegasi49
. We measured
lithium abundance as A(Li) = 2.0 ± 0.2 for 8 UMi, which is consistent
with the average and standard deviation of previously published28,29
localthermodynamicequilibriummeasurementsoflithiumforthestar.
To estimate the strength of magnetic fields potentially present at
the surface of the host star, we collected four spectropolarimetric
observations between February 2022 and July 2022 with ESPaDOnS
at the Canada–France–Hawaii Telescope (CFHT). The observed data
comprised intensity (I), Stokes V and null (N) polarization spectra,
and were reduced with the Libre-ESpRIT50
and Upena pipelines at the
CFHT.TodetectthepresenceofZeemansignaturesinthespectra,we
appliedtheimprovedleastsquaresdeconvolutiontechnique50,51
using
linemasksfromtheViennaAtomicLineDatabase52
correspondingtoa
modelatmosphereofTeff = 4,750 Kandlog[g] = 2.5 dex.AllLSDprofiles
for8 UMi(ExtendedDataFig.5)shownulldetectionofStokesVZeeman
signatures, which correspond to false-alarm probabilities (FAP)50
greaterthan1 × 10−3
.Thisfirmlyexcludesthepresenceofameanlongi­
tudinalmagnetic-fieldstrengthofapproximately5 Gthatisexpected
for an active red giant rotating at a period of 90 days (ref. 53).
Theseobservationsarebenchmarkedagainsttheknownactivered
giant TYC 3542-1885-1 (KIC 8879518). This active star has a measured
Keplerphotometricrotationperiodof109days(ref. 54)andwascho-
senasacontroltargetbecauseithasasimilarevolutionarystate,mass
(M = 1.61M☉)andradius(R = 10.89R☉)to8 UMi.Furthermore,TYC3542-
1885-1isalsolithium-rich55
,althoughwithhigherabundancelevelsthan
8 UMi (Extended Data Fig. 4c). From our Keck/HIRES observations of
TYC 3542-1885-1 between 2 April 2022 and 1 August 2022 (Extended
Data Fig. 3), the star exhibits a quasi-periodic radial velocity varia-
tion of about 65 days that correlates strongly with its measured SHK,
inferred to be caused by a secondary starspot feature. Despite lower
signal-to-noise ratio spectropolarimetric data, ESPaDOnS observa-
tions of TYC 3542-1885-1 show marginal (1 × 10−3
< FAP ≤ 1 × 10−3
) evi-
dence of a mean longitudinal magnetic field (Extended Data Fig. 5) at
strengthsofaround3 G,whichisbroadlyconsistentwiththeexpected
field strength for a red giant rotating at a period of 100–200 days53
.
Fromouranalysisofthecontroltarget,weexpect8 UMitoshowsimilar
Article
patterns in chromospheric and surface magnetic activity levels if its
93-day radial velocity variations are stellar in nature, but these types
of activity signatures were not observed.
Extended Data Fig. 6 shows our photometry analysis of 8 UMi from
different sources. A starspot mimicking the approximately 50 m s−1
radialvelocityvariationsof8 UMiwouldshowphotometricvariability
atthe2.5–3%level,onthebasisofsimulatedresultsofagenericstarspot
(forexample,600 Kspotcontrast,3%visiblehemispherecoverage,60°
longitude) using the Spot Oscillation and Planet 2.0 tool56
. We found
that the time series of 8 UMi from Hipparcos57
and from ASAS-SN58,59
3-pixel (approximately 24 arcsec) radius aperture photometry was
constanttowithin0.5%anddidnotshowanydistinct93-dayperiodic
variationintheircomputedgeneralizedLomb–Scargleperiodograms.
Furthermore,weexaminedTESSshort-cadencesimpleaperturepho-
tometrylightcurvescorrectedusingtheTESSSystematics-Insensitive
Periodogram60
, which confirmed the same null result from a search
of periods spanning 20–200 days. We thus conclude that the radial
velocity variations of 8 UMi are planetary in nature.
Asteroseismicmeasurements
WeusedallTESSlightcurvesfor8 UMiacrosscycles2and4(totalof12
sectors)thatwereproducedbytheTESSScienceOperationsCenter61
,
which are available at the Mikulski Archive for Space Telescopes as of
January 2023. We determined the oscillation frequency at maximum
power, νmax = 45.29 ± 0.43 µHz, by fitting the power density spectrum
of the light curve with a model comprising a Gaussian oscillation
powerenvelopesuperimposedonabackgroundofthreegranulation
parametersandwhitenoise62
.Weidentifiedoscillationmodesusinga
well-testedautomatedpeakdetectionmethod63
tofitLorentzian-like
modelstotheresonantpeaksinthepowerenvelope.Wedeterminedthe
largefrequencyspacing,Δν = 4.80 ± 0.01 µHz,byfittingthedetected
radialmodestotheredgiantoscillationpattern64
followingtheasymp-
totic relation of stellar acoustic modes65
.
We measured the dipole mode period spacing, ΔΠ, by converting
the frequency axis of the oscillation spectrum into stretched peri-
ods66
.Followingestablishedautomatedprocedures16
,stretchedperiod
spectra were computed over trial values of ΔΠ and mixed-mode cou-
plingfactors(qc),withthebestsolutionprovidingthehighestpowerin
the Fourier transform of the resulting stretched period spectrum. By
searchingbetweenΔΠof40–400 sandqc of0.05–0.80,wedetermined
the solution at (ΔΠ, qc) = (320 s, 0.35) as the global maximum, which
firmly identifies 8 UMi as a core-helium-burning giant67
.
Stellarmodelling
Four different codes68–72
were used to model 8 UMi and estimate
its fundamental stellar properties. We constrained the models to
core-helium-burning stars and used asteroseismic parameters Δν
and νmax, along with atmospheric parameters Teff = 4,847 ± 100 K and
[M/H] = −0.03 ± 0.10 dex as inputs. These were adopted from the dis-
covery paper10
, with the uncertainties (σ) inflated from their original
publishedvalues73
.Wereportthebest-fittingestimatesacrossthemod-
ellingcodes,whichareM = 1.51 ± 0.05 (stat) ± 0.04 (sys)M☉,R = 10.73 ±
0.11 (stat) ± 0.08 (sys)R☉, L = 52.9 ± 4.9 (stat) ± 3.3 (sys)L☉. The central
values were provided by one of the codes70
that showed the smallest
differencetothemedianderivedmass,withsystematicuncertainties
astheσofanestimatedparameteroverallcodes.Bycombiningerrors
in quadrature, these results indicate average uncertainties of 0.06M☉
for mass, 0.14R☉ for radius and 5.9L☉ for luminosity.
We verified our modelled results using independent estimation
methods, for which the 1σ uncertainties are also reported. Using
model-calibrated asteroseismic scaling relations74,75
, we measured
Mscal = 1.54 ± 0.06M☉ and Rscal = 10.72 ± 0.16R☉. Furthermore, we fitted
Kurucz stellar atmosphere models to the broadband (0.2–22 µm)
spectralenergydistribution(SED)ofthehoststar76–78
(ExtendedData
Fig.7),includingextinctiononthebasisofthemaximumline-of-sight
value from published Galactic dust maps79
. Integration of the unred-
dened model SED, combined with a Gaia DR3 parallax ϖ = 6.128 mas
(with no systematic offset applied80
), resulted in LSED = 53.81 ± 1.84L☉
and subsequently RSED = 10.19 ± 0.36R☉, which are consistent with our
modelled estimates to within 1σ.
We determined theoretical estimates of the maximum size of a
pre-core-helium-burning star by interpolating the radius of its stel-
lar envelope at the tip of the RGB (RtRGB) across mass and metallic-
ity using the MIST81
, BASTA82
, Dartmouth83
, PARSEC84
, GARSTEC85
and YREC73
isochrone grids, all of which are based on canonical
single-star evolution. The interpolation produces a boundary above
which the current semi-major axis of 8 UMi b would be smaller than
the RtRGB of its host star (Fig. 3). We measured the closest extent of
the boundary to the mass and metallicity of 8 UMi for each isoch-
rone and found with a 3–8σ confidence that 8 UMi b, had it formed
in situ at 0.46 au, would have been within the stellar envelope of
the host star during the giant branch phase, assuming canonical
stellar evolution.
Exploringsurvivalscenarios
Tidal migration and circularization. Assuming a constant quality
factorQ,thetidalmigrationtimescaleτtide
p
isroughlytheevolutionary
timescaleofthesemi-majoraxisowingtotides:
e
e
r
r τ τ τ τ τ
⋅
~
⋅
=
1
=
1
+
1 1
min( , )
tide tide tide tide tide
p
tide tide
p
≃
⋆ ⋆
whereτtide
⋆
andτtide
p
accountfortidaldissipationinthestarandplanet,
respectively. These timescales are estimated as86
 


































τ Q
M
M
a
R
P
Q M
M
M
M
a R
R
1
9π
≈ 60 Gyr
10 1.51 1.65 0.46 au 10.73
p
tide
p
5
5
1
2
J
−1 13
2
−5
≃
⋆
⋆
⋆
⋆
⋆ ⋆
⊙
⋆
⊙
≃
⋆
⋆
⊙
 






































τ
π
Q
M
M
a
R
P
Q M
M
M
M
a R
R
1
9
≈ 10 Gyr
10 1.65 1.51 0.46 au 1.50
tide
p
p
p
p
5
5 p
5
p
J
−
3
2
13
2 p
J
−5
wherethetidalqualityfactorsQ⋆ andQp forthestarandplanet,respec-
tively,arescaledtothelowerendoftheQvaluesreportedinliterature
for Jovian planets87
and red giants88
with Q⋆ ~ Qp ≥ 105
and assuming a
representativeJovianplanetradius89
of1.5RJ.Hence,present-daytidal
circularization and migration take place on timescales characteristi-
cally larger than a Hubble time and can be ignored.
Of course, during the expansion of the red giant before the helium
flash,itsradiuswouldhavegreatlyexceededitscurrentvalue,notably
enhancingthetidaldissipationandgreatlyshorteningthecirculariza-
tion timescale of the orbit. If, during this expansion, the outer radius
ofthestarbarelygrazedtheorbitoftheplanetatitshelium-flashradius
a ≈ R⋆ ≈ 0.7 au,asimilarcalculationyieldsaminimumdissipationtime-
scaleτ 1.6 Myr
tide
,flash
≃
⋆
.Thisapproximatesalowerboundtothemigra-
tion timescale of the planet in the most extreme scenario in which a
highly fine-tuned dynamical process brings the planet as close to the
staraspossibleduringitsheliumflash.Thistimescaleshouldbecom-
pared with the timescale of approximately 50 kyr on which the star
shrinksfollowingtheinitialheliumflash,whenitsradiusisthelargest.
Hence,theplanetcouldnotmigrateinwardsasfastasthestarcontracts
after the helium flash. Even under these fine-tuned scenarios, tidal
circularization and migration cannot act fast enough to deliver the
planet to its current orbital separation and eccentricity.
Mass constraints of 8UMib. Assuming randomly oriented orbits,
the probability of an orbit having inclination i is proportional to sin i.
GivenamassofMp sin i = 1.65MJ,theorbitof8 UMi bwouldneedtobe
nearlyface-on(i ≤ 7.3°)foritsmasstoexceed13MJ,whichisathreshold
adoptedasthedeuterium-burninglimitforbrowndwarfs90
.Thisrange
ofioccurswithaprobabilityof0.8%basedondrawsfromanisotropic
distribution.
Thehoststar8 UMihaslowastrometricexcessnoiseasreportedby
the Gaia space mission. This noise is quantified by the re-normalized
unitweighterrorandhasavalueofρDR2 = 1.09forGaiaDR2duringwhich
17 visibility periods were reported over the observing baseline. The
angularperturbationtothesinglesourceofthephotocentreasfitted
by Gaia can be estimated91
as δθ ≈ 0.53σϖN0.5
(ρDR2 − 1)0.5
mas, where
σϖ istheparallaxerrorofthestarof0.024 masandN = 192isthenumber
ofgoodalong-scanGaiaobservations.Giventhenear-zeroeccentricity
constraintfromtheradialvelocitydata,weconsideredperturbations
in the limit of a face-on alignment for a circular orbit92
, such that
θ
πa q l
q l
δ =
−
(1 + )(1 + )
,
r
r
∣ ∣
wheretheDR2parallaxϖ = 6.123 mas,thesemi-majoraxisa = 0.462 au,
q = Mp/M⋆ is the mass ratio and lr = Lp/L⋆ is the luminosity ratio, which
we approximate as zero. Assuming the perturbation comes purely
fromtheorbitingcompanion,qispredictedtobeabout0.028toyield
a sufficiently large δθ that produces the observed ρDR2. This suggests
that companion masses above 0.043M☉ or 45MJ would induce larger
astrometricnoiseexcessesthanthosemeasuredbyρDR2 andtherefore
rulesout8 UMi basastellarcompanion.InGaiaDR3,8 UMiisreported
tohaveahighastrometricfidelity93
of1,withanearlyidenticalparallax
of ϖDR3 = 6.128 mas and ρDR3 = 0.80 based on 23 visibility periods. This
value of ρDR3, when considered in tandem with ρDR2, is again inconsist-
ent with excess astrometric scatter from a close stellar companion94
.
Common-envelope evolution. The observed orbital separation of
about0.5 aueliminatesthepossibilityof8 UMi binitiatingasuccessful
common envelope, independent of its mass. Assuming that 8 UMi b
startsatanorbitalseparationai ≈ 0.7 au(thetipoftheRGB),theorbital
energyavailabletounbindtheenvelopeis
∆E
GM M
a
GM M
a
GM
M
a
M
a
2
−
2
=
1
2
−
orb
p c
f
p
i
p
c
f i
≃
⋆ ⋆






where M⋆ ≈ 1.5M☉, Mc ≈ 0.25M☉ and af ≈ 0.5 au. However, because
Mc/M⋆ < af/ai,wefindthatΔEorb < 0,whichimpliesthattheplanetends
up less bound than before. The observed semi-major axis of 8 UMi b
therefore precludes the orbit from having shrunk enough to unbind
anyoftheenvelope,regardlessofthevalueofMp.Evenintheabsence
of a common-envelope event, the companion would almost certainly
not survive temporary engulfment by the host star. The maximum
inspiral timescale tinsp for a 0.1M☉ red dwarf in the envelope of 8 UMi
canbeestimatedasthetimefortheorbitalenergyofthecompanionto
bereducedbyrampressure9
.ForadragforceFD andorbitalvelocityv,
theinspiraltimeistinsp ~ Eorb/FDv ∝ Mp/Rp
2
~ 102
–104
years.Assumingthat
the host star had previously engulfed the planet at its current orbital
distance of 0.5 au, the calculated inspiral timescale is much smaller
than the approximately 2 Myr required for the host star to reach RtRGB
as estimated by stellar models81
.
Modellingthebinarymergerscenario
Using Modules for Experiments in Stellar Astrophysics22,95–98
(MESA,
v.r22.05.1), we simulated coupled orbit–stellar binary evolution sce-
narios resulting in a merger of a red giant with a helium white dwarf
companion as a pathway for the survival of 8 UMi b. These scenarios
aimed to simulate a first, stable mass transfer phase that stably strips
the primary followed by a second, unstable mass transfer phase that
merges the two stars. Leading up to the first mass transfer phase, we
simulated the stellar evolution and orbits of both stars together until
the primary has been completely stripped into a helium white dwarf.
Afterthefirstmasstransferphase,wemodelledtheprimarypurelyas
a point mass with the mass of the stripped core of the primary while
still evolving the orbits of both stars. As observational constraints,
the simulated initial component masses M1 and M2 were set such that
thefinalmassoftheremnant,M,istheobservedstellarmassof8UMi,
whichwasaround1.5M☉.Moreover,toavoiddynamicallydestabilizing
theplanet,thesemi-majoraxisofthesimulatedbinarythroughoutits
evolution cannot exceed 30% of the semi-major axis of the planet99
,
which evolves to conserve orbital angular momentum.
Weincludedmagneticbrakingandtidalsynchronizationinourmod-
elling,forwhichweassumethattidesinstantaneouslysynchronizethe
stellar spins to the orbital frequency, which is a good approximation
atshortorbitalperiods.Themagneticbrakingtorqueisastrongfunc-
tion of spin frequency, with J Ω
⋅ ∝ 3
in standard magnetic braking pre-
scriptions100
,resultinginthehighsensitivityofthesimulationoutcomes
totheinitialorbitalseparation.Furthermore,weassumedmasstrans-
ferintheformoffastwindoffoftheaccretor.Thisformofmasslossis
governed by the β parameter101
, with β = 0 indicating that no mass is
lostfromthesystemandβ = 1indicatingthatallmassislostandthere-
fore no mass is transferred to the accretor. Assuming no mass is lost
during the merger, the final mass of the remnant is given by
M β M M M M
= (1 − )( − ) + +
1 c c 2
where Mc is the maximum mass of the core of the primary (that is, the
massofthestrippedheliumwhitedwarf).WedeterminedM1 andM2 by
specifyingβandamassratioq,assumingM ≈ 1.50M☉ andMc ≈ 0.25M☉.
A fully conservative mass transfer (β = 0) was found to result in an
unstable first mass transfer phase, whereas a fully non-conservative
masstransfer(β = 1)destabilizedtheplanetthroughexcessiveorbital
expansion. We thus used a fiducial choice of parameters q = 0.7 and
β = 0.6(M1 = 1.23M☉,M2 = 0.86M☉)andsubsequentlyfoundthatmodels
withinitialorbitalperiods1.7 days ≲ Pinit ≲ 2.3 dayscanstablystripthe
envelopeoftheprimarycompletely,withlowerperiodmodelseither
evolving into contact binaries or merging prematurely and higher
periodmodelsundergoingunstablemasstransferimmediately.These
initial orbital periods and the corresponding fiducial parameters are
values that have been observed in solar-type binaries102
, with previ-
ously reported statistics103
estimating the frequency of companions
per decade of orbital period of short-period (about 3 days) binary
systems with q > 0.3 to be 0.017 ± 0.007.
Extended Data Fig. 8 shows an example fiducial model with
Pinit = 2 days in which the magnetic braking on the main sequence
reducestheorbitalseparationbyafactorofabout2untiltheonsetof
the first stable mass transfer phase, which is when the donor reaches
the RGB. During this time (t ~ 4.2–5.6 Gyr; Extended Data Fig. 8), the
envelopeoftheprimaryisstripped,thesecondaryaccretesmassand
thesemi-majoraxisofthebinaryincreasestoaround1.7timesitsinitial
value,butnotenoughtodestabilizetheorbitoftheplanet.Theresult-
ing binary system forms an EL CVn-like binary with a period shorter
than 10 days.
The MESA simulations reported previously104
predicted that a
rangeof1.9 days ≲ Pinit≲ 2.4 daysand0.67 ≲ q ≲ 1canyielddonorsthat
undergo mass transfer at the base of the RGB for 1.1M☉ ≲ M1 ≲ 1.25M☉
(β = 0.5 has been assumed in this case), which is consistent with our
fiducial model. The previous study also performed a population syn-
thesis and estimated a steady production rate of EL CVn binaries of
about0.015peryearoverthelastfewGyr,assumingaMillerandScalo
initial mass function in the range of 0.08–100M☉(refs. 105,106) and a
constant star formation rate of about 5M☉ per year. We calculate such
Article
a model to yield a production rate of approximately 0.6 per year of
1–2M☉ stars,whichimpliesthatabout2–3%ofredclumpstarsmayhave
formed from merging EL CVn-like binaries.
Thisnumberisroughlycomparablewiththefractionofclumpstars
thatarelithium-rich27,107,108
(approximately1%)orR-typecarbonstars21
(approximately1%),whicharethoughttoformfromsimilarmergerpro-
cesses.Itisalsobroadlyconsistentwiththerateofmergerremnants109
inferredforredgiantsfromtransientstatistics110
,closebinarysurveys102
andredgiantbinarity111
.WhenapplyingtheinferredELCVn-likebinary
mergerfractiontothe140substellarcompanionsdetectedaroundred
giants112
,roughly1in100companionsmayorbitheliumwhitedwarf–
red giant merger remnants if we assume that an order-unity fraction
oftheseexoplanethostsarecore-helium-burningstars.Therefore,the
hypothesis that 8 UMi is such a remnant is plausible.
Unstablemasstransferbeginsattheendofthesimulationusingour
fiducialmodelwhenboththecoremassofthesecondaryandthemass
oftheheliumwhitedwarfarearound0.25M⊙,suchthatastellarmerger
results in a helium core mass of approximately 0.5M⊙, similar to ordi-
naryredclumpstars.Todeterminewhetherthesecond,unstablemass
transfer phase results in a merger, we estimated the final semi-major
axisaf ofthebinaryfromitsinitialsemi-majoraxisai byassumingthat
somefixedfractionαCE ofthechangeinorbitalenergyisusedtomove
the envelope to infinity113
:
E α
GM M
a
GM M
a
~
2
−
2
,
c c
bind CE
1 2c
f
1 2i
i
∣ ∣






where M1c is the mass of the stripped helium white dwarf and M2i and
M2c are the total and core masses of the red giant before the merger
event,respectively.Wecalculatedthebindingenergyoftheenvelope
directly from our stellar models, including internal (thermal) energy
and recombination energy, as
∫
E u m  m m
= [ ( ) + ( )]d .
M
M
bind
2c
∣ ∣
Here,u(m)andε(m)arethespecificpotentialandinternalenergiesof
theredgiant,respectively,andwedefinedtheboundaryofthehelium
coretobewherethehydrogenfractionfallsbelow1%.WeusedαCE = 1/3,
whichisconsistentwithobservedheliumwhitedwarfbinaries114
.Astel-
larmergereventispredictedwhenthepost-common-envelopeorbital
separationissufficientlysmallsuchthattheheliumcore(ofradiusR2c)
of the giant is disrupted by the inspiraling helium white dwarf. This
occurs at an orbital separation a⋆ = R2c/f(qf), where qf is the ratio of
the masses of the red giant core and helium white dwarf and f(qf) is
anorder-unityfunctiongivenbyEggleton’sformula115
(f(qf) ≈ 0.38for
equal-massbinaries).AsshowninExtendedDataFig.9,allourmodels
with Pinit ≲ 2.3 days were predicted to attain final orbital separations
af  a⋆ andthusresultedinstellarmergers.Ourmergerswereassumed
to occur with no mass loss, which we justify with the observed low
eccentricityof8 UMi b.Givenaplanetarypost-mass-losseccentricity
ofe = ΔM/Mandassuminganinitiallycircularorbitwithinstantaneous
massloss,thestarmasslossΔMcannotbemorethanaround0.1M⊙ ina
timeshorterthantheorbitalperiodoftheplanetifthenearlycircular
orbit of the planet is to be maintained.
Dataavailability
TESS light curves processed by the TESS Science Operations Center
pipeline are available from MAST (https://archive.stsci.edu/). The
spectra for µ Pegasi are accessible at http://polarbase.irap.omp.eu/.
Astrometric measurements for 8 UMi are openly available from the
Gaiaarchive(https://gea.esac.esa.int/archive/).TheHIRESradialveloc-
ity measurements, ESPaDOnS spectra and spectropolarimetric data
products, ASAS-SN time series, traces of the MCMC sampling from
the radial velocity fits, MESA binary simulation inlists and SED data
are available at https://zenodo.org/record/7668534.
Codeavailability
The radial velocity fitting was performed using the exoplanet code
(https://docs.exoplanet.codes/).TheGeneralizedLomb–Scargleperi-
odogram implementation is available at https://github.com/mzech-
meister/GLS. TESS-SIP for correcting TESS systematics is provided at
https://github.com/christinahedges/TESS-SIP.Theasteroseismicmod-
elling was performed using BASTA (https://github.com/BASTAcode/
BASTA), the PARAM web tool (http://stev.oapd.inaf.it/cgi-bin/param)
andMESA(https://docs.mesastar.org).ThebinarymoduleofMESAwas
usedforbinarysimulations.Calibratedasteroseismicscalingrelations
usedasfgrid(http://www.physics.usyd.edu.au/k2gap/Asfgrid/).Gridsof
isochronespubliclyavailableareMIST(https://waps.cfa.harvard.edu/
MIST/), PARSEC (https://github.com/philrosenfield/padova_tracks/
releases/tag/v2.0), Dartmouth and GARSTEC (https://zenodo.org/
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Acknowledgements We recognize and acknowledge the cultural role and reverence that the
summit of Maunakea has within the indigenous Hawaiian community. We are grateful for the
opportunity to conduct observations from this mountain. The data in this study were obtained
at the W. M. Keck Observatory, which is operated as a scientific partnership between the
California Institute of Technology, the University of California and NASA. The observatory was
made possible by the financial support of the W. M. Keck Foundation. Additional observations
were obtained at the CFHT, which is operated by the National Research Council (NRC) of
Canada, the Institut National des Sciences de l’Univers of the Centre National de la Recherche
Scientifique (CNRS) of France and the University of Hawaii. M.H. acknowledges support from
NASA through the NASA Hubble Fellowship grant HST-HF2-51459.001 awarded by the Space
Telescope Science Institute, which is operated by the Association of Universities for Research
in Astronomy, under NASA contract NAS5-26555. D.H. acknowledges support from the Alfred
P. Sloan Foundation, NASA (80NSSC21K0652, 80NSSC20K0593) and the Australian Research
Council (FT200100871). N.Z.R. acknowledges support from the National Science Foundation
Graduate Research Fellowship under grant no. DGE‐1745301. O.K. acknowledges support from
the Swedish Research Council under the project grant 2019-03548. A.S. acknowledges
support from the European Research Council Consolidator Grant funding scheme (project
ASTEROCHRONOMETRY, grant agreement no. 772293). M.V. acknowledges support from
NASA grant 80NSSC18K1582. This work was supported by Fundação para a Ciência e a
Tecnologia (FCT) through research grants UIDB/04434/2020 and UIDP/04434/2020. T.L.C. is
supported by FCT in the form of a work contract (CEECIND/00476/2018). T.R.B. acknowledges
support from the Australian Research Council through Discovery Project DP210103119 and
Laureate Fellowship FL220100117.
Author contributions M.H. identified the oscillations of 8UMi, led the observing programme
and data analysis and wrote most of the paper. D.H. organized observations, interpreted the
asteroseismic and radial velocity data and contributed to writing the paper. N.Z.R. and J.F.
conducted binary simulations for the host star, performed numerical calculations for planet
survival scenarios and contributed to writing the paper. J.F. and D.V. interpreted formation
scenarios for the host star. J.S.K. and M.V. extracted oscillation parameters from the TESS data.
O.K. performed the spectropolarimetric analysis of the host star and the control target. A.S.,
J.L.R., M.Y., Z.Ç.O., S.Ö., C.J. and J.O. conducted grid-based modelling for 8UMi. D.R.H., D.H.
and M.H. fitted the radial velocity data. H.I. measured chromospheric activity indices from the
HIRES data. J.Z. constrained the properties of the outer companion. K.G.S. performed the SED
analysis for the host star. B.J.S. extracted ASAS-SN photometry for 8UMi. J.T. and Z.R.C.
provided interpolatable grids of isochrones. T.R.B. and D.S. analysed the asteroseismic data
and helped to guide the strategy of the paper. B.T.M. identified and analysed the lithium
richness of the control target. W.J.C., D.H. and T.L.C. are key architects of TASC working groups
on exoplanet hosts, including evolved stars. H.I. and A.W.H. oversaw the California Planet
Search observing programme. A.C., S.G., C. Beard, J.L., R.H., J.M.A.M., J.V.Z., D.T., D.P., C.
Brinkman, M.M., A.S.P., M.R. and L.W. conducted Keck I/HIRES observations of 8UMi and the
control star. All authors reviewed the paper.
Competing interests The authors declare no competing interests.
Additional information
Supplementary information The online version contains supplementary material available at
https://doi.org/10.1038/s41586-023-06029-0.
Correspondence and requests for materials should be addressed to Marc Hon.
Peer review information Nature thanks Steven Parsons, Andrew Vanderburg and the other,
anonymous, reviewer(s) for their contribution to the peer review of this work. Peer reviewer
reports are available.
Reprints and permissions information is available at http://www.nature.com/reprints.
Article
ExtendedDataFig.1|PosteriorprobabilitydistributionofthefittothecombinedBOES/HIRESradialvelocitydata.The16th,50th,and84thpercentile
valuesofeachfittedparameterareindicatedwithdashedlines.
ExtendedDataFig.2|Constraintstotheoutercompanioninthe8UMi
planetarysystem. Contoursindicate67%highestdensityintervalsof
permissiblemassandseparationvaluesoftheoutercompanionasestimated
fromtheresidualsofradialvelocitymeasurementsinMainTextFig.2(purple),
andfrommeasurementsof8UMi’sGaiaDR3-Hipparcosastrometricacceleration
(green).Thesetwomeasurementsjointlyconstraintheoutercompanion’s
massandseparation,whichcorrespondstothelocusindicatedbytheshaded
regionbetweenthecontours.
Article
ExtendedDataFig.3|Stellaractivityofthehoststar8UMiandactivered
giantTYC3542-1885-1.Thechromosphericactivityofbothstarsareestimated
usingCaIIHandKindices(SHK)computedfromKeck/HIRESspectra,witherror
barsindicating1σ(standarddeviation)uncertainties.(a-b)VariationsofSHK with
radialvelocityfromeachstar.IncludedforeacharetheSpearmancorrelation
factors(R)andtwo-sidedp-values(p)forthetestwhosenullhypothesisisthat
SHK andradialvelocityareuncorrelated.(c-d)GeneralizedLombScargle(GLS)
periodogramsofradialvelocitymeasurementsandSHK.Theverticaldashed
lineindicates8UMib’sorbitalperiod,andthehorizontallinesindicatethe
periodogram’sFalseAlarmProbability(FAP).
ExtendedDataFig.4|Spectralfeaturesof8UMiandactiveredgiantTYC3542-1885-1.Comparisonsareadditionallymadewiththeinactive,Li-normalgiantµ
Pegasi.(a-b)TheCaIIHandKabsorptionlines.(c)The6707.8ÅLiIabsorptionline.
Article
ExtendedDataFig.5|ESPaDOnSspectropolarimetryofthehoststar8UMi
andactiveredgiantTYC3542-1885-1.Theleast-squaresdeconvolution
profilesineachpanel,fromtoptobottom,arethatofStokesV,nullpolarisation
N,andStokesI,respectively.Errorbarsindicate1σ(standarddeviation)
uncertaintiesfortheprofiles.IncludedaretheStokesVmeanlongitudinal
magneticfieldstrength(BZ)anditscorresponding1σ(standarddeviation)
uncertainty,polarimetricsignal-to-noiseratio(SNR),andobservationtimes(t)
inBJD-2459000.Panels(a–d)correspondtoobservationsof8UMi,whilstpanels
(e–h)correspondtoobservationsofTYC3542-1885-1.
ExtendedDataFig.6|Observedphotometricvariationsof8UMi.Time
seriesphotometryfrom(a)Hipparcos,(b)ASAS-SN,and(c)systematics-
correctedTESSSimpleAperturePhotometry.Thestandarddeviation
uncertaintyforeachphotometricmeasurementisshownwitherrorbars.
ThesearevisiblefortheHipparcosdata,butsmallerthanthesymbolsizesfor
ASAS-SNandTESSdata.ThedispersionoftheHipparcosandASAS-SNtime
series,σdisp,arequantifiedasafractionofthestar’sapparentmagnitude.
Generalized Lomb Scargle (GLS) periodograms for the (d) Hipparcos,
(e)ASAS-SN,and(f)systematics-correctedTESSSimpleAperturePhotometry
lightcurves.Theverticaldashedlineindicates8UMib’sorbitalperiod,andthe
horizontallinesindicatetheperiodogram’sFalseAlarmProbability(FAP).
Article
ExtendedDataFig.7|Spectralenergydistributionof8UMi.Thedistribution
wasestimatedusingBTVT magnitudesfromTycho-2,theJHKS magnitudesfrom
2MASS,theW1–W4magnitudesfromWISE,theGGBPGRP magnitudesfromGaia,
andtheNUVmagnitudefromGALEX.Redsymbolsrepresenttheobserved
photometricmeasurements,wherethehorizontalerrorbarsrepresentthe
effectivewidthofthepassbandwhiletheverticalerrorbarsare1σ(standard
deviation)photometricuncertainties.Bluesymbolsarethemodelfluxesfrom
thebest-fitKuruczatmospheremodel(black),whichhaveareducedχ2
of1.3,
withextinctionAv = 0.06 ± 0.02mag,Teff = 4,900 ± 75 K,surfacegravitylog
(g) = 2.5 ± 0.5dex,and[Fe/H] = −0.5 ± 0.3dex.Integrationofthe(unreddened)
modelSEDgivesthebolometricfluxatEarth,Fbol = 6.48 ± 0.22×10−8
ergs−1
cm−2
.
ExtendedDataFig.8|Simulationofastellarbinaryhistoryfor8UMi
leadinguptoastellarmerger.Thisfiducialmodelissimulatedusingβ = 0.6,
q = 0.7,andPinit = 2d,withthestellarmergeroccuringattheonsetofunstable
masstransferatt≈8.6Gyr.(a)Binaryseparation(purplesolidline)andorbital
period(greendashedline)versustimeforthesimulatedbinarymodel.
(b)Primarytotalandcoremassesversustime.(c)Secondarytotal/coremass
versustime.
Article
ExtendedDataFig.9|Simulatedwhitedwarf–redgiantbinariesthat
successfullymergetoproduceacore-heliumburninggiantlike8UMi.
Thesemodelsaresimulatedusingβ = 0.6andq = 0.7,withM1 = 1.23M☉ and
M2 = 0.86M☉.(a)FinaltotalmassMtot,f andfinalheliumcoremassMc,f ofthe
mergerremnant.(b)Binaryseparationandorbitalperiodbefore(ai)andafter
(af)thecommon-envelopeevent.Theorangeregionrepresentsaf valuesthat
resultinastellarmerger.

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A close-in giant planet escapes engulfment by its star

  • 1. Nature | Vol 618 | 29 June 2023 | 917 Article Aclose-ingiantplanetescapesengulfment byitsstar Marc Hon1✉, Daniel Huber1,2 , Nicholas Z. Rui3 , Jim Fuller3 , Dimitri Veras4,5,6 , James S. Kuszlewicz7,8 , Oleg Kochukhov9 , Amalie Stokholm8,10,11 , Jakob Lysgaard Rørsted8 , Mutlu Yıldız12 , Zeynep Çelik Orhan12 , Sibel Örtel12 , Chen Jiang13 , Daniel R. Hey1 , Howard Isaacson14 , Jingwen Zhang1 , Mathieu Vrard15 , Keivan G. Stassun16 , Benjamin J. Shappee1 , Jamie Tayar1,17 , Zachary R. Claytor1,17 , Corey Beard18 , Timothy R. Bedding2 , Casey Brinkman1 , Tiago L. Campante19,20 , William J. Chaplin21 , Ashley Chontos1,22 , Steven Giacalone13 , Rae Holcomb17 , Andrew W. Howard23 , Jack Lubin17 , Mason MacDougall24 , Benjamin T. Montet25,26,27 , Joseph M. A. Murphy28 , Joel Ong1,29 , Daria Pidhorodetska30 , Alex S. Polanski31 , Malena Rice29,32 , Dennis Stello2,25,33 , Dakotah Tyler24 , Judah Van Zandt24 & Lauren M. Weiss34 Whenmain-sequencestarsexpandintoredgiants,theyareexpectedtoengulfclose- inplanets1–5 .Untilnow,theabsenceofplanetswithshortorbitalperiodsaround post-expansion,core-helium-burningredgiants6–8 hasbeeninterpretedasevidence thatshort-periodplanetsaroundSun-likestarsdonotsurvivethegiantexpansion phaseoftheirhoststars9 .Herewepresentthediscoverythatthegiantplanet8Ursae Minorisb10 orbitsacore-helium-burningredgiant.Atadistanceofonly0.5 aufromits hoststar,theplanetwouldhavebeenengulfedbyitshoststar,whichispredictedby standardsingle-starevolutiontohavepreviouslyexpandedtoaradiusof0.7 au.Given thebrieflifetimeofhelium-burninggiants,thenearlycircularorbitoftheplanetis challengingtoreconcilewithscenariosinwhichtheplanetsurvivesbyhavingadistant orbitinitially.Instead,theplanetmayhaveavoidedengulfmentthroughastellar mergerthateitheralteredtheevolutionofthehoststarorproduced8UrsaeMinorisb asasecond-generationplanet11 .Thissystemshowsthatcore-helium-burningred giantscanharbourcloseplanetsandprovidesevidencefortheroleofnon-canonical stellarevolutionintheextendedsurvivaloflate-stageexoplanetarysystems. The red giant 8 Ursae Minoris (8 UMi; also known as Baekdu), was discovered to host the giant planet 8 Ursae Minoris b (8 UMi b; also known as Halla) on a close-in, near-zero eccentricity (e ≈ 0.06) orbit with a period of 93.4 ± 4.5 days on the basis of observations from the Bohyunsan Optical Astronomy Observatory (BOAO)10 . The detec- tion of changes in radial velocity from close-in planets surrounding red giants is sometimes ambiguous12,13 , and so we confirmed the detection of 8 UMi b by collecting 135 additional radial velocity measurements using the High-Resolution Échelle Spectrometer (HIRES)14 on the Keck-I telescope at Maunakea, Hawaii. A Keplerian orbit fit to the combined radial velocity data refines the estimated orbital properties of the planet to a period of 93.31 ± 0.06 days and an eccentricity of 0.06 ± 0.03 (Table 1), demonstrating phase coher- ence of the radial velocity data across 12.5 years or 49 orbital cycles (Fig. 1). A trend visible in the residuals of the combined fit suggests an additional, outer companion in the planetary system, for which the minimum distance was determined with a 67% confidence to be 5 au. https://doi.org/10.1038/s41586-023-06029-0 Received: 12 August 2022 Accepted: 28 March 2023 Published online: 28 June 2023 Check for updates 1 Institute for Astronomy, University of Hawaii, Honolulu, HI, USA. 2 Sydney Institute for Astronomy (SIfA), School of Physics, University of Sydney, Camperdown, New South Wales, Australia. 3 TAPIR, California Institute of Technology, Pasadena, CA, USA. 4 Centre for Exoplanets and Habitability, University of Warwick, Coventry, UK. 5 Centre for Space Domain Awareness, University of Warwick, Coventry, UK. 6 Department of Physics, University of Warwick, Coventry, UK. 7 Center for Astronomy (Landessternwarte), Heidelberg University, Heidelberg, Germany. 8 Stellar Astrophysics Centre, Department of Physics and Astronomy, Aarhus University, Aarhus, Denmark. 9 Department of Physics and Astronomy, Uppsala University, Uppsala, Sweden. 10 Dipartimento di Fisica e Astronomia, Università degli Studi di Bologna, Bologna, Italy. 11 INAF–Osservatorio di Astrofisica e Scienza dello Spazio di Bologna, Bologna, Italy. 12 Department of Astronomy and Space Sciences, Science Faculty, Ege University, İzmir, Turkey. 13 Max-Planck-Institut für Sonnensystemforschung, Göttingen, Germany. 14 Department of Astronomy, University of California Berkeley, Berkeley, CA, USA. 15 Department of Astronomy, The Ohio State University, Columbus, OH, USA. 16 Department of Physics and Astronomy, Vanderbilt University, Nashville, TN, USA. 17 Department of Astronomy, Bryant Space Science Center, University of Florida, Gainesville, FL, USA. 18 Department of Physics and Astronomy, University of California, Irvine, Irvine, CA, USA. 19 Instituto de Astrofísica e Ciências do Espaço, CAUP, Universidade do Porto, Porto, Portugal. 20 Departamento de Física e Astronomia, Faculdade de Ciências, Universidade do Porto, Porto, Portugal. 21 School of Physics and Astronomy, University of Birmingham, Birmingham, UK. 22 Department of Astrophysical Sciences, Princeton University, Princeton, NJ, USA. 23 Department of Astronomy, California Institute of Technology, Pasadena, CA, USA. 24 Department of Physics and Astronomy, University of California, Los Angeles, Los Angeles, CA, USA. 25 School of Physics, University of New South Wales, Sydney, New South Wales, Australia. 26 UNSW Data Science Hub, University of New South Wales, Sydney, New South Wales, Australia. 27 Australian Centre for Astrobiology, University of New South Wales, Sydney, New South Wales, Australia. 28 Department of Astronomy and Astrophysics, University of California, Santa Cruz, Santa Cruz, CA, USA. 29 Department of Astronomy, Yale University, New Haven, CT, USA. 30 Department of Earth and Planetary Sciences, University of California, Riverside, Riverside, CA, USA. 31 Department of Physics and Astronomy, University of Kansas, Lawrence, KS, USA. 32 Department of Physics and Kavli Institute for Astrophysics and Space Research, Massachusetts Institute of Technology, Cambridge, MA, USA. 33 ARC Centre of Excellence for All Sky Astrophysics in Three Dimensions (ASTRO-3D), Sydney, New South Wales, Australia. 34 Department of Physics and Astronomy, University of Notre Dame, Notre Dame, IN, USA. ✉e-mail: mtyhon@hawaii.edu
  • 2. 918 | Nature | Vol 618 | 29 June 2023 Article The long-term stability of the 93-day radial velocity variations of 8 UMisuggestsanorbitingcompanionratherthanstellaractivitymodu- lated by the rotation of the star. In support of this, we have found no evidenceofa93-dayphotometricvariabilityofthehoststar.Additional testsofchromosphericandsurfacemagneticfieldsdonotdetectsub- stantial activity levels expected for a red giant rotating with a period consistentwiththeradialvelocitydata.Thesetests,whicharedescribed in the Methods, support the planetary nature of the radial velocity variations. Thestar8 UMiwasobservedbytheTransitingSurveySatellite(TESS) ofNASAfor6 monthsbetweenJuly2019andJune2020andforanother 6 months between June 2021 and June 2022. The oscillation modes of the star are well resolved in the TESS data (Fig. 2a,b), such that its evolutionary state can be determined using asteroseismology. The periodspacingΔΠoftheseismicdipole(l = 1)oscillationmodesforred giants can distinguish between red giants that are expanding during their first ascent in the Hertzsprung–Russell diagram and those that have previously swelled to their maximum size but now reside in the so-called red clump with smaller sizes15 . First-ascent red giants burn hydrogen in a shell surrounding an inert helium core, resulting in a strong density gradient between the contracting core and envelope, with ΔΠ in the range of 50–100 s. By contrast, red clump stars burn heliumwithinanexpanded,convectivecoreandhaveΔΠintherange of250–400 s(ref. 16).WemeasuredΔΠ = 320 sfor8 UMi,whichidenti- fies the star as a core-helium-burning giant (Fig. 2c). To determine the mass of the host star, we used established stellar- modelling techniques that compare the observed properties of the startothepredictedobservablesfromstellarevolutionmodels.Using observables from spectroscopy and asteroseismology, we estimated the mass of the star to be 1.51 ± 0.05M☉, which indicates a semi-major axisof0.462 ± 0.006 auandaminimumplanetarymassof1.65 ± 0.06MJ for 8 UMi b. On the basis of the mass and metallicity of the host star, stellarmodelspredictthat8 UMiwouldhaveonceexpandedtoabout 0.7 au. Depending on the choice of model, we confirm with a 3–8σ confidence that the expanding host star would have surpassed the current orbital distance of 8 UMi b (Fig. 3). Although brown dwarfs17 or low-mass stars may survive host-star engulfment in common-envelope scenarios, 8 UMi b is less massive than a brown dwarf with a 99.2% probability, assuming the orbits are orientedrandomly.Moreover,astrometricdatafromtheGaiamission oftheEuropeanSpaceAgencyrulesoutunresolvedcompanionsmore Table 1 | Parameters of the fitted Keplerian orbit to the 8UMi system Orbital parameters Orbital period, P 93.31±0.06days Radial velocity semi-amplitude, K − + 56.1 1.6 1.7 ms−1 Eccentricity, e − + 0.062 0.030 0.028 Argument of periapsis, ω 0.942 0.463 0.533 − + rad Time of periastron passage (BJD), tp − + 2457601.379 6.936 7.844 Instrumentalparameters BOAO/BOES centre of mass velocity, γBOES − + 13.33 7.49 7.42 ms−1 Keck/HIRES centre of mass velocity, γHIRES −46.91±11.92ms−1 BOAO/BOES jitter, σBOES − + 14.59 4.12 4.89 ms−1 Keck/HIRES jitter, σHIRES − + 12.65 0.75 0.86 ms−1 Linear acceleration, γ̇ 0.014±0.005ms−1 day−1 Curvature, γ̈ (×10−5 ) 0.49±0.15ms−1 day−2 Derivedparameters Planet mass, Mp sini 1.65±0.06MJ Planet semi-major axis, apl 0.462±0.006au The median values of the posterior distribution are reported. The lower- and upper-bound uncertainties are the intervals between the median with the 16th and 84th percentile values of the distribution, respectively. BOES, Bohyunsan Observatory Echelle Spectrograph.; BJD, barycentric Julian date. −100 0 100 Radial velocity (m s –1 ) a −100 0 100 9,400 9,500 9,600 9,700 9,800 BJD – 2,450,000 −50 0 50 P = 93.22 ± 0.25 days K = 56.9 ± 1.8 m s–1 e = 0.08 ± 0.03 5,000 6,000 7,000 8,000 9,000 10,000 BJD – 2,450,000 −50 0 50 −0.4 −0.2 0 0.2 0.4 Phase −50 0 50 100 Radial velocity (m s –1 ) BOAO/BOES Keck/HIRES b c d e P = 93.31 ± 0.06 days K = 56.2 ± 1.6 m s–1 e = 0.06 ± 0.03 VBOAO, jit = 14.6+4.9 m s–1 –4.1 VHIRES, jit = 12.6+0.9 m s–1 –0.7 BOAO/BOES Keck/HIRES Radial velocity (m s –1 ) Radial velocity (m s –1 ) Radial velocity (m s –1 ) Fig.1|Radialvelocitymeasurementsof8 UMi.a,Radialvelocitytimeseries fromKeck/HIRESobservations,showninbarycentricJuliandate(BJD).The curveshowsthebestfittotheradialvelocitymeasurementswhoseerrorbars are1σmeasurement uncertaintiesaddedinquadraturewithafittedjitter value. b,Residualsaftersubtractingthebestfitfromthetimeseries,fittedwith aquadratictrendintimeasshownbythedash-dottedline.c,Combined observationsfromKeck/HIRESandBOAO/BOES.Aquadratictrendintimehas alreadybeenfittedandsubtractedtothedatashownheretoshowvariations fromtheplanet8 UMi balone.d,Residualsintheradialvelocitydataafter subtractingthebestfitindicatedbythecurveinc.e,Thephase-foldedtime seriesofthecombinedanddetrendedradialvelocitydata.Thedashedline showsthephase-foldedtimeseriesofthebestfittotheorbitinc.
  • 3. Nature | Vol 618 | 29 June 2023 | 919 massive than red dwarfs in a face-on orbit. Irrespective of the mass of thecompanion,acommon-envelopeeventwiththehoststarisunlikely becausetheresultinggravitationalpotentialenergyreleasecouldnot haveejectedtheenvelopeofthehoststar(seeMethods).Furthermore, theengulfedcompanionwouldneedonly102 –104 yearstospiral9 into thestar,incontrasttothemillion-yeartimescalerequiredforthestar to complete its red giant expansion. Onepossibilityexplainingtheexistenceof8 UMi bisthattheplanet initially orbited at larger distances but was pulled inwards by tidal interactions from its expanding host star. However, simulations7,8,18 indicatethatthisscenariowouldrequireahighlyfine-tunedmigration to halt further orbital decay into the stellar envelope and reproduce thenear-zeroeccentricityorbitoftheplanet.Alternatively,dynamical interactions may have scattered the planet inwards on an eccentric orbit19 ,whichthenunderwenttidalcircularization.However,theplanet is then required to have attained its current, near-circular orbit only after the host star has reached its maximum size and started burning helium.Tidalcircularizationoftheorbitoftheplanetwouldthusneed to occur within the 100 million years that the host star spends in its core-helium-burningstage,whichisunlikelygiventhattheorbitofthe planetrequiresatminimumseveralbillionyearsforcircularizationat its current distance from its host star. Models of binary stellar evolution20,21 show that white dwarf–red giantmergerscanignitecorehelium,resultingintheearlytermination of the expansion of a red giant up the red giant branch (RGB). Using ModulesforExperimentsinStellarAstrophysics22 ,wemodelledabinary history for 8 UMi and verified that a circumbinary planet can remain dynamically stable throughout the binary evolution of two low-mass starsthatinitiallyorbiteachotherata2-dayperiodbeforemergingto form a white dwarf–red giant pair. Therefore, 8 UMi may have been a close binary system, the merger of which prevented its components fromexpandingsufficientlytoengulfitscircumbinaryplanet(Fig.4). Afterthemerger,8 UMiisexpectedtoevolveasatypicalredclumpstar, suchthattheplanetwilleventuallybeengulfedoncethestarexhausts its core helium and expands up the asymptotic giant branch. Accord- ing to this scenario, the progenitor of 8 UMi once was an EL CVn-type binary23 . These are binary systems with an A- or F-type star orbiting a verylow-masswhitedwarfatperiodsshorterthan3 days.Suchsystems frequentlyformtheinnerbinariesoftriple-starsystems24,25 ,suggestinga stellarnaturefortheunresolvedoutercompanioninthe8UMisystem.A binaryevolutionscenariofor8 UMiisfurthersupportedbypredictions of surface-lithium enrichment for the remnant core-helium-burning star on the basis of simulations26,27 of white dwarf–red giant merg- ers. In particular, measurements from previous spectroscopic sur- veys28,29 have indicated that 8 UMi is over-abundant in lithium, with A(Li) = 2.0 ± 0.2.Witha3σconfidence,thisisafactorof10to100times larger than the lithium abundances of observed red clump stars and 35 40 45 50 55 Frequency (μHz) 20,000 60,000 100,000 140,000 180,000 Power density (ppm 2 μHz –1 ) 0 0 0 2 2 2 2 1 1 1 1 1 a 0 1.2 2.4 3.6 4.8 Frequency modulo, ΔQ (μHz) 35 40 45 50 55 60 l = 0 l = 1 l = 2 100 200 300 400 ΔΠ (s) 0 10 20 30 40 Normalized power 320 s 101 102 102 104 106 Qmax = 45.1 μHz b c Frequency (μHz) Frequency (μHz) Power density (ppm 2 μHz –1 ) ΔQ = 4.80 μHz Π Fig.2|Identificationoftheevolutionarystateof8 UMiasacore-helium- burningredgiant. a,Oscillationpowerspectrumof8 UMi,asobservedby TESS.Oscillationmodesarelabelledbytheirangulardegreel.Inset,magnified viewofthespectrum.b,Thefrequencyéchellediagramofthespectrum.The symbolsindicatethelabelledoscillationmodes.c,Fouriertransformofthe stretchedperiodspectrumforthel = 1modes(seeMethods).Theasymptotic l = 1periodspacingvaluefor8 UMicorrespondstothevalueofΔΠwiththe largestpower,whichis320 s. 1.4 1.5 1.6 1.7 1.8 Stellar mass (M() −0.8 −0.6 −0.4 −0.2 0 0.2 [M/H] (dex) 8 UMi 4,000 5,000 Effective temperature (K) 0.02 0.05 0.10 0.20 0.50 Stellar radius ( AU ) RtRGB apl 8 UMi now MIST model Mass = 1.50M( [M/H] = 0.0 dex Red clump a b RGB YREC PARSEC Dartmouth MIST GARSTEC BASTI RtRGB ≤ apl RtRGB ≥ apl Fig.3|Canonicalsingle-starevolutionarymodelsforthe8 UMi.a,A1.5M⊙ solar-metallicitystellarmodelindicatesthat8 UMi,duringitsfirstascentup theredgiantbranch(RGB),wouldhavereachedamaximumsizeofRtRGB.This maximumsizeexceedsthesemi-majoraxisof8 UMi b,apl = 0.462 ± 0.006 au (dashed-dottedline).b,BoundariesatwhichRtRGB = apl areshownacrossarange ofstellarmassandmetallicity[M/H]valuesforsixdifferentstellarevolutionary codes.Eachboundarycomprisestwolinesthatreflectthe±1σuncertaintiesof apl.Themassandmetallicitymeasurementsfor8UMiareshown,witherror barsindicating1σuncertainties.Thesemeasurementslocatethestarinthe regioninwhichRtRGB > apl acrossalltestedcodes.Thisindicatesthattheorbital distanceoftheplanetisconsistentlyshorterthanthemaximumextentofits hoststarassumingasingle-starevolution.
  • 4. 920 | Nature | Vol 618 | 29 June 2023 Article single-starmodelpredictionsatthismass30,31 .Besidesacircumbinary planethistory,anotherpossibilityisthat8 UMi bformedasaby-product ofthestellar-mergerevent.Stellarejectafrombinaryinteractionshave been proposed to form protoplanetary disks11 , and so 8 UMi b may have emerged from the debris disk surrounding the merger remnant. Asaclose-inplanetaroundahelium-burningredgiant,8 UMi bdem- onstratesthatstellarmultiplicity,theeffectofwhichstronglyinfluences thefatesofplanetarysystems32,33 ,mayresultinpathwaysthroughwhich planets survive the volatile evolution of their parent stars. Because binarysystemsarecommonlyfoundintheGalaxy,theremaybeasub- stantiallygreaternumberofexoplanetsorbitingpost-main-sequence host stars than previously assumed. Onlinecontent Anymethods,additionalreferences,NaturePortfolioreportingsumma- ries,sourcedata,extendeddata,supplementaryinformation,acknowl- edgements, peer review information; details of author contributions andcompetinginterests;andstatementsofdataandcodeavailability are available at https://doi.org/10.1038/s41586-023-06029-0. 1. Nordhaus, J. & Spiegel, D. S. On the orbits of low-mass companions to white dwarfs and the fates of the known exoplanets. Mon. Not. R. Astron. Soc. 432, 500–505 (2013). 2. Madappatt, N., De Marco, O. & Villaver, E. The effect of tides on the population of PN from interacting binaries. Mon. Not. R. Astron. Soc. 463, 1040–1056 (2016). 3. Gallet, F., Bolmont, E., Mathis, S., Charbonnel, C. & Amard, L. Tidal dissipation in rotating low-mass stars and implications for the orbital evolution of close-in planets. I. From the PMS to the RGB at solar metallicity. Astron. Astrophys. 604, A112 (2017). 4. Ronco, M. P. et al. How Jupiters save or destroy inner Neptunes around evolved stars. Astrophys. J. Lett. 898, L23 (2020). 5. Grunblatt, S. K. et al. TESS giants transiting giants. II. The hottest Jupiters orbiting evolved stars. Astron. J. 163, 120 (2022). 6. Sato, B. et al. Planetary companions around three intermediate-mass G and K giants: 18 Delphini, ξ Aquilae, and HD 81688. Publ. Astron. Soc. Jpn 60, 539–550 (2008). 7. Kunitomo, M., Ikoma, M., Sato, B., Katsuta, Y. & Ida, S. Planet engulfment by ~1.5–3 M⊙ red giants. Astrophys. J. 737, 66 (2011). 8. Villaver, E., Livio, M., Mustill, A. J. & Siess, L. Hot Jupiters and cool stars. Astrophys. J. 794, 3 (2014). 9. MacLeod, M., Cantiello, M. & Soares-Furtado, M. Planetary engulfment in the Hertzsprung– Russell diagram. Astrophys. J. Lett. 853, L1 (2018). 10. Lee, B.-C. et al. Search for exoplanet around northern circumpolar stars. Four planets around HD 11755, HD 12648, HD 24064, and 8 Ursae Minoris. Astron. Astrophys. 584, A79 (2015). 11. Perets, H. B. 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Soc. 437, 1681–1697 (2014). 24. Tokovinin, A., Thomas, S., Sterzik, M. & Udry, S. Tertiary companions to close spectroscopic binaries. Astron. Astrophys. 450, 681–693 (2006). 25. Lagos, F., Schreiber, M. R., Parsons, S. G., Gänsicke, B. T. & Godoy, N. Most EL CVn systems are inner binaries of hierarchical triples. Mon. Not. R. Astron. Soc. 499, L121–L125 (2020). 26. Zhang, X. & Jeffery, C. S. White dwarf–red giant mergers, early-type R stars, J stars and lithium. Mon. Not. R. Astron. Soc. 430, 2113–2120 (2013). 27. Zhang, X., Jeffery, C. S., Li, Y. & Bi, S. Population synthesis of helium white dwarf–red giant star mergers and the formation of lithium-rich giants and carbon stars. Astrophys. J. 889, 33 (2020). 28. Kumar, Y. B., Reddy, B. E. & Lambert, D. L. Origin of lithium enrichment in K giants. Astrophys. J. Lett. 730, L12 (2011). 29. Charbonnel, C. et al. Lithium in red giant stars: constraining non-standard mixing with large surveys in the Gaia era. Astron. Astrophys. 633, A34 (2020). 30. Magrini, L. et al. Gaia-ESO survey: lithium abundances in open cluster red clump stars. Astron. Astrophys. 655, A23 (2021). 31. Chanamé, J., Pinsonneault, M. H., Aguilera-Gómez, C. & Zinn, J. C. Mass matters: no evidence for ubiquitous lithium production in low-mass clump giants. Astrophys. J. 933, 58 (2022). 32. Kraus, A. L., Ireland, M. J., Huber, D., Mann, A. W. & Dupuy, T. J. The impact of stellar multiplicity on planetary systems. I. The ruinous influence of close binary companions. Astron. J. 152, 8 (2016). 33. Moe, M. & Kratter, K. M. Impact of binary stars on planet statistics – I. Planet occurrence rates and trends with stellar mass. Mon. Not. R. Astron. Soc. 507, 3593–3611 (2021). Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law. © The Author(s), under exclusive licence to Springer Nature Limited 2023 Close stellar binary Stable mass transfer Stellar merger Primary ascends RGB Remnant ignites helium early Helium WD forms Secondary ascends RGB 1.23M( 0.86M( 1.25M( 1.50M( 0.50M( 0.25M( Helium WD or core Main sequence star RGB star Fig.4|Apossiblehistoryofhoststar8 UMiintheformofastellarmerger. Aprimary,onitsascentuptheRGB,isfirststrippedbyitscompanionintoa heliumwhitedwarf(WD).Thewhitedwarfmergeswiththesecondarywhenit evolvesoffthemainsequenceandascendstheRGB.Thisbinaryscenario producesaM ≈ 1.5M⊙ core-helium-burningstarwithoutrequiringtheradiusof thestartogrowbeyondtheorbitaldistanceof8 UMi b.
  • 5. Methods Orbitalpropertiesofthe8 UMisystem Radialvelocityanalysis.Thefirstradialvelocitydatasetfor8 UMicom- prises measurements taken from BOAO using the Bohyunsan Obser­ vatory Echelle Spectrograph34 (BOES). These data are available from the 8 UMi discovery paper10 . We obtained additional high-precision radialvelocityobservations(SupplementaryTable1)usingtheHIRES14 at the Keck-1 Telescope on Maunakea, Hawaii. All data were reduced using the standard procedure of the California Planet Search35 . For all observations, we placed an iodine cell in the light path to project a series of fiducial absorption lines onto the stellar spectrum. These references enable us to track the instrumental profile and precisely calibrate the wavelength of the observed spectra. We also collected a high signal-to-noise iodine-free template spectrum, which together withtheinstrumentalpoint-spreadfunctionandiodinetransmission function is a component of the forward model used by the California PlanetSearchDoppleranalysispipeline35,36 . We used the probabilistic modelling toolkit exoplanet37,38 (v.0.5.4) tofitaKeplerianorbittotheradialvelocitytimeseries.Radialvelocity offsets (γ) and jitter terms specific to BOAO (σBOES) and HIRES (σHIRES) instruments were included as free parameters in the fit. Moreover, long-term trends in the radial velocity data were parameterized withaquadraticcurvecomprisingalinearaccelerationterm(γ̇)anda curvature term (γ̈). The priors for period P and semi-amplitude K were defined as normally distributed in log-space, such that log[P] ~ N(log 93.5, 10) and log[K] ~ N(log 56.5, 10). The priors for ω, γ̇ and γ̈ were uniformly distributed, where ω ~ U(−2π, +2π), γ̇ ~ U(0, 0.1) and γ̈ ~ U(0, 0.001). The prior for eccentricity (e) was described by Beta (0.867, 3.03),followingadistributiontailoredtowardsempiricalobser- vations of extrasolar planet eccentricities39 . The priors for γ of each instrument were normally distributed, with γBOES ~ N(−9.3, 200) and γHIRES ~ N(−2.4, 200). Meanwhile, those for σ were expressed as para­ meterswithhalf-normaldistributions,suchthatσBOES ~ |N|(0, 100)and σHIRES ~ |N|(0, 100). The time of periastron passage, tp, was fitted in the interval 0.5t0 + ϕ × P, where ϕ ~ U(0, 1) and t0 is the midpoint in time between the first and last radial velocity observations. FollowingstandardMarkovchainMonteCarlo(MCMC)procedures, maximum a posteriori estimates of the Keplerian orbital parameters were determined through iterative fits to the time series, followed by theexplorationofparameteruncertaintiesusingtheNo-U-TurnSam- pler40 . We performed 5,000 tuning iterations and 5,000 draws from twochainsduringtheposteriorsamplingprocess,withrandomseeds of 39,091 and 39,095. The process resulted in a potential scale reduc- tion factor of less than 1.001 for each explored parameter, indicating posterior convergence. The sampled posterior distribution is shown in Extended Data Fig. 1. The fitted jitter terms from BOES and HIRES are consistent with one another with values around 10 m s−1 , which is expected for core-helium-burning giants41,42 . Characterizing the outer companion.Anunderlyinglong-termtrend intheradialvelocitydata,asdeterminedbynon-zerovaluesoffirst-order (γ̇) and second-order (γ̈) velocity derivatives, suggests the presence of an additional, outer companion in the system. These derivatives were defined with respect to a reference time, tref = 2,457,508.0173445. We comparedradialvelocitymodelswithandwithouttheseadditionalterms, usingtheWatanabe–Akaikeinformationcriterion43 (WAIC)metric.The scorewasmeasuredasadeviancevalue,withsmallerscoresindicating better predictive accuracy. We found that the model including a trend (WAIC = 1265.80)waspreferredovertheonewithout(WAIC = 1282.37). The improvement in WAIC when using the trended model is greater than the standard error in WAIC differences between the two models (dWAIC = 7.64). Therefore, the radial velocity variations are better pre- dictedwithatrendandsuggestthepresenceofanoutercompanionwith alongerperiodthanourcombinedobservationalbaselineof12.5 years. Toconstrainthemassandsemi-majoraxisoftheoutercompanion, we fitted a Keplerian orbit using joint constraints from the long-term radial velocity trend and astrometric acceleration of the host star44 . A broad range of masses, semi-major axes, i, ω, e and mean anomaly values were explored using MCMC procedures to identify orbits that fit the radial velocity derivatives (γ γ ˙, ¨). To apply the astrometric con- straints, we computed the expected proper motion vectors for each calculatedorbitintheHipparcosandGaiaDataRelease(DR3)epochs, which were then contrasted against the observed change in proper motionfor8 UMibetweenthetwoepochs45 .Theresultsfromseparately andjointlyfittingradialvelocityandastrometryconstraintsareshown inExtendedDataFig.2,inwhichweconcludethattheoutercompanion orbits at a distance greater than 5 au at a 67% confidence level. Stellaractivity Previously, the discovery of 8 UMi b was established using the lack of correlationbetweenradialvelocitymeasurementswithH–αlinevaria- tions,spectrallinebisectorsandHipparcosphotometry10 .Wefurther established the existence of the planet using measured Ca ii H and K spectral line variations and spectropolarimetric observations of the hoststartoestimateitsstellaractivitylevel.WecomputedCaiiHandK indices(SHK)followingestablishedcalibrationmethods46 forKeckdata. TheresultsinExtendedDataFig.3indicatenosubstantialcorrelation between the radial velocity measurements of 8 UMi with SHK and no distinct 93-day variation in its computed generalized Lomb–Scargle periodogram47 .Theabsenceofstrongchromosphericactivityfor8 UMi isfurtherevidencedinExtendedDataFig.4a,bbyitslackofstrongCaii HandKemissionfeatures.ExtendedDataFig.4cdemonstrateslithium richnessof8 UMiatthe6,707.8 ÅLiIabsorptionlineincomparisonwith the Li-normal48 core-helium-burning giant µ Pegasi49 . We measured lithium abundance as A(Li) = 2.0 ± 0.2 for 8 UMi, which is consistent with the average and standard deviation of previously published28,29 localthermodynamicequilibriummeasurementsoflithiumforthestar. To estimate the strength of magnetic fields potentially present at the surface of the host star, we collected four spectropolarimetric observations between February 2022 and July 2022 with ESPaDOnS at the Canada–France–Hawaii Telescope (CFHT). The observed data comprised intensity (I), Stokes V and null (N) polarization spectra, and were reduced with the Libre-ESpRIT50 and Upena pipelines at the CFHT.TodetectthepresenceofZeemansignaturesinthespectra,we appliedtheimprovedleastsquaresdeconvolutiontechnique50,51 using linemasksfromtheViennaAtomicLineDatabase52 correspondingtoa modelatmosphereofTeff = 4,750 Kandlog[g] = 2.5 dex.AllLSDprofiles for8 UMi(ExtendedDataFig.5)shownulldetectionofStokesVZeeman signatures, which correspond to false-alarm probabilities (FAP)50 greaterthan1 × 10−3 .Thisfirmlyexcludesthepresenceofameanlongi­ tudinalmagnetic-fieldstrengthofapproximately5 Gthatisexpected for an active red giant rotating at a period of 90 days (ref. 53). Theseobservationsarebenchmarkedagainsttheknownactivered giant TYC 3542-1885-1 (KIC 8879518). This active star has a measured Keplerphotometricrotationperiodof109days(ref. 54)andwascho- senasacontroltargetbecauseithasasimilarevolutionarystate,mass (M = 1.61M☉)andradius(R = 10.89R☉)to8 UMi.Furthermore,TYC3542- 1885-1isalsolithium-rich55 ,althoughwithhigherabundancelevelsthan 8 UMi (Extended Data Fig. 4c). From our Keck/HIRES observations of TYC 3542-1885-1 between 2 April 2022 and 1 August 2022 (Extended Data Fig. 3), the star exhibits a quasi-periodic radial velocity varia- tion of about 65 days that correlates strongly with its measured SHK, inferred to be caused by a secondary starspot feature. Despite lower signal-to-noise ratio spectropolarimetric data, ESPaDOnS observa- tions of TYC 3542-1885-1 show marginal (1 × 10−3 < FAP ≤ 1 × 10−3 ) evi- dence of a mean longitudinal magnetic field (Extended Data Fig. 5) at strengthsofaround3 G,whichisbroadlyconsistentwiththeexpected field strength for a red giant rotating at a period of 100–200 days53 . Fromouranalysisofthecontroltarget,weexpect8 UMitoshowsimilar
  • 6. Article patterns in chromospheric and surface magnetic activity levels if its 93-day radial velocity variations are stellar in nature, but these types of activity signatures were not observed. Extended Data Fig. 6 shows our photometry analysis of 8 UMi from different sources. A starspot mimicking the approximately 50 m s−1 radialvelocityvariationsof8 UMiwouldshowphotometricvariability atthe2.5–3%level,onthebasisofsimulatedresultsofagenericstarspot (forexample,600 Kspotcontrast,3%visiblehemispherecoverage,60° longitude) using the Spot Oscillation and Planet 2.0 tool56 . We found that the time series of 8 UMi from Hipparcos57 and from ASAS-SN58,59 3-pixel (approximately 24 arcsec) radius aperture photometry was constanttowithin0.5%anddidnotshowanydistinct93-dayperiodic variationintheircomputedgeneralizedLomb–Scargleperiodograms. Furthermore,weexaminedTESSshort-cadencesimpleaperturepho- tometrylightcurvescorrectedusingtheTESSSystematics-Insensitive Periodogram60 , which confirmed the same null result from a search of periods spanning 20–200 days. We thus conclude that the radial velocity variations of 8 UMi are planetary in nature. Asteroseismicmeasurements WeusedallTESSlightcurvesfor8 UMiacrosscycles2and4(totalof12 sectors)thatwereproducedbytheTESSScienceOperationsCenter61 , which are available at the Mikulski Archive for Space Telescopes as of January 2023. We determined the oscillation frequency at maximum power, νmax = 45.29 ± 0.43 µHz, by fitting the power density spectrum of the light curve with a model comprising a Gaussian oscillation powerenvelopesuperimposedonabackgroundofthreegranulation parametersandwhitenoise62 .Weidentifiedoscillationmodesusinga well-testedautomatedpeakdetectionmethod63 tofitLorentzian-like modelstotheresonantpeaksinthepowerenvelope.Wedeterminedthe largefrequencyspacing,Δν = 4.80 ± 0.01 µHz,byfittingthedetected radialmodestotheredgiantoscillationpattern64 followingtheasymp- totic relation of stellar acoustic modes65 . We measured the dipole mode period spacing, ΔΠ, by converting the frequency axis of the oscillation spectrum into stretched peri- ods66 .Followingestablishedautomatedprocedures16 ,stretchedperiod spectra were computed over trial values of ΔΠ and mixed-mode cou- plingfactors(qc),withthebestsolutionprovidingthehighestpowerin the Fourier transform of the resulting stretched period spectrum. By searchingbetweenΔΠof40–400 sandqc of0.05–0.80,wedetermined the solution at (ΔΠ, qc) = (320 s, 0.35) as the global maximum, which firmly identifies 8 UMi as a core-helium-burning giant67 . Stellarmodelling Four different codes68–72 were used to model 8 UMi and estimate its fundamental stellar properties. We constrained the models to core-helium-burning stars and used asteroseismic parameters Δν and νmax, along with atmospheric parameters Teff = 4,847 ± 100 K and [M/H] = −0.03 ± 0.10 dex as inputs. These were adopted from the dis- covery paper10 , with the uncertainties (σ) inflated from their original publishedvalues73 .Wereportthebest-fittingestimatesacrossthemod- ellingcodes,whichareM = 1.51 ± 0.05 (stat) ± 0.04 (sys)M☉,R = 10.73 ± 0.11 (stat) ± 0.08 (sys)R☉, L = 52.9 ± 4.9 (stat) ± 3.3 (sys)L☉. The central values were provided by one of the codes70 that showed the smallest differencetothemedianderivedmass,withsystematicuncertainties astheσofanestimatedparameteroverallcodes.Bycombiningerrors in quadrature, these results indicate average uncertainties of 0.06M☉ for mass, 0.14R☉ for radius and 5.9L☉ for luminosity. We verified our modelled results using independent estimation methods, for which the 1σ uncertainties are also reported. Using model-calibrated asteroseismic scaling relations74,75 , we measured Mscal = 1.54 ± 0.06M☉ and Rscal = 10.72 ± 0.16R☉. Furthermore, we fitted Kurucz stellar atmosphere models to the broadband (0.2–22 µm) spectralenergydistribution(SED)ofthehoststar76–78 (ExtendedData Fig.7),includingextinctiononthebasisofthemaximumline-of-sight value from published Galactic dust maps79 . Integration of the unred- dened model SED, combined with a Gaia DR3 parallax ϖ = 6.128 mas (with no systematic offset applied80 ), resulted in LSED = 53.81 ± 1.84L☉ and subsequently RSED = 10.19 ± 0.36R☉, which are consistent with our modelled estimates to within 1σ. We determined theoretical estimates of the maximum size of a pre-core-helium-burning star by interpolating the radius of its stel- lar envelope at the tip of the RGB (RtRGB) across mass and metallic- ity using the MIST81 , BASTA82 , Dartmouth83 , PARSEC84 , GARSTEC85 and YREC73 isochrone grids, all of which are based on canonical single-star evolution. The interpolation produces a boundary above which the current semi-major axis of 8 UMi b would be smaller than the RtRGB of its host star (Fig. 3). We measured the closest extent of the boundary to the mass and metallicity of 8 UMi for each isoch- rone and found with a 3–8σ confidence that 8 UMi b, had it formed in situ at 0.46 au, would have been within the stellar envelope of the host star during the giant branch phase, assuming canonical stellar evolution. Exploringsurvivalscenarios Tidal migration and circularization. Assuming a constant quality factorQ,thetidalmigrationtimescaleτtide p isroughlytheevolutionary timescaleofthesemi-majoraxisowingtotides: e e r r τ τ τ τ τ ⋅ ~ ⋅ = 1 = 1 + 1 1 min( , ) tide tide tide tide tide p tide tide p ≃ ⋆ ⋆ whereτtide ⋆ andτtide p accountfortidaldissipationinthestarandplanet, respectively. These timescales are estimated as86                                     τ Q M M a R P Q M M M M a R R 1 9π ≈ 60 Gyr 10 1.51 1.65 0.46 au 10.73 p tide p 5 5 1 2 J −1 13 2 −5 ≃ ⋆ ⋆ ⋆ ⋆ ⋆ ⋆ ⊙ ⋆ ⊙ ≃ ⋆ ⋆ ⊙                                         τ π Q M M a R P Q M M M M a R R 1 9 ≈ 10 Gyr 10 1.65 1.51 0.46 au 1.50 tide p p p p 5 5 p 5 p J − 3 2 13 2 p J −5 wherethetidalqualityfactorsQ⋆ andQp forthestarandplanet,respec- tively,arescaledtothelowerendoftheQvaluesreportedinliterature for Jovian planets87 and red giants88 with Q⋆ ~ Qp ≥ 105 and assuming a representativeJovianplanetradius89 of1.5RJ.Hence,present-daytidal circularization and migration take place on timescales characteristi- cally larger than a Hubble time and can be ignored. Of course, during the expansion of the red giant before the helium flash,itsradiuswouldhavegreatlyexceededitscurrentvalue,notably enhancingthetidaldissipationandgreatlyshorteningthecirculariza- tion timescale of the orbit. If, during this expansion, the outer radius ofthestarbarelygrazedtheorbitoftheplanetatitshelium-flashradius a ≈ R⋆ ≈ 0.7 au,asimilarcalculationyieldsaminimumdissipationtime- scaleτ 1.6 Myr tide ,flash ≃ ⋆ .Thisapproximatesalowerboundtothemigra- tion timescale of the planet in the most extreme scenario in which a highly fine-tuned dynamical process brings the planet as close to the staraspossibleduringitsheliumflash.Thistimescaleshouldbecom- pared with the timescale of approximately 50 kyr on which the star shrinksfollowingtheinitialheliumflash,whenitsradiusisthelargest. Hence,theplanetcouldnotmigrateinwardsasfastasthestarcontracts after the helium flash. Even under these fine-tuned scenarios, tidal circularization and migration cannot act fast enough to deliver the planet to its current orbital separation and eccentricity.
  • 7. Mass constraints of 8UMib. Assuming randomly oriented orbits, the probability of an orbit having inclination i is proportional to sin i. GivenamassofMp sin i = 1.65MJ,theorbitof8 UMi bwouldneedtobe nearlyface-on(i ≤ 7.3°)foritsmasstoexceed13MJ,whichisathreshold adoptedasthedeuterium-burninglimitforbrowndwarfs90 .Thisrange ofioccurswithaprobabilityof0.8%basedondrawsfromanisotropic distribution. Thehoststar8 UMihaslowastrometricexcessnoiseasreportedby the Gaia space mission. This noise is quantified by the re-normalized unitweighterrorandhasavalueofρDR2 = 1.09forGaiaDR2duringwhich 17 visibility periods were reported over the observing baseline. The angularperturbationtothesinglesourceofthephotocentreasfitted by Gaia can be estimated91 as δθ ≈ 0.53σϖN0.5 (ρDR2 − 1)0.5 mas, where σϖ istheparallaxerrorofthestarof0.024 masandN = 192isthenumber ofgoodalong-scanGaiaobservations.Giventhenear-zeroeccentricity constraintfromtheradialvelocitydata,weconsideredperturbations in the limit of a face-on alignment for a circular orbit92 , such that θ πa q l q l δ = − (1 + )(1 + ) , r r ∣ ∣ wheretheDR2parallaxϖ = 6.123 mas,thesemi-majoraxisa = 0.462 au, q = Mp/M⋆ is the mass ratio and lr = Lp/L⋆ is the luminosity ratio, which we approximate as zero. Assuming the perturbation comes purely fromtheorbitingcompanion,qispredictedtobeabout0.028toyield a sufficiently large δθ that produces the observed ρDR2. This suggests that companion masses above 0.043M☉ or 45MJ would induce larger astrometricnoiseexcessesthanthosemeasuredbyρDR2 andtherefore rulesout8 UMi basastellarcompanion.InGaiaDR3,8 UMiisreported tohaveahighastrometricfidelity93 of1,withanearlyidenticalparallax of ϖDR3 = 6.128 mas and ρDR3 = 0.80 based on 23 visibility periods. This value of ρDR3, when considered in tandem with ρDR2, is again inconsist- ent with excess astrometric scatter from a close stellar companion94 . Common-envelope evolution. The observed orbital separation of about0.5 aueliminatesthepossibilityof8 UMi binitiatingasuccessful common envelope, independent of its mass. Assuming that 8 UMi b startsatanorbitalseparationai ≈ 0.7 au(thetipoftheRGB),theorbital energyavailabletounbindtheenvelopeis ∆E GM M a GM M a GM M a M a 2 − 2 = 1 2 − orb p c f p i p c f i ≃ ⋆ ⋆       where M⋆ ≈ 1.5M☉, Mc ≈ 0.25M☉ and af ≈ 0.5 au. However, because Mc/M⋆ < af/ai,wefindthatΔEorb < 0,whichimpliesthattheplanetends up less bound than before. The observed semi-major axis of 8 UMi b therefore precludes the orbit from having shrunk enough to unbind anyoftheenvelope,regardlessofthevalueofMp.Evenintheabsence of a common-envelope event, the companion would almost certainly not survive temporary engulfment by the host star. The maximum inspiral timescale tinsp for a 0.1M☉ red dwarf in the envelope of 8 UMi canbeestimatedasthetimefortheorbitalenergyofthecompanionto bereducedbyrampressure9 .ForadragforceFD andorbitalvelocityv, theinspiraltimeistinsp ~ Eorb/FDv ∝ Mp/Rp 2 ~ 102 –104 years.Assumingthat the host star had previously engulfed the planet at its current orbital distance of 0.5 au, the calculated inspiral timescale is much smaller than the approximately 2 Myr required for the host star to reach RtRGB as estimated by stellar models81 . Modellingthebinarymergerscenario Using Modules for Experiments in Stellar Astrophysics22,95–98 (MESA, v.r22.05.1), we simulated coupled orbit–stellar binary evolution sce- narios resulting in a merger of a red giant with a helium white dwarf companion as a pathway for the survival of 8 UMi b. These scenarios aimed to simulate a first, stable mass transfer phase that stably strips the primary followed by a second, unstable mass transfer phase that merges the two stars. Leading up to the first mass transfer phase, we simulated the stellar evolution and orbits of both stars together until the primary has been completely stripped into a helium white dwarf. Afterthefirstmasstransferphase,wemodelledtheprimarypurelyas a point mass with the mass of the stripped core of the primary while still evolving the orbits of both stars. As observational constraints, the simulated initial component masses M1 and M2 were set such that thefinalmassoftheremnant,M,istheobservedstellarmassof8UMi, whichwasaround1.5M☉.Moreover,toavoiddynamicallydestabilizing theplanet,thesemi-majoraxisofthesimulatedbinarythroughoutits evolution cannot exceed 30% of the semi-major axis of the planet99 , which evolves to conserve orbital angular momentum. Weincludedmagneticbrakingandtidalsynchronizationinourmod- elling,forwhichweassumethattidesinstantaneouslysynchronizethe stellar spins to the orbital frequency, which is a good approximation atshortorbitalperiods.Themagneticbrakingtorqueisastrongfunc- tion of spin frequency, with J Ω ⋅ ∝ 3 in standard magnetic braking pre- scriptions100 ,resultinginthehighsensitivityofthesimulationoutcomes totheinitialorbitalseparation.Furthermore,weassumedmasstrans- ferintheformoffastwindoffoftheaccretor.Thisformofmasslossis governed by the β parameter101 , with β = 0 indicating that no mass is lostfromthesystemandβ = 1indicatingthatallmassislostandthere- fore no mass is transferred to the accretor. Assuming no mass is lost during the merger, the final mass of the remnant is given by M β M M M M = (1 − )( − ) + + 1 c c 2 where Mc is the maximum mass of the core of the primary (that is, the massofthestrippedheliumwhitedwarf).WedeterminedM1 andM2 by specifyingβandamassratioq,assumingM ≈ 1.50M☉ andMc ≈ 0.25M☉. A fully conservative mass transfer (β = 0) was found to result in an unstable first mass transfer phase, whereas a fully non-conservative masstransfer(β = 1)destabilizedtheplanetthroughexcessiveorbital expansion. We thus used a fiducial choice of parameters q = 0.7 and β = 0.6(M1 = 1.23M☉,M2 = 0.86M☉)andsubsequentlyfoundthatmodels withinitialorbitalperiods1.7 days ≲ Pinit ≲ 2.3 dayscanstablystripthe envelopeoftheprimarycompletely,withlowerperiodmodelseither evolving into contact binaries or merging prematurely and higher periodmodelsundergoingunstablemasstransferimmediately.These initial orbital periods and the corresponding fiducial parameters are values that have been observed in solar-type binaries102 , with previ- ously reported statistics103 estimating the frequency of companions per decade of orbital period of short-period (about 3 days) binary systems with q > 0.3 to be 0.017 ± 0.007. Extended Data Fig. 8 shows an example fiducial model with Pinit = 2 days in which the magnetic braking on the main sequence reducestheorbitalseparationbyafactorofabout2untiltheonsetof the first stable mass transfer phase, which is when the donor reaches the RGB. During this time (t ~ 4.2–5.6 Gyr; Extended Data Fig. 8), the envelopeoftheprimaryisstripped,thesecondaryaccretesmassand thesemi-majoraxisofthebinaryincreasestoaround1.7timesitsinitial value,butnotenoughtodestabilizetheorbitoftheplanet.Theresult- ing binary system forms an EL CVn-like binary with a period shorter than 10 days. The MESA simulations reported previously104 predicted that a rangeof1.9 days ≲ Pinit≲ 2.4 daysand0.67 ≲ q ≲ 1canyielddonorsthat undergo mass transfer at the base of the RGB for 1.1M☉ ≲ M1 ≲ 1.25M☉ (β = 0.5 has been assumed in this case), which is consistent with our fiducial model. The previous study also performed a population syn- thesis and estimated a steady production rate of EL CVn binaries of about0.015peryearoverthelastfewGyr,assumingaMillerandScalo initial mass function in the range of 0.08–100M☉(refs. 105,106) and a constant star formation rate of about 5M☉ per year. We calculate such
  • 8. Article a model to yield a production rate of approximately 0.6 per year of 1–2M☉ stars,whichimpliesthatabout2–3%ofredclumpstarsmayhave formed from merging EL CVn-like binaries. Thisnumberisroughlycomparablewiththefractionofclumpstars thatarelithium-rich27,107,108 (approximately1%)orR-typecarbonstars21 (approximately1%),whicharethoughttoformfromsimilarmergerpro- cesses.Itisalsobroadlyconsistentwiththerateofmergerremnants109 inferredforredgiantsfromtransientstatistics110 ,closebinarysurveys102 andredgiantbinarity111 .WhenapplyingtheinferredELCVn-likebinary mergerfractiontothe140substellarcompanionsdetectedaroundred giants112 ,roughly1in100companionsmayorbitheliumwhitedwarf– red giant merger remnants if we assume that an order-unity fraction oftheseexoplanethostsarecore-helium-burningstars.Therefore,the hypothesis that 8 UMi is such a remnant is plausible. Unstablemasstransferbeginsattheendofthesimulationusingour fiducialmodelwhenboththecoremassofthesecondaryandthemass oftheheliumwhitedwarfarearound0.25M⊙,suchthatastellarmerger results in a helium core mass of approximately 0.5M⊙, similar to ordi- naryredclumpstars.Todeterminewhetherthesecond,unstablemass transfer phase results in a merger, we estimated the final semi-major axisaf ofthebinaryfromitsinitialsemi-majoraxisai byassumingthat somefixedfractionαCE ofthechangeinorbitalenergyisusedtomove the envelope to infinity113 : E α GM M a GM M a ~ 2 − 2 , c c bind CE 1 2c f 1 2i i ∣ ∣       where M1c is the mass of the stripped helium white dwarf and M2i and M2c are the total and core masses of the red giant before the merger event,respectively.Wecalculatedthebindingenergyoftheenvelope directly from our stellar models, including internal (thermal) energy and recombination energy, as ∫ E u m m m = [ ( ) + ( )]d . M M bind 2c ∣ ∣ Here,u(m)andε(m)arethespecificpotentialandinternalenergiesof theredgiant,respectively,andwedefinedtheboundaryofthehelium coretobewherethehydrogenfractionfallsbelow1%.WeusedαCE = 1/3, whichisconsistentwithobservedheliumwhitedwarfbinaries114 .Astel- larmergereventispredictedwhenthepost-common-envelopeorbital separationissufficientlysmallsuchthattheheliumcore(ofradiusR2c) of the giant is disrupted by the inspiraling helium white dwarf. This occurs at an orbital separation a⋆ = R2c/f(qf), where qf is the ratio of the masses of the red giant core and helium white dwarf and f(qf) is anorder-unityfunctiongivenbyEggleton’sformula115 (f(qf) ≈ 0.38for equal-massbinaries).AsshowninExtendedDataFig.9,allourmodels with Pinit ≲ 2.3 days were predicted to attain final orbital separations af a⋆ andthusresultedinstellarmergers.Ourmergerswereassumed to occur with no mass loss, which we justify with the observed low eccentricityof8 UMi b.Givenaplanetarypost-mass-losseccentricity ofe = ΔM/Mandassuminganinitiallycircularorbitwithinstantaneous massloss,thestarmasslossΔMcannotbemorethanaround0.1M⊙ ina timeshorterthantheorbitalperiodoftheplanetifthenearlycircular orbit of the planet is to be maintained. Dataavailability TESS light curves processed by the TESS Science Operations Center pipeline are available from MAST (https://archive.stsci.edu/). The spectra for µ Pegasi are accessible at http://polarbase.irap.omp.eu/. Astrometric measurements for 8 UMi are openly available from the Gaiaarchive(https://gea.esac.esa.int/archive/).TheHIRESradialveloc- ity measurements, ESPaDOnS spectra and spectropolarimetric data products, ASAS-SN time series, traces of the MCMC sampling from the radial velocity fits, MESA binary simulation inlists and SED data are available at https://zenodo.org/record/7668534. Codeavailability The radial velocity fitting was performed using the exoplanet code (https://docs.exoplanet.codes/).TheGeneralizedLomb–Scargleperi- odogram implementation is available at https://github.com/mzech- meister/GLS. 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Acknowledgements We recognize and acknowledge the cultural role and reverence that the summit of Maunakea has within the indigenous Hawaiian community. We are grateful for the opportunity to conduct observations from this mountain. The data in this study were obtained at the W. M. Keck Observatory, which is operated as a scientific partnership between the California Institute of Technology, the University of California and NASA. The observatory was made possible by the financial support of the W. M. Keck Foundation. Additional observations were obtained at the CFHT, which is operated by the National Research Council (NRC) of Canada, the Institut National des Sciences de l’Univers of the Centre National de la Recherche Scientifique (CNRS) of France and the University of Hawaii. M.H. acknowledges support from NASA through the NASA Hubble Fellowship grant HST-HF2-51459.001 awarded by the Space Telescope Science Institute, which is operated by the Association of Universities for Research in Astronomy, under NASA contract NAS5-26555. D.H. acknowledges support from the Alfred P. Sloan Foundation, NASA (80NSSC21K0652, 80NSSC20K0593) and the Australian Research Council (FT200100871). N.Z.R. acknowledges support from the National Science Foundation Graduate Research Fellowship under grant no. DGE‐1745301. O.K. acknowledges support from the Swedish Research Council under the project grant 2019-03548. A.S. acknowledges support from the European Research Council Consolidator Grant funding scheme (project ASTEROCHRONOMETRY, grant agreement no. 772293). M.V. acknowledges support from NASA grant 80NSSC18K1582. This work was supported by Fundação para a Ciência e a Tecnologia (FCT) through research grants UIDB/04434/2020 and UIDP/04434/2020. T.L.C. is supported by FCT in the form of a work contract (CEECIND/00476/2018). T.R.B. acknowledges support from the Australian Research Council through Discovery Project DP210103119 and Laureate Fellowship FL220100117. Author contributions M.H. identified the oscillations of 8UMi, led the observing programme and data analysis and wrote most of the paper. D.H. organized observations, interpreted the asteroseismic and radial velocity data and contributed to writing the paper. N.Z.R. and J.F. conducted binary simulations for the host star, performed numerical calculations for planet survival scenarios and contributed to writing the paper. J.F. and D.V. interpreted formation scenarios for the host star. J.S.K. and M.V. extracted oscillation parameters from the TESS data. O.K. performed the spectropolarimetric analysis of the host star and the control target. A.S., J.L.R., M.Y., Z.Ç.O., S.Ö., C.J. and J.O. conducted grid-based modelling for 8UMi. D.R.H., D.H. and M.H. fitted the radial velocity data. H.I. measured chromospheric activity indices from the HIRES data. J.Z. constrained the properties of the outer companion. K.G.S. performed the SED analysis for the host star. B.J.S. extracted ASAS-SN photometry for 8UMi. J.T. and Z.R.C. provided interpolatable grids of isochrones. T.R.B. and D.S. analysed the asteroseismic data and helped to guide the strategy of the paper. B.T.M. identified and analysed the lithium richness of the control target. W.J.C., D.H. and T.L.C. are key architects of TASC working groups on exoplanet hosts, including evolved stars. H.I. and A.W.H. oversaw the California Planet Search observing programme. A.C., S.G., C. Beard, J.L., R.H., J.M.A.M., J.V.Z., D.T., D.P., C. Brinkman, M.M., A.S.P., M.R. and L.W. conducted Keck I/HIRES observations of 8UMi and the control star. All authors reviewed the paper. Competing interests The authors declare no competing interests. Additional information Supplementary information The online version contains supplementary material available at https://doi.org/10.1038/s41586-023-06029-0. Correspondence and requests for materials should be addressed to Marc Hon. Peer review information Nature thanks Steven Parsons, Andrew Vanderburg and the other, anonymous, reviewer(s) for their contribution to the peer review of this work. Peer reviewer reports are available. Reprints and permissions information is available at http://www.nature.com/reprints.
  • 16. Article ExtendedDataFig.7|Spectralenergydistributionof8UMi.Thedistribution wasestimatedusingBTVT magnitudesfromTycho-2,theJHKS magnitudesfrom 2MASS,theW1–W4magnitudesfromWISE,theGGBPGRP magnitudesfromGaia, andtheNUVmagnitudefromGALEX.Redsymbolsrepresenttheobserved photometricmeasurements,wherethehorizontalerrorbarsrepresentthe effectivewidthofthepassbandwhiletheverticalerrorbarsare1σ(standard deviation)photometricuncertainties.Bluesymbolsarethemodelfluxesfrom thebest-fitKuruczatmospheremodel(black),whichhaveareducedχ2 of1.3, withextinctionAv = 0.06 ± 0.02mag,Teff = 4,900 ± 75 K,surfacegravitylog (g) = 2.5 ± 0.5dex,and[Fe/H] = −0.5 ± 0.3dex.Integrationofthe(unreddened) modelSEDgivesthebolometricfluxatEarth,Fbol = 6.48 ± 0.22×10−8 ergs−1 cm−2 .
  • 17. ExtendedDataFig.8|Simulationofastellarbinaryhistoryfor8UMi leadinguptoastellarmerger.Thisfiducialmodelissimulatedusingβ = 0.6, q = 0.7,andPinit = 2d,withthestellarmergeroccuringattheonsetofunstable masstransferatt≈8.6Gyr.(a)Binaryseparation(purplesolidline)andorbital period(greendashedline)versustimeforthesimulatedbinarymodel. (b)Primarytotalandcoremassesversustime.(c)Secondarytotal/coremass versustime.
  • 18. Article ExtendedDataFig.9|Simulatedwhitedwarf–redgiantbinariesthat successfullymergetoproduceacore-heliumburninggiantlike8UMi. Thesemodelsaresimulatedusingβ = 0.6andq = 0.7,withM1 = 1.23M☉ and M2 = 0.86M☉.(a)FinaltotalmassMtot,f andfinalheliumcoremassMc,f ofthe mergerremnant.(b)Binaryseparationandorbitalperiodbefore(ai)andafter (af)thecommon-envelopeevent.Theorangeregionrepresentsaf valuesthat resultinastellarmerger.