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Integrated Planning – Is it here to stay?
2015 Missouri Water Seminar
September 10 & 11, 2015
Elizabeth Toot-Levy
Adrienne Nemura, PE
12 Angry Mayors - 2009
Why were they so angry?
CWA Compliance Triangle
Endpoints
Elements of CWA Compliance
• 100 % Compliance with
CWA Goals
Endpoints
• No more than 20 years
Schedule
• At least 2% MHI
Affordability
Endpoints
 NPDES Permit needed to discharge pollutants to
waterways
 NPDES Permit conditions require waterways to be:
 Fishable
 Swimmable
 Drinkable
 NPDES Permit conditions must be met at all times
 Ultimate goal is to eliminate pollutant discharges
Affordability – CWA and SDWA Needs
 Can we afford
fishable,
swimmable,
drinkable, at all
times?
 Lack of Federal
Investment
 Future needs
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NAME]
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NAME]
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NAME]
[VALUE]
[CATEGORY
NAME]s
[VALUE]
[CATEGORY
NAME]
[VALUE]
Schedule
Integrated Planning Framework – Principles
June 5, 2012
Maintain
existing
regulatory
standards
Prioritize
CWA
requirements
Municipality
driven
Innovative
technologies
The Elements of Integrated Planning
• Description of challenges to be addressed
• Identification of human health threats, WLAs, TMDLs, etc.
Water Quality, Human
Health & Regulatory Issues
• Description of existing wastewater and stormwater systems
• Evaluation of current performance
Existing Systems and
Performance
• Open channels of communication with relevant stakeholders
• Allows for public input
Stakeholder Involvement
• Prioritizing investments and renewal of systems
• Green infrastructure for more sustainable solutions
Evaluating and Selecting
Alternatives
• Identified performance criteria
• Monitoring and evaluation program
Measuring Success
• Identification of new projects or modifications
• Changing circumstances
Improving the Plan
Elements of CWA Compliance - Revisited
• Adaptive Management
Endpoints
• Low-hanging fruit
addressed first
Schedule
• Consider economic
burden on community
Affordability
Integrated Planning Endpoints
 Coordination between State and federal NPDES permit
and enforcement authorities
 Communities can determine how to maximize the
environmental benefit of their CWA actions given limited
resources
 Reopener provisions to better facilitate adaptive
management
 Sustainable solutions for wet weather control (Green
Infrastructure)
 Flexibility
 Water Quality Trading
Integrated Planning Affordability
 FCA can include wastewater and stormwater costs
 Not required to spend 2% of MHI to use Integrated
Planning
 Can use SRF funding for planning
 Consider infrastructure rehabilitation/improvement costs
 Consider lifecycle costs and sustainability for alternatives
evaluation
 Weighted Average Residential Index
 Affordability Assessment Tool for Federal Water
Mandates
Integrated Planning Schedule
 Extended Compliance Schedules
 Compliance schedules that prioritize the most significant
human health and environmental needs
 Longer timeframes
 Non-CWA projects can be considered when evaluating
overall financial health and burden
CWA Compliance Triangle
Endpoints
EXAMPLE: Lima, Ohio
 Population = 38,355
(2013)
 Sewer Service
Population = 47,920
 Sewer Accounts =
16,000
 13.80 mi2
 MHI = $26,943
 Industrial history
Lima, Ohio
 Wastewater Utility
 Wastewater Treatment Plant
 18.5 MGD dry weather, tertiary treatment
 96.0 MGD wet weather treatment (under construction)
 Sewer Collection System
 20 CSOs
 32 CSOs
 251 miles of sewers
 60% combined
 25 pump station
 Stormwater Utility
 Water Supply System
LTCP Timeline
 1998 – Original LTCP Submitted to OEPA
 1999 – OEPA Approves LTCP
 2005 – USEPA R5 Rejects LTCP
 2009 – Original LTCP would have been complete
 2011 – Lima submits revised LTCP
 2012 – Lima Presents Integrated Planning Approach to
USEPA, HQ
 2012 – USEPA Visits Lima (April)
 2012 – City Submits Revised LTCP (May)
 2015 – Consent Decree Approved
Consent Decree Reopeners
 Economic Reopeners
 Significant cost increases
 Increased costs as a percentage of median household
income
 Service area poverty levels
 Increasing unemployment
 Decreasing population
 Changes in service area size
 Decreases in revenue due to water conservation efforts
 Closure of major industrial accounts
 Increases in operational costs
Additional Consent Decree Reopeners
 New Clean Water Act obligations
 TMDL or NPDES permit changes
 Incorporation of Green Infrastructure
 If equal or better environmental results
can be achieved through adaptive
management
Economic
 Declining population:
38,838
 Wastewater utility service
area population ~47,920
 City MHI $26,943 and
declining
 MHI below Ohio Very Low
Income Threshold
 34.7% of City residents
below the poverty level
 Unemployment 20.2%
Clean Water Act
 CSOs
 Ottawa River TMDLs
 Ottawa River – Multiple
stressors
 Low-head dams
 Lake Erie drainage basin
Lima’s Challenges
Economics of the Consent Decree
0
500
1,000
1,500
2,000
2,500
3,000
Annual Household Income Distribution in Lima, Ohio
“Anyone who has ever struggled
with poverty knows how
extremely expensive it is to be
poor.” – Mayor Berger
July 24, 2014, Water Resources Subcommittee
Testimony
Economics of the Consent Decree
The Players
The Ottawa River – Lima, OH
The Study
 Flow balance
 Document pollutants
 Data Evaluation
 Model Development
 Evaluate dam
modifications
 Develop Realistic goals
for the Ottawa River
The Questions
 Can the habitat in the
Ottawa River be
improved?
 Can the dams be
managed in a manner to
improve habitat?
 Can the drinking water
system be managed to
improve the habitat in the
river?
The Ottawa River Feasibility Study
The Ottawa River Feasibility Study
The Ottawa River Feasibility Study
Baseline Flow Predictions
1
10
100
1,000
5/1/2010 5/6/2010 5/11/2010 5/16/2010 5/21/2010 5/26/2010 5/31/2010
Daily
Average
Flow,
in
cfs
Date
Estimated Ottawa River Flow Record Adjustment
USGS Gage Station, May 2010
Original Ottawa River Flow
Ottawa River Flow Adj. for Intakes
Low Flow Conditions
4.3
33.0
41.6
48.4
4.3
33.0
33.1
39.9
0.2
10.2
20.2
30.2
40.2
50.2
60.2
Reach 3
Reach 4
Reach 5
Reach 6
Daily
Average
Flow,
cfs
Low Flow Condition Results
Design Flow
With Husky
Without Husky
38.3
PCS @ 3.3 MGD
Next Steps
 Field Survey
 Flow Monitoring
 Modeling of Existing Conditions
 Alternatives Analysis
 Options – Low-head dam modification, channel
modification, flow augmentation
 Criteria: Water depth, velocity, aquatic habitat impacts,
aesthetics/appearance
The Future
 What does this tell us about realistic expectations for the
Ottawa River?
 Can Lima achieve equal or better environmental results
through adaptive management
 Dam modification
 Flow management
 Responsible use of rate-payer dollars
 Wise investment of private funds
Dam Removal
Questions
Elizabeth Toot-Levy
etoot-levy@geosyntec.com
440-227-9181

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Elizabeth Toot-Levy, Integrated Planning--Is it Here to Stay, Missouri Water Seminar, September 10-11, 2015, Columbia, MO

  • 1. Integrated Planning – Is it here to stay? 2015 Missouri Water Seminar September 10 & 11, 2015 Elizabeth Toot-Levy Adrienne Nemura, PE
  • 3. Why were they so angry?
  • 5. Elements of CWA Compliance • 100 % Compliance with CWA Goals Endpoints • No more than 20 years Schedule • At least 2% MHI Affordability
  • 6. Endpoints  NPDES Permit needed to discharge pollutants to waterways  NPDES Permit conditions require waterways to be:  Fishable  Swimmable  Drinkable  NPDES Permit conditions must be met at all times  Ultimate goal is to eliminate pollutant discharges
  • 7. Affordability – CWA and SDWA Needs  Can we afford fishable, swimmable, drinkable, at all times?  Lack of Federal Investment  Future needs [CATEGORY NAME] [VALUE] [CATEGORY NAME] [VALUE] [CATEGORY NAME] [VALUE] [CATEGORY NAME]s [VALUE] [CATEGORY NAME] [VALUE]
  • 9. Integrated Planning Framework – Principles June 5, 2012 Maintain existing regulatory standards Prioritize CWA requirements Municipality driven Innovative technologies
  • 10. The Elements of Integrated Planning • Description of challenges to be addressed • Identification of human health threats, WLAs, TMDLs, etc. Water Quality, Human Health & Regulatory Issues • Description of existing wastewater and stormwater systems • Evaluation of current performance Existing Systems and Performance • Open channels of communication with relevant stakeholders • Allows for public input Stakeholder Involvement • Prioritizing investments and renewal of systems • Green infrastructure for more sustainable solutions Evaluating and Selecting Alternatives • Identified performance criteria • Monitoring and evaluation program Measuring Success • Identification of new projects or modifications • Changing circumstances Improving the Plan
  • 11. Elements of CWA Compliance - Revisited • Adaptive Management Endpoints • Low-hanging fruit addressed first Schedule • Consider economic burden on community Affordability
  • 12. Integrated Planning Endpoints  Coordination between State and federal NPDES permit and enforcement authorities  Communities can determine how to maximize the environmental benefit of their CWA actions given limited resources  Reopener provisions to better facilitate adaptive management  Sustainable solutions for wet weather control (Green Infrastructure)  Flexibility  Water Quality Trading
  • 13. Integrated Planning Affordability  FCA can include wastewater and stormwater costs  Not required to spend 2% of MHI to use Integrated Planning  Can use SRF funding for planning  Consider infrastructure rehabilitation/improvement costs  Consider lifecycle costs and sustainability for alternatives evaluation  Weighted Average Residential Index  Affordability Assessment Tool for Federal Water Mandates
  • 14. Integrated Planning Schedule  Extended Compliance Schedules  Compliance schedules that prioritize the most significant human health and environmental needs  Longer timeframes  Non-CWA projects can be considered when evaluating overall financial health and burden
  • 16. EXAMPLE: Lima, Ohio  Population = 38,355 (2013)  Sewer Service Population = 47,920  Sewer Accounts = 16,000  13.80 mi2  MHI = $26,943  Industrial history
  • 17. Lima, Ohio  Wastewater Utility  Wastewater Treatment Plant  18.5 MGD dry weather, tertiary treatment  96.0 MGD wet weather treatment (under construction)  Sewer Collection System  20 CSOs  32 CSOs  251 miles of sewers  60% combined  25 pump station  Stormwater Utility  Water Supply System
  • 18. LTCP Timeline  1998 – Original LTCP Submitted to OEPA  1999 – OEPA Approves LTCP  2005 – USEPA R5 Rejects LTCP  2009 – Original LTCP would have been complete  2011 – Lima submits revised LTCP  2012 – Lima Presents Integrated Planning Approach to USEPA, HQ  2012 – USEPA Visits Lima (April)  2012 – City Submits Revised LTCP (May)  2015 – Consent Decree Approved
  • 19. Consent Decree Reopeners  Economic Reopeners  Significant cost increases  Increased costs as a percentage of median household income  Service area poverty levels  Increasing unemployment  Decreasing population  Changes in service area size  Decreases in revenue due to water conservation efforts  Closure of major industrial accounts  Increases in operational costs
  • 20. Additional Consent Decree Reopeners  New Clean Water Act obligations  TMDL or NPDES permit changes  Incorporation of Green Infrastructure  If equal or better environmental results can be achieved through adaptive management
  • 21. Economic  Declining population: 38,838  Wastewater utility service area population ~47,920  City MHI $26,943 and declining  MHI below Ohio Very Low Income Threshold  34.7% of City residents below the poverty level  Unemployment 20.2% Clean Water Act  CSOs  Ottawa River TMDLs  Ottawa River – Multiple stressors  Low-head dams  Lake Erie drainage basin Lima’s Challenges
  • 22. Economics of the Consent Decree 0 500 1,000 1,500 2,000 2,500 3,000 Annual Household Income Distribution in Lima, Ohio “Anyone who has ever struggled with poverty knows how extremely expensive it is to be poor.” – Mayor Berger July 24, 2014, Water Resources Subcommittee Testimony
  • 23. Economics of the Consent Decree
  • 25. The Ottawa River – Lima, OH
  • 26. The Study  Flow balance  Document pollutants  Data Evaluation  Model Development  Evaluate dam modifications  Develop Realistic goals for the Ottawa River The Questions  Can the habitat in the Ottawa River be improved?  Can the dams be managed in a manner to improve habitat?  Can the drinking water system be managed to improve the habitat in the river? The Ottawa River Feasibility Study
  • 27. The Ottawa River Feasibility Study
  • 28. The Ottawa River Feasibility Study
  • 29. Baseline Flow Predictions 1 10 100 1,000 5/1/2010 5/6/2010 5/11/2010 5/16/2010 5/21/2010 5/26/2010 5/31/2010 Daily Average Flow, in cfs Date Estimated Ottawa River Flow Record Adjustment USGS Gage Station, May 2010 Original Ottawa River Flow Ottawa River Flow Adj. for Intakes
  • 30. Low Flow Conditions 4.3 33.0 41.6 48.4 4.3 33.0 33.1 39.9 0.2 10.2 20.2 30.2 40.2 50.2 60.2 Reach 3 Reach 4 Reach 5 Reach 6 Daily Average Flow, cfs Low Flow Condition Results Design Flow With Husky Without Husky 38.3 PCS @ 3.3 MGD
  • 31. Next Steps  Field Survey  Flow Monitoring  Modeling of Existing Conditions  Alternatives Analysis  Options – Low-head dam modification, channel modification, flow augmentation  Criteria: Water depth, velocity, aquatic habitat impacts, aesthetics/appearance
  • 32. The Future  What does this tell us about realistic expectations for the Ottawa River?  Can Lima achieve equal or better environmental results through adaptive management  Dam modification  Flow management  Responsible use of rate-payer dollars  Wise investment of private funds