This document proposes a multi-order harmonic generation architecture for millimeter-wave frequency synthesis. It uses a low-frequency PLL followed by multiple stages of frequency multiplication to generate wideband frequencies up to 40 GHz. A digital harmonic synthesis block and injection-locked LC oscillator generate the multiplied frequencies. Measurement results show locking to the 7th harmonic at 32 GHz with low phase noise. This architecture achieves wide tuning ranges for millimeter-wave applications using low-frequency PLL techniques.
Multi-Order Harmonic Generation for Wideband mm-Wave Frequency Synthesis
1. Frequency Synthesizers and
Oscillator Architectures Based on
Multi-order Harmonic Generation
Mohammed M. Abdul-Latif,
Advisor: Dr. Edgar Sánchez-Sinencio
Analog and Mixed Signal Center,
Texas A&M University, College Station, TX
2. 08/28/15 2
Outline
Introduction and Motivation
A Wideband Millimeter-Wave Frequency
Synthesis Architecture using Multi-Order
Harmonic-Generation
N-Push Cyclic Coupled Ring Oscillators
An Adaptive Low-pass Filtering Technique for
Reference-Spur Reduction in Integer-N PLLs
Conclusion
5. 08/28/15 5
Introduction
Intel Sandy Bridge
Micro-architecture
Computing Systems need clock generators to provide
timing clocks to the Central Processing Units (CPU)
10. 08/28/15 10
Motivation
Performance of frequency synthesizer helps determine:
Bandwidths available in wireless links
Higher Frequencies wider bandwidths higher data rates
Receiver or transmitter data rates in serial links
Faster Infra-structure more data rates
CPUs/DSPs speeds in computing devices
Faster computing more functionality
Form Factor and battery life
Less power and area smaller devices and longer battery life
Number of data and communication standards integrated on a
single chip
Wideband frequency synthesizers more integration
11. 08/28/15 11
Motivation
This work proposes circuit architectures and designs which
improve the following performance metrics of frequency
synthesizers:
Oscillation frequency
Tuning Range
Phase noise
12. 08/28/15 12
Overview
We propose a new architecture to frequency synthesizers:
A PLL combined with a frequency multiplier
We propose a new VCO to be used within the PLL
We propose a technique to improve PLL performance
Most famous frequency synthesizer: Phase Locked Loops
13. 08/28/15 13
Overview
Main theme of the proposed architectures:
Frequency multiplication ≡ Harmonic Generation
Low Frequency Input
Easier to implement
Lower Noise
Narrowband
Low frequency
Higher Frequency
Wideband
Noise degrades
14. 08/28/15 14
Overview
Project 1 Project 2 Project 3
Goals
• Wide tuning range
• mm-wave freq.
• Wide tuning range
• mm-wave freq.
• Low phase noise
• Low reference
spur
Architecture
Multi-order Multi-
Step Harmonic
Generation
Multi-order
Harmonic Generation
Integer-N charge
pump based PLL
Oscillator LC based oscillator
Coupled Ring
Oscillator
LC –based Oscillator
Implementation
Digital Harmonic
Synthesis and
N-Push
Osc.1: N-Push /M-Push
Osc.2: N-Push
Adaptive Low pass
filtering
Usage Used after a PLL Used within a PLL Used within a PLL
15. 08/28/15 15
Outline
Introduction and Motivation
A Wideband Millimeter-Wave Frequency
Synthesis Architecture using Multi-Order
Harmonic-Generation
N-Push Cyclic Coupled Ring Oscillators
An Adaptive Low-pass Filtering Technique for
Spur Reduction in Integer-N PLLs
Conclusion
17. 08/28/15 17
Motivation
This frequency synthesizer is required to provide
Frequency tones for a large frequency tuning range up
to millimeter-wave (mm-wave) frequencies
Fine channel frequency resolution
Adequate phase noise performance
Minimum power consumption
Application examples
WiMAX (10-66 GHz) and (2-11GHz) provide
broadband links for voice, video, data, mobile
WIGIG (57-66 GHz) provides wireless data, display
and audio applications with data rates of 7Gbps
18. 08/28/15 18
Motivation
Conventional mm-wave PLL problems:
1. Wideband VCOs have a large and varying frequency
sensitivity (KVCO) which:
- Degrades its phase noise.
- Degrades spur suppression.
• Complicates PLL loop design.
2. mm-wave dividers are usually implemented using
injection-locked architectures
1. suffer from narrow band characteristics
2. high power consumption
3. Mismatches between the VCO and the divider tuning
characteristics can reduce the usable portion of the
VCO tuning range significantly
19. 08/28/15 19
Proposed Solution
Use a relatively Low frequency PLL to synthesize a
scaled down version of the required mm-wave
frequencies
Well known implementation
Lower phase noise
Reasonable tuning range
Frequency multiplication/Harmonic generation using
different factors
Higher operating frequencies
Wider bandwidths simultaneously
e.g. 1 – 1.25 GHz (tuning range ~ 25 %) x 24 or 30
24 –37.5 GHz with a tuning range of 45 %.
33. 08/28/15 33
Measurement Results
2.25 mm
1.15 mm
N-Push
Frequency
multiplier
IL-QVCO Output
Amplifier/Buffer
Digital Harmonic
Synthesis Block
Fabricated in IBM 90nm CMOS
Active area 0.6mm2
Chip Micrograph
34. 08/28/15 34
Measurement Results
5 10 15 20 25 30
-120
-100
-80
-60
-40
-20
0
Amplitude(dBm)
5 10 15 20 25 30
-120
-100
-80
-60
-40
-20
0
Frequency (GHz)
PhaseNoise(dBc/Hz)
• Locking to 7th
harmonic
• All lower harmonic are less
than 39dBc
Amplitude
Phase noise @ 1 MHz
37. 08/28/15 37
References
1. O. Richard, A. Siligaris, F. Badets, C. Dehos, C. Dufis, P. Busson, P. Vincent, D.
Belot, P. Urard, "A 17.5-to-20.94GHz and 35-to-41.88GHz PLL in 65nm CMOS for
wireless HD applications," ISSCC Dig. Tech. Papers, Feb. 2010, pp. 252-253.
2. S.-A. Yu, Y. Baeyens, J. Weiner, U.-V. Koc, M. Rambaud, F.-R. Liao, Y.-K. Chen,
P. Kinget, "A single-chip 0.125–26GHz signal source in 0.18um SiGe
BiCMOS," IEEE RFIC Symp. Dig., Jun. 2009 pp.427-430.
3. W. L. Chan, J. R. Long, J. J. Pekarik, "A 56-to-65GHz Injection-Locked Frequency
Tripler with Quadrature Outputs in 90nm CMOS," ISSCC Dig. Tech. Papers, Feb.
2008, pp.480-629.
4. S. D. Toso, A. Bevilacqua, M. Tiebout, S. Marsili, C. Sandner, A. Gerosa, A.
Neviani, "UWB Fast-Hopping Frequency Generation Based on Sub-Harmonic
Injection Locking," ISSCC Dig. Tech. Papers, Feb. 2008, pp.124-601.
5. S. A. Osmany, F. Herzel, J. C. Scheytt, "An Integrated 0.6–4.6 GHz, 5–7 GHz, 10–14
GHz, and 20–28 GHz Frequency Synthesizer for Software-Defined Radio
Applications," IEEE J. of Solid-State Circuits, vol.45, no.9, pp.1657-1668, Sept.
2010.
6. T.-Y. Lu, W.-Z. Chen, "A 3-to-10GHz 14-Band CMOS Frequency Synthesizer with
Spurs Reduction for MB-OFDM UWB System," ISSCC Dig. Tech. Papers, Feb.
2008, pp.126-601.
7. S.-A. Yu, P. Kinget, "A 0.65V 2.5GHz Fractional-N Frequency Synthesizer in 90nm
CMOS," ISSCC Dig. Tech. Papers, Feb. 2007, pp.304-604.
38. 08/28/15 38
Outline
Introduction and Motivation
A Wideband Millimeter-Wave Frequency
Synthesis Architecture using Multi-Order
Harmonic-Generation
N-Push Cyclic Coupled Ring Oscillators
An Adaptive Low-pass Filtering Technique for
Spur Reduction in Integer-N PLLs
Conclusion
39. 08/28/15 39
Overview
Project 1 Project 2 Project 3
Goals
• Wide tuning range
• mm-wave freq.
• Wide tuning range
• mm-wave freq.
• Low phase noise
• Low reference
spur
Architecture
Multi-order Multi-
Step Harmonic
Generation
Multi-order
Harmonic Generation
Integer-N charge
pump based PLL
Oscillator LC based oscillator
Coupled Ring
Oscillator
LC –based Oscillator
Implementation
Digital Harmonic
Synthesis and
N-Push
Osc.1: N-Push /M-Push
Osc.2: N-Push
Adaptive Low pass
filtering
Usage Used after a PLL Used within a PLL Used within a PLL
41. 08/28/15 41
Motivation
The oscillator is required to
Provide wide frequency tuning ranges
Lower phase noise performance at mm-wave frequency
Provide Multi-phase outputs used in
Image Reject receivers
Time interleaved data sampling
Work within the conventional PLL structure
42. 08/28/15 42
Ring Oscillators
We propose to use ring oscillators
Advantages:
Compatible with the low cost digital CMOS processes.
Scalable with new technologies promising higher
frequencies.
Ring oscillators naturally provide different phase shifts
We propose to combine ring oscillators with N-Push
frequency multiplication
Advantage:
Achieve higher frequency of operation
43. 08/28/15 43
Coupled Ring Oscillators
We need Multi-order Harmonic Generation
To achieve wide tuning range
But needs two sets of phases
We propose to use coupled ring oscillators to
provide a second set of phases
Phase noise is improved as a bi-product of using
coupled ring oscillators
44. 08/28/15 44
Cyclic Coupled Ring Oscillator
M coupled ring oscillators
Each Ring Oscillator has
N-Delay stages
Coupling stages Dci
MxN matirx
45. 08/28/15 45
Cyclic Coupled Ring Oscillator
M Horizontal Oscillators
N Vertical Oscillators
k times smaller:
gmH = k gmV
Each oscillator is injection-
locked to the previous using
progressive multi-phase
injection
This implementation used
CMOS inverters as the delay
cells
46. 08/28/15 46
Cyclic Coupled Ring Oscillator
M Horizontal Oscillators
N Vertical Oscillators
k times smaller:
gmH= k gmV
Each oscillator is injection-
locked to the previous using
progressive multi-phase
injection
This implementation used
CMOS inverters as the delay
cells
47. 08/28/15 47
Circuit Model
Each transconductor is modeled as an
ideal hard limiter with an RC load
21 22 12 2222
21 22 12 22
sin( ) sin( )1
cos( ) cos( )
osc cp
osc cp
I Id
dt RC I I
θ θ θ θθ
θ θ θ θ
− + −
=
− + −
48. 08/28/15 48
Oscillation Frequency
Coupling factor
If all oscillators lock to the same frequency ω0 and
given the symmetry of the system
Horizontal phase shift
Vertical phase shift
Hence,
Compare to a single RO,
/cp osck I I=
1 0φ θ θ φ−= − =j ij ij
1 0ψ θ θ ψ−= − =i i j ij
0 0
0 0
sin( ) sin( )1
cos( ) cos( )
φ ψ
ω
φ ψ
+
=
+
osc
k
RC k
,single 0
1
tan( )ω φ=osc
RC
49. 08/28/15 49
Phase Shifts
For the horizontal oscillators (strong oscillators)
For the vertical oscillators (weak oscillators)
N
π
φ π= +
2
2
( ) where
2
n
M
n M n
M
ψ π
π
ψ
Μ =
= > >
e.g. N=3, M=5
50. 08/28/15 50
Phase Noise
Circuit model
[ ]
2 2
22 41
1 2
2 2 2 21 2 3 2 1
1 1 2 1 2 2
( ) 8 ( ) 1
( )
2 det( )
m
m N x M M
osc
M M M M
S kT a b
R I b M M
M I M M I M M I M I
θ ω
ω
− − − −
+
= =
+
× + + + +
L
L
21 22 12 22 2222
21 22 12 22 22
sin( ) sin( ) sin( )1
cos( ) cos( ) cos( )
osc inj n n
osc inj n n
I I id
dt RC I I i
θ θ θ θ θ θθ
θ θ θ θ θ θ
− + − − −
=
− + − − −
51. 08/28/15 51
Phase Noise
Calculated phase noise plot for the
case of 3x3 CCRO with k=0.1
10
4
10
5
10
6
10
7
10
8
10
9
10
10
-180
-160
-140
-120
-100
-80
-60
-40
Offset Frequency (Hz)
PhaseNoise(dBc/Hz)
10
4
10
5
10
6
10
7
10
8
10
9
10
10
-5
-4
-3
-2
-1
0
1
Offset Frequency (Hz)PhaseNoiseImprovement(dB)
k=0.2
k=0.1
k=0.01
Calculated phase noise difference for
the case of 3x3 CCRO and for
k=0.01, 0.1 and 0.2
Improvement of 10log10(M)is observed .. Why?
Improvement is only below a certain bandwidth .. Why?
52. 08/28/15 52
Phase Noise
D. Shaeffer and S. Kudszus
JSSC, July 2003.
A coupled system has more inertia than a single
system and hence is more resistant to noise.
Power is increased M2
times
and random noise signals are
increased M times
Phase noise improves
by M times or 10 log10(M) dB
53. 08/28/15 53
Phase Noise
A perfectly coupled system (k =1) ≡ single oscillator
with M times more power consumption
All perturbations are corrected
Phase noise improved for all frequency offsets
For a weakly coupled system (k <<1)
Only slow perturbations are corrected, system cannot
respond to fast perturbations
Phase Noise Improvement is only below a certain
bandwidth
54. 08/28/15 54
N-Push CCRO
N-Push CCROs have several advantages over stand
alone ring oscillators.
Lower the phase noise by 1/M due to coupling.
Make use of the multiple phase sets of the CCRO
The core ring oscillator runs at a lower frequency
use non-minimum length
decrease the associated flicker noise
Decrease phase noise further
55. 08/28/15 55
N-Push CCRO
We propose two oscillators:
1. A Wideband N-Push/M-Push CCRO which achieves:
1. Wide tuning range
2. Low phase noise
3. Works within a PLL
2. A mm-wave N-Push CCRO which achieves:
1. Mm-wave oscillation frequency
2. Low phase noise
3. Multi-phase output
4. Works within a PLL
56. 08/28/15 56
Wideband N-Push/M-Push CCRO
Applying N-Push and M-push simultaneously to the two
dimensions of the CCRO provides two output frequency
ranges
achieve a wideband output using a core oscillator with a
smaller frequency output range.
60. 08/28/15 60
Measurement Results
3 4 5 6 7 8 9
-108
-106
-104
-102
-100
-98
-96
-94
-92
Frequency (GHz)
PhaseNoise(dBc/Hz)
N-Push CCRO
N-Push Single RO
Phase noise improvement by 8dB ~ 10log(5) due to the
use of 5 coupling ring oscillators
62. 08/28/15 62
References
1. C. Li, J. Lin, "A 1–9GHz Linear-Wide-Tuning-Range Quadrature Ring
Oscillator in 130 nm CMOS for Non-Contact Vital Sign Radar
Application," IEEE Microwave Wireless Compon. Lett., vol.20, no.1, pp.34-
36, Jan. 2010.
2. E. Tatschl-Unterberger, S. Cyrusian, M. Ruegg, "A 2.5GHz phase-switching
PLL using a supply controlled 2-delay-stage 10GHz ring oscillator for
improved jitter/mismatch," IEEE Int. Circuits Syst. Symp., May 2005, pp.
5453- 5456.
3. B. Fahs, W.Y. Ali-Ahmad, P. Gamand, "A Two-Stage Ring Oscillator in
0.13- mm CMOS for UWB Impulse Radio," IEEE Trans. Microwave.
Theory and Tech, vol.57, no.5, pp.1074-1082, May 2009.
4. A. Rezayee and K. Martin, “A coupled two-stage ring oscillator,” in IEEE
Midwest Circuits Syst. Symp., Aug. 2001, pp. 878–881.
5. A. Rezayee and K. Martin, “A 10-Gb/s clock recovery circuit with linear
phase detector and coupled two-stage ring oscillator,” in IEEE Eur. Solid-
State Circuits Conf., Sep. 2002, pp. 419–422.
63. 08/28/15 63
mm-wave N-Push CCRO
Applying the N-push technique to each of the M sets of N
signals can also provide a multi-phase mm-wave output.
Chip micrograph
67. 08/28/15 67
References
1. Wei-Min Lance Kuo; Cressler, J.D.; Chen, Y.-J.E.; Joseph, A.J.; , "An inductorless
Ka-band SiGe HBT ring oscillator," Microwave and Wireless Components Letters,
IEEE , vol.15, no.10, pp. 682- 684, Oct. 2005.
2. N. Saniei, H. Djahanshahi, and C. A. T. Salama, “25 GHz inductorless VCO in a 45
GHz SiGe technology,” in IEEE RFIC Symp. Dig., 2003, pp. 269–272.
3. W.-M. L.Kuo, J. D. Cressler,Y.-J. E. Chen, and A. J. Joseph, “Acompact 21 GHz
inductorless differential quadrature ring oscillator implemented in SiGe HBT
technology,” Mater. Sci. Semicond. Process., vol. 8, pp.445–449, Feb. 2005.
4. H. Djahanshahi, N. Saniei, S. P. Voinigescu, M. C. Maliepaard, and C. A. T. Salama,
“A 20-GHz InP-HBT voltage-controlled oscillator with wide frequency tuning
range,” IEEE Trans. Microw. Theory Tech., vol. 49, no. 9, pp. 1566–1572, Sep. 2001.
5. Chung-Chun Chen; Chao-Chieh Li; Bo-Jr Huang; Kun-You Lin; Hen-Wai Tsao; Huei
Wang; , "Ring-Based Triple-Push VCOs With Wide Continuous Tuning
Ranges," Microwave Theory and Techniques, IEEE Transactions on , vol.57, no.9,
pp.2173-2183, Sept. 2009
6. Kodkani, R.M.; Larson, L.E.; , "A 25 GHz quadrature voltage controlled ring
oscillator in 0.12/spl mu/m SiGe HBT," Silicon Monolithic Integrated Circuits in RF
Systems, 2006. Digest of Papers. 2006 Topical Meeting on , vol., no., pp.4 pp., 18-20
Jan. 2006
68. 08/28/15 68
Outline
Introduction and Motivation
A Wideband Millimeter-Wave Frequency
Synthesis Architecture using Multi-Order
Harmonic-Generation
N-Push Cyclic Coupled Ring Oscillators
An Adaptive Low-pass Filtering Technique for
Spur Reduction in Integer-N PLLs
Conclusion
69. 08/28/15 69
Overview
Project 1 Project 2 Project 3
Goals
• Wide tuning range
• mm-wave freq.
• Wide tuning range
• mm-wave freq.
• Low phase noise
• Low reference
spur
Architecture
Multi-order Multi-
Step Harmonic
Generation
Multi-order
Harmonic Generation
Integer-N charge
pump based PLL
Oscillator LC based oscillator
Coupled Ring
Oscillator
LC –based Oscillator
Implementation
Digital Harmonic
Synthesis and
N-Push
Osc.1: N-Push /M-Push
Osc.2: N-Push
Adaptive Low pass
filtering
Usage Used after a PLL Used within a PLL Used within a PLL
71. 08/28/15 71
Spurious Tone sources in Integer-N FS
Non-ideal effects in PFD and CP
Periodic component at ωREF appears at VCO control input
Appears as a tone at an offset frequency ωREF from the
carrier when the loop is locked
Spur Amplitude
Minimize spurs through
Decreasing VCO gain
Increasing ωREF
Minimize ai
,
2
VCO i
sp i
REF
K a
A
iω
=
Type II third order charge pump
based integer- N PLL
72. 08/28/15 72
Spur suppression is
improved by adding poles
Additional poles lead to
Degraded phase margin
Less stability
Increased overshoot (ringing)
Increased settling time
Effect of Higher-order Loop Filter
(a) (b)
10
3
10
4
10
5
10
6
10
7
10
8
-220
-200
-180
-160
-140
-120
-100
-80
-60
-40
-20
Magnitude(dB)
Bode Diagram
Frequency (Hz)
Improvement of
Spur suppression
ωc ωSP
(a)
(b)
ωPL
74. 08/28/15 74
Building Block (Adaptive LPF)
LCK LCK
BUF BUF
BUF
VCP V1 V2
V1
’
V2
’
LCK
LCK
When LCK is high, a buffered 2nd
-order LPF is enabled
When LCK is low, V1 and V2 follow VCP
V1
’
and V2
’
follow VCP to minimize a glitch on V1 and V2
when LCK goes high due to charge sharing
80. 08/28/15 80
Outline
Introduction and Motivation
A Wideband Millimeter-Wave Frequency
Synthesis Architecture using Multi-Order
Harmonic-Generation
N-Push Cyclic Coupled Ring Oscillators
An Adaptive Low-pass Filtering Technique for
Spur Reduction in Integer-N PLLs
Conclusion
81. 08/28/15 81
Conclusion
A new architecture for generating wideband mm-
wave frequency synthesizers is presented
New N-Push cyclic coupled ring oscillators are
presented
Analysis of each architecture and its phase noise
performance is shown
A low reference-spur integer-N PLL is presented
Measurement results show the superior
performance of the proposed circuits
82. 08/28/15 82
Publications
Mohammed M. Abdul-Latif, Mohamed M. Elsayed and Edgar Sánchez-
Sinencio, “A Wideband Millimeter-Wave Frequency Synthesis Architecture
using Multi-Order Harmonic-Synthesis and Variable N-Push Frequency
Multiplication” IEEE J. Solid-State Circuit., vol.46, no.6, pp.1265-1283, June
2011
Mohammed M. Abdul-Latif, Edgar Sánchez-Sinencio, “A 3.16 – 12.8 GHz
Low Phase Noise N-Push/M-Push Cyclic Coupled Ring Oscillator”, in IEEE
RFIC Symp. Dig., 2011, pp. 405-408
Mohamed Elsayed, Mohammed M. Abdul-Latif, Edgar Sánchez-Sinencio, “A
Spur-Frequency-Boosting PLL with a -74 dBc Reference-Spur Rejection in
90nm Digital CMOS”, in IEEE RFIC Symp. Dig., 2011, pp. 521-524
Mohammed M. Abdul-Latif, Edgar Sánchez-Sinencio, “N-Push Cyclic-
Coupled Ring Oscillators: A Study”, prepared for submission to IEEE J. Solid-
State Circuit.
Mohamed Elsayed, Mohammed M. Abdul-Latif, Edgar Sánchez-Sinencio, “A
Spur-Frequency-Boosting PLL with a -74 dBc Reference-Spur Rejection in
90nm Digital CMOS”, under preparation for IEEE J. Solid-State Circuit.