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NewTort of Intrusion
UponSeclusion and
Electronic Health
Records
Omar Ha-Redeye
AAS, BHA (Hons.), PGCert, J.D., LLM(c)
CNMT, RT(N)(ARRT)
TheConcept
of Privacy
Changes
overTIme
“Privacy is a protean concept,
and the difficult issue is where
the “reasonableness” line
should be drawn.
 Justice Binnie stated in R. v.
Tessling ” [2004] 3 SCR 432 at
para 25
Importance
of Privacy in
Health
Services
 importance of patient privacy directly
related to the concept of patient dignity
 allows for broader societal benefits
including research and public health
activities
 Without protecting privacy, individuals
would be far less likely to participate in
the health care system
 may withhold important information from
health services providers
 inaccurate or incomplete diagnoses
 could result in delays
 apprehension over confidentiality could
affect tax payers
Jones v Tsige,
2012ONCA
32
 Court reviewed PIPEDA, PHIPA,
FIPPA MFIPPA, Consumer Reporting
Act
 Statutory law in Canada insufficient
 Focus on employer
 Insufficient damages
 American Restatement used to
define intrusion upon seclusion
 American Common law developed
four different types of torts for
breach of privacy
Intrusion
Upon
Seclusion
Elements of this cause of action:
 The defendant’s conduct must be
intentional, including recklessness
 The defendant must have invaded,
without lawful justification, the
plaintiff’s private affairs or concerns
 A reasonable person would regard
the invasion as highly offensive,
causing distress, humiliation, or
anguish
Intrusion
Upon
Seclusion
(cont’d)
Privacy interests affected by
intrusion upon seclusion:
 Financial or health records
 Sexual practices and
orientation
 Employment
 Diary or private
correspondence that could be
reasonably considered highly
offensive
Technology
Poses a
NovelThreat
to Privacy
 [67] ….The internet and digital
technology have brought an
enormous change in the way we
communicate and in our capacity to
capture, store and retrieve
information.
… Sensitive information as to our
health is similarly available…
 [68] …Technological change poses a
novel threat to a right of privacy that
has been protected for hundreds of
years by the common law ...
WhySTIs are
So Important
SexuallyTransmitted
Infections (STIs) are a highly
stigmatized medical condition
 Doesn’t matter how serious it
actually is
 STIs attract special privacy
considerations
 relate to two of the different
types of privacy interests in
Jones
 health records
 sexual practices
Special
Treatment of
Information -
STIs
Perceptions change over time
R. v. Cuerrier, [1998] 2 SCR 371
 Knowingly exposing others to HIV through
unprotected sex without disclosure could be
constituted as assault or sexual assault vitiated
by fraud under s. 265(3)(c) of the Criminal Code
R. v. Aziga, 2011 ONSC 4592
 Traumatic nature of non-disclosure of HIV status
R. v. Mabior, 2012 SCC 47
 Shift in position; HIV transmission is lowered
significantly with antiretroviral drugs
Anonymization
 Do not need to demonstrate actual
harm, simply “distress, humiliation, or
anguish.”
 many individuals do not necessarily disclose
their HIV status to family members or
friends
 do not appear to be even required to
disclose by law to their sexual partners
 anonymization routinely done for public
health tracking purposes would also
appear to be a proper disclosure
 However, a patient may feel as if their
solitude is violated even if their
information is anonymized
 disclosure occurs without their consent
Employment
Law and
Vicarious
Liability
 Analysis of PIPEDA in Jones
 Company policies may protect employers from
vicarious liability
 employee acted explicitly against the employer’s
policies and instructions and was acting as a “rogue
employee.”
 R. v. Dyment, [1988] 2 SCR 417
 Physician obtained blood sample from unconscious
person for emergency purposes without patient’s
knowledge or consent, discovered alcohol and
medication present in the blood, and handed that
information over to the law enforcement, used to
convict patient for driving under the influence
PrivacyClass
Actions Pre-
Jones
Cole v. Prairie Centre CreditUnion Ltd.,
2007 SKQB 330
 Communication of confidential information
disposed in a landfill
 Unsuccessful claim emotional distress and
economic loss
Jackson v. Canada, [2006] O.J. No. 3737
(ON CA)
 Document of correctional facility employee
addresses circulated among the prison
population
 Judge described rapidly evolving nature of
privacy law
Class
Action
Intrusions
–After
Jones
Condon v. Canada, [2013] F.C.J. No. 1402; [2014]
F.C.J. No. 297
 Loss of external hard drive containing information of
583,000 Canadian Student Loan Program participants
 information was disclosed in an unlawful way and not
disposed of as required by statute
Evans v.The Bank of Nova Scotia, 2014 ONSC 2135
 Mortgage administration officer deliberately provided
sensitive financial information to girlfriend
 Then provided to third-parties and used for improper
and fraudulent purposes
 class action was preferred approach because of the
modest amount of recovery
Health
Records
Class
Actions
Hopkins v. Kay, 2014 ONSC 321
 280 patient records accessed and
disseminated to third parties without the
patients’ consent
 intrusion upon seclusion does not require
proof of actual harm, while PHIPA does
 modest damages with the tort are still
higher than what the statute provides.
RougeValley Privacy Breach
 a claim for $412 million against a hospital
for two employees who sold patient
information to a private Registered
Education Savings Plan
Conclusions
 health facilities should review and
adopt best practices in data
security
 appropriate policies, training,
education of employees, and
controls
 relatively low amount of damages
suggests intrusion upon seclusion
is unlikely to appear as the basis
for a claim by itself
 normally be combined with other
heads of damages to advance a
claim.
Conclusions
(con’t)
 modest damages also makes it
more appealing for to proceed on
a class action basis
 this poses the most significant risk
of liability for the new tort.
 Class actions may ultimately be
the process in which intrusion
upon seclusion is utilized the most
 could foster greater privacy
compliance and better security
measures around patient
information in health facilities
Closing
Thank you for your
attention
Contact:
Omar@FleetStreetLaw.com

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New tort of intrusion upon seclusion for health records

  • 1. NewTort of Intrusion UponSeclusion and Electronic Health Records Omar Ha-Redeye AAS, BHA (Hons.), PGCert, J.D., LLM(c) CNMT, RT(N)(ARRT)
  • 2. TheConcept of Privacy Changes overTIme “Privacy is a protean concept, and the difficult issue is where the “reasonableness” line should be drawn.  Justice Binnie stated in R. v. Tessling ” [2004] 3 SCR 432 at para 25
  • 3. Importance of Privacy in Health Services  importance of patient privacy directly related to the concept of patient dignity  allows for broader societal benefits including research and public health activities  Without protecting privacy, individuals would be far less likely to participate in the health care system  may withhold important information from health services providers  inaccurate or incomplete diagnoses  could result in delays  apprehension over confidentiality could affect tax payers
  • 4. Jones v Tsige, 2012ONCA 32  Court reviewed PIPEDA, PHIPA, FIPPA MFIPPA, Consumer Reporting Act  Statutory law in Canada insufficient  Focus on employer  Insufficient damages  American Restatement used to define intrusion upon seclusion  American Common law developed four different types of torts for breach of privacy
  • 5. Intrusion Upon Seclusion Elements of this cause of action:  The defendant’s conduct must be intentional, including recklessness  The defendant must have invaded, without lawful justification, the plaintiff’s private affairs or concerns  A reasonable person would regard the invasion as highly offensive, causing distress, humiliation, or anguish
  • 6. Intrusion Upon Seclusion (cont’d) Privacy interests affected by intrusion upon seclusion:  Financial or health records  Sexual practices and orientation  Employment  Diary or private correspondence that could be reasonably considered highly offensive
  • 7. Technology Poses a NovelThreat to Privacy  [67] ….The internet and digital technology have brought an enormous change in the way we communicate and in our capacity to capture, store and retrieve information. … Sensitive information as to our health is similarly available…  [68] …Technological change poses a novel threat to a right of privacy that has been protected for hundreds of years by the common law ...
  • 8. WhySTIs are So Important SexuallyTransmitted Infections (STIs) are a highly stigmatized medical condition  Doesn’t matter how serious it actually is  STIs attract special privacy considerations  relate to two of the different types of privacy interests in Jones  health records  sexual practices
  • 9. Special Treatment of Information - STIs Perceptions change over time R. v. Cuerrier, [1998] 2 SCR 371  Knowingly exposing others to HIV through unprotected sex without disclosure could be constituted as assault or sexual assault vitiated by fraud under s. 265(3)(c) of the Criminal Code R. v. Aziga, 2011 ONSC 4592  Traumatic nature of non-disclosure of HIV status R. v. Mabior, 2012 SCC 47  Shift in position; HIV transmission is lowered significantly with antiretroviral drugs
  • 10. Anonymization  Do not need to demonstrate actual harm, simply “distress, humiliation, or anguish.”  many individuals do not necessarily disclose their HIV status to family members or friends  do not appear to be even required to disclose by law to their sexual partners  anonymization routinely done for public health tracking purposes would also appear to be a proper disclosure  However, a patient may feel as if their solitude is violated even if their information is anonymized  disclosure occurs without their consent
  • 11. Employment Law and Vicarious Liability  Analysis of PIPEDA in Jones  Company policies may protect employers from vicarious liability  employee acted explicitly against the employer’s policies and instructions and was acting as a “rogue employee.”  R. v. Dyment, [1988] 2 SCR 417  Physician obtained blood sample from unconscious person for emergency purposes without patient’s knowledge or consent, discovered alcohol and medication present in the blood, and handed that information over to the law enforcement, used to convict patient for driving under the influence
  • 12. PrivacyClass Actions Pre- Jones Cole v. Prairie Centre CreditUnion Ltd., 2007 SKQB 330  Communication of confidential information disposed in a landfill  Unsuccessful claim emotional distress and economic loss Jackson v. Canada, [2006] O.J. No. 3737 (ON CA)  Document of correctional facility employee addresses circulated among the prison population  Judge described rapidly evolving nature of privacy law
  • 13. Class Action Intrusions –After Jones Condon v. Canada, [2013] F.C.J. No. 1402; [2014] F.C.J. No. 297  Loss of external hard drive containing information of 583,000 Canadian Student Loan Program participants  information was disclosed in an unlawful way and not disposed of as required by statute Evans v.The Bank of Nova Scotia, 2014 ONSC 2135  Mortgage administration officer deliberately provided sensitive financial information to girlfriend  Then provided to third-parties and used for improper and fraudulent purposes  class action was preferred approach because of the modest amount of recovery
  • 14. Health Records Class Actions Hopkins v. Kay, 2014 ONSC 321  280 patient records accessed and disseminated to third parties without the patients’ consent  intrusion upon seclusion does not require proof of actual harm, while PHIPA does  modest damages with the tort are still higher than what the statute provides. RougeValley Privacy Breach  a claim for $412 million against a hospital for two employees who sold patient information to a private Registered Education Savings Plan
  • 15. Conclusions  health facilities should review and adopt best practices in data security  appropriate policies, training, education of employees, and controls  relatively low amount of damages suggests intrusion upon seclusion is unlikely to appear as the basis for a claim by itself  normally be combined with other heads of damages to advance a claim.
  • 16. Conclusions (con’t)  modest damages also makes it more appealing for to proceed on a class action basis  this poses the most significant risk of liability for the new tort.  Class actions may ultimately be the process in which intrusion upon seclusion is utilized the most  could foster greater privacy compliance and better security measures around patient information in health facilities
  • 17. Closing Thank you for your attention Contact: Omar@FleetStreetLaw.com