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JOURNAL OF CLINICAL MICROBIOLOGY, Aug. 2007, p. 2723–2725 Vol. 45, No. 8
0095-1137/07/$08.00ϩ0 doi:10.1128/JCM.00015-07
Evaluation of Methods To Identify the Klebsiella pneumoniae
Carbapenemase in Enterobacteriaceaeᰔ
K. F. Anderson,* D. R. Lonsway, J. K. Rasheed, J. Biddle, B. Jensen, L. K. McDougal,
R. B. Carey, A. Thompson, S. Stocker, B. Limbago, and J. B. Patel
Centers for Disease Control and Prevention, Division of Healthcare Quality Promotion, Atlanta, Georgia
Received 3 January 2007/Returned for modification 13 February 2007/Accepted 6 June 2007
The Klebsiella pneumoniae carbapenem (KPC) ␤-lactamase occurs in Enterobacteriaceae and can confer
resistance to all ␤-lactam agents including carbapenems. The enzyme may confer low-level carbapenem
resistance, and the failure of susceptibility methods to identify this resistance has been reported. Automated
and nonautomated methods for carbapenem susceptibility were evaluated for identification of KPC-mediated
resistance. Ertapenem was a more sensitive indicator of KPC resistance than meropenem and imipenem
independently of the method used. Carbapenemase production could be confirmed with the modified Hodge
test.
Carbapenems are commonly used to treat infections caused
by multidrug-resistant Enterobacteriaceae. In the United States
and other locations, an increasingly common mechanism of
carbapenem resistance is the Klebsiella pneumoniae carbapen-
emase (KPC) (2, 10, 15, 18, 19, 24, 26, 27). The KPC ␤-lacta-
mase occurs most commonly in K. pneumoniae, but it has also
been reported sporadically in other species of Enterobacteria-
ceae (Klebsiella oxytoca, Enterobacter spp., Escherichia coli, Sal-
monella spp., Citrobacter freundii, and Serratia spp.) and
Pseudomonas aeruginosa (4, 10–12, 17, 23, 28). The KPC en-
zyme confers resistance to all ␤-lactam agents including peni-
cillins, cephalosporins, monobactams, and carbapenems (1, 21,
27, 28). Some isolates containing KPC demonstrate low-level
carbapenem resistance, but when combined with other cellular
changes, such as porin loss, the carbapenem MIC increases
(21, 26). The gene encoding the KPC enzyme is usually flanked
by transposon-related sequences and has been identified on
conjugative plasmids; therefore, the potential for dissemina-
tion is significant (17, 26–28). Several outbreaks of KPC-pro-
ducing bacteria have occurred in the northeast United States
(2, 26). Isolates that acquired this enzyme are usually resistant
to several other classes of antimicrobial agents used as treat-
ment options. Laboratory identification of KPC-producing
clinical isolates will be critical for limiting the spread of this
resistance mechanism. The failure of automated susceptibility
testing systems to detect KPC-mediated resistance was previ-
ously noted (5, 22).
We evaluated commonly used susceptibility testing methods to
identify the most sensitive conditions for KPC detection with 31
KPC-producing Enterobacteriaceae isolates (25 of K. pneumoniae,
2 of K. oxytoca, 1 of E. coli, 1 of Enterobacter spp., 1 of Citrobacter
freundii, and 1 of Salmonella spp.). These were isolated from
different patients who were hospitalized in 13 different healthcare
institutions from seven different states: Maryland (one), New
Jersey (two), New York (four), Pennsylvania (two), Michigan
(two), Missouri (one), and North Carolina (one). The presence of
blaKPC was determined using previously described oligonucleo-
tide primers and cycling conditions (27). Enzyme activity was
demonstrated in all isolates by isoelectric focusing (6, 16).
To measure the specificity of methods to detect KPC-medi-
ated resistance, 45 isolates (26 of K. pneumoniae, 9 of K. oxy-
toca, and 10 of E. coli) were chosen for testing. All 45 isolates
were negative for blaKPC by PCR. These isolates were submit-
ted to the CDC for reference susceptibility testing. Using the
reference broth microdilution (BMD) method, all isolates met
the CLSI extended-spectrum ␤-lactamase (ESBL) screening
test criteria; that is, they demonstrated reduced susceptibility to
at least one extended-spectrum cephalosporin (7, 8). Twenty-six
isolates were positive by the CLSI ESBL broth confirmatory test,
and the other isolates were presumed to have another broad-
spectrum ␤-lactamase or other mechanism of cephalosporin
resistance. Five isolates were nonsusceptible to a carbapenem
(imipenem, meropenem, or ertapenem) by BMD. Since two of
the isolates were ESBL producers by BMD and the other three
isolates produced an AmpC-type enzyme as demonstrated by
isoelectric focusing and PCR (20), it is likely that the mechanism
of reduced carbapenem susceptibility is a combination of a cepha-
loporinase and porin loss (3, 9, 13).
Meropenem, imipenem, and ertapenem susceptibilities were
determined by BMD using cation-adjusted Mueller-Hinton broth
in panels that were prepared in-house (7), disk diffusion (Becton
Dickinson, Sparks, MD) (8), Etest (AB Biodisk, Piscataway, NJ),
Microscan Autoscan using the NM32 panel (Dade Behring, West
Sacramento, CA), and the Vitek 2 test using the AST GN14 card
(bioMe´rieux, Durham, NC). Susceptibility testing of meropenem
and imipenem was performed with the Phoenix test using the
NEG MIC 30 panel or NEG MIC 112 panel (Becton Dickinson,
Sparks, MD), the Vitek Legacy test using the GNS-122 and GNS-
127 panels (bioMe´rieux, Durham, NC), and the Sensititre Auto
Reader using the GN2F panel (Trek Diagnostics, West Lake,
OH). All methods were performed according to the manufactur-
ers’ recommendations. Quality control testing of susceptibility
* Corresponding author. Mailing address: Centers for Disease Con-
trol and Prevention, Mail Stop G-08, 1600 Clifton Road NE, Atlanta,
GA 30333. Phone: (404) 639-2824. Fax: (404) 639-1381. E-mail: ebi2
@cdc.gov.
ᰔ
Published ahead of print on 20 June 2007.
2723
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testing methods was performed with Escherichia coli ATCC 25922
and Pseudomonas aeruginosa ATCC 27853. Two criteria were
evaluated for detection of KPC-mediated resistance: (i) an inter-
mediate or resistant susceptibility to a carbapenem or (ii) a car-
bapenem MIC of Ͼ1 ␮g/ml (see Table 1).
Overall, reference BMD was the most sensitive method for
the identification of KPC-mediated carbapenem resistance
(Table 1). An interpretation of intermediacy or resistance for
any of the three carbapenems tested (meropenem, imipenem,
and ertapenem) demonstrated greater than 90% sensitivity.
For disk diffusion, Etest, Vitek 2, and MicroScan greater than
90% sensitivity was achieved only when ertapenem was tested.
When interpreting the results for the disk diffusion test and the
Etest, it was important to recognize the presence of small
colonies growing inside the zone of inhibition. Meropenem
and imipenem susceptibility demonstrated poor sensitivity for
methods other than BMD. However, the specificity of mero-
penem and imipenem susceptibility testing was higher than
that for ertapenem susceptibility testing regardless of test
method. For nearly all methods (i.e., those demonstrating a
specificity of Ն89%), the specificity errors occurred with one or
more of the five isolates that were nonsusceptible to carbap-
enem by a mechanism other than carbapenemase production.
It is important that these are not specificity errors in measuring
carbapenem susceptibility but rather errors in the detection of
carbapenemase production.
Using the criterion of a carbapenem MIC of Ͼ1 ␮g/ml, the
sensitivity of detecting KPC-mediated resistance increased for
ertapenem, meropenem, and imipenem with only small
changes in specificity. Meropenem susceptibility testing dem-
onstrated greater than 90% sensitivity by BMD and MicroScan
whereas imipenem susceptibility testing was at least 90% sen-
sitive by BMD, Etest, Vitek 2, and MicroScan.
The modified Hodge test (Fig. 1) was also evaluated for
detection of KPC-mediated resistance (14). This is a pheno-
typic test which could be used to determine if reduced suscep-
tibility to carbapenems is mediated by a carbapenemase. The
test was performed as described by Lee et al. (14), and it
demonstrated 100% sensitivity and specificity for detection of
KPC activity.
We tested a limited number of isolates in this study. The
actual sensitivity and specificity of these methods in any given
laboratory will depend upon the prevalent mechanisms of
␤-lactam resistance in the laboratory’s patient population.
Considering the potential clinical impact of carbapenemase-
producing isolates, laboratories should consider testing for
ertapenem susceptibility since it was the most sensitive indica-
tor of KPC activity regardless of method. Ertapenem is not
available on panels from all manufacturers; laboratories that
cannot test ertapenem on their current system may consider
using the ertapenem disk diffusion test, which was a sensitive
TABLE 1. Performance of susceptibility testing methods for detecting KPC-mediated resistance
Method
Sensitivity (%)/specificity (%) of:
Intermediate or resistant susceptibility resulta
Carbapenem MIC of Ͼ1 ␮g/ml
Meropenem Imipenem Ertapenem Meropenem Imipenem Ertapenem
Reference BMD 94/98 94/93 97/89 100/93 100/93 100/89
Etest 58/96 55/96 90/84 84/91 90/89 100/84
Disk diffusion 71/96 42/96 97/87 NAb
NA NA
Vitek Legacy 52/98 55/96 NAd
NAc
NAc
NAd
Vitek 2 48/96 71/96 94/93 71/93 94/89 94/89
MicroScan 84/98 74/96 100/89 100/93 100/93 NAc
Phoenix 61/98 81/96 NAd
74/96 87/93 NAd
Sensititre 42/98 29/96 NAd
81/96 NAc
NAd
a
Interpretive criteria were based upon CLSI criteria.
b
NA, not applicable.
c
Not applicable because the MIC range tested was not low enough (e.g., lowest dilution tested was either 2 ␮g/ml or 4 ␮g/ml) for the identification of a carbapenem
MIC of Ͼ1 ␮g/ml.
d
Not applicable because ertapenem was not available on a panel.
FIG. 1. The modified Hodge test Mueller-Hinton agar plate was
inoculated with a 1:10 dilution of a 0.5 McFarland suspension of E. coli
ATCC 25922 and streaked for confluent growth using a swab. A 10-␮g
imipenem disk was placed in the center, and each test isolate was
streaked from the disk to the edge of the plate. Isolate A is a KPC
producer and positive by the modified Hodge test. Isolates B, C, D,
and E do not produce a carbapenemase and are negative by the test.
2724 NOTES J. CLIN. MICROBIOL.
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indicator for the presence of the KPC enzyme in this study and
a study by Bratu et al. (5). The KPC enzyme also hydrolyzes
extended-spectrum cephalosporins; therefore, screening for
reduced susceptibility to carbapenems could be limited to iso-
lates that are resistant to these cephalosporins (e.g., ceftazi-
dime, ceftriaxone, and cefotaxime). Alternatively, meropenem
and imipenem susceptibility could be used to detect KPC-
mediated resistance if an elevated but susceptible MIC (MIC
of Ͼ1 ␮g/ml) is applied. However, it should be noted that this
MIC cutoff was applied only to Klebsiella spp. and E. coli in this
study. Other species of Enterobacteriaceae have higher wild-
type carbapenem MICs (www.eucast.org), and so this strategy
may not be appropriate.
No method demonstrated 100% specificity for carbapene-
mase activity. In the United States, where metallo-␤-lactama-
ses are uncommon, the most likely alternative mechanism of
carbapenem resistance is the combination of an ESBL or
AmpC-type enzyme with porin loss (3, 9, 13). A report by
Woodford et al. (25) noted that nonsusceptibility to ertapenem
is not specific for carbapenemase production, especially when
carbapenemase production is uncommon. Also, the authors
noted that for isolates with noncarbapenemase mechanisms,
ertapenem resistance does not necessarily predict resistance to
other carbapenems. In this study, the modified Hodge test was
a useful method for confirming carbapenemase production.
Alternatively, a laboratory could confirm the carbapenemase
with PCR for the blaKPC gene, which has the added benefit of
confirming which enzyme is present.
It is important for laboratories to be vigilant about the iden-
tification of emerging KPC resistance in their institution. Strat-
egies for laboratory identification of this resistance will likely
have to be reviewed and adjusted as this mechanism is further
investigated.
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VOL. 45, 2007 NOTES 2725
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Journal of clinical microbiology 2007-anderson-2723.full

  • 1. JOURNAL OF CLINICAL MICROBIOLOGY, Aug. 2007, p. 2723–2725 Vol. 45, No. 8 0095-1137/07/$08.00ϩ0 doi:10.1128/JCM.00015-07 Evaluation of Methods To Identify the Klebsiella pneumoniae Carbapenemase in Enterobacteriaceaeᰔ K. F. Anderson,* D. R. Lonsway, J. K. Rasheed, J. Biddle, B. Jensen, L. K. McDougal, R. B. Carey, A. Thompson, S. Stocker, B. Limbago, and J. B. Patel Centers for Disease Control and Prevention, Division of Healthcare Quality Promotion, Atlanta, Georgia Received 3 January 2007/Returned for modification 13 February 2007/Accepted 6 June 2007 The Klebsiella pneumoniae carbapenem (KPC) ␤-lactamase occurs in Enterobacteriaceae and can confer resistance to all ␤-lactam agents including carbapenems. The enzyme may confer low-level carbapenem resistance, and the failure of susceptibility methods to identify this resistance has been reported. Automated and nonautomated methods for carbapenem susceptibility were evaluated for identification of KPC-mediated resistance. Ertapenem was a more sensitive indicator of KPC resistance than meropenem and imipenem independently of the method used. Carbapenemase production could be confirmed with the modified Hodge test. Carbapenems are commonly used to treat infections caused by multidrug-resistant Enterobacteriaceae. In the United States and other locations, an increasingly common mechanism of carbapenem resistance is the Klebsiella pneumoniae carbapen- emase (KPC) (2, 10, 15, 18, 19, 24, 26, 27). The KPC ␤-lacta- mase occurs most commonly in K. pneumoniae, but it has also been reported sporadically in other species of Enterobacteria- ceae (Klebsiella oxytoca, Enterobacter spp., Escherichia coli, Sal- monella spp., Citrobacter freundii, and Serratia spp.) and Pseudomonas aeruginosa (4, 10–12, 17, 23, 28). The KPC en- zyme confers resistance to all ␤-lactam agents including peni- cillins, cephalosporins, monobactams, and carbapenems (1, 21, 27, 28). Some isolates containing KPC demonstrate low-level carbapenem resistance, but when combined with other cellular changes, such as porin loss, the carbapenem MIC increases (21, 26). The gene encoding the KPC enzyme is usually flanked by transposon-related sequences and has been identified on conjugative plasmids; therefore, the potential for dissemina- tion is significant (17, 26–28). Several outbreaks of KPC-pro- ducing bacteria have occurred in the northeast United States (2, 26). Isolates that acquired this enzyme are usually resistant to several other classes of antimicrobial agents used as treat- ment options. Laboratory identification of KPC-producing clinical isolates will be critical for limiting the spread of this resistance mechanism. The failure of automated susceptibility testing systems to detect KPC-mediated resistance was previ- ously noted (5, 22). We evaluated commonly used susceptibility testing methods to identify the most sensitive conditions for KPC detection with 31 KPC-producing Enterobacteriaceae isolates (25 of K. pneumoniae, 2 of K. oxytoca, 1 of E. coli, 1 of Enterobacter spp., 1 of Citrobacter freundii, and 1 of Salmonella spp.). These were isolated from different patients who were hospitalized in 13 different healthcare institutions from seven different states: Maryland (one), New Jersey (two), New York (four), Pennsylvania (two), Michigan (two), Missouri (one), and North Carolina (one). The presence of blaKPC was determined using previously described oligonucleo- tide primers and cycling conditions (27). Enzyme activity was demonstrated in all isolates by isoelectric focusing (6, 16). To measure the specificity of methods to detect KPC-medi- ated resistance, 45 isolates (26 of K. pneumoniae, 9 of K. oxy- toca, and 10 of E. coli) were chosen for testing. All 45 isolates were negative for blaKPC by PCR. These isolates were submit- ted to the CDC for reference susceptibility testing. Using the reference broth microdilution (BMD) method, all isolates met the CLSI extended-spectrum ␤-lactamase (ESBL) screening test criteria; that is, they demonstrated reduced susceptibility to at least one extended-spectrum cephalosporin (7, 8). Twenty-six isolates were positive by the CLSI ESBL broth confirmatory test, and the other isolates were presumed to have another broad- spectrum ␤-lactamase or other mechanism of cephalosporin resistance. Five isolates were nonsusceptible to a carbapenem (imipenem, meropenem, or ertapenem) by BMD. Since two of the isolates were ESBL producers by BMD and the other three isolates produced an AmpC-type enzyme as demonstrated by isoelectric focusing and PCR (20), it is likely that the mechanism of reduced carbapenem susceptibility is a combination of a cepha- loporinase and porin loss (3, 9, 13). Meropenem, imipenem, and ertapenem susceptibilities were determined by BMD using cation-adjusted Mueller-Hinton broth in panels that were prepared in-house (7), disk diffusion (Becton Dickinson, Sparks, MD) (8), Etest (AB Biodisk, Piscataway, NJ), Microscan Autoscan using the NM32 panel (Dade Behring, West Sacramento, CA), and the Vitek 2 test using the AST GN14 card (bioMe´rieux, Durham, NC). Susceptibility testing of meropenem and imipenem was performed with the Phoenix test using the NEG MIC 30 panel or NEG MIC 112 panel (Becton Dickinson, Sparks, MD), the Vitek Legacy test using the GNS-122 and GNS- 127 panels (bioMe´rieux, Durham, NC), and the Sensititre Auto Reader using the GN2F panel (Trek Diagnostics, West Lake, OH). All methods were performed according to the manufactur- ers’ recommendations. Quality control testing of susceptibility * Corresponding author. Mailing address: Centers for Disease Con- trol and Prevention, Mail Stop G-08, 1600 Clifton Road NE, Atlanta, GA 30333. Phone: (404) 639-2824. Fax: (404) 639-1381. E-mail: ebi2 @cdc.gov. ᰔ Published ahead of print on 20 June 2007. 2723 onMarch9,2020atUNIVERSIDADDEGUADALAJARAhttp://jcm.asm.org/Downloadedfrom
  • 2. testing methods was performed with Escherichia coli ATCC 25922 and Pseudomonas aeruginosa ATCC 27853. Two criteria were evaluated for detection of KPC-mediated resistance: (i) an inter- mediate or resistant susceptibility to a carbapenem or (ii) a car- bapenem MIC of Ͼ1 ␮g/ml (see Table 1). Overall, reference BMD was the most sensitive method for the identification of KPC-mediated carbapenem resistance (Table 1). An interpretation of intermediacy or resistance for any of the three carbapenems tested (meropenem, imipenem, and ertapenem) demonstrated greater than 90% sensitivity. For disk diffusion, Etest, Vitek 2, and MicroScan greater than 90% sensitivity was achieved only when ertapenem was tested. When interpreting the results for the disk diffusion test and the Etest, it was important to recognize the presence of small colonies growing inside the zone of inhibition. Meropenem and imipenem susceptibility demonstrated poor sensitivity for methods other than BMD. However, the specificity of mero- penem and imipenem susceptibility testing was higher than that for ertapenem susceptibility testing regardless of test method. For nearly all methods (i.e., those demonstrating a specificity of Ն89%), the specificity errors occurred with one or more of the five isolates that were nonsusceptible to carbap- enem by a mechanism other than carbapenemase production. It is important that these are not specificity errors in measuring carbapenem susceptibility but rather errors in the detection of carbapenemase production. Using the criterion of a carbapenem MIC of Ͼ1 ␮g/ml, the sensitivity of detecting KPC-mediated resistance increased for ertapenem, meropenem, and imipenem with only small changes in specificity. Meropenem susceptibility testing dem- onstrated greater than 90% sensitivity by BMD and MicroScan whereas imipenem susceptibility testing was at least 90% sen- sitive by BMD, Etest, Vitek 2, and MicroScan. The modified Hodge test (Fig. 1) was also evaluated for detection of KPC-mediated resistance (14). This is a pheno- typic test which could be used to determine if reduced suscep- tibility to carbapenems is mediated by a carbapenemase. The test was performed as described by Lee et al. (14), and it demonstrated 100% sensitivity and specificity for detection of KPC activity. We tested a limited number of isolates in this study. The actual sensitivity and specificity of these methods in any given laboratory will depend upon the prevalent mechanisms of ␤-lactam resistance in the laboratory’s patient population. Considering the potential clinical impact of carbapenemase- producing isolates, laboratories should consider testing for ertapenem susceptibility since it was the most sensitive indica- tor of KPC activity regardless of method. Ertapenem is not available on panels from all manufacturers; laboratories that cannot test ertapenem on their current system may consider using the ertapenem disk diffusion test, which was a sensitive TABLE 1. Performance of susceptibility testing methods for detecting KPC-mediated resistance Method Sensitivity (%)/specificity (%) of: Intermediate or resistant susceptibility resulta Carbapenem MIC of Ͼ1 ␮g/ml Meropenem Imipenem Ertapenem Meropenem Imipenem Ertapenem Reference BMD 94/98 94/93 97/89 100/93 100/93 100/89 Etest 58/96 55/96 90/84 84/91 90/89 100/84 Disk diffusion 71/96 42/96 97/87 NAb NA NA Vitek Legacy 52/98 55/96 NAd NAc NAc NAd Vitek 2 48/96 71/96 94/93 71/93 94/89 94/89 MicroScan 84/98 74/96 100/89 100/93 100/93 NAc Phoenix 61/98 81/96 NAd 74/96 87/93 NAd Sensititre 42/98 29/96 NAd 81/96 NAc NAd a Interpretive criteria were based upon CLSI criteria. b NA, not applicable. c Not applicable because the MIC range tested was not low enough (e.g., lowest dilution tested was either 2 ␮g/ml or 4 ␮g/ml) for the identification of a carbapenem MIC of Ͼ1 ␮g/ml. d Not applicable because ertapenem was not available on a panel. FIG. 1. The modified Hodge test Mueller-Hinton agar plate was inoculated with a 1:10 dilution of a 0.5 McFarland suspension of E. coli ATCC 25922 and streaked for confluent growth using a swab. A 10-␮g imipenem disk was placed in the center, and each test isolate was streaked from the disk to the edge of the plate. Isolate A is a KPC producer and positive by the modified Hodge test. Isolates B, C, D, and E do not produce a carbapenemase and are negative by the test. 2724 NOTES J. CLIN. MICROBIOL. onMarch9,2020atUNIVERSIDADDEGUADALAJARAhttp://jcm.asm.org/Downloadedfrom
  • 3. indicator for the presence of the KPC enzyme in this study and a study by Bratu et al. (5). The KPC enzyme also hydrolyzes extended-spectrum cephalosporins; therefore, screening for reduced susceptibility to carbapenems could be limited to iso- lates that are resistant to these cephalosporins (e.g., ceftazi- dime, ceftriaxone, and cefotaxime). Alternatively, meropenem and imipenem susceptibility could be used to detect KPC- mediated resistance if an elevated but susceptible MIC (MIC of Ͼ1 ␮g/ml) is applied. However, it should be noted that this MIC cutoff was applied only to Klebsiella spp. and E. coli in this study. Other species of Enterobacteriaceae have higher wild- type carbapenem MICs (www.eucast.org), and so this strategy may not be appropriate. No method demonstrated 100% specificity for carbapene- mase activity. In the United States, where metallo-␤-lactama- ses are uncommon, the most likely alternative mechanism of carbapenem resistance is the combination of an ESBL or AmpC-type enzyme with porin loss (3, 9, 13). A report by Woodford et al. (25) noted that nonsusceptibility to ertapenem is not specific for carbapenemase production, especially when carbapenemase production is uncommon. Also, the authors noted that for isolates with noncarbapenemase mechanisms, ertapenem resistance does not necessarily predict resistance to other carbapenems. In this study, the modified Hodge test was a useful method for confirming carbapenemase production. Alternatively, a laboratory could confirm the carbapenemase with PCR for the blaKPC gene, which has the added benefit of confirming which enzyme is present. It is important for laboratories to be vigilant about the iden- tification of emerging KPC resistance in their institution. 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