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Expert Opinion: Guidelines for Improving the Utilization and Presentation of P Values
Steven J. Staffa, M.S., David Zurakowski, M.S. Ph.D.
PII: S0022-5223(20)31013-8
DOI: https://doi.org/10.1016/j.jtcvs.2020.03.156
Reference: YMTC 16108
To appear in: The Journal of Thoracic and Cardiovascular Surgery
Received Date: 26 November 2019
Revised Date: 19 March 2020
Accepted Date: 24 March 2020
Please cite this article as: Staffa SJ, Zurakowski D, Expert Opinion: Guidelines for Improving the
Utilization and Presentation of P Values, The Journal of Thoracic and Cardiovascular Surgery (2020),
doi: https://doi.org/10.1016/j.jtcvs.2020.03.156.
This is a PDF file of an article that has undergone enhancements after acceptance, such as the addition
of a cover page and metadata, and formatting for readability, but it is not yet the definitive version of
record. This version will undergo additional copyediting, typesetting and review before it is published
in its final form, but we are providing this version to give early visibility of the article. Please note that,
during the production process, errors may be discovered which could affect the content, and all legal
disclaimers that apply to the journal pertain.
Copyright © 2020 Published by Elsevier Inc. on behalf of The American Association for Thoracic Surgery
1
Expert Opinion: Guidelines for Improving the Utilization and Presentation of P
Values
Steven J. Staffa, M.S.1,2
, David Zurakowski, M.S. Ph.D.1,2
1
Department of Surgery, Boston Children’s Hospital, Harvard Medical School, Boston, MA,
USA
2
Department of Anesthesiology, Critical Care and Pain Medicine, Boston Children’s Hospital,
Harvard Medical School, Boston, MA, USA
Corresponding Author: David Zurakowski, M.S. Ph. D., Department of Surgery, Boston
Children’s Hospital, 300 Longwood Avenue, Boston, MA 02115. Phone: 617-355-7839
E-mail: David.Zurakowski@childrens.harvard.edu
Conflicts of Interest and Source of Funding: NONE
Manuscript word count: 2,884
2
CENTRAL MESSAGE
Careful statistical analysis planning and focus on other statistical measures can help mitigate the
misuse and overuse of P values.
PERSPECTIVE STATEMENT
In isolation, the P value may be dangerous and misleading as it does not provide the
directionality, magnitude or variability of treatment effects. Careful study design and statistical
analysis planning will help reduce the overuse of P values while making the presentation of
results more meaningful by complementing P values with effect estimates and confidence
intervals will help mitigate misuse of P values.
1
Introduction1
P values were originally developed for hypothesis testing, however the utilization of the2
P value in cardiovascular and thoracic research has expanded as it has become the most3
commonly reported summary measure of statistical results. A P value measures whether or not4
the actual results of a study or trial are consistent with what would be expected by chance or if5
the results more likely indicate a real difference between the treatment groups or surgical6
approaches being studied. A small P value is often regarded as evidence that the surgeon can rule7
out the chance explanation for the observed differences between the study groups.8
Recently there has been discussion in the literature regarding P values in medical9
research as it pertains to reporting standards. 1-2
Although P values have value in providing a10
snapshot summary of the statistical evidence of group differences, treatment effects, or measures11
of association, there are times when P values have been misused or overused. The objective of12
this article is to provide a perspective regarding the utilization of P values in The Journal of13
Thoracic and Cardiovascular Surgery, and to provide guidance in how to make the best use of P14
values particularly for common statistical study designs found in studies in the Journal. We15
provide a background regarding P values and guidance regarding the optimal utilization of P16
values for 3 specific common statistical study designs of manuscript submitted to The Journal of17
Thoracic and Cardiovascular Surgery.18
Background19
The fundamental use of the P value is in the context of null hypothesis significance20
testing.3
Under the null hypothesis (H0) (in other words, assuming that the null hypothesis is21
true), the P value is an estimated probability of observing an effect as large or larger than the22
result calculated from the data. As an example, the null hypothesis may be that there is no23
2
difference in the rate of 30-day readmission between two surgical groups, A and B. Using the24
study data, surgical group A has a 30-day readmission rate that is 10% larger than that of surgical25
group B. The P value, in this example, is the probability that the difference in 30-day26
readmission rates between surgical groups A and B is 10% or more, assuming that the null27
hypothesis is true (that there is no difference between groups). If the P value is very small, then28
there is a very small probability of observing a result as extreme or more extreme than the one29
observed, and therefore the result is unlikely to be due to chance and the result is declared30
statistically significant (usually the threshold of P < .05 is imposed). Very often, the goal in the31
mindset of a researcher is to be able to claim that a result is “statistically significant”.4
In some32
severe situations, investigators may be searching for statistically significant results in what is33
referred to as P-Hacking.5
34
In modern-day medical research, investigators do not always formally write null and35
alternative hypotheses for all statistical comparisons being performed. Instead, researchers most36
often consider primary and secondary research questions. In the example of 30-day readmission37
rates above, the investigator may not consider a null hypothesis that the rates are equal in the two38
groups, and an alternative hypothesis that the 30-day readmission rates are not equal in the two39
groups. Instead, the investigator would state the research question as: Is there a difference in the40
30-day readmission rates between surgical groups A and B? The investigator may proceed to41
calculate an estimated treatment effect in terms of the difference in 30-day readmission rates and42
then may also compute a corresponding 95% confidence interval and P value. However, they43
might not view that P value with the mindset that it was computed under the assumption that the44
“null hypothesis” is true. Instead, they will interpret it to represent whether or not the observed45
difference between the two groups is statistically significant. While this interpretation is not46
3
faulty, it is worth noting that often investigators lose sight of the fact that using the hypothesis47
testing framework involves the assumption that the null hypothesis is true (that there is no48
difference between the study groups).49
Guidance Regarding Study Design50
The issue of overuse of P values can be potentially addressed with careful statistical and51
design planning prior to performing the study. Thorough and thoughtful statistical study design52
in specifying primary and secondary study objectives along with determining the statistical53
analyses that will be performed for planned comparisons in advance of a study will help authors54
to judiciously report P values. In statistical analysis planning with preliminary discussions with a55
statistician, the specification of primary outcomes and planned comparison will give the authors56
the knowledge of where P values will be reported in their final analyses. This will enable57
investigators, in collaboration with a statistician, to astutely preserve the study wide alpha level58
(i.e. false positive error rate, or Type I error rate) while also purposefully reporting P values and59
taking multiplicity into account (i.e. multiple testing). It should be noted that there are several60
approaches to account and adjust for multiplicity,6-7
with the most common method being the61
Bonferroni correction,8
however further detail on multiple testing is beyond the scope of this62
article. In this framework, P values may only be reported for the a priori planned comparisons63
and analyses of primary study outcomes. This will simultaneously make P values more64
meaningful with fewer reported, since each will be used for summarizing the significance of the65
key statistical results of a study, likely pertaining to the study’s Central Picture.66
67
68
69
4
Accompanying the P value70
Along with purposeful and diligent study designing to help mitigate overuse, the P value71
should be presented in a comprehensive fashion in order to improve proper use of the P value.72
Sometimes, an investigator may rely heavily on P values because they are not aware or73
comfortable in interpreting alternative and additional statistics that may also be suitable. In74
isolation, the P value does not provide a comprehensive summary of the results because it does75
not show the magnitude or directionality of treatment effects or measures of association. The76
importance of reporting magnitude and directionality of treatment effects must be emphasized as77
this allows interpretations of the results to be made in terms of both statistical and clinical78
significance. Failing to include this can be dangerous and misleading to the reader. Larger79
sample sizes do not protect the investigator when reporting P values. Rather, in situations with80
large sample sizes, particularly in the situation of a large number of events for binary outcomes,81
small effects may be declared as statistically significant even if the effect itself it not clinically82
important. Therefore, it is advisable to accompany the P value with the effect estimate (i.e. odds83
ratio, risk ratio, difference in means or proportions, etc.) with a corresponding confidence84
interval.9
The point estimate and confidence interval are much more informative and85
interpretable than the P value in isolation. Going beyond the P value and using other statistical86
metrics is important for determining if results are clinically meaningful. Readers may interpret P87
< .05 for determining statistical significance; however, since P values are heavily dependent on88
sample size, a statistically significant result with P < .05 may not correspond to a clinically89
meaningful difference or effect. Furthermore, the threshold of P < .05 has been seemingly90
arbitrarily agreed upon to denote statistical significance, and investigators will provide starkly91
different interpretations of their analysis results for the scenario with P = .04 as opposed to P =92
5
.06. What is considered statistically significant in terms of a P value versus what is regarded as93
clinically important to the surgeon are separate questions and must be evaluated separately when94
interpreting the results of any research study. Complementing all P values with estimated95
treatment effects and measurements of variability like confidence intervals should be a96
mandatory requirement for all submitted manuscript as this will provide improved transparency97
and more comprehensive presentation of the statistical results.98
Guidance regarding reporting of P values is presented in Figure 1, and the characteristics99
regarding misuse and overuse of P values is outlined in Figure 2 (Central Picture). The strategies100
in Figure 1 are aimed to achieve the optimal presentation of P values and a more impactful101
manuscript, as represented by the best-case scenario in the green box in Figure 2.102
Common Cardiovascular Surgery Examples103
Next, we will discuss P values in the context of 3 common statistical techniques that104
cardiovascular surgeons are acquainted with: time-to-event survival analysis, logistic regression,105
and propensity score matching.106
Example 1: Time-to-Event Analysis107
Survival analysis using Kaplan-Meier curves and Cox proportional hazards regression108
modeling is a cornerstone of cardiovascular and thoracic surgery clinical research studies.10-11
109
Many outcome variables in our specialty are time-to-event endpoints, with examples including110
time to mortality, re-operation, or readmission after surgery, or freedom from heart transplant.111
Traditionally, Kaplan-Meier curves are used to present the comparison of outcomes between112
groups, with the statistical comparison accomplished using the log-rank test.12
The log-rank test113
P value alone does not adequately describe the study findings in terms of which of the114
comparison groups demonstrated better survival or freedom from the event of interest, nor does115
6
it describe the variability of those estimates. The log-rank test P value provides a summary of the116
statistical significance in comparing Kaplan-Meier curves across the follow-up time course, and117
while relevant it should not be presented in isolation. It should accompany the figure with the118
Kaplan-Meier curves with confidence bands and numbers at risk.13
The investigator should also119
consider presenting in the text or figure legend the Kaplan-Meier estimates at specific time120
points (e.g. 1-year, 3-years and 5-years post-surgery) with corresponding confidence intervals,121
particularly if confidence bands are visually cluttering. The log-rank test does not compare122
estimates at specific individual time point between groups, and therefore presenting numerical123
estimates with confidence intervals at time points of interest is useful. Furthermore, the log-rank124
test P value should ideally be presented only for the analysis of the primary outcome as specified125
in the study design and statistical analysis plan. These strategies can help to reduce the overuse126
of P values in time-to-event analyses.127
Cox regression analysis can be used to determine independent risk factors associated with128
the risk of the event of interest in a time-to-event analysis. Hazard ratios are obtained as point129
estimates for the measure of increased or decreased risk of the outcome associated with each130
predictor variable. Each estimated hazard ratio will have a corresponding confidence interval and131
P value. Here, the authors should save the utilization of P values in a manuscript or report for the132
adjusted hazard ratio for the primary exposure of interest (e.g. the hazard ratio associated with133
surgical group). Careful study design and statistical analysis planning regarding the primary134
exposure (predictor variable) and primary endpoint will help the researcher decide where to135
present P values in a Cox regression analysis. Furthermore, reporting P values from Cox136
regression analysis without the corresponding hazard ratio and confidence interval should be137
7
avoided. P values should be reported with other statistics related to treatment evidence of risk138
factors.139
Specific Example of Misuse of P values in Time-to-Event Analysis140
To illustrate a time-to-event analysis scenario with poor statistical reporting and141
improvement needed regarding misuse of P values, consider the Kaplan-Meier curves shown in142
Figure 3. In this hypothetical analysis, the investigator is trying to determine survival over the143
course of 1 year following Fontan operation, while comparing preterm versus full term patients.144
In Figure 3, a P value is reported to compare survival between the two groups. Although P145
values are not overused in this scenario, this is an example of misuse of P values because the P146
value is not presented with the necessary accompanying statistics. There are no confidence bands147
around the Kaplan-Meier curves, which are important for showing the level of precision of the148
Kaplan-Meier survival estimates. There are no numbers at risk shown in the figure to depict the149
sample sizes of the number of patients alive and followed over the course of follow-up. In this150
analysis, the P value is presumed as being calculated using the log-rank test, however the method151
for calculating the P values is not stated on the figure itself. This specific example of P value152
misuse can be improved by providing additional statistics and including estimates of variability153
using confidence bands.154
155
Example 2: Logistic Regression156
Logistic regression analysis may be used for determining the association between a set of157
predictor variables and a dichotomous outcome variable. In cardiovascular surgery research,158
binary outcome variables are common.14-15
Examples include 30-day mortality and postoperative159
complications (without incorporating the time to event if perhaps a time window is defined or160
8
time is not relevant). Similar to reporting P values in the context of Cox regression modeling, P161
values in the logistic regression framework should be reported with accompanying confidence162
intervals for the point estimates. Univariate logistic regression may be utilized as a screening for163
potentially important predictor variables, and that decision can be made using P values. P values164
may also be used in a stepwise logistic regression model building, such as backwards elimination165
for covariate removal. However, the emphasis of the presentation of study results should be166
placed on the multivariable logistic regression model and the P values pertaining to the primary167
exposure variable in this model. In addition to presenting P values, the c-index (AUC) is a useful168
metric for evaluating the performance of a multivariable logistic regression model.169
Specific Example of Misuse and Overuse of P values in Logistic Regression Analysis170
The following text is a hypothetical example misuse and overuse of P values in the171
reporting of results of multivariable logistic regression:172
“Multivariable logistic regression identified the following significant risk factors for re-173
operation following arterial switch operation: gestational age (P=.002), sex (P=.04), and cross-174
clamp time (P<.001).”175
In this hypothetical scenario, P values are overused and misused for several reasons. The176
P values are reported in isolation, without effect estimator or confidence intervals, which limits177
the ability of the reader to understand the clinical meaningfulness of the results. It is unclear if178
gestational age and cross-clamp duration are treated as continuous predictor variables, or if a179
dichotomization was performed. Since there are no effect estimates reported, it is unclear180
whether larger or smaller values for gestational age and cross-clamp time are associated with181
increased or decreased odds of reoperation. Also, it cannot be determined from what is reported182
whether males or females are at higher risk of reoperation. If the adjusted odds ratio for male sex183
9
(versus female) was 1.04 with 95% confidence interval 1.02-1.07, then it could be argued that184
this statistically significant result with P < .05 is not clinically significant. In this example, P185
values are reported superfluously but without more information such as effect estimates with186
corresponding confidence intervals, the results cannot be used to generate any meaningful187
clinical insight.188
Example 3: Propensity Score Matching189
Propensity score matching is utilized in observational (non-randomized) studies to190
balance treatment groups on a set of variables in order to obtain a more valid comparison.16-17
191
The comparison of the two groups may involve any type of outcome data, such as time-to-event192
outcomes, continuous outcomes, or binary outcomes. Groups should be compared on the193
matching variables before and after propensity score matching is performed, and investigators194
often use P values as a measure of determining whether significance imbalances occur pre- and195
post-matching. However, the matched sample will necessarily have a smaller sample size than196
the unmatched sample. Since P values are heavily dependent on sample size, in propensity score197
matching studies it is advisable to use standardized mean differences to determine balance198
between the two groups for each matching covariate. Standardized mean differences with an199
absolute value less than 0.10 are often taken as indicating good balance between the two groups200
achieved by propensity score matching.18
The standardized mean difference can be calculated201
for continuous or binary variables.18-19
202
P values should be reserved for the statistical analysis based on post-matching data. As203
an example, once balance has been demonstrated on the confounders and matching variable204
between two surgical groups implying that groups are comparable, the log-rank test P value can205
10
be presented along with the Kaplan-Meier curves comparing survival between two surgical206
groups using the matched dataset.207
Conclusions208
P values are misused and overused in surgical research studies as well as all other areas209
of research. Used appropriately, P values can provide information regarding the statistical210
significance of a given treatment effect. However, they are often misused and even used in211
isolation which may convey significant results which may not be clinically significant as well.212
Careful and thoughtful study design and statistical analysis planning can help investigators to213
reserve P values for the most important analysis results. While the appropriate reporting and214
utilization of P values depends on the specific study design being considered, it is important to215
include effect estimates with measures of variability (such as a confidence intervals). Presenting216
the magnitude and directionality of effect estimates is crucial for interpreting the results in terms217
statistical significance as well as clinical significance. Improvements regarding utilization of P218
values in manuscripts submitted to The Journal of Thoracic and Cardiovascular Surgery will219
lead to more robust statistical reporting and more impactful published studies in JTCVS.220
1
REFERENCES
1. Harrington D, D'Agostino RB, Gatsonis C, Hogan JW, Hunter DJ, Normand ST, Drazen
JM, Hamel M. New guidelines for statistical reporting in the Journal. N Engl J Med.
2019;381:285-286.
2. Amrhein V, Greenland S, McShane B. Scientists rise up against statistical significance.
Nature. 2019;567:305-307.
3. Lehmann EL, Romano JP. Testing Statistical Hypotheses. 3rd Ed. New York: Springer.
2005.
4. Begg CB, Berlin JA. Publication bias: a problem in interpreting medical data. J Royal
Stat Soc. 1988;151(3):419-463.
5. Head ML, Holman L, Lanfear R, Rahn AT, Jennions MD. The extent and consequences
of P-hacking in science. PLOS Biology. 2015;13(3):e1002106.
6. Althouse AD. Adjust for multiple comparisons? It's not that simple. Ann Thoracic Surg
2016; 101(5): 1644-1645.
7. Bender R, Lange S. Adjusting for multiple testing—when and how? J Clin
Epidemiol. 2001;54:343-349.
8. Bland JM, Altman DG. Multiple significance tests: the Bonferroni method.
BMJ. 1995;310:170.
9. Chavalarias D, Wallach JD, Li AHT, Ioannidis JPA. Evoluation of reporting P values in
the biomedical literature, 1990-2015. JAMA. 2016;315(11):1141-1148.
10. Muralidaran A, Detterbeck FC, Boffa DJ, Wang Z, Kim AW. Long-term survival after
lung resection for non-small cell lung cancer with circulatory bypass: a systematic
review. J Thorac Cardiovasc Surg. 2011;142(5):1137-1142.
2
11. Akins CW, Miller DC, Turina MI, Kouchoukos NT, Blackstone EH, Grunkemeier GL,
Takkenberg JJM, David TE, Butchart EG, Adams DH, Shahian DM, Hagl S, Mayer JE,
Lytle BW. Guidelines for reporting mortality and morbidity after cardiac valve
interventions. J Thorac Cardiovasc Surg. 2008;135(4):732-738.
12. Wormuth DW. Actuarial and Kaplan-Meier survival analysis: There is a difference. J
Thorac Cardiovasc Surg. 1999;118(5):973.
13. Hosmer DW, Lemeshow S. Applied survival analysis: regression modeling of time to
event data. New York: John Wiley & Sons, 1999.
14. Blackstone EH. Sufficient data. J Thorac Cardiovasc Surg. 2016;152(5):1235-1236.
15. Gandhi R, Almond C, Singh TP, Gauvreau K, Piercey G, Thiagarajan RR. Factors
associated with in-hospital mortality in infants undergoing heart transplantation in the
United States. J Thorac Cardiovasc Surg. 2011;141(2):531-536.
16. Austin PC. An introduction to propensity score methods for reducing the effects of
confounding in observational studies. Multivariate Behav Res. 2011;46:399-424.
17. Rosenbaum PR, Rubin DB. The central role of the propensity score in observational
studies for causal effects. Biometrika. 1983;70:41-55.
18. Austin PC. Using the standardized difference to compare the prevalence of a binary
variable between two groups in observational research. Commun Stat Simul Comput.
2009;38:1228-1234.
19. Flury BK, Riedwyl H. Standard distance in univariate and multivariate analysis. Am Stat.
1986;40:249-251.
3
FIGURE LEGENDS:
Figure 1. Guidance on Reporting P values while Integrating Other Statistical Measures. There
are several general recommendations and strategies that surgeons should integrate to help
improve the quality of their manuscripts in terms of reporting P values. These guidelines will
help with mitigating the misuse and overuse of P values in submissions to JTCVS. Good balance
of presentation of P values and other statistical measures is crucial.
Figure 2 (Central Picture). Descriptions of Four General Scenarios Based on Overuse or
Misuse of P values. We have outlined four general scenarios of statistical design and reporting in
cardiovascular surgery manuscripts based on the overuse and misuse of P values. The red box
describes the scenario where P values are overused and misused and considerable improvement
is needed in the statistical reporting of P values. The orange box highlights the situation where P
values have likely been misused. The yellow box contains reasons that are indicative of a
scenario of P value overuse but not misuse. The green box represents the ideal scenario. These
studies are the most impactful due to characteristics of robust and appropriate statistics without
overuse or misuse of P values.
Figure 3. Misuse of P values in Kaplan-Meier Curve Analysis. Here, the P value is not presented
with the necessary accompanying statistics. There are no confidence bands around the Kaplan-
Meier curves and no numbers at risk shown in the figure to depict the sample sizes of the number
of patients alive and followed over the course of follow-up period. The method for calculating
the P values is not stated on the figure itself. This specific example of P value misuse can be
improved by providing additional statistics and including estimates of variability using
confidence bands.
improving the utilization and presentation of p values
improving the utilization and presentation of p values
improving the utilization and presentation of p values

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improving the utilization and presentation of p values

  • 1. Journal Pre-proof Expert Opinion: Guidelines for Improving the Utilization and Presentation of P Values Steven J. Staffa, M.S., David Zurakowski, M.S. Ph.D. PII: S0022-5223(20)31013-8 DOI: https://doi.org/10.1016/j.jtcvs.2020.03.156 Reference: YMTC 16108 To appear in: The Journal of Thoracic and Cardiovascular Surgery Received Date: 26 November 2019 Revised Date: 19 March 2020 Accepted Date: 24 March 2020 Please cite this article as: Staffa SJ, Zurakowski D, Expert Opinion: Guidelines for Improving the Utilization and Presentation of P Values, The Journal of Thoracic and Cardiovascular Surgery (2020), doi: https://doi.org/10.1016/j.jtcvs.2020.03.156. This is a PDF file of an article that has undergone enhancements after acceptance, such as the addition of a cover page and metadata, and formatting for readability, but it is not yet the definitive version of record. This version will undergo additional copyediting, typesetting and review before it is published in its final form, but we are providing this version to give early visibility of the article. Please note that, during the production process, errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain. Copyright © 2020 Published by Elsevier Inc. on behalf of The American Association for Thoracic Surgery
  • 2. 1 Expert Opinion: Guidelines for Improving the Utilization and Presentation of P Values Steven J. Staffa, M.S.1,2 , David Zurakowski, M.S. Ph.D.1,2 1 Department of Surgery, Boston Children’s Hospital, Harvard Medical School, Boston, MA, USA 2 Department of Anesthesiology, Critical Care and Pain Medicine, Boston Children’s Hospital, Harvard Medical School, Boston, MA, USA Corresponding Author: David Zurakowski, M.S. Ph. D., Department of Surgery, Boston Children’s Hospital, 300 Longwood Avenue, Boston, MA 02115. Phone: 617-355-7839 E-mail: David.Zurakowski@childrens.harvard.edu Conflicts of Interest and Source of Funding: NONE Manuscript word count: 2,884
  • 3. 2 CENTRAL MESSAGE Careful statistical analysis planning and focus on other statistical measures can help mitigate the misuse and overuse of P values. PERSPECTIVE STATEMENT In isolation, the P value may be dangerous and misleading as it does not provide the directionality, magnitude or variability of treatment effects. Careful study design and statistical analysis planning will help reduce the overuse of P values while making the presentation of results more meaningful by complementing P values with effect estimates and confidence intervals will help mitigate misuse of P values.
  • 4. 1 Introduction1 P values were originally developed for hypothesis testing, however the utilization of the2 P value in cardiovascular and thoracic research has expanded as it has become the most3 commonly reported summary measure of statistical results. A P value measures whether or not4 the actual results of a study or trial are consistent with what would be expected by chance or if5 the results more likely indicate a real difference between the treatment groups or surgical6 approaches being studied. A small P value is often regarded as evidence that the surgeon can rule7 out the chance explanation for the observed differences between the study groups.8 Recently there has been discussion in the literature regarding P values in medical9 research as it pertains to reporting standards. 1-2 Although P values have value in providing a10 snapshot summary of the statistical evidence of group differences, treatment effects, or measures11 of association, there are times when P values have been misused or overused. The objective of12 this article is to provide a perspective regarding the utilization of P values in The Journal of13 Thoracic and Cardiovascular Surgery, and to provide guidance in how to make the best use of P14 values particularly for common statistical study designs found in studies in the Journal. We15 provide a background regarding P values and guidance regarding the optimal utilization of P16 values for 3 specific common statistical study designs of manuscript submitted to The Journal of17 Thoracic and Cardiovascular Surgery.18 Background19 The fundamental use of the P value is in the context of null hypothesis significance20 testing.3 Under the null hypothesis (H0) (in other words, assuming that the null hypothesis is21 true), the P value is an estimated probability of observing an effect as large or larger than the22 result calculated from the data. As an example, the null hypothesis may be that there is no23
  • 5. 2 difference in the rate of 30-day readmission between two surgical groups, A and B. Using the24 study data, surgical group A has a 30-day readmission rate that is 10% larger than that of surgical25 group B. The P value, in this example, is the probability that the difference in 30-day26 readmission rates between surgical groups A and B is 10% or more, assuming that the null27 hypothesis is true (that there is no difference between groups). If the P value is very small, then28 there is a very small probability of observing a result as extreme or more extreme than the one29 observed, and therefore the result is unlikely to be due to chance and the result is declared30 statistically significant (usually the threshold of P < .05 is imposed). Very often, the goal in the31 mindset of a researcher is to be able to claim that a result is “statistically significant”.4 In some32 severe situations, investigators may be searching for statistically significant results in what is33 referred to as P-Hacking.5 34 In modern-day medical research, investigators do not always formally write null and35 alternative hypotheses for all statistical comparisons being performed. Instead, researchers most36 often consider primary and secondary research questions. In the example of 30-day readmission37 rates above, the investigator may not consider a null hypothesis that the rates are equal in the two38 groups, and an alternative hypothesis that the 30-day readmission rates are not equal in the two39 groups. Instead, the investigator would state the research question as: Is there a difference in the40 30-day readmission rates between surgical groups A and B? The investigator may proceed to41 calculate an estimated treatment effect in terms of the difference in 30-day readmission rates and42 then may also compute a corresponding 95% confidence interval and P value. However, they43 might not view that P value with the mindset that it was computed under the assumption that the44 “null hypothesis” is true. Instead, they will interpret it to represent whether or not the observed45 difference between the two groups is statistically significant. While this interpretation is not46
  • 6. 3 faulty, it is worth noting that often investigators lose sight of the fact that using the hypothesis47 testing framework involves the assumption that the null hypothesis is true (that there is no48 difference between the study groups).49 Guidance Regarding Study Design50 The issue of overuse of P values can be potentially addressed with careful statistical and51 design planning prior to performing the study. Thorough and thoughtful statistical study design52 in specifying primary and secondary study objectives along with determining the statistical53 analyses that will be performed for planned comparisons in advance of a study will help authors54 to judiciously report P values. In statistical analysis planning with preliminary discussions with a55 statistician, the specification of primary outcomes and planned comparison will give the authors56 the knowledge of where P values will be reported in their final analyses. This will enable57 investigators, in collaboration with a statistician, to astutely preserve the study wide alpha level58 (i.e. false positive error rate, or Type I error rate) while also purposefully reporting P values and59 taking multiplicity into account (i.e. multiple testing). It should be noted that there are several60 approaches to account and adjust for multiplicity,6-7 with the most common method being the61 Bonferroni correction,8 however further detail on multiple testing is beyond the scope of this62 article. In this framework, P values may only be reported for the a priori planned comparisons63 and analyses of primary study outcomes. This will simultaneously make P values more64 meaningful with fewer reported, since each will be used for summarizing the significance of the65 key statistical results of a study, likely pertaining to the study’s Central Picture.66 67 68 69
  • 7. 4 Accompanying the P value70 Along with purposeful and diligent study designing to help mitigate overuse, the P value71 should be presented in a comprehensive fashion in order to improve proper use of the P value.72 Sometimes, an investigator may rely heavily on P values because they are not aware or73 comfortable in interpreting alternative and additional statistics that may also be suitable. In74 isolation, the P value does not provide a comprehensive summary of the results because it does75 not show the magnitude or directionality of treatment effects or measures of association. The76 importance of reporting magnitude and directionality of treatment effects must be emphasized as77 this allows interpretations of the results to be made in terms of both statistical and clinical78 significance. Failing to include this can be dangerous and misleading to the reader. Larger79 sample sizes do not protect the investigator when reporting P values. Rather, in situations with80 large sample sizes, particularly in the situation of a large number of events for binary outcomes,81 small effects may be declared as statistically significant even if the effect itself it not clinically82 important. Therefore, it is advisable to accompany the P value with the effect estimate (i.e. odds83 ratio, risk ratio, difference in means or proportions, etc.) with a corresponding confidence84 interval.9 The point estimate and confidence interval are much more informative and85 interpretable than the P value in isolation. Going beyond the P value and using other statistical86 metrics is important for determining if results are clinically meaningful. Readers may interpret P87 < .05 for determining statistical significance; however, since P values are heavily dependent on88 sample size, a statistically significant result with P < .05 may not correspond to a clinically89 meaningful difference or effect. Furthermore, the threshold of P < .05 has been seemingly90 arbitrarily agreed upon to denote statistical significance, and investigators will provide starkly91 different interpretations of their analysis results for the scenario with P = .04 as opposed to P =92
  • 8. 5 .06. What is considered statistically significant in terms of a P value versus what is regarded as93 clinically important to the surgeon are separate questions and must be evaluated separately when94 interpreting the results of any research study. Complementing all P values with estimated95 treatment effects and measurements of variability like confidence intervals should be a96 mandatory requirement for all submitted manuscript as this will provide improved transparency97 and more comprehensive presentation of the statistical results.98 Guidance regarding reporting of P values is presented in Figure 1, and the characteristics99 regarding misuse and overuse of P values is outlined in Figure 2 (Central Picture). The strategies100 in Figure 1 are aimed to achieve the optimal presentation of P values and a more impactful101 manuscript, as represented by the best-case scenario in the green box in Figure 2.102 Common Cardiovascular Surgery Examples103 Next, we will discuss P values in the context of 3 common statistical techniques that104 cardiovascular surgeons are acquainted with: time-to-event survival analysis, logistic regression,105 and propensity score matching.106 Example 1: Time-to-Event Analysis107 Survival analysis using Kaplan-Meier curves and Cox proportional hazards regression108 modeling is a cornerstone of cardiovascular and thoracic surgery clinical research studies.10-11 109 Many outcome variables in our specialty are time-to-event endpoints, with examples including110 time to mortality, re-operation, or readmission after surgery, or freedom from heart transplant.111 Traditionally, Kaplan-Meier curves are used to present the comparison of outcomes between112 groups, with the statistical comparison accomplished using the log-rank test.12 The log-rank test113 P value alone does not adequately describe the study findings in terms of which of the114 comparison groups demonstrated better survival or freedom from the event of interest, nor does115
  • 9. 6 it describe the variability of those estimates. The log-rank test P value provides a summary of the116 statistical significance in comparing Kaplan-Meier curves across the follow-up time course, and117 while relevant it should not be presented in isolation. It should accompany the figure with the118 Kaplan-Meier curves with confidence bands and numbers at risk.13 The investigator should also119 consider presenting in the text or figure legend the Kaplan-Meier estimates at specific time120 points (e.g. 1-year, 3-years and 5-years post-surgery) with corresponding confidence intervals,121 particularly if confidence bands are visually cluttering. The log-rank test does not compare122 estimates at specific individual time point between groups, and therefore presenting numerical123 estimates with confidence intervals at time points of interest is useful. Furthermore, the log-rank124 test P value should ideally be presented only for the analysis of the primary outcome as specified125 in the study design and statistical analysis plan. These strategies can help to reduce the overuse126 of P values in time-to-event analyses.127 Cox regression analysis can be used to determine independent risk factors associated with128 the risk of the event of interest in a time-to-event analysis. Hazard ratios are obtained as point129 estimates for the measure of increased or decreased risk of the outcome associated with each130 predictor variable. Each estimated hazard ratio will have a corresponding confidence interval and131 P value. Here, the authors should save the utilization of P values in a manuscript or report for the132 adjusted hazard ratio for the primary exposure of interest (e.g. the hazard ratio associated with133 surgical group). Careful study design and statistical analysis planning regarding the primary134 exposure (predictor variable) and primary endpoint will help the researcher decide where to135 present P values in a Cox regression analysis. Furthermore, reporting P values from Cox136 regression analysis without the corresponding hazard ratio and confidence interval should be137
  • 10. 7 avoided. P values should be reported with other statistics related to treatment evidence of risk138 factors.139 Specific Example of Misuse of P values in Time-to-Event Analysis140 To illustrate a time-to-event analysis scenario with poor statistical reporting and141 improvement needed regarding misuse of P values, consider the Kaplan-Meier curves shown in142 Figure 3. In this hypothetical analysis, the investigator is trying to determine survival over the143 course of 1 year following Fontan operation, while comparing preterm versus full term patients.144 In Figure 3, a P value is reported to compare survival between the two groups. Although P145 values are not overused in this scenario, this is an example of misuse of P values because the P146 value is not presented with the necessary accompanying statistics. There are no confidence bands147 around the Kaplan-Meier curves, which are important for showing the level of precision of the148 Kaplan-Meier survival estimates. There are no numbers at risk shown in the figure to depict the149 sample sizes of the number of patients alive and followed over the course of follow-up. In this150 analysis, the P value is presumed as being calculated using the log-rank test, however the method151 for calculating the P values is not stated on the figure itself. This specific example of P value152 misuse can be improved by providing additional statistics and including estimates of variability153 using confidence bands.154 155 Example 2: Logistic Regression156 Logistic regression analysis may be used for determining the association between a set of157 predictor variables and a dichotomous outcome variable. In cardiovascular surgery research,158 binary outcome variables are common.14-15 Examples include 30-day mortality and postoperative159 complications (without incorporating the time to event if perhaps a time window is defined or160
  • 11. 8 time is not relevant). Similar to reporting P values in the context of Cox regression modeling, P161 values in the logistic regression framework should be reported with accompanying confidence162 intervals for the point estimates. Univariate logistic regression may be utilized as a screening for163 potentially important predictor variables, and that decision can be made using P values. P values164 may also be used in a stepwise logistic regression model building, such as backwards elimination165 for covariate removal. However, the emphasis of the presentation of study results should be166 placed on the multivariable logistic regression model and the P values pertaining to the primary167 exposure variable in this model. In addition to presenting P values, the c-index (AUC) is a useful168 metric for evaluating the performance of a multivariable logistic regression model.169 Specific Example of Misuse and Overuse of P values in Logistic Regression Analysis170 The following text is a hypothetical example misuse and overuse of P values in the171 reporting of results of multivariable logistic regression:172 “Multivariable logistic regression identified the following significant risk factors for re-173 operation following arterial switch operation: gestational age (P=.002), sex (P=.04), and cross-174 clamp time (P<.001).”175 In this hypothetical scenario, P values are overused and misused for several reasons. The176 P values are reported in isolation, without effect estimator or confidence intervals, which limits177 the ability of the reader to understand the clinical meaningfulness of the results. It is unclear if178 gestational age and cross-clamp duration are treated as continuous predictor variables, or if a179 dichotomization was performed. Since there are no effect estimates reported, it is unclear180 whether larger or smaller values for gestational age and cross-clamp time are associated with181 increased or decreased odds of reoperation. Also, it cannot be determined from what is reported182 whether males or females are at higher risk of reoperation. If the adjusted odds ratio for male sex183
  • 12. 9 (versus female) was 1.04 with 95% confidence interval 1.02-1.07, then it could be argued that184 this statistically significant result with P < .05 is not clinically significant. In this example, P185 values are reported superfluously but without more information such as effect estimates with186 corresponding confidence intervals, the results cannot be used to generate any meaningful187 clinical insight.188 Example 3: Propensity Score Matching189 Propensity score matching is utilized in observational (non-randomized) studies to190 balance treatment groups on a set of variables in order to obtain a more valid comparison.16-17 191 The comparison of the two groups may involve any type of outcome data, such as time-to-event192 outcomes, continuous outcomes, or binary outcomes. Groups should be compared on the193 matching variables before and after propensity score matching is performed, and investigators194 often use P values as a measure of determining whether significance imbalances occur pre- and195 post-matching. However, the matched sample will necessarily have a smaller sample size than196 the unmatched sample. Since P values are heavily dependent on sample size, in propensity score197 matching studies it is advisable to use standardized mean differences to determine balance198 between the two groups for each matching covariate. Standardized mean differences with an199 absolute value less than 0.10 are often taken as indicating good balance between the two groups200 achieved by propensity score matching.18 The standardized mean difference can be calculated201 for continuous or binary variables.18-19 202 P values should be reserved for the statistical analysis based on post-matching data. As203 an example, once balance has been demonstrated on the confounders and matching variable204 between two surgical groups implying that groups are comparable, the log-rank test P value can205
  • 13. 10 be presented along with the Kaplan-Meier curves comparing survival between two surgical206 groups using the matched dataset.207 Conclusions208 P values are misused and overused in surgical research studies as well as all other areas209 of research. Used appropriately, P values can provide information regarding the statistical210 significance of a given treatment effect. However, they are often misused and even used in211 isolation which may convey significant results which may not be clinically significant as well.212 Careful and thoughtful study design and statistical analysis planning can help investigators to213 reserve P values for the most important analysis results. While the appropriate reporting and214 utilization of P values depends on the specific study design being considered, it is important to215 include effect estimates with measures of variability (such as a confidence intervals). Presenting216 the magnitude and directionality of effect estimates is crucial for interpreting the results in terms217 statistical significance as well as clinical significance. Improvements regarding utilization of P218 values in manuscripts submitted to The Journal of Thoracic and Cardiovascular Surgery will219 lead to more robust statistical reporting and more impactful published studies in JTCVS.220
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  • 16. 3 FIGURE LEGENDS: Figure 1. Guidance on Reporting P values while Integrating Other Statistical Measures. There are several general recommendations and strategies that surgeons should integrate to help improve the quality of their manuscripts in terms of reporting P values. These guidelines will help with mitigating the misuse and overuse of P values in submissions to JTCVS. Good balance of presentation of P values and other statistical measures is crucial. Figure 2 (Central Picture). Descriptions of Four General Scenarios Based on Overuse or Misuse of P values. We have outlined four general scenarios of statistical design and reporting in cardiovascular surgery manuscripts based on the overuse and misuse of P values. The red box describes the scenario where P values are overused and misused and considerable improvement is needed in the statistical reporting of P values. The orange box highlights the situation where P values have likely been misused. The yellow box contains reasons that are indicative of a scenario of P value overuse but not misuse. The green box represents the ideal scenario. These studies are the most impactful due to characteristics of robust and appropriate statistics without overuse or misuse of P values. Figure 3. Misuse of P values in Kaplan-Meier Curve Analysis. Here, the P value is not presented with the necessary accompanying statistics. There are no confidence bands around the Kaplan- Meier curves and no numbers at risk shown in the figure to depict the sample sizes of the number of patients alive and followed over the course of follow-up period. The method for calculating the P values is not stated on the figure itself. This specific example of P value misuse can be improved by providing additional statistics and including estimates of variability using confidence bands.