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Efficiency of Ensemble and Exemplar Coding for Facial Identity
Ryan Ng
Supervisors: Romina Palermo & Markus Neumann
What is Ensemble Coding?
 Our environment contains sets/collections of similar objects
 Visual system has capacity limitations
 Can’t really code each one with precision at once
 Ensemble coding describes our ability to
 Briefly observe sets of similar features and estimate average
information about them.
An Averaging Mechanism
 It has been shown that observers are very accurate at Ensemble
Coding for low-level features
 Determining the average size of a set of shapes (Chong & Treisman, 2005)
 However, people don’t seem to remember individuals! (Ariely, 2001)
 Not only average low-level features, evidence that it also occurs
for faces!
 Judging the average emotion and gender from sets of faces (Haberman &
Whitney, 2007)
 Efficient in abstracting facial expression
 Accurately averaged emotion of 16 different faces, in only 500 ms!
(Haberman & Whitney, 2009)
Ensemble Coding Identity
 More recently, evidence for averaging of facial identity
 Exposed to 4 faces of different identities for 2 seconds (de Fockert &
Wolfenstein, 2009)
 More likely to ‘falsely’ recognise morphs than actual individuals (de
Fockert & Wolfenstein, 2009; Neumann,2013)
Set of faces
Average Composite
Of Set Faces(Not
actually seen!)
Actual Individual
Member (This was
seen)
Averages vs Individuals
 Exemplar (individual) Coding of identities
 Evidence of little memory for individuals (de Fockert & Wolfenstein, 2009; de Fockert &
Gautrey, 2013)
 Studies support that only a single face is coded at once (Bindemann, Burton &
Jenkins, 2005)
 Averaging identity, but don’t remember individuals
 Possibly counterintuitive to identification of specific individuals
 So…would this always be the case?
 There has been little work done on Ensemble Coding for identity
 Previous study used 4 faces in a set at 2 seconds
 Possible for observers to still sufficiently code individual identities
Current Study
 So is Ensemble Coding efficient in averaging identity?
 That is, estimate precise mean without requiring individuals?
 Efficiency already demonstrated using facial expression? (Haberman &
Whitney, 2009)
 Identity is unique, whereas expression is dynamic
 Manipulated participants access to sets of exemplars (individual
face images)
 Examined how Ensemble Coding was affected
 Using 2 experiments, varied
 Set duration (Exposure)
 Set size (Number of Faces)
Hypotheses
 Set duration (Experiment 1)
Sensitivity
Set Size
 Set size (Experiment 2)
 Alternative: Ensemble Coding depends on Exemplar Coding
 There would then be similar patterns of increase and decrease for morphs
and exemplars
 We require individual identities to form averages
 Hypothesis: Ensemble Coding is efficient for identity
 Averages are formed independently, like for facial expression
Sensitivity
Set Duration
Exemplars
Morphs
Experiment 1 – Set Duration
+
Set Durations (ms)
50 | 100 | 200 | 400 | 800 | 1600 | 3200 | 6400
Matching
Exemplar
Non-Matching
Exemplar
Matching
Morph
Non-Matching
Morph
Match Non-Match
Exemplar
(Individual)
Morph
Probe Face
Experiment 1 – Set Duration
 2x2x8 repeated measures design
 2 Match types
 Matching/Non-Matching
 2 Probe types
 Morph/Exemplar
 8 Set Durations (in milliseconds):
 50, 100, 200, 400, 800, 1600, 3200 and 6400ms
 Using 4 faces in every set
0
0.2
0.4
0.6
0.8
1
1.2
1.4
50 100 200 400 800 1600 3200 6400
DifferenceScores
Set Duration (ms)
Exemplars
Morphs
Results
 Pairwise comparisons between sensitivity differences, at each duration
* t(23) = 4.83, p < .001
*t(23) = 10.54, p < .001
Discussion
 Results suggest that Ensemble Coding depends on Exemplar
Coding of individuals
 Alternative hypothesis supported
 Similar patterns of increase before 3200ms
 Given enough time (at least 3 seconds)
 Ensemble Coding becomes reduced as people become better at
Exemplar Coding
 Strongest Ensemble Coding effect from 400 to 1600ms
 Seems to be optimal interval of averaging
Experiment 2 – Set Size
8
Match Non-Match
Exemplar
(Individual)
Morph
Non-Matching
Exemplar
Probe Face
Matching
Morph
Non-Matching
Morph
Matching
Exemplar
Set Sizes
2 | 4 | 6 | 8
Experiment 2 – Set Size
 2x2x4 repeated measures design was used
 2 Match types
 Matching/Non-Matching
 2 Probe types
 Morph/Exemplar
 4 set sizes (numerosity):
 2, 4, 6 and 8
 1600ms constant duration
Results
-0.2
0
0.2
0.4
0.6
0.8
1
1.2
1.4
1.6
1.8
2 4 6 8
Z(Match–Mismatch)
Set Size (Numerosity)
Exemplars
Morphs
*t(23) = 10.54, p < .001
Discussion
 Results again suggest that Ensemble Coding depends on
Exemplar Coding individuals
 Alternate hypothesis supported
 As set size increases, sensitivity to both morphs and exemplars appear
to decrease together
 Presented with larger groups of faces,
 People are less likely to average identity (because they lack individual
information)
Conclusion
 This study found preliminary evidence against efficiency of Ensemble
Coding
 People code individual identities, then form averages
 Or is individual information simply not discarded?
 Optimal interval for averaging identity
 Steep rise between durations of 400 to 1600ms
 Given more different identities to process
 Both Ensemble and Exemplar (individual) Coding become poorer
 Findings suggest that Ensemble Coding for identity
 Is not efficient as demonstrated for facial expression (Haberman & Whitney, 2009)
 But is dependent on Exemplar (individual) Coding
Thank you
 Thank you for your time!
 I would also like to thank my supervisors Romina and Markus for
being a great help!
Limitations
 Sample size was limited, may have affected statistical power
 Non-significant morph advantage at short durations
 Promising though!
 Set size study was limited due to number of faces in a morph
 Participants could tell when it was simply a morph
 Findings have to be taken with caution
 Further studies can explore if Ensemble Coding only occurs for
unique vs dynamic features, by using Sets with same vs different
identities
Results
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
50 100 200 400 800 1600 3200 6400
%of"Present"Responses
Set Duration (ms)
Morphs (M)
Morphs (MM)
Exemplar (M)
Exemplar (MM)
 Significant Interaction of probe type * match type * duration, F(7, 161) = 10.51, p < .001, η2
partial = .314.
Results
 Significant Interaction of probe type * match type, F(1, 23) = 9.73, p = .005, probe type * set size, F(3, 69) = 8.09, p <
.001, and match type * size, F(3, 69) = 198.25, p = .005. Non-significant triple interaction, F(3, 69) = .16, p = .925
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
2 4 6 8
%of"Present"Responses
Set Size (Numerosity)
Morphs (M)
Morphs (MM)
Exemplars (M)
Exemplars (MM)

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Ensemble Coding

  • 1. Efficiency of Ensemble and Exemplar Coding for Facial Identity Ryan Ng Supervisors: Romina Palermo & Markus Neumann
  • 2. What is Ensemble Coding?  Our environment contains sets/collections of similar objects  Visual system has capacity limitations  Can’t really code each one with precision at once  Ensemble coding describes our ability to  Briefly observe sets of similar features and estimate average information about them.
  • 3. An Averaging Mechanism  It has been shown that observers are very accurate at Ensemble Coding for low-level features  Determining the average size of a set of shapes (Chong & Treisman, 2005)  However, people don’t seem to remember individuals! (Ariely, 2001)  Not only average low-level features, evidence that it also occurs for faces!  Judging the average emotion and gender from sets of faces (Haberman & Whitney, 2007)  Efficient in abstracting facial expression  Accurately averaged emotion of 16 different faces, in only 500 ms! (Haberman & Whitney, 2009)
  • 4. Ensemble Coding Identity  More recently, evidence for averaging of facial identity  Exposed to 4 faces of different identities for 2 seconds (de Fockert & Wolfenstein, 2009)  More likely to ‘falsely’ recognise morphs than actual individuals (de Fockert & Wolfenstein, 2009; Neumann,2013) Set of faces Average Composite Of Set Faces(Not actually seen!) Actual Individual Member (This was seen)
  • 5. Averages vs Individuals  Exemplar (individual) Coding of identities  Evidence of little memory for individuals (de Fockert & Wolfenstein, 2009; de Fockert & Gautrey, 2013)  Studies support that only a single face is coded at once (Bindemann, Burton & Jenkins, 2005)  Averaging identity, but don’t remember individuals  Possibly counterintuitive to identification of specific individuals  So…would this always be the case?  There has been little work done on Ensemble Coding for identity  Previous study used 4 faces in a set at 2 seconds  Possible for observers to still sufficiently code individual identities
  • 6. Current Study  So is Ensemble Coding efficient in averaging identity?  That is, estimate precise mean without requiring individuals?  Efficiency already demonstrated using facial expression? (Haberman & Whitney, 2009)  Identity is unique, whereas expression is dynamic  Manipulated participants access to sets of exemplars (individual face images)  Examined how Ensemble Coding was affected  Using 2 experiments, varied  Set duration (Exposure)  Set size (Number of Faces)
  • 7. Hypotheses  Set duration (Experiment 1) Sensitivity Set Size  Set size (Experiment 2)  Alternative: Ensemble Coding depends on Exemplar Coding  There would then be similar patterns of increase and decrease for morphs and exemplars  We require individual identities to form averages  Hypothesis: Ensemble Coding is efficient for identity  Averages are formed independently, like for facial expression Sensitivity Set Duration Exemplars Morphs
  • 8. Experiment 1 – Set Duration + Set Durations (ms) 50 | 100 | 200 | 400 | 800 | 1600 | 3200 | 6400 Matching Exemplar Non-Matching Exemplar Matching Morph Non-Matching Morph Match Non-Match Exemplar (Individual) Morph Probe Face
  • 9. Experiment 1 – Set Duration  2x2x8 repeated measures design  2 Match types  Matching/Non-Matching  2 Probe types  Morph/Exemplar  8 Set Durations (in milliseconds):  50, 100, 200, 400, 800, 1600, 3200 and 6400ms  Using 4 faces in every set
  • 10. 0 0.2 0.4 0.6 0.8 1 1.2 1.4 50 100 200 400 800 1600 3200 6400 DifferenceScores Set Duration (ms) Exemplars Morphs Results  Pairwise comparisons between sensitivity differences, at each duration * t(23) = 4.83, p < .001 *t(23) = 10.54, p < .001
  • 11. Discussion  Results suggest that Ensemble Coding depends on Exemplar Coding of individuals  Alternative hypothesis supported  Similar patterns of increase before 3200ms  Given enough time (at least 3 seconds)  Ensemble Coding becomes reduced as people become better at Exemplar Coding  Strongest Ensemble Coding effect from 400 to 1600ms  Seems to be optimal interval of averaging
  • 12. Experiment 2 – Set Size 8 Match Non-Match Exemplar (Individual) Morph Non-Matching Exemplar Probe Face Matching Morph Non-Matching Morph Matching Exemplar Set Sizes 2 | 4 | 6 | 8
  • 13. Experiment 2 – Set Size  2x2x4 repeated measures design was used  2 Match types  Matching/Non-Matching  2 Probe types  Morph/Exemplar  4 set sizes (numerosity):  2, 4, 6 and 8  1600ms constant duration
  • 14. Results -0.2 0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2 4 6 8 Z(Match–Mismatch) Set Size (Numerosity) Exemplars Morphs *t(23) = 10.54, p < .001
  • 15. Discussion  Results again suggest that Ensemble Coding depends on Exemplar Coding individuals  Alternate hypothesis supported  As set size increases, sensitivity to both morphs and exemplars appear to decrease together  Presented with larger groups of faces,  People are less likely to average identity (because they lack individual information)
  • 16. Conclusion  This study found preliminary evidence against efficiency of Ensemble Coding  People code individual identities, then form averages  Or is individual information simply not discarded?  Optimal interval for averaging identity  Steep rise between durations of 400 to 1600ms  Given more different identities to process  Both Ensemble and Exemplar (individual) Coding become poorer  Findings suggest that Ensemble Coding for identity  Is not efficient as demonstrated for facial expression (Haberman & Whitney, 2009)  But is dependent on Exemplar (individual) Coding
  • 17. Thank you  Thank you for your time!  I would also like to thank my supervisors Romina and Markus for being a great help!
  • 18. Limitations  Sample size was limited, may have affected statistical power  Non-significant morph advantage at short durations  Promising though!  Set size study was limited due to number of faces in a morph  Participants could tell when it was simply a morph  Findings have to be taken with caution  Further studies can explore if Ensemble Coding only occurs for unique vs dynamic features, by using Sets with same vs different identities
  • 19. Results 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 50 100 200 400 800 1600 3200 6400 %of"Present"Responses Set Duration (ms) Morphs (M) Morphs (MM) Exemplar (M) Exemplar (MM)  Significant Interaction of probe type * match type * duration, F(7, 161) = 10.51, p < .001, η2 partial = .314.
  • 20. Results  Significant Interaction of probe type * match type, F(1, 23) = 9.73, p = .005, probe type * set size, F(3, 69) = 8.09, p < .001, and match type * size, F(3, 69) = 198.25, p = .005. Non-significant triple interaction, F(3, 69) = .16, p = .925 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 2 4 6 8 %of"Present"Responses Set Size (Numerosity) Morphs (M) Morphs (MM) Exemplars (M) Exemplars (MM)