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Learning Objectives
After reading this chapter, you should be
able to:
• Name and briefly describe the criteria used to
differentiate normal from abnormal manifes-
tations of behavior, thought, and affect.
• Identify the most common diagnostic system
used in the United States and some of the
prevalence rates for personality disorders.
• Name and define the DSM-5 personality dis-
orders found in clusters A, B, and C.
• Discuss the different prevalence rates for the
personality disorders, especially with respect
to sex differences.
• Identify some of the alternative models for
categorizing personality disorders, such as
those proposed by the International Classifi-
cation of Diseases, Millon, and the Five Factor
Model.
• Name and briefly describe some measures
of personality commonly used in clinical set-
tings, particularly the MMPI--2.
Personality and Psychopathology 10
Chapter Outline
Introduction
10.1 Defining Personality Disorders
• Criteria to Define Abnormal Functioning
• Criteria for Defining Problematic Functioning
in Terms of Personality
• Conceptualizing Personality Disorders
10.2 Types of Personality Disorders
• Cluster A Personality Disorders
• Cluster B Personality Disorders
• Cluster C Personality Disorders
• Other Specified Personality Disorder
• The Prevalence of Personality Disorders
• Alternative Organizational Models for the
Personality Disorders
• Questioning the Legitimacy of Mental Illness
• Explain why we need measures of response tendencies when
assessing personality in clinical settings.
• Name some common validity scales used to assess over- and
under-reporting tendencies.
• Read a case study and interpret some basic personality data in
order to diagnose the patient, and provide a theo-
retical account of their etiology based on one or more of the
theories presented in this text.
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CHAPTER 10
Introduction
Try to recall the last time you took an exam. How many pencils
did you bring with
you? If you didn’t bring any, you might be considered
unprepared. If you brought
one, you might still be considered to be acting carelessly, given
that the point
might break. Perhaps you brought one extra, just in case. But
what if you brought
three, four, or five backup pencils? Would this suggest that you
were acting in
an obsessive manner, possibly demonstrating symptoms of
obsessive-compulsive
personality disorder? These are subtle distinctions, and it’s hard
to decide at what
point behavior—even a simple, mundane behavior, such as
bringing pencils to a
test—goes from normal to abnormal, or nonpathological to
problematic.
This example illustrates the complexity of differentiating subtle
variations of
behavior, ranging from “normal” personality functioning to
personality disorders.
Three extra pencils (or any particular number of pencils)
doesn’t necessarily mean
anything diagnostically, but it might, especially if you spent too
much of your
exam preparation time collecting and sharpening pencils or if
you spent much
of the time taking the exam worrying about the durability of
your pencils and
whether you brought enough.
So far we’ve explored how personality functions. In this
chapter, we turn our
attention to the symptoms and development of personality
dysfunction. The his-
tory of personality psychology developed hand in hand with
clinical psychology.
Therefore, it is somewhat artificial to consider these two areas
as distinct. Indeed,
throughout this text, there have been both implicit and explicit
references to psy-
chopathology (e.g., depression, anxiety, personality disorders,
etc.). In this chap-
ter, we will more directly deal with personality disorders, the
criteria by which they
are defined and diagnosed, and assessment tools commonly used
to assess per-
sonality disorders. We will conclude the chapter with two case
studies that bring
these issues together with the explanatory accounts forwarded
in earlier chapters.
As we explore the current thinking regarding personality
disorders, it behooves us
to remember our discussion about defining “normal” from
Chapter One. Much of
this chapter deals with abnormal personality as it is defined by
the Diagnostic and
Statistical Manual of Mental Disorders (DSM) published by the
American Psychi-
atric Association (APA), and while many of the behaviors
discussed in this chapter
are clearly problematic, it is important to remember that
“normal” is a relative,
culturally defined construct. And when it comes to defining
what is normal or
abnormal in personality, our culture has collectively decided to
let the American
Psychiatric Association decide.
10.3 Assessing Personality Disorders
• The Minnesota Multiphasic Personality
Inventory (MMPI--2)
• Personality Assessment Inventory
(PAI-)
• The Millon Clinical Multiaxial Inven-
tory-III (MCMI-III/)
• Common Features of Each Assessment
10.4 Case Illustrations
• Case 1: Bob G.
• Case 2: Samantha K.
Summary
Introduction
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CHAPTER 10
10.1 Defining Personality Disorders
Personality disorders share many of the same defining features
with the concept of personal-ity; both, for example, have a
stable pattern of behavior, affect, and cognition that charac-
terize the individual. But to be considered a personality disorder
there must also be a clear
indication that a person’s behavior, affect, or cognition is
problematic in some way—maladaptive
or rigid, for example—and compromises the individual’s level
of functioning. Personality disorders
can be differentiated from clinical disorders that do not involve
personality (e.g., alcohol depen-
dence, schizophrenia, depression, anxiety, etc.), in that the
former are typically more longstanding
and pervasive, and they typically manifest in more subtle ways.
One of the biggest challenges to identifying and diagnosing any
disorder is establishing a set of
criteria that can help differentiate normal manifestations of
behavior, affect, and cognition from
what might be labeled as abnormal or even pathological
manifestations. Over the years, a number
of criteria have emerged by consensus, and some of those are
briefly discussed in this section.
Note that these criteria are broadly applied to abnormal
behavior, and there are separate factors
that will make them applicable to personality.
Criteria to Define Abnormal Functioning
Four basic criteria are considered relevant to differentiating
abnormal from normal functioning:
1. statistical deviance,
2. dysfunction in daily living,
3. the experience of distress, and
4. danger to self or others.
Each criterion is important in defining
abnormal functioning, but none are nec-
essary or sufficient to determine that a
disorder is present. As an example, it is
true that behavior that is markedly differ-
ent (statistically deviant) from what most
people do is more likely to be defined as
abnormal, but some rare behaviors are
not disorders, and in fact can be quite
adaptive. For example, consider the life
and behavior of Mother Teresa, which
could be an extreme case of altruism,
or that of Bill Gates, which could be an
extreme case of financial and technologi-
cal success. Neither of these would be
considered maladaptive, but they are cer-
tainly deviant from a statistical standpoint.
It is also the case that, despite these criteria, debate has
continued with respect to what specifically
should or should not be considered a disorder. Consider
homosexuality, which prior to 1980 was
considered a psychiatric disorder by the World Health
Organization (WHO) and was also included
in the Diagnostic and Statistical Manual of Mental Disorders,
2nd Edition (DSM-II; APA, 1968), but
since that time has not been considered a disorder. A wide range
of factors influence what we
consider disordered, and the criteria—and interpretations of the
criteria—will change over time.
Trevor Smith/iStockphoto/Thinkstock
What do we consider disordered behavior? When is
abnormal behavior pathological?
10.1 Defining Personality Disorders
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CHAPTER 10 10.1 Defining Personality Disorders
Statistical Deviance
Statistical deviance refers to the infrequency of a behavior or
trait in the general population, with
the assumption that a lower frequency is typically associated
with abnormal behavior. Statistical
deviance is determined by the context, including the temporal
context and the social/cultural
context. Thus, what is considered typical today may have been
labeled atypical in the past, and
vice versa.
Consider for example, the incidence of women engaging in roles
traditionally considered mascu-
line, such as playing competitive sports, which was very rare a
century ago, but today is not only
common, but is also considered healthy. Likewise, behavioral
standards and normative experi-
ences vary tremendously around the world. For example,
Windigo psychosis refers to a condition
sometimes observed in Native American (especially Algonquin)
Indians where the afflicted indi-
vidual believes that he has been possessed by a spirit that
results in a desire to consume human
flesh (cannibalism). This disorder is rarely observed in other
cultures. Or consider a disorder like
anorexia nervosa and its incidence in Western civilization, with
rates of occurrence of approxi-
mately 0.5% overall, but with higher rates among high school
and college-aged females at almost
6% (Makino, Tsuboi, & Dennerstein, 2004). This disorder,
however, is virtually non-existent in non-
Western cultures, with rates of approximately 0.0063%, even in
females (Kuboki, Nomura, Ide,
Suematsu, & Araki, 1996). Of course, there is no specific value
that defines statistical deviance,
and therefore this criterion is considered on a continuum.
Dysfunction in Daily Living
Simply being statistically unusual is not enough to consider a
behavior disordered because rare
behaviors and traits can be adaptive—and common behaviors
and traits, such as heavy alcohol
consumption among college students, are not necessarily
adaptive. Thus, an important addi-
tional feature is the extent to which the behavior or trait leads
to problematic functioning, or
dysfunction, in areas such as work, school, and relationships.
For example, if someone is very
task-driven and highly competitive, and this results in their
attaining considerable professional
success, establishing friendships, and attracting intimate
partners who like that trait, then it would
be considered adaptive. However, if that same level of
competitive drive results in the alienation
of intimate others, the inability to cooperate with colleagues,
and, therefore, less career success,
then the behavior would be more likely labeled as abnormal and
problematic.
The Experience of Distress
Behaviors and traits can also result in the individual or those
around them reacting with distress,
and this criterion can help define abnormality. In fact, the
individual’s own experience of distress
has been a major predictor (e.g., Cepeda-Benito & Short, 1998;
Kimerling & Calhoun, 1994; Mond
et al., 2009; see also Vogel & Wei, 2005) of help-seeking
behavior across a wide range of condi-
tions. From a practical standpoint, psychological distress
increases the likelihood that a contact/
interaction will occur with a mental health professional and that
a diagnosis will be made.
In addition to the individual’s own experience of it, distress can
affect others, and this will simi-
larly increase the potential for the individual being encouraged
(or even coerced) into treatment.
In this way, this criterion addresses the circumstance of people
who behave abnormally but have
very little self-awareness. In this instance, the psychological
distress is likely to be experienced by
those who interact with the individual. This criterion also
interacts closely with the criterion of
dysfunction, as the experience of distress leads to dysfunction.
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CHAPTER 10 10.1 Defining Personality Disorders
Danger to Self or Others
Some instances of behaviors and traits are a danger—risky or
harmful—either to the individual
or to others. Consider suicidal behavior, which can be
conceptualized as either an active (e.g.,
trying to take one’s own life) or passive (e.g., failure to engage
in safer actions or avoid high-risk
circumstances) threat to the self. Self-injurious behavior, which
is distinct from a suicide attempt,
would also be captured by this category of self-harm.
Regardless of the specific example, this cri-
terion emphasizes what might be considered the ultimate
dysfunction, as it threatens existence.
Moreover, such threats are also likely to involve distress by the
individual and others. Thus, even
though the criteria can be theoretically distinguished, from a
practical standpoint, they are highly
interrelated.
Criteria for Defining Problematic Functioning in Terms of
Personality
In addition to defining a behavior or trait along a continuum
from normal to abnormal, it is also
important to highlight the factors that help categorize it as a
problem specific to the domain of
personality. Disorders of personality are somewhat unique in
that they involve behaviors or traits
that are pervasive and longstanding. By pervasive we mean that
the problematic behavior or trait
emerges in virtually all aspects of the individual’s life (this
would be similar to Allport’s term, car-
dinal traits, as described in Chapter 8). By longstanding, we
mean that the problematic behavior
or trait has been present for a significant portion of the
individual’s life. As we shall see when
presenting the diagnostic criteria, personality disorders must be
present since at least late ado-
lescence or early adulthood, and therefore personality disorders
should generally not be assigned
until adulthood.
Despite the requirement that there be some durability to the
personality disorder over the life-
time, some research suggests that personality disorders may not
be stable in their presentation,
especially when there are overlying mood disorders, such as
anxiety and depression (e.g., Ottos-
son, Grann, & Kullgren, 2000). Studies have also found
somewhat modest temporal stability for
several measures of personality disorders (as indicated by the
test-retest reliability coefficients;
e.g., Trull, 1993), and it is unclear if this means that it is the
measures that are unstable or the
personality disorders themselves. Indeed, longitudinal studies
have generally questioned whether
personality disorders are, in fact, stable over time (Cohen,
Crawford, Johnson, & Kasen, 2005;
Skodol et al., 2005; Zanarini, Frankenburg, Hennen, Reich, &
Silk, 2005), and this may have some
important consequences for the construct itself (i.e., how we
define personality disorders).
Although this chapter will focus on the disorders of personality,
it is important to acknowledge that
personality functioning is a critical aspect of understanding how
other psychiatric disorders mani-
fest in the individual and how they can best be treated. For
example, a diagnosis of post-traumatic
stress disorder (PTSD) may present very differently for a highly
extraverted, conscientious, and
neurotic individual relative to one scoring low on these traits
(factors); both intervention strate-
gies and treatment outcomes may likewise be affected by these
traits (e.g., Bock, Bukh, Vinberg,
Gether, & Kessing, 2010; Canuto et al., 2009; Ogrodniczuk,
Piper, Joyce, McCallum, & Rosie, 2003).
Conceptualizing Personality Disorders
Beginning with the diagnostic system published in 1980 (DSM-
III; APA), there has been an interest
in considering personality disorders as extreme versions of
normal traits. In this approach, the dif-
ference between clinical and nonclinical manifestations of
personality would be quantitative, not
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CHAPTER 10 10.1 Defining Personality Disorders
qualitative. That is, personality disorders and normal
personality functioning would be defined
along the same continuum. In contrast, the more prevailing
historical trend was to consider clini-
cal (disordered) presentations of personality and nonclinical
(normal) presentations of personality
as qualitatively distinct, with medical terms used to define the
former and traits to describe the
latter. Using this approach, the two manifestations of
personality are considered categorically dis-
tinct. This highlights the division between at least two camps:
those that believe that personality
disorders are quantitatively different from normal personality
functioning (i.e., they are simply
extreme examples of the same traits) and those who believe that
there are important qualitative
distinctions that require the use of different constructs in
clinical and nonclinical settings (see
Clark, 2007; Strack & Lorr, 1994; Widiger & Samuel, 2005).
The categorical model that emphasizes
the qualitative distinctions continues to be a central feature of
the newest incarnation of the Diag-
nostic and Statistical Manual (DSM-5; APA, 2013).
A third, hybrid approach assumes that the quantitative
differences, when combined in certain
ways, can result in qualitative differences as well. There is
some support for the latter position,
as researchers have found that the traits that co-occur in
nonclinical populations differ from the
most common co-occurring traits in clinical settings (Livesley
& Jang, 2005).
Yet another way to address this conceptual issue is to consider
the distinction between abnormal
personality and disordered personality. Most researchers would
agree that abnormal personality
is simply a variant of normal personality (i.e., a statistical
oddity) that can be defined as an extreme
score (too little or too much) on the basic personality traits (see
also Eysenck, 1987; Wiggins &
Pincus, 1989). In contrast, a personality disorder implies
deficits in functioning and maladaptive
behavior (or in the very least, the absence of adaptive
behavior). Thus, in referring to the criteria
noted earlier in this chapter, statistical deviance allows for a
designation of abnormal, while some
of the remaining criteria, most notably the presence of
dysfunction, results in a qualitatively dif-
ferent label (a disorder). Indeed, statistical deviance by itself is
neither necessary nor sufficient to
meet criteria for a disorder.
Although the qualitative versus quantitative distinction may
seem like nothing more than a the-
oretical debate, there are in fact some important implications.
For example, if one adopts the
qualitative model, then it would be necessary to develop
separate measures for use in clinical and
nonclinical settings (this is in fact the most common practice
today). In contrast, the quantitative
model would not require separate measures to be developed,
only separate norms (i.e., to quan-
tify the typical scores in clinical settings).
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CHAPTER 10 10.2 Types of Personality Disorders
10.2 Types of Personality Disorders
In 2013, the Diagnostic and Statistical Manual of Mental
Disorders, Fifth Edition (DSM-5) was published by the
American Psychiatric Association (2013). Previous versions of
the DSM adopted a multi-axial system to categorize disorders.
Axis I identified the clinical disorders and conditions
that might be the focus of clinical attention. Axis II included
the personality disorders, learning dis-
orders, and mental retardation. Axes III through V covered
medical disorders, psychosocial prob-
lems (e.g., homelessness, job loss, etc.), and a global (overall)
rating of individuals’ functioning,
respectively. Traditionally, there has been considerable
diagnostic overlap and interdependence
between the five axes, and in particular Axes I and II.
The DSM-5 adopts a very different approach by completely
dropping the multi-axial system, and
combining what was formerly categorized as Axes I, II, and III
into a single diagnostic system, owing
largely to the considerable overlap among the axes and the
artificial nature of separating these dis-
orders. This now aligns the DSM more closely with the most
widely used diagnostic system around
the world: the World Health Organization’s (WHO)
International Classification of Diseases (ICD).
The disorders of the DSM-5 are now organized based on their
relatedness to each other, focusing
on such factors as symptom overlap and similar underlying
vulnerabilities. The DSM-5’s documen-
tation of diagnoses does retain separate notations for
psychosocial and contextual factors, as well
as disability (formerly Axes IV and V, respectively), and none
of the 10 personality disorders defined
in the previous DSM-IV have changed with respect to their
specific criteria in DSM-5.
According to the DSM-5 (APA, 2013), personality disorders
must also present in at least two of the
following four areas:
1. cognition (i.e., thinking; referring specifically to perceptions
of the self, others, and
events)
2. affect (i.e., emotional experiences, referring specifically to
impact on affective range,
lability, intensity, and appropriateness)
3. interpersonal functioning (i.e., relationships)
4. impulse control (i.e., the ability to, essentially, delay
gratifying one’s needs and wants)
By requiring that at least two of the above-mentioned areas be
affected, this assures that person-
ality disorders will be pervasive in their impact on the
individual’s life, and this is in keeping with
the definition of personality.
Up to this point in the chapter, the more general requirements of
personality disorders have been
reviewed. Now we turn our attention to the specific diagnostic
criteria for each disorder. Each of
the personality disorders and their diagnostic criteria will be
presented here, as forwarded in the
DSM-5. Importantly, the presence of the previously noted
features (e.g., distress, dysfunction,
pervasiveness, etc.) is necessary for the diagnosis of a
personality disorder in general, whereas the
following criteria are necessary for the diagnosis of a specific
disorder.
The personality disorder criteria are presented in three
groupings, referred to as clusters. There is
more symptom overlap within clusters rather than between the
clusters.
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CHAPTER 10 10.2 Types of Personality Disorders
Cluster A Personality Disorders
The cluster A personality disorders all involve odd or eccentric
behavior, resulting in decreased
socialization experiences and often increased isolation. Such
behavior will most closely match the
presentation seen with other clinical disorders with psychotic
symptoms, such as schizophrenia or
mood disorders with psychotic features. To qualify for the
diagnosis of a personality disorder, the
symptoms cannot be better explained by one of the clinical
disorders.
Paranoid Personality Disorder
The primary presenting features of paranoid personality
disorder is a persistent and universal
distrust and suspiciousness of others. These individuals
interpret the intentions of others as hos-
tile and demeaning in nature, and as a result they often take
umbrage to these perceived slights
and respond with anger and provocation. Importantly, the
suspiciousness is without justification
and may be very subtle (if present at all), even though the
general themes may be common (e.g.,
fidelity of an intimate partner, loyalties of others, persecution
from a government agency, etc.).
Thus, the symptomatic nature of the paranoid presentation is
made most obvious by its recurrent
nature.
Because of these beliefs, close relationships will be difficult to
maintain, both because of the per-
ception of attack and threat from others and because of the
counterattacks that invariably occur.
As a result, they often engage in social isolation and self-
sufficiency, they may present as emo-
tionally volatile, and they typically blame others for their
shortcomings. According to the DSM-5,
stress may exacerbate paranoia, and this personality disorder
may be a precursor to a more severe
psychotic presentation (i.e., schizophrenia). Prevalence rates
have ranged from 2.3% to 4.3%, with
the disorder being more commonly diagnosed in males (DSM-5;
APA, 2013).
Schizoid Personality Disorder
The primary presenting feature for schizoid personality disorder
is flat affect and disengagement
from social interactions. Due at least in part to their lack of
emotional experience, these individu-
als have few interests and goals in life, and they do not desire
or derive pleasure from close rela-
tionships. As a result, these individuals present as indifferent
and detached; they tend to choose
to engage in isolated activities. They are unlikely to have
friendships or close connections (e.g.,
they rarely date or marry), and aside from first-degree relatives,
they may have no one in whom
they might confide.
As was the case for paranoid personality disorder, the schizoid
individual may experience height-
ened symptoms during times of stress, and this disorder may be
a precursor to a delusional disor-
der or schizophrenia. Prevalence rates range from 3.1% to 4.9%,
and this disorder is slightly more
common in males (DSM-5; APA, 2013).
Schizotypal Personality Disorder
The diagnostic category for schizotypal personality disorder
includes a wide range of symptoms
that parallel what is often seen with schizophrenia, though
symptoms tend to be less acute but
more pervasive. Symptoms include referential thinking (i.e.,
mistakenly believing that the actions
of others or events have special meaning or significance for the
individual); magical thinking, which
includes superstitious beliefs as well as belief in telepathy or
clairvoyance; odd or unusual percep-
tions; and unusual thinking or speech. Individuals with this
diagnosis also have either restricted or
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CHAPTER 10 10.2 Types of Personality Disorders
inappropriate affective responses, and their behavior can be
characterized as peculiar. Schizotypal
personality disorder also tends to result in social isolation, with
few if any close relationships, and
the presence of social anxiety that is unaffected by the
familiarity of those with whom they inter-
act. Paranoia may be present, but it is not the primary or
dominant symptom, as with paranoid
personality disorder. Likewise, restricted affect and social
withdrawal are also present but are less
prominent relative to schizoid personality disorder.
As with the other cluster A personality disorders, schizophrenia
and other psychotic disorders may
manifest later in life, though this occurs in a relatively small
percentage of those affected. Between
30% and 50% of those with schizotypal personality disorder
have a co-occurring major depressive
disorder. The prevalence rates for the cluster A personality
disorders range from 3.9% to 4.6% in
the United States, but the rates are much lower in other parts of
the world (e.g., less than 1% in
Norway). This disorder also appears to be slightly more
common in males, and this is considered
one of the more stable personality disorders, in that symptoms
tend to present in a consistent
manner throughout one’s life (APA, 2013).
Differentiating schizophrenia from the personality disorders of
schizotypal, schizoid, and paranoid
is complex, and misdiagnoses can occur. Research suggests that
one of the more effective ways
of differentiating schizophrenia from the personality disorders
is that the former tends to have
more of what are referred to as the positive symptoms (e.g.,
active hallucinations and delusions),
whereas such symptoms are more subtle or even absent with the
cluster A personality disorders.
Instead, it appears to be symptoms such as social and physical
anhedonia that characterize the
personality disorders (e.g., Clementz, Grove, Katsanis, &
lacono, 1991; Kendler, Thacker, & Walsh,
1996).
Cluster B Personality Disorders
The cluster B personality disorders
involve dramatic or emotional behavior,
and although relationships will be pres-
ent, there will be conflict, instability,
and exploitation. Moreover, unlike the
cluster A personality disorders, those in
this cluster typically present with con-
siderable affect and affective dysregula-
tion. This cluster most closely resembles
the mood disorders, although a cluster
B personality disorder diagnosis should
not be applied if the behavior is better
accounted for by a mood disorder.
Antisocial Personality Disorder
This diagnosis is explicitly not permit-
ted until the individual is aged 18 or
older, and a conduct disorder diagno-
sis is common prior to the age of 15.
Antisocial personality disorder also differs from other
personality disorders in that it tends to
remit, or at least become less prominent, on its own, thereby
suggesting that this is part of its
normal course (i.e., with more pronounced presentation earlier
in life).
Click Images/iStock/Thinkstock
Antisocial personality disorder is much more common
in this context, with rates as high as 70 percent of
incarcerated men.
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CHAPTER 10 10.2 Types of Personality Disorders
The most prominent feature of this disorder is the universal and
longstanding practice of complete
disregard for social norms, with the individual typically
engaging in a long history of illegal behav-
ior. In fact, these individuals often come to clinical attention by
way of the police (i.e., they rarely
present for voluntary assessment or treatment of antisocial
traits). These individuals routinely vio-
late the rights of others, with little regard, remorse, concern, or
empathy. They are callous, cynical,
aggressive (e.g., fights, assaults, etc.), irritable, impulsive,
reckless, and irresponsible. They pres-
ent as opinionated and even arrogant, with a superficial charm
and glib demeanor.
Because deceitfulness (lying) is a common feature of this
personality disorder, there is often a
history of taking advantage of others for personal (typically
material) gain. The prominence of
deceitfulness can be problematic from a diagnostic standpoint,
as the clinician often relies on the
individual’s self-report to arrive at a diagnosis. Thus, it is often
necessary to rely more on objective
information, such as arrest records and legal history, to arrive at
an accurate diagnosis.
Antisocial personality disorder may be comorbid (co-occur)
with mood disorders, substance abuse
disorders, and impulse control disorders. According to the
DSM-5 (APA, 2013), prevalence rates
range from 0.2% to 3.3%, though rates can exceed 70% among
males in legal and forensic set-
tings and substance abuse clinics. The disorder is significantly
more common in males relative to
females (approximately three times greater in males; Eaton et
al., 2012), though there are some
concerns that this difference is due to an overemphasis on the
symptoms of aggression. Spe-
cifically, a recent study suggests rates of 1.9% for females and
5.5% in males (Eaton et al., 2012).
Socioeconomic status also appears to be a risk factor, with
higher rates among those who are
economically depressed.
Borderline Personality Disorder
The trajectory for borderline personality disorder appears to
result in decreasing symptoms as the
individual ages, with greater stability beginning during the
individual’s third and fourth decades
of life. The most noteworthy symptoms include instability of
affect and relationships, with the
individual making dramatic attempts to avoid perceived
abandonment by others. Those with bor-
derline personality disorder often vacillate between the
idealization of others and the complete
devaluing of others, thereby leading to unstable relationships.
Feelings of emptiness, anger, and
problems with intense anger control are common, along with
instability of the individual’s self-
image. Impulsive and self-damaging behavior is common,
sometimes marked by suicidal behavior
or threats. The suicidal behavior may be best described as
suicidal gestures, as they can often be
described as high-visibility acts (i.e., making them known to
others) with low lethality, thereby
suggesting that the primary purpose of such behavior is to
manipulate others and avoid abandon-
ment. These individuals also have a pattern of disengaging from
goal-directed behavior shortly
before accomplishing a goal, and, as a result, they tend to be
underachievers.
At times of stress, psychotic symptoms can occur, and mood
disorders are also comorbid with
borderline personality disorder. Histories of physical and sexual
abuse, along with neglect, are
commonly observed in the families of origin. Prevalence rates
range from 1.6% to 5.9%, with
the higher end of that range seen in primary care settings.
Upwards of 10% prevalence rates are
observed in outpatient mental health settings and up to 20% of
those in inpatient psychiatric
facilities. This disorder is largely diagnosed in females
(approximately 75% of cases are female)
(DSM-5; APA, 2013).
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CHAPTER 10 10.2 Types of Personality Disorders
Histrionic Personality Disorder
Prominent features of histrionic personality disorder include a
dramatic and exaggerated emo-
tional presentation that is almost theatrical in nature. These
individuals often inappropriately
sexualize situations, presenting as seductive and provocative,
even when such behavior is clearly
inappropriate (i.e., either the situation is inappropriate or the
target is inappropriate). These indi-
viduals strive to be the center of attention and often use their
physical appearance to draw atten-
tion to themselves. Depression or intense emotional reactions
can occur when they are not the
center of attention. Histrionic personality disorder involves
rapidly shifting and shallow emotions
(e.g., uncontrollable sobbing and temper tantrums), and speech
is often shallow and impression-
istic. They may depict themselves as victims in relationships
with others.
Histrionic personality disorder is comorbid with somatization
and mood disorders. Prevalence
rates are estimated to be approximately 1.8% in the general
population, and females appear to be
more commonly diagnosed than males (DSM-5; APA, 2013).
Narcissistic Personality Disorder
The most prominent feature for narcissistic personality disorder
is a grandiose self-presentation,
with an attendant need to be admired. These individuals will
often exaggerate their achievements
(which are often quite ordinary) and thus expect to be
recognized as superior to others. Narcis-
sistic personality disorder involves excessive self-absorption,
with fantasies of power and success
and even intellectual prowess and beauty. They present as
entitled, expecting favorable treatment
from others. This also leads to interpersonal exploitation and a
lack of empathy (i.e., unwilling or
unable to recognize the viewpoint of others). Interestingly,
despite presenting as superior, their
self-esteem tends to be very fragile (hence the need for
excessive admiration), and they can react
quite strongly to perceived criticism.
This disorder co-occurs with mood disorders, anorexia nervosa,
and substance abuse disorders
(especially cocaine). Depending on the stringency of the criteria
use, prevalence rates for narcis-
sistic personality disorder can range from 0% to 62% in the
general community, and males com-
prise 50–75% of the diagnosed cases. This indicates that this
disorder has one of the largest ranges
in prevalence (DSM-5; APA, 2013).
Cluster C Personality Disorders
Cluster C personality disorders are marked by fear and anxiety.
Interpersonal relationships occur,
but may be limited. Each of these disorders has a parallel
clinical disorder that shares similar fea-
tures but is nevertheless distinct.
Avoidant Personality Disorder
Individuals with avoidant personality disorder are socially
inhibited and are fearful of, and hyper-
sensitive to, negative evaluations from others. For these
reasons, these individuals avoid interper-
sonal interactions, fearing that they will be criticized and
rejected. Thus, they may only interact
with others if they are assured or certain of being liked and
accepted (i.e., they require consider-
able nurturance and support). Those with avoidant personality
disorder consider themselves as
inept, unappealing, inadequate, and inferior. They often
exaggerate the potential for and conse-
quences of interpersonal failure, choosing instead to remain
isolated and safe.
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CHAPTER 10 10.2 Types of Personality Disorders
This personality disorder has considerable overlap with social
phobia, agoraphobia, and other
mood and anxiety disorders. This diagnosis can also co-occur
with dependent personality disor-
der, because they identify a small number of close trusted
friends to help them navigate daily life.
Prevalence rates are approximately 2.4% in the general
population (DSM-5; APA, 2013).
Dependent Personality Disorder
Individuals with dependent personality disorder exhibit a
pervasive need to be cared for by oth-
ers. They are overly reliant on close friends or family and
constantly fear losing that support net-
work. They are extremely reluctant to make decisions for
themselves, even minor decisions (e.g.,
what clothing to wear, what movie to see, what restaurant to
select, etc.), and are reluctant to take
any personal responsibility for their actions. They constantly
seek the advice and guidance of oth-
ers, and they require considerable reassurance. Because of their
dependence on others, they are
reluctant to express any disagreement; they fear losing the
support of others. Even acts that may
lead to greater independence are met with fears of losing social
support, thereby undermining
the desire to be more independent. These individuals are also
willing to engage in self-sacrifice to
maintain a relationship and may be willing to endure demeaning
and humiliating circumstances.
This sometimes results in their tolerating emotional, verbal,
physical, or sexual abuse at the hands
of those upon whom they depend.
This diagnosis is generally not recommended for use in children
or adolescents. Mood disorders
most often co-occur with dependent personality disorder, and
typically there is a higher rate of
occurrence in females. Prevalence rates are approximately 0.5%
in the population (DSM-5; APA,
2013).
Obsessive-Compulsive Personality Disorder
Individuals with obsessive-compulsive personality disorder are
overly preoccupied with details
and trivial rules; they are stubborn; and they follow rigid moral
standards, often forcing others to
do so as well. Although they consider themselves to be
perfectionists, their perceived perfection-
ism actually interferes with the completion of tasks and the
accomplishment of goals (or, in the
very least, the missing of deadlines) because of their meticulous
preoccupation with details and
standards. They will refuse help even when they are behind
schedule and are unwilling to delegate
responsibilities to others because of concerns that others will
not complete the task in a manner
consistent with their own standards. If they do allow others to
help, they will provide detailed
instructions and are unwilling to compromise on how things
should be done (i.e., there is only one
way to accomplish any given task). Relationships are often
compromised because they cannot see
the perspective of others, and they lack awareness of the
frustration they cause in others with
their overly meticulous and rigid manner.
They are very poor allocators of time, sometimes spending more
time planning an activity than
actually executing it. For example, a student with obsessive-
compulsive personality disorder might
spend more time developing a study schedule and plan than
actually studying for the test; he or
she might not even get to the point of studying.
These individuals often adopt extreme cautiousness in spending
both for themselves and others,
and they may find it difficult to discard even worthless objects.
Those with obsessive-compulsive
personality disorder often feel they are too busy to take any
time off or engage in any pleasurable
activities like vacations. Excessive time is often spent on
household chores, such as cleaning.
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CHAPTER 10 10.2 Types of Personality Disorders
Anxiety disorders often co-occur with obsessive-compulsive
personality disorder, including
obsessive-compulsive disorder (the latter involves repeatedly
having an obsessive thought and
then repeatedly engaging in ritualistic behavior to decrease the
anxiety associated with that
thought). Obsessive-compulsive personality disorder tends to
show little variability over one’s
lifetime. Prevalence rates in the general population range from
2.1 to 7.9%, and the disorder is
diagnosed in males about twice as often as females (DSM-5;
APA, 2013).
Other Specified Personality Disorder
When individuals do not fit into any of the aforementioned
categories, but they still have person-
ality patterns that result in deviance, dysfunction, distress,
and/or danger, then they may qualify
for other specified personality disorder. In such instances, it is
also possible to list the associated
features, some of which could correspond to the other
diagnostic categories (e.g., antisocial fea-
tures) while others might not (e.g., passive-aggressive features).
This diagnosis is also given when
mixed personality features are present.
The Prevalence of Personality Disorders
Personality disorders do not reflect acute problems or changes
in functioning because, much like
personality itself, they are stable and almost lifelong in their
presentation. Thus, researchers esti-
mate that those with personality disorders may be under-
represented in clinical settings; thereby
leading to an underestimation of their occurrence in the general
population.
One of the largest (N = 5,692) and most recent attempts at
determining the prevalence of person-
ality disorders in the United States was published in 2007 and
used DSM-IV criteria. The data are
still relevant because there have been few functional changes in
the criteria for the personality
disorders between the DSM-5 and the previous version.
Researchers concluded that the incidence
of personality disorders in the general population was
approximately 1 in 11 (9.1%). Research also
finds that obsessive-compulsive personality disorder is one of
the most common, with narcissistic
and borderline personality disorders being the next most
common (Lenzenweger, Lane, Loranger,
& Kessler, 2007).
Relative to other countries, the United States appears to have a
consistent and stable pattern of occur-
rence, whereas greater variability is seen elsewhere.
Specifically, outside the United States, published
rates range from approximately 6% to 13%, but the average of
these figures is commensurate with
U.S. rates (Sansone & Sansone, 2011). It also appears to be the
case that personality disorders are at
least as common among those who identify as ethnic minorities
(e.g., Blacks and Latinos) as among
those who identify as White in America (e.g., Crawford,
Rushwaya, Bajaj, Tyrer, & Yang, 2012).
Not surprisingly, researchers examining psychiatric samples
have found high rates of occurrence and
comorbidity (co-occurrence of different disorders). For
example, in one such study, 23% of admitted
psychiatric patients were found to have a personality disorder
(Mors & Sørensen, 1994). Moreover,
the researchers found that of those diagnosed with
schizophrenia, 44% also had a personality disor-
der (PD), while 20% of those with mood disorders also had a
PD (Mors & Sørensen, 1994). In general,
it appears that meeting criteria for one personality disorder
makes it more likely that the individual
will meet criteria for a second personality disorder, and those
with a personality disorder are more
likely to also have a diagnosed clinical (formerly Axis I)
disorder.
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CHAPTER 10 10.2 Types of Personality Disorders
There are several possible explanations
for the high comorbidity with personal-
ity disorders, including the fact that the
diagnostic criteria overlap to a certain
degree, that having one diagnosis simply
increases the possibility that one will be
diagnosed for any other disorder, and
that problems of one kind increase the
probability that one will manifest other
types of problems. The issue of comor-
bidity is especially important when con-
sidering where the data are collected.
That is, when studying clinical samples
(those seeking treatment) it is reason-
able to assume that comorbidity will be
higher because multiple problems are
precisely why these individuals are seek-
ing treatment.
Personality Disorders as Primarily Adult Disorders
Although one might be tempted to assign a personality disorder
(e.g., narcissistic personality
disorder) to an adolescent girl who appears egocentric in her
thinking, or antisocial personality
disorder to a young, undisciplined boy, it is important to note
that personality disorders are sup-
posed to have a history of at least one year and have begun to
manifest since late adolescence
or early adulthood. In fact, the DSM-5 explicitly states that
some PDs, like antisocial personality
disorder, should not be diagnosed prior to the age of 18.
Instead, other diagnoses would be more
appropriate. As an example, a conduct disorder would be a more
appropriate diagnosis for a per-
sistently disobedient child, whereas similar behavior as an adult
would be more appropriately
labeled antisocial in nature. Similarly, an identity disorder
might be a more appropriate diagnosis
for a teenager, whereas the same behaviors (identity
disturbance) would be better characterized
as borderline personality disorder as an adult. Finally, it is
noted that behaviors that manifest in
childhood and even adolescence may not continue to manifest
into adulthood, even those that
are thought to reflect highly stable characteristics. Consider the
research showing that a signifi-
cant portion of adolescents who are diagnosed with antisocial
traits (e.g., psychopaths), do not
exhibit this behavior when they are later assessed as adults
(e.g., Lynam, Caspi, Moffitt, Loeber, &
Stouthamer-Loeber, 2007; Salekin, Rosenbaum, Lee, & Lester,
2009).
Alternative Organizational Models for the Personality Disorders
The DSM nosological (referring to the science of diagnostic
classification) structure is the domi-
nant model used in the United States to organize psychiatric
disorders, including the personality
disorders (as noted in the previous section). Other
organizational systems exist; some of the alter-
native models are here briefly reviewed.
Creatas/Thinkstock
Although a child may exhibit disobedient behavior, a
conduct disorder diagnosis is more appropriate than an
antisocial personality disorder diagnosis.
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CHAPTER 10 10.2 Types of Personality Disorders
The International Classification of Diseases, 11th Revision
(ICD-11)
The World Health Organization (WHO) publishes the ICD and
reports that the final version of the
International Classification of Diseases, 11th Revision (ICD-11)
will be officially endorsed in 2015,
though a draft of the proposal was made available in 2012. The
current version, the ICD-10, was
published in 1992 by WHO. Regardless of the specific version,
this health classification system is
used around the world to facilitate diagnoses.
The ICD system assesses the severity of personality disorders
using the following five levels:
1. normal personality
2. personality dysfunction
3. personality disorder
4. complex personality disorder
5. severe personality disorder
There are five personality disorder dimensions of the ICD
system: asocial/schizoid, dissocial,
obsessional/anankastic, anxious-dependency, and emotionally
unstable. According to the ICD-11
draft, the last dimension will be incorporated into the anxious-
dependency dimensions, such that
anxious-dependency can be either anxious-dependency or
emotional instability. Another signifi-
cant change proposed for the ICD-11 is that the clinician will
determine whether the disorder is
present, rather than determining severity.
This system is quite different from the DSM-5, in that the ICD’s
five categories are considerably
fewer than the DSM-5’s ten categories, and the ICD rates the
severity of the disorder, whereas the
DSM only allows one to indicate whether it is present.
Millon’s Model for Classifying Personality Disorders
Millon devised a model to define both normal and clinical
manifestations of different personality
traits (i.e., a continuum approach), he tied his diagnoses to a
theoretical (evolutionary) model (the
DSM is atheoretical; that is, the categories are not based on any
underlying theory), and he tied
the diagnostic categories to a specific measure (the DSM is not
tied to any assessment tool). Mil-
lon’s model, which can be derived from the Millon Clinical
Multiaxial Inventory-III (MCMI-III/; see
the next section of this chapter which examines the MCMI-III/
along with other assessments of
personality disorders), includes a total of 15 traits. Those
defined under the clinical heading essen-
tially parallel the DSM-5 disorders; the first 10 match the DSM,
whereas the last 5 are additional
categories (see Table 10.1).
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CHAPTER 10 10.2 Types of Personality Disorders
Table 10.1: Millon’s personality disorder classifications and
corresponding
normal traits
Normal Clinical
Retiring Schizoid
Eccentric Schizotypal
Suspicious Paranoid
Sociable Histrionic
Confident Narcissistic
Nonconforming Antisocial
Capricious Borderline
Conscientious Compulsive
Shy Avoidant
Cooperative Dependent
Exuberant Hypomanic*
Skeptical Negativistic*
Aggrieved Masochistic*
Pessimistic Melancholic*
Assertive Sadistic*
*Additional category that does not match the DSM
Source: Adapted from Millon, T. (2011). The disorders of
personality: Introducing a DSM/ICD spectrum from normal to
abnormal (3rd
ed.). Hoboken, NJ.: John Wiley & Sons Inc.
Millon believed that most individuals would not present with a
“pure” personality prototype,
but would instead present with a mixed picture of several of the
personality variants. For exam-
ple, Millon suggested that the schizoid personality had four
subtypes: (1) remote (i.e., avoidant,
schizotypal features), (2) languid (i.e., melancholic features),
(3) affectless (i.e., compulsive fea-
tures), and (4) depersonalized (i.e., schizotypal features) (see
Millon & Davis, 1996b).
The Five Factor Model for Classifying Personality Disorders
Researchers have also suggested that the Five Factor Model
(FFM; introduced in Chapter 8) can
also serve to organize personality disorders. The advantage of
using this model is that it allows
for continuity between clinical and nonclinical manifestations
of personality disorders, and it is
based on a more empirically sound and tested model for
organizing traits (Widiger, 2005). This is
in sharp contrast to the DSM structure, which has always
struggled to establish construct validity
(e.g., Livesley, 2001).
In two independent reviews of the literature (Saulsman & Page,
2004; Widiger & Costa, 2002),
researchers have found that the disorders of personality fit very
well into the Five Factor Model
of personality. Moreover, even lexical studies of the descriptive
terms used for the personality
disorders (e.g., Coker, Samuel, & Widiger, 2002) suggest
considerable overlap between the DSM
nomenclature and the Five Factor Model (see also Widiger,
2005; Widiger, Trull, Clarkin, Sander-
son, & Costa, 2002).
As an example, schizotypal PD is defined by high neuroticism,
low extraversion, and high openness
to new experience (see Widiger et al., 2002, Table 6.1). The
same researchers found that histrionic
PD is defined by high scores on neuroticism, extraversion,
agreeableness, and openness to new
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CHAPTER 10 10.2 Types of Personality Disorders
experience. Obsessive-compulsive PD is defined by high scores
on extraversion and conscientious-
ness, and low scores on agreeableness and openness to new
experience.
Summary
Obviously, the models defining personality disorders that have
been put forth vary considerably
in their structure and basic assumptions. Moreover, research
comparing several of the models
defining personality disorders reviewed here suggests that
Millon’s configuration tends to have
the least support, followed by the DSM which has moderate
support. The strongest support has
emerged for the Five Factor Model, or similar, empirically
derived variants (O’Connor & Dyce,
1998). Of course, the Five Factor Model has yet to be employed
in clinical practice. Therefore,
although it is strong with respect to its basic scientific roots,
research is needed to see how effec-
tively it can translate to applied clinical settings.
Questioning the Legitimacy of Mental Illness
The basic thesis of this chapter is that psychiatric illnesses such
as personality disorders are legit-
imate—that they can be defined and organized into a coherent
structure, assessed, and even
treated. However, there have been some theorists who have
taken a very different position on the
matter. Although we have just presented the various criteria for
the DSM personality disorders, we
will now consider an anti-establishment perspective.
Thomas Szasz was a psychiatrist who was one of the most vocal
anti-psychiatry voices in the field.
Szasz argued that psychiatric illnesses (which would include
personality disorders) are essentially
fabricated (e.g., Szasz, 1960, 2011a). Specifically, Szasz
contrasted mental illness with medical con-
ditions like cancer and argued that the medical model should
not be applied equally to mental
illness. Szasz argued that, unlike physical illnesses, there is no
way to definitively determine if
mental illness is present in any given individual, as there is no
test or objective method that allows
one to find a disease from the DSM or any other classification.
Instead, Szasz argues that mental ill-
ness defines unusual behavior but that
what we define as a mental illness is a
social construct, reflecting the prevail-
ing views of the professionals governing
the field. Szasz argues that the decision
about what to include in the DSM is
arbitrary; one version has homosexual-
ity as a disorder, while the next version
removes homosexuality but adds pre-
menstrual syndrome. Szasz argues that
true diseases do not move in and out of
favor; they should be more objectively
observable.
Szasz was also a strong proponent of giv-
ing people control over their lives rather
than imposing a diagnosis and, worst
of all, an involuntary treatment. Thus,
Szasz wouldn’t argue with someone who
.Getty Images/Dynamic Graphics/Creatas/Thinkstock
Previous versions of the DSM considered homosexuality
to be a disorder. Szasz argues that this and all other DSM
“disorders” simply reflect social and cultural standards,
not diseases.
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CHAPTER 10 10.3 Assessing Personality Disorders
wanted to change for self-improvement. His concern was with
the imposition of treatment (i.e.,
involuntary commitments), especially given the arbitrary nature
of mental illness.
In his 1988 book, Cruel Compassion, Szasz argued that we
justify our attempts to control and
change others by considering the behavior as compassion, when
in reality it is cruelty to impose
unwanted treatment on others. In fact, he argued, we are being
selfish, because the true justi-
fication for our behavior is to either (1) change those who
remain in society (i.e., those we have
to interact with) with medications, surgeries (e.g., lobotomies),
or therapy, or (2) relegate those
who do not change to psychiatric hospitals so we do not have to
interact with them. Because the
field of psychiatry essentially substituted the term disease
(mental illness) for bad or undesirable
behavior, this now legitimizes treatment (Szasz, 1988; see also
Szasz, 2011b).
Szasz was not alone in his criticism of the DSM. For example,
despite the American Psychiatric
Association’s endorsement of the DSM-5, the current director of
the National Institute of Mental
Health (NIMH), Dr. Thomas Insel, has expressed concerns over
the lack of validity of the DSM-5
and its overreliance on symptoms to diagnose disorders.
Of course, Szasz’s perspective does not reflect the majority
view, but there are some important
arguments that should be considered, including the fact that the
determination of what consti-
tutes a disorder is essentially a process of consensus and is
subject to change. Thus, we should be
cautious of attributing too much importance to any specific
diagnostic criteria such as the DSM.
Moreover, if we accept that diagnostic categories are less than
definitive, then we must be espe-
cially cautious about imposing treatments on the individual, as
those treatments are based on the
assumption that the underlying problem to be changed is real.
Szasz’s critics countered that he
was an extremist in his position,
and like the very field he was
critiquing, he overstated reality.
For example, even though label-
ing behavior as a “mental illness”
may overstate reality, so too does
a complete denial that there is
any problem (see Phillips et al.,
2012, for a complete discussion
of these issues, especially as they
apply to the DSM-5).
10.3 Assessing Personality Disorders
Several measures have been developed and validated to broadly
assess psychiatric disorders, including personality disorders.
We will here review three of the more commonly studied,
modern-day measures.
The Minnesota Multiphasic Personality Inventory (MMPI®-2)
As noted in Chapter 1, this instrument is often considered the
gold standard in the assessment of
psychopathology because it is one of the most frequently used
instruments, and it is arguably the
most widely researched measure (Graham, 2006).
Beyond the Text: Classic Writings
In this 2001 paper, Thomas Szasz attempts to discredit the
legitimization of psychiatric disorders. Read it at http://
www.independent.org/pdf/tir/tir_05_4_szasz.pdf.
Reference: Szasz, T. (2001). The therapeutic state: The
tyranny of pharmacracy. The Independent Review, V(4),
485–521.
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http://www.independent.org/pdf/tir/tir_05_4_szasz.pdf
http://www.independent.org/pdf/tir/tir_05_4_szasz.pdf
CHAPTER 10 10.3 Assessing Personality Disorders
The instrument was developed by comparing samples of those
who had a particular psychiatric
diagnosis to control groups with no psychiatric diagnosis (the
Minnesota normals) with respect to
their responses on a large number of items. The items that were
consistently answered in a dif-
ferent way by the criterion group (those diagnosed) and the
control groups formed the basis of
the initial scales. These scales were then cross-validated
(replicated in other criterion and control
groups) and the items that survived comprised the original
MMPI-. It was revised in 1989, result-
ing in a 567-item true/false inventory (the MMPI--2; Butcher,
Dahlstrom, Graham, Tellegen, &
Kaemmer, 1989).
The MMPI--2 has validity measures to assess the respondent’s
test-taking approach (i.e., under-
or over-reporting), basic scales to assess several clinical
syndromes, and supplemental scales
that assess such areas as general adjustment, ego strength, how
one handles the expression of
anger and hostility, and substance abuse measures, to name a
few. The 10 basic scales from the
MMPI--2 are summarized in Table 10.2.
Table 10.2: Ten basic scales and descriptors from the MMPI--2
Scale Abbreviation—Name Description
1 Hs – Hypochondriasis somatic complaints, constricted by
symptoms
2 D – Depression dysphoria, shy, irritable, guilt ridden
3 Hy – Hysteria sudden anxiety, naïve, self-centered, infantile
4 Pd – Psychopathic deviate poor judgment, antisocial,
irresponsible, hostile
5 Mf – Masculinity–Femininity *traditional masculine or
feminine traits
6 Pa – Paranoia ideas of reference, angry, resentful, suspicious
7 Pt – Psychasthenia ruminating, anxiety, fearful, apprehensive
8 Sc – Schizophrenia disordered thinking, delusional, bizarre,
alienated
9 Ma – Hypomania expansive, grandiose, euphoric, overly
extended
0 Si – Social Introversion withdrawn, aloof, insecure, low self-
confidence
* This scale is scored separately by gender. High scores for
each gender denote a gender stereotype
consistent presentation.
Source: Adapted from Butcher, J. N., Dahlstrom, W. G.,
Graham, J. R., Tellegen, A., & Kaemmer, B. (1989). Minnesota
Multiphasic
Personality Inventory-2 (MMPI-2): Manual for administration
and scoring. Minneapolis: University of Minnesota Press.
One of the unique features of the MMPI--2 is that it is not
closely aligned with any theoretical
perspective, given that the selection of items was based almost
exclusively on the statistical dif-
ferentiation of groups. In fact, this technique for scale
development was sometimes referred to as
a “black box” or empirical approach to item selection because
of the lack of clear theory-driven
decisions.
Three more recent updates to the MMPI--2 are noteworthy. The
first was a significant psycho-
metric revision that resulted in the addition of the Restructured
Clinical (RC) Scales (Tellegen et al.,
2003). These scales were designed to be more psychometrically
sound than the original MMPI--2
clinical scales and they attempt to control for a response
tendency (demoralization) that results in
considerable overlap among the scales.
The second change occurred in 2008 with the publication of the
MMPI--2-RF (Restructure Form;
Ben-Porath & Tellegen, 2008), which was based on the RC scale
revision. This new measure, which
provided further psychometric improvements over the MMPI--2,
is briefer than the previous
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CHAPTER 10 10.3 Assessing Personality Disorders
versions (338 true/false items), thereby simplifying the
resources needed to administer and inter-
pret the measure.
Finally, it should be noted that new MMPI--2 scales, the
Personality Psychopathology
Five (PSY-5)—Aggressiveness (AGGR), Psychoticism (PSYC),
Disconstraint (DISC), Negative
Emotionality/Neuroticism (NEGE), and Introversion/ Low
Positive Emotionality (INTR)—were
also introduced to parallel the dominant theoretical framework
in personality psychology, the
Five Factor Model (discussed at length in Chapter 8). However,
these new PSY-5 scales were
thought to have relevance in both clinical and nonclinical
settings and are not intended as a
substitute or proxy for the big five (Harkness, McNulty, Ben-
Porath, & Graham, 2002). The PSY-5
scales differ from the five factors identified in nonclinical
populations, in that the former were
meant to determine the extent to which personality disorders
might manifest and be recogniz-
able in clinical populations (see Harkness et al., 2002). They
also differ from the other MMPI--2
scales by adding significantly to the prediction of personality
disorders (Wygant, Sellbom,
Graham, & Schenk, 2006).
Personality Assessment Inventory (PAI®)
The PAI- is a 344-item measure that assesses 22 non-
overlapping scales that were intended to
broadly assess psychiatric disorders, and like the MMPI- scales,
it also includes validity indexes
(Morey, 2007). Its 11 clinical scales are grouped within the
neurotic and psychotic spectrum,
and a third grouping is referred to as behavioral disorders or
problems of impulse control. Other
scales assess such constructs as complications and motivation
for treatment, harm potential, and
interpersonal relations, to name a few. Two specific clusters of
personality disorder traits are also
assessed: borderline and antisocial.
The PAI- has normative data from patients, students, and the
population at large, and reliability
and validity figures are adequate for both clinical and
nonclinical settings.
Recent research also suggests that the PAI- is correlated with
several life-event variables in mean-
ingful ways, providing further validation for this relatively new
measure (Slavin-Mulford et al.,
2012). Moreover, recent studies have attempted to validate the
PAI- for use in various settings,
including forensic populations (e.g., Newberry & Shuker, 2012)
and neuropsychological settings
(Aikman & Souheaver, 2008).
The Millon Clinical Multiaxial Inventory-III (MCMI-III™)
The MCMI-III/ provides a standardized assessment of
psychopathology matched to the Axis I
and II disorders of the DSM-IV. The current 175-item version
was published in 1994 and was most
recently updated in 2009 (Millon, Millon, Davis, & Grossman).
Although explicitly intended for use
in clinical populations, this measure has also been used in
nonclinical settings to predict clinical
outcomes. The measure has validity indicators and 10 measures
of clinical syndromes; seven of
those denote moderate conditions and three denote severe
conditions.
The MCMI-III/ also includes 14 personality disorder scales that
are subdivided into 11 basic scales
assessing schizoid, avoidant, depressive, dependent, histrionic,
narcissistic, antisocial, sadistic,
compulsive, masochistic, and negativistic (with the latter also
referred to as passive-aggressive)
and 3 severe personality pathologies assessing schizotypal,
borderline, and paranoid features.
Despite the theoretical appeal and innovativeness of the MCMI/
tests, there have been some
concerns due to the modest, and in some cases poor, empirical
support for some of the scales on
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CHAPTER 10 10.3 Assessing Personality Disorders
the inventory (e.g., Retzlaff, 1996; Saulsman, 2011). This has
led some in the field to suggest that
the MCMI-II/ and MCMI-III/ have failed to meet the basic
standards of admissibility for a test in
a court of law (known as the Daubert standard), especially when
considering the valid assessment
of personality disorders (Rogers, Salekin, & Sewell, 1999).
Moreover, researchers have suggested
that there are problems with the base rate data in the MCMI/
that is used to facilitate diagnoses,
and as a result some revisions have been suggested (Grove &
Vrieze, 2009). It has also been noted
that although the original MCMI/ had reasonable validity, the
MCMI-III/ has not received the
same empirical scrutiny; therefore, it is less clear whether the
newest version is valid (see Craig &
Olson, 2005, Craig, 2008).
Common Features of Each Assessment
Although the measures presented here adopt distinct
assumptions and have many unique scales,
there are nevertheless overlapping features. All are self-report
inventories with symptom-specific
items that require the respondent to respond using some kind of
a scale (either true/false or Lik-
ert). In all cases, scores are then compared to normative
samples for interpretation, and the inter-
pretation takes into account the test-taking approach of the
respondent (i.e., the validity scale
profile). Another common feature is that the measures
essentially tap the same broad groupings
of psychopathology. For example, in a recent study, researchers
factor analyzed (grouped) item
responses of psychiatric inpatients, those with substance abuse
disorders, and even those drawn
from forensic settings. For both the MMPI--2-RF and the
MCMI-III/, the measures captured
the extent to which the disorders are (1) internalizing, (2)
externalizing, (3) reflective of paranoia/
thought disturbance, and (4) pathologically introverted (van der
Heijden, Egger, Rossi, & Derk-
sen, 2012). Thus, irrespective of the measure, there appears to
be some fundamental overlap
with respect to the constructs being assessed (i.e., the disorders
themselves are a constant, and
the various measures essentially reflect that). This suggests that
the more noteworthy difference
between the various measures may involve the validity scales,
rather than the scales assessing
psychopathology.
Validity scales are typically embedded within the inventories
and assess the extent to which the
respondent may have approached the test in a manner other than
an honest and forthright one.
This is particularly important because these measures are often
administered in settings where
the individual has much to gain or lose based on the outcome of
the assessment. For example, in
psychiatric settings, the respondent may want to receive
services and may, therefore, exaggerate
symptoms or problematic personality functioning to gain access
to services. Or they may want to
avoid an involuntary hospitalization, thereby resulting in a
minimization tendency. Thus, the use
of validity scales to gauge the respondent’s test-taking approach
is critical to interpreting the test.
The MMPI--2 has the most comprehensive set of validity
indicators, including multiple measures
of defensiveness (defensiveness and lie scales), a measure of
superlative responding (answering
as you think a well-adjusted person might respond), multiple
measures of exaggeration (items
infrequently endorsed either in the general population or in
clinical settings), infrequent somatic
symptoms, measures of inconsistent responding, and a measure
to assess for the tendency to
primarily give true or false responses. Of course, having the
most validity measures does not nec-
essarily equate with having the best validity indicators, and this
is the focus of the next research
feature.
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CHAPTER 10 10.4 Case Illustrations
10.4 Case Illustrations
In this section, we provide some case examples to illustrate the
personality disorders, the mea-sures used to assess them, and
how the theoretical models are applied to explain their occur-
rence. In some instances, multiple theoretical perspectives will
be applied to illustrate how
the same data can be explained from different perspectives—
and, in some instances, with equal
plausibility.
Case 1: Bob G.
Bob G., a 32-year-old, single Caucasian male, presented for a
psychiatric interview at the behest
of his supervisor, who had received numerous complaints from
the residents of a building where
Bob is employed. The complaints essentially involve Bob being
nonresponsive to requests and
attempts to interact (i.e., Bob goes out of his way to isolate
himself from the residents, to the
point of undermining some of his duties). Bob had previously
worked the night shift and had had
many fewer interactions with the residents, but because of a
new rotating schedule, he was now
required to work the day shift sometimes.
Family background indicates that Bob has minimal interactions
with his family of origin. His father
is now deceased, but had been diagnosed with schizophrenia.
His mother is in out-of-state assisted
living. Bob also has a sister who provided collateral
information, saying that Bob has always been a
social isolate and somewhat odd. He was also described by his
sister as smart, and he did reason-
ably well in school.
Bob reported that his best friend was a former college
roommate, whom he had not seen since
his freshman year, when they shared a dormitory room for one
semester. He characterized their
relationship as mostly “focused on work,” and stated that they
typically “gave each other space”
so that they could accomplish their schoolwork.
Bob is single and has not had any dates or expressed any
interest in dating. He does describe him-
self as heterosexual, but when asked about his relationships
with women, he simply noted that he
has some fellow security officers who work on other floors who
are female. Bob also noted that he
perspires easily and heavily, and therefore he tends to keep to
himself so as not to offend others
(especially women) with the smell. (Note: No odor was detected
during the interview.) This is one
of the reasons he does not like to socialize with others. He also
described himself as someone who
is “serious” and “all business.” Thus, he does not like to waste
time with idle chatter. He reported
few socialization experiences outside the work setting. In fact,
even in the work setting, he did not
appear to know many people; when he described having lunch
with colleagues he described it as
“uncomfortable” and noted that he typically eats in the cafeteria
with others, but does not speak
to them. Bob noted that he can usually tell what others are
thinking, and so there is little need to
actually speak to them.
He denied the use of any alcohol or drugs and denied any legal
history. He also denied any formal
psychiatric history. As noted, family psychiatric history only
involves his father, who was diagnosed
with schizophrenia.
With respect to behavioral observations, Bob presented as
somewhat awkward socially, he rarely
made eye contact, and his gaze often moved about the room. He
sat with his hands clenched and
only spoke when asked a question, but he was cooperative. He
was dressed in his security guard
uniform, which was kempt. Although Bob denied the experience
of hallucinations, he did appear
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CHAPTER 10 10.4 Case Illustrations
to become overly engrossed in common stimuli in the interview
room (e.g., staring at the walls
and the desk for prolonged periods of time). He occasionally
engaged in some odd hand gestures,
where he seemed to be blocking out stimulation that was not
apparent to the interviewer. Verbal-
izations were nonlinear (tangential and circumstantial) and
difficult to follow at times. He would
begin to answer a question, but then become engrossed in
another topic. For example, when
asked about his intense focus on the blue painted wall, he
reported being lost in thought, contem-
plating the complexities of the depths of our oceans, and the
undiscovered and even magical qual-
ities of that part of the world. Affective expression was
generally flat throughout the interview.
One other odd verbalization is also worth highlighting. Bob
stated that he became aware of the
current complaints from work because he “sensed” that others
might be upset with him and
believed that it was not uncommon for others to be speaking
about him behind his back. He also
expressed concern that the various executives who have offices
where he works are likewise talk-
ing about him and may even be considering terminating his
position because of Bob’s decision
not to attend church on Sundays. When asked directly if the
executives would know about Bob’s
non-work-related behavior, he acknowledged that they would
not likely know about this, but that
if they did, they would strongly disapprove. Despite these
concerns, Bob was unsure as to why
he needed this evaluation, stating that he is doing fine and has
not noticed any changes in his
behavior.
Data From Standardized Measures
Bob completed the MMPI--2. The validity profile indicated a
mildly defensive response set, as
Bob either minimized his problems or demonstrated poor insight
with respect to his difficul-
ties. Nevertheless, the basic scales are interpretable. Several of
the clinical scales were elevated,
including scales 8, 6, and 0, indicating disordered thinking,
eccentric behaviors, poor contact with
reality, withdrawal, alienation, suspiciousness, the tendency to
displace blame on others, mis-
taken beliefs, introversion, social withdrawal, and aloofness. No
other basic scales were elevated.
With respect to the PSY-5 scales, Bob was elevated on
Psychoticism (PSYC), indicating discon-
nection from reality and odd beliefs and perceptions, and
Introversion/Low Positive Emotionality
(INTR), indicating few positive emotions and social withdrawal.
Critical Thinking Questions:
• Referring to the DSM-5 criteria presented earlier in this
chapter, which personality disorder (if
any) best fits Bob? What might be the pros and cons of
administering the following measures
to assess Bob: (a) The MCMI-III/? (b) The Rorschach using the
Exner scoring system?
Consider one of the theoretical perspectives presented in this
text, and try to explain the
etiology for Bob’s behavior and presentation (i.e., how did he
become the way he is now?).
Diagnosing Bob
Bob’s presentation in the clinical interview and MMPI--2 test
scores suggest a personality disor-
der, most likely schizotypal PD. Importantly, there appear to be
problems in functioning, as Bob
has been having problems at work and relationships are largely
absent. His behavior is different
from that of most others, and he may cause those around him to
experience distress, even though
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CHAPTER 10 10.4 Case Illustrations
he does not. Moreover, data from the clinical interview indicate
that Bob’s behavior has been
constant through much of his life, and it appears to manifest in
all areas of his life. Thus, if there is
a problem, it is likely to be one of personality.
Data to suggest schizotypal PD include the presence of odd
beliefs, such as being able to “sense”
things (i.e., magical or delusional thinking), and also possible
paranoid ideation, as indicated by
his concerns regarding the executives talking about him and
planning to fire him for not attending
church (something his employers would not know about, let
alone have an interest in). There may
have been some evidence of hallucinations, including smelling
an odor that was not detectable
and seeing things in the walls that preoccupied his thoughts and
engendered odd hand gestures.
Bob’s affect was flat, he presented as asocial, and he appeared
aloof and alienated, with few,
if any, social contacts. Bob’s profile of scores on the MMPI--2
highlights many of these same
themes (i.e., disordered thinking, odd perceptions, alienation,
and aloof presentation), thereby
providing further corroboration for the diagnosis.
Theoretical Approaches to Bob’s Case
A number of different theoretical accounts can be forwarded
based on the theoretical models
reviewed in previous chapters. For example, from the
neurobiological perspective, it is noted
that Bob’s father was diagnosed with schizophrenia, thereby
suggesting that Bob would have an
increased genetic risk for a similar disorder, such as a cluster A
personality disorder. Research also
suggests that the traits seen in the cluster A personality
disorders can be the result of physiologi-
cal hard wiring, whereby one is less responsive to
environmental stimuli and learning experiences
(e.g., Raine, 1988).
Bob also evidenced some mild but pervasive delusional
ideation, with some evidence of paranoia.
Freud believed that paranoia resulted from a combination of two
defense mechanisms that are
unconsciously engaged in order to address homosexual thoughts
and feelings (note that Bob has
no dating history and no interest in any type of relationship
with women). Freud might argue that
Bob deals with unacceptable homosexual ideation by first using
reaction formation, such that the
thought “I, a man, love other men,” becomes the opposite, in the
form of “I, a man, hate other
men.” Freud argued that this, too, was an unacceptable thought,
so projection is used, thereby
changing “I, a man, hate other men” to “Other men hate me.”
The behavioral model might suggest that Bob was not properly
reinforced for “normal” behavior
early in life, and therefore he engaged in increasingly bizarre
behavior for reinforcement (possibly
attention). It might also be argued that many of Bob’s beliefs,
such as his “decision” to avoid oth-
ers (especially women) because of his odor, is a preferred
interpretation of reality, as the alter-
native is that others have little or no interest in him, and this is
a far less favorable (reinforcing)
interpretation (cf. Roberts, 1991).
The cognitive perspective has also weighed in on odd or
delusional thinking, as researchers have
demonstrated the presence of reasoning biases in those with
delusional ideation. For example,
deluded schizophrenics were found to request less information
relative to non-deluded psychi-
atric patients before reaching a decision, and despite having less
information, they expressed
greater certainty in their decisions (Huq, Garety, & Hemsley,
1988; see also Garety, Hemsley, &
Wessely, 1991). Thus, it would be predicted that Bob would
require less evidence to come to his
conclusion that the executives were conspiring to fire him for
non-work–related behavior, and the
cognitive model would predict that he would have greater
certainty in this delusional narrative
(see also McGuire, Junginger, Adams, Burright, & Donovick,
2001).
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CHAPTER 10 10.4 Case Illustrations
Case 2: Samantha K.
Samantha K. is a 26-year-old mother of one who was recently
arrested by police for prostitution.
However, because police thought she was acting in an atypical
manner, they brought her to the
regional psychiatric hospital for evaluation. Samantha was
arrested in Atlanta, but she resides in
Baltimore. She reported having traveled to Atlanta to visit
friends when her 5-year-old son, who
was staying with an ex-boyfriend in Baltimore, became ill with
pneumonia and had to be hospital-
ized. Samantha stated that the reason she had turned to
solicitation was so that she could earn
enough money to immediately travel back to Baltimore and pay
for her son’s medical services.
She was quite convinced that her actions were fully justified,
and she said she would do it again
if placed in the same position (“I don’t regret anything I’ve
done, and you would have done the
same thing if you were in those circumstances”).
Although she denied any significant legal history, records
indicate a series of arrests for petty
theft and marijuana possessions charges, dating back to when
Samantha was 14. Despite the
large number of charges, few resulted in convictions. In those
instances where she was convicted,
Samantha had lengthy explanations to justify her actions, and
she typically put the blame on
either the circumstances or the actions of others.
Samantha has no psychiatric history. She completed high
school, and although she scored reason-
ably high on aptitude tests, her grades were average and she did
not continue education after high
school. Samantha has held a number of service-related jobs,
such as hostessing at restaurants and
sales in clothing stores, but she has rarely held a job for more
than a few months; she moves on
when she gets bored with the position. She has also been fired
twice for suspicion of stealing on
the job, but no charges were pressed.
Samantha’s parents divorced when she was 4 years old, after
many years of verbal and physi-
cal assaults. Samantha stayed with her mother and had little to
no contact with her father. She
described her mother as having many different boyfriends, but
no stable relationships. Because
her mother worked, she reported “essentially raising myself.”
Samantha is somewhat estranged
from her family, who also reside in Baltimore. According to
several members of her family, Saman-
tha will call a couple of times per year, but it is usually to
request money or a favor. These requests
involve lengthy justifications and sometimes even business
schemes that have never come to frui-
tion. Because she owes many people money, many
acquaintances and family members have cut
off ties with Samantha.
Samantha is an attractive woman, who presents as somewhat
charming at first. However, her
interpersonal style comes across as manipulative, and it’s not
always clear if she is telling the
truth. She appears relatively calm and collected interpersonally,
but will sometimes verbalize
aggression. The clinical interview was complicated by the fact
that Samantha repeatedly changed
topics after several questions on any one topic. She also
perseverated on her son’s health, but
despite saying she was concerned about her son, she did not
appear concerned (at least her out-
ward appearance did not indicate it).
When asked about her son and the rationale for leaving him
behind in Baltimore, Samantha
explained that she wanted to give her son some quality time
with her ex-boyfriend; however, it
was unclear as to why her son would benefit from or even desire
this contact, given that Samantha
dated her ex-boyfriend prior to her son’s birth (i.e., her son
didn’t know Samantha’s ex-boyfriend
prior to this trip).
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CHAPTER 10 10.4 Case Illustrations
Data From Standardized Measures
Samantha completed the MMPI--2. The validity profile
indicated that she was highly defensive;
she demonstrated a tendency to under-report and minimize
problems. The observed defensiveness
can undermine the interpretation of the clinical scales, as low
scores do not necessarily denote the
absence of psychopathology, but may instead be the result of
excessive under-reporting. However,
any significant elevations that do emerge can be interpreted.
One clinical scale was elevated: scale 4. Elevations on this scale
are often associated with poor
judgment, irresponsible behavior and attitudes, hostility, and
the displacement of blame onto
others.
Two of the five personality subscales from the MMPI--2 were
also elevated, most notably the
AGGR scale, which refers to the use of aggression, hostility,
and intimidation to facilitate goal
attainment. The second elevation was on DISC, which suggests
the presence of risk taking and
impulsivity and little regard for following rules. Finally, the
MMPI--2 supplemental scale assessing
over-controlled hostility was also elevated, suggesting that
although Samantha usually responds
appropriately to provocation, she is likely to sometimes
evidence an exaggerated anger response,
even in the absence of provocation.
The NEO-PI was also completed, but this measure resulted in no
significant elevations, aside from
Samantha’s endorsement of items indicating that she is very
friendly (agreeableness) and dutiful
(conscientiousness). The scores on this face-valid measure
appeared to reflect a more socially
desirable response set, but there are no formal validity measures
on the NEO™-PI.
Critical Thinking Questions
• Referring to the DSM-5 criteria presented earlier in this
chapter, which personality disorder
(if any) best fits Samantha? What might be the pros and cons of
administering the following
measures to assess Samantha: (a) The MMPI--2? (b) The NEO/-
PI? Consider one of the
theoretical perspectives presented in this text, and try to explain
the etiology for Samantha’s
behavior and presentation (i.e., how did she become the way she
is now?).
Diagnosing Samantha
Samantha’s test scores and her presentation in the clinical
interview converge on a diagnosis of
antisocial personality disorder. A recurrent theme in the
evaluation was her less-than-genuine
presentation. She under-reported her problems, was defensive
on the standardized measures,
and even provided misleading information regarding her
criminal history. Even the fact that she
has a lengthy criminal history is indicative of this diagnosis.
Samantha also did not evidence any
remorse for her actions, opting instead to blame the
circumstances on others; she even stated
that she would act in the same way if given the opportunity to
do so again.
Samantha has superficial relationships and she tends to take
advantage of others. She presents as
aggressive and even hostile at times, though she can be quite
charming when trying to get what
she wants. Samantha’s actions also suggest that she is impulsive
and has been an underachiever
for most of her life.
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CHAPTER 10 10.4 Case Illustrations
Given Samantha’s less-than-genuine presentation and
defensiveness on the MMPI--2, it is not
surprising that she only endorsed more favorable characteristics
on the face-valid NEO/-PI. The
MMPI--2 scores converge with many of the above descriptions,
with elevations on scale 4, as
well as other scales assessing problems managing aggression
and impulsivity. Importantly, even
though Samantha does not feel distress, she appears to be
creating distress in those around her.
There is also clear evidence of dysfunction, with a poor work
history, legal and drug problems, and
few stable relationships.
Theoretical Approaches to Samantha’s Case
The physician Philippe Pinel introduced the concept “manie
sans délire” to refer to individuals
who appeared to think clearly, but who would nevertheless
behave in a manner that would sug-
gest disturbance. Similarly, the physician James Prichard coined
the term “moral insanity” to char-
acterize mental illness where emotional experiences are
disturbed, but intellectual capacities are
intact. These terms arguably provide some of the earliest
writings relating to the modern-day
concept of antisocial PD (see also Berrios, 1996).
More recently, antisocial tendencies have been referred to using
the terms sociopath and psycho-
path, and this highlights two distinct etiologies for the
associated behaviors, a behavioral (or social
learning) account and a physiological account.
The term sociopath implies problematic learning, which can
include parental neglect (i.e., failure
to reinforce appropriate behavior and punish inappropriate
behavior) and/or poor parenting (i.e.,
reinforcing inappropriate behavior and punishing appropriate
behavior). Thus, from this account,
Samantha’s unstable home, and the report that she raised
herself, would be consistent with prob-
lematic learning experiences early in life, resulting in the
antisocial tendencies. Sociopathy also
involves problematic factors outside the family-of-origin, such
as poverty and the presence of
delinquent peers. Samantha came from a single-parent home,
and given her current shortcomings
with respect to finances, we can assume that she has and
continues to struggle financially. The
case history also indicates involvement with the law and
extensive experience with drugs begin-
ning at an early age, thus delinquent peers were also likely.
The above-described factors could also be accounted for by
social learning theory, whereby
Samantha observed and subsequently modeled her mother’s
numerous superficial relationships
and aggressive behavior toward her ex-husband. Similarly, her
delinquent peers would have
served as targets to model, and their substance abuse and other
criminal behavior would eventu-
ally lead to Samantha demonstrating these same behaviors.
The term psychopath has also been linked to antisocial
personality disorder, but here the implica-
tion is the presumed physiological underpinnings of the
disorder. That is, in contrast to the above
models, which emphasize environmental factors, the
psychopathy model focuses on inherited
genetic factors.
Psychopaths are thought to have innate, temperamental features
that predispose them to be
impulsive decision-makers, risk takers, and individuals who do
not profit from learning experi-
ences (e.g., Cleckley, 1982; Hare, 1978; Lykken, 1957; Raine,
1987; see also Lykken, 1995, and
Raine, 1993, for reviews). For example, mild electric shocks
(positive punishments) appear to
be less effective at eliminating behaviors for psychopaths, and
this problematic learning may be
especially prominent when there are no delays in responding
(i.e., impulsive responding). Some
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CHAPTER 10Summary
research suggests that the cause of these and other related
problems are the result of a dys-
function in the prefrontal cortex, which is the region of the
brain governing decision-making,
responsiveness to rewards and punishments, and impulsivity
(see Crews & Boettiger, 2009). This
extensive literature suggests that psychopaths are essentially
wired differently than others, mak-
ing them less responsive to reinforcers and punishers, which
then inhibits proper learning and the
internalization of moral standards. Researchers have also
forwarded more complex physiological
accounts, though even these models are in keeping with the
traditional literature, while also impli-
cating motivated behavior through classic approach-avoidance
models presented earlier in this
text (see Arnett, 1997). From this perspective, it is somewhat
irrelevant whether Samantha had
opportunities to learn or model appropriate behavior, as it
would be assumed that she would not
profit from these experiences to develop proper, internalized
moral standards. Thus, Samantha
would feel justified in her behavior even when it breaks the law
or is contrary to moral standards.
Summary
Personality disorders have traditionally been studied separate
from normal personality, and, as a result, researchers have
developed distinct systems of categorization and unique mea-
sures to assess them. The dominant model for identifying
personality disorders in the United
States is represented by the DSM-5, which identifies 10
personality disorders (schizoid, schizo-
typal, paranoid, histrionic, narcissistic, antisocial, borderline,
obsessive-compulsive, avoidant,
and dependent), along with the specific symptoms associated
with each diagnosis. In addition to
the diagnosis-specific criteria, the identification of a personality
disorder requires that there be a
number of other, more general, criteria, such as the presence of
dysfunction, distress, danger, and
deviance from social/cultural standards. These criteria are
neither necessary nor sufficient, but
the more criteria that are present, the more likely the observed
traits will constitute a personality
disorder. The prevalence rates vary considerably for the
personality disorders, and there are also
marked differences based on gender.
Although widely used, the DSM-5 and its predecessors are not
the only classification system, and
many researchers argue that a more parsimonious and accurate
approach would be one in which
the models used to characterize normal personality functioning
(e.g., the Five Factor Model) are
applied to the personality disorders. This approach would then
signal a quantitative rather than a
qualitative distinction between normal and disordered
personality. Other critics of the DSM have
argued that it is not simply the diagnostic system that is a
problem; rather, they question the very
existence of the psychiatric disorders themselves.
Some of the most commonly used measures of personality and
other psychiatric disorders
include the MMPI--2, the PAI-, and the MCMI-III/. These
measures are uniquely qualified to
assess disorders because they also have validity scales that
assess the respondent’s test-taking
approach. This is important because in clinical settings there are
often external contingencies that
can increase the incidence of over- or under-reporting biases,
and these have to be understood
in order to interpret the data. Using information from these tests
(and others), along with the
patient’s case history, allows the clinician to diagnose the
individual. Moreover, the theories pre-
sented in earlier chapters can then be used to conceptualize the
patient and how their pathology
developed.
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CHAPTER 10Key Terms
Key Terms
abnormal personality A variant of normal
personality that can be defined as an extreme
of the basic personality traits.
antisocial personality disorder A personal-
ity disorder characterized by universal and
longstanding practice of complete disregard
for social norms and often a history of illegal
behavior.
avoidant personality disorder A personality
disorder characterized by social inhibition and
fear and hypersensitivity to negative evalua-
tions from others.
borderline personality disorder A personality
disorder characterized by instability of affect
and relationships, with the individual making
dramatic attempts to avoid perceived abandon-
ment by others.
cluster A personality disorders Personality dis-
orders that involve odd or eccentric behavior,
resulting in decreased socialization and often
increased isolation.
cluster B personality disorders Personality
disorders that involve dramatic or emotional
behavior and conflict, instability, and exploita-
tion in relationships.
cluster C personality disorders Personality
disorders that involve fear, anxiety, and limited
interpersonal relationships.
comorbidity The co-occurrence of different
disorders.
danger When certain behaviors or traits are
risky or harmful to either the individual or to
others.
Daubert standard The basic criteria of admis-
sibility for a test in a court of law.
dependent personality disorder A personality
disorder characterized by a pervasive need to
be cared for by others.
deviance The statistical infrequency of a
behavior in the general population; a lower
frequency is typically associated with abnormal
behavior.
Diagnostic and Statistical Manual of Mental
Disorders, Fifth Edition (DSM-5) The most
recent manual of the APA (2103), which has
eliminated the multi-axial system of categoriz-
ing diagnoses (used in previous DSM editions)
and aligned itself more closely with the World
Health Organization’s (WHO) International Clas-
sification of Diseases (ICD).
distress Negative feelings or reactions felt by
an individual or those around them as a result
of certain behaviors or traits.
dysfunction The extent to which a behavior or
trait leads to problematic functioning in daily
living.
histrionic personality disorder A personality
disorder characterized by dramatic and exag-
gerated emotional presentation that is almost
theatrical in nature.
International Classification of Diseases, 11th
Revision (ICD-11) The version of the World
Health Organization’s (WHO) International Clas-
sification of Diseases that will be released in
2015. The ICD is used worldwide for diagnoses.
longstanding When a problematic behavior or
trait has been present for a significant portion
of an individual’s life.
narcissistic personality disorder A personal-
ity disorder characterized by grandiose self-
presentation and a need to be admired.
Lec81110_10_c10_283-312.indd 311 5/21/15 12:40 PM
CHAPTER 10Key Terms
obsessive-compulsive personality disorder A
personality disorder characterized by preoccu-
pation with details and trivial rules, stubborn-
ness, and rigid moral standards.
other specified personality disorder A diagno-
sis that can be given to individuals who do not
fit into the cluster personality categories but
still exhibit personality patterns that result in
deviance, dysfunction, distress, and/or danger.
paranoid personality disorder A personality
disorder characterized by persistent and univer-
sal distrust and suspiciousness of others.
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monkeybusinessimagesiStockThinkstockLearning Objectives.docx

  • 1. monkeybusinessimages/iStock/Thinkstock Learning Objectives After reading this chapter, you should be able to: • Name and briefly describe the criteria used to differentiate normal from abnormal manifes- tations of behavior, thought, and affect. • Identify the most common diagnostic system used in the United States and some of the prevalence rates for personality disorders. • Name and define the DSM-5 personality dis- orders found in clusters A, B, and C. • Discuss the different prevalence rates for the personality disorders, especially with respect to sex differences. • Identify some of the alternative models for categorizing personality disorders, such as those proposed by the International Classifi- cation of Diseases, Millon, and the Five Factor Model. • Name and briefly describe some measures of personality commonly used in clinical set- tings, particularly the MMPI--2.
  • 2. Personality and Psychopathology 10 Chapter Outline Introduction 10.1 Defining Personality Disorders • Criteria to Define Abnormal Functioning • Criteria for Defining Problematic Functioning in Terms of Personality • Conceptualizing Personality Disorders 10.2 Types of Personality Disorders • Cluster A Personality Disorders • Cluster B Personality Disorders • Cluster C Personality Disorders • Other Specified Personality Disorder • The Prevalence of Personality Disorders • Alternative Organizational Models for the Personality Disorders • Questioning the Legitimacy of Mental Illness • Explain why we need measures of response tendencies when assessing personality in clinical settings. • Name some common validity scales used to assess over- and under-reporting tendencies. • Read a case study and interpret some basic personality data in order to diagnose the patient, and provide a theo- retical account of their etiology based on one or more of the theories presented in this text. Lec81110_10_c10_283-312.indd 283 5/21/15 12:40 PM
  • 3. CHAPTER 10 Introduction Try to recall the last time you took an exam. How many pencils did you bring with you? If you didn’t bring any, you might be considered unprepared. If you brought one, you might still be considered to be acting carelessly, given that the point might break. Perhaps you brought one extra, just in case. But what if you brought three, four, or five backup pencils? Would this suggest that you were acting in an obsessive manner, possibly demonstrating symptoms of obsessive-compulsive personality disorder? These are subtle distinctions, and it’s hard to decide at what point behavior—even a simple, mundane behavior, such as bringing pencils to a test—goes from normal to abnormal, or nonpathological to problematic. This example illustrates the complexity of differentiating subtle variations of behavior, ranging from “normal” personality functioning to personality disorders. Three extra pencils (or any particular number of pencils) doesn’t necessarily mean anything diagnostically, but it might, especially if you spent too much of your exam preparation time collecting and sharpening pencils or if you spent much of the time taking the exam worrying about the durability of your pencils and
  • 4. whether you brought enough. So far we’ve explored how personality functions. In this chapter, we turn our attention to the symptoms and development of personality dysfunction. The his- tory of personality psychology developed hand in hand with clinical psychology. Therefore, it is somewhat artificial to consider these two areas as distinct. Indeed, throughout this text, there have been both implicit and explicit references to psy- chopathology (e.g., depression, anxiety, personality disorders, etc.). In this chap- ter, we will more directly deal with personality disorders, the criteria by which they are defined and diagnosed, and assessment tools commonly used to assess per- sonality disorders. We will conclude the chapter with two case studies that bring these issues together with the explanatory accounts forwarded in earlier chapters. As we explore the current thinking regarding personality disorders, it behooves us to remember our discussion about defining “normal” from Chapter One. Much of this chapter deals with abnormal personality as it is defined by the Diagnostic and Statistical Manual of Mental Disorders (DSM) published by the American Psychi- atric Association (APA), and while many of the behaviors discussed in this chapter are clearly problematic, it is important to remember that “normal” is a relative, culturally defined construct. And when it comes to defining
  • 5. what is normal or abnormal in personality, our culture has collectively decided to let the American Psychiatric Association decide. 10.3 Assessing Personality Disorders • The Minnesota Multiphasic Personality Inventory (MMPI--2) • Personality Assessment Inventory (PAI-) • The Millon Clinical Multiaxial Inven- tory-III (MCMI-III/) • Common Features of Each Assessment 10.4 Case Illustrations • Case 1: Bob G. • Case 2: Samantha K. Summary Introduction Lec81110_10_c10_283-312.indd 284 5/21/15 12:40 PM CHAPTER 10 10.1 Defining Personality Disorders Personality disorders share many of the same defining features with the concept of personal-ity; both, for example, have a
  • 6. stable pattern of behavior, affect, and cognition that charac- terize the individual. But to be considered a personality disorder there must also be a clear indication that a person’s behavior, affect, or cognition is problematic in some way—maladaptive or rigid, for example—and compromises the individual’s level of functioning. Personality disorders can be differentiated from clinical disorders that do not involve personality (e.g., alcohol depen- dence, schizophrenia, depression, anxiety, etc.), in that the former are typically more longstanding and pervasive, and they typically manifest in more subtle ways. One of the biggest challenges to identifying and diagnosing any disorder is establishing a set of criteria that can help differentiate normal manifestations of behavior, affect, and cognition from what might be labeled as abnormal or even pathological manifestations. Over the years, a number of criteria have emerged by consensus, and some of those are briefly discussed in this section. Note that these criteria are broadly applied to abnormal behavior, and there are separate factors that will make them applicable to personality. Criteria to Define Abnormal Functioning Four basic criteria are considered relevant to differentiating abnormal from normal functioning: 1. statistical deviance, 2. dysfunction in daily living, 3. the experience of distress, and 4. danger to self or others. Each criterion is important in defining abnormal functioning, but none are nec-
  • 7. essary or sufficient to determine that a disorder is present. As an example, it is true that behavior that is markedly differ- ent (statistically deviant) from what most people do is more likely to be defined as abnormal, but some rare behaviors are not disorders, and in fact can be quite adaptive. For example, consider the life and behavior of Mother Teresa, which could be an extreme case of altruism, or that of Bill Gates, which could be an extreme case of financial and technologi- cal success. Neither of these would be considered maladaptive, but they are cer- tainly deviant from a statistical standpoint. It is also the case that, despite these criteria, debate has continued with respect to what specifically should or should not be considered a disorder. Consider homosexuality, which prior to 1980 was considered a psychiatric disorder by the World Health Organization (WHO) and was also included in the Diagnostic and Statistical Manual of Mental Disorders, 2nd Edition (DSM-II; APA, 1968), but since that time has not been considered a disorder. A wide range of factors influence what we consider disordered, and the criteria—and interpretations of the criteria—will change over time. Trevor Smith/iStockphoto/Thinkstock What do we consider disordered behavior? When is abnormal behavior pathological? 10.1 Defining Personality Disorders
  • 8. Lec81110_10_c10_283-312.indd 285 5/21/15 12:40 PM CHAPTER 10 10.1 Defining Personality Disorders Statistical Deviance Statistical deviance refers to the infrequency of a behavior or trait in the general population, with the assumption that a lower frequency is typically associated with abnormal behavior. Statistical deviance is determined by the context, including the temporal context and the social/cultural context. Thus, what is considered typical today may have been labeled atypical in the past, and vice versa. Consider for example, the incidence of women engaging in roles traditionally considered mascu- line, such as playing competitive sports, which was very rare a century ago, but today is not only common, but is also considered healthy. Likewise, behavioral standards and normative experi- ences vary tremendously around the world. For example, Windigo psychosis refers to a condition sometimes observed in Native American (especially Algonquin) Indians where the afflicted indi- vidual believes that he has been possessed by a spirit that results in a desire to consume human flesh (cannibalism). This disorder is rarely observed in other cultures. Or consider a disorder like anorexia nervosa and its incidence in Western civilization, with rates of occurrence of approxi- mately 0.5% overall, but with higher rates among high school and college-aged females at almost
  • 9. 6% (Makino, Tsuboi, & Dennerstein, 2004). This disorder, however, is virtually non-existent in non- Western cultures, with rates of approximately 0.0063%, even in females (Kuboki, Nomura, Ide, Suematsu, & Araki, 1996). Of course, there is no specific value that defines statistical deviance, and therefore this criterion is considered on a continuum. Dysfunction in Daily Living Simply being statistically unusual is not enough to consider a behavior disordered because rare behaviors and traits can be adaptive—and common behaviors and traits, such as heavy alcohol consumption among college students, are not necessarily adaptive. Thus, an important addi- tional feature is the extent to which the behavior or trait leads to problematic functioning, or dysfunction, in areas such as work, school, and relationships. For example, if someone is very task-driven and highly competitive, and this results in their attaining considerable professional success, establishing friendships, and attracting intimate partners who like that trait, then it would be considered adaptive. However, if that same level of competitive drive results in the alienation of intimate others, the inability to cooperate with colleagues, and, therefore, less career success, then the behavior would be more likely labeled as abnormal and problematic. The Experience of Distress Behaviors and traits can also result in the individual or those around them reacting with distress, and this criterion can help define abnormality. In fact, the
  • 10. individual’s own experience of distress has been a major predictor (e.g., Cepeda-Benito & Short, 1998; Kimerling & Calhoun, 1994; Mond et al., 2009; see also Vogel & Wei, 2005) of help-seeking behavior across a wide range of condi- tions. From a practical standpoint, psychological distress increases the likelihood that a contact/ interaction will occur with a mental health professional and that a diagnosis will be made. In addition to the individual’s own experience of it, distress can affect others, and this will simi- larly increase the potential for the individual being encouraged (or even coerced) into treatment. In this way, this criterion addresses the circumstance of people who behave abnormally but have very little self-awareness. In this instance, the psychological distress is likely to be experienced by those who interact with the individual. This criterion also interacts closely with the criterion of dysfunction, as the experience of distress leads to dysfunction. Lec81110_10_c10_283-312.indd 286 5/21/15 12:40 PM CHAPTER 10 10.1 Defining Personality Disorders Danger to Self or Others Some instances of behaviors and traits are a danger—risky or harmful—either to the individual or to others. Consider suicidal behavior, which can be conceptualized as either an active (e.g., trying to take one’s own life) or passive (e.g., failure to engage in safer actions or avoid high-risk
  • 11. circumstances) threat to the self. Self-injurious behavior, which is distinct from a suicide attempt, would also be captured by this category of self-harm. Regardless of the specific example, this cri- terion emphasizes what might be considered the ultimate dysfunction, as it threatens existence. Moreover, such threats are also likely to involve distress by the individual and others. Thus, even though the criteria can be theoretically distinguished, from a practical standpoint, they are highly interrelated. Criteria for Defining Problematic Functioning in Terms of Personality In addition to defining a behavior or trait along a continuum from normal to abnormal, it is also important to highlight the factors that help categorize it as a problem specific to the domain of personality. Disorders of personality are somewhat unique in that they involve behaviors or traits that are pervasive and longstanding. By pervasive we mean that the problematic behavior or trait emerges in virtually all aspects of the individual’s life (this would be similar to Allport’s term, car- dinal traits, as described in Chapter 8). By longstanding, we mean that the problematic behavior or trait has been present for a significant portion of the individual’s life. As we shall see when presenting the diagnostic criteria, personality disorders must be present since at least late ado- lescence or early adulthood, and therefore personality disorders should generally not be assigned until adulthood. Despite the requirement that there be some durability to the personality disorder over the life-
  • 12. time, some research suggests that personality disorders may not be stable in their presentation, especially when there are overlying mood disorders, such as anxiety and depression (e.g., Ottos- son, Grann, & Kullgren, 2000). Studies have also found somewhat modest temporal stability for several measures of personality disorders (as indicated by the test-retest reliability coefficients; e.g., Trull, 1993), and it is unclear if this means that it is the measures that are unstable or the personality disorders themselves. Indeed, longitudinal studies have generally questioned whether personality disorders are, in fact, stable over time (Cohen, Crawford, Johnson, & Kasen, 2005; Skodol et al., 2005; Zanarini, Frankenburg, Hennen, Reich, & Silk, 2005), and this may have some important consequences for the construct itself (i.e., how we define personality disorders). Although this chapter will focus on the disorders of personality, it is important to acknowledge that personality functioning is a critical aspect of understanding how other psychiatric disorders mani- fest in the individual and how they can best be treated. For example, a diagnosis of post-traumatic stress disorder (PTSD) may present very differently for a highly extraverted, conscientious, and neurotic individual relative to one scoring low on these traits (factors); both intervention strate- gies and treatment outcomes may likewise be affected by these traits (e.g., Bock, Bukh, Vinberg, Gether, & Kessing, 2010; Canuto et al., 2009; Ogrodniczuk, Piper, Joyce, McCallum, & Rosie, 2003). Conceptualizing Personality Disorders Beginning with the diagnostic system published in 1980 (DSM-
  • 13. III; APA), there has been an interest in considering personality disorders as extreme versions of normal traits. In this approach, the dif- ference between clinical and nonclinical manifestations of personality would be quantitative, not Lec81110_10_c10_283-312.indd 287 5/21/15 12:40 PM CHAPTER 10 10.1 Defining Personality Disorders qualitative. That is, personality disorders and normal personality functioning would be defined along the same continuum. In contrast, the more prevailing historical trend was to consider clini- cal (disordered) presentations of personality and nonclinical (normal) presentations of personality as qualitatively distinct, with medical terms used to define the former and traits to describe the latter. Using this approach, the two manifestations of personality are considered categorically dis- tinct. This highlights the division between at least two camps: those that believe that personality disorders are quantitatively different from normal personality functioning (i.e., they are simply extreme examples of the same traits) and those who believe that there are important qualitative distinctions that require the use of different constructs in clinical and nonclinical settings (see Clark, 2007; Strack & Lorr, 1994; Widiger & Samuel, 2005). The categorical model that emphasizes the qualitative distinctions continues to be a central feature of the newest incarnation of the Diag- nostic and Statistical Manual (DSM-5; APA, 2013).
  • 14. A third, hybrid approach assumes that the quantitative differences, when combined in certain ways, can result in qualitative differences as well. There is some support for the latter position, as researchers have found that the traits that co-occur in nonclinical populations differ from the most common co-occurring traits in clinical settings (Livesley & Jang, 2005). Yet another way to address this conceptual issue is to consider the distinction between abnormal personality and disordered personality. Most researchers would agree that abnormal personality is simply a variant of normal personality (i.e., a statistical oddity) that can be defined as an extreme score (too little or too much) on the basic personality traits (see also Eysenck, 1987; Wiggins & Pincus, 1989). In contrast, a personality disorder implies deficits in functioning and maladaptive behavior (or in the very least, the absence of adaptive behavior). Thus, in referring to the criteria noted earlier in this chapter, statistical deviance allows for a designation of abnormal, while some of the remaining criteria, most notably the presence of dysfunction, results in a qualitatively dif- ferent label (a disorder). Indeed, statistical deviance by itself is neither necessary nor sufficient to meet criteria for a disorder. Although the qualitative versus quantitative distinction may seem like nothing more than a the- oretical debate, there are in fact some important implications. For example, if one adopts the qualitative model, then it would be necessary to develop separate measures for use in clinical and nonclinical settings (this is in fact the most common practice
  • 15. today). In contrast, the quantitative model would not require separate measures to be developed, only separate norms (i.e., to quan- tify the typical scores in clinical settings). Lec81110_10_c10_283-312.indd 288 5/21/15 12:40 PM CHAPTER 10 10.2 Types of Personality Disorders 10.2 Types of Personality Disorders In 2013, the Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-5) was published by the American Psychiatric Association (2013). Previous versions of the DSM adopted a multi-axial system to categorize disorders. Axis I identified the clinical disorders and conditions that might be the focus of clinical attention. Axis II included the personality disorders, learning dis- orders, and mental retardation. Axes III through V covered medical disorders, psychosocial prob- lems (e.g., homelessness, job loss, etc.), and a global (overall) rating of individuals’ functioning, respectively. Traditionally, there has been considerable diagnostic overlap and interdependence between the five axes, and in particular Axes I and II. The DSM-5 adopts a very different approach by completely dropping the multi-axial system, and combining what was formerly categorized as Axes I, II, and III into a single diagnostic system, owing largely to the considerable overlap among the axes and the artificial nature of separating these dis- orders. This now aligns the DSM more closely with the most widely used diagnostic system around
  • 16. the world: the World Health Organization’s (WHO) International Classification of Diseases (ICD). The disorders of the DSM-5 are now organized based on their relatedness to each other, focusing on such factors as symptom overlap and similar underlying vulnerabilities. The DSM-5’s documen- tation of diagnoses does retain separate notations for psychosocial and contextual factors, as well as disability (formerly Axes IV and V, respectively), and none of the 10 personality disorders defined in the previous DSM-IV have changed with respect to their specific criteria in DSM-5. According to the DSM-5 (APA, 2013), personality disorders must also present in at least two of the following four areas: 1. cognition (i.e., thinking; referring specifically to perceptions of the self, others, and events) 2. affect (i.e., emotional experiences, referring specifically to impact on affective range, lability, intensity, and appropriateness) 3. interpersonal functioning (i.e., relationships) 4. impulse control (i.e., the ability to, essentially, delay gratifying one’s needs and wants) By requiring that at least two of the above-mentioned areas be affected, this assures that person- ality disorders will be pervasive in their impact on the individual’s life, and this is in keeping with the definition of personality. Up to this point in the chapter, the more general requirements of
  • 17. personality disorders have been reviewed. Now we turn our attention to the specific diagnostic criteria for each disorder. Each of the personality disorders and their diagnostic criteria will be presented here, as forwarded in the DSM-5. Importantly, the presence of the previously noted features (e.g., distress, dysfunction, pervasiveness, etc.) is necessary for the diagnosis of a personality disorder in general, whereas the following criteria are necessary for the diagnosis of a specific disorder. The personality disorder criteria are presented in three groupings, referred to as clusters. There is more symptom overlap within clusters rather than between the clusters. Lec81110_10_c10_283-312.indd 289 5/21/15 12:40 PM CHAPTER 10 10.2 Types of Personality Disorders Cluster A Personality Disorders The cluster A personality disorders all involve odd or eccentric behavior, resulting in decreased socialization experiences and often increased isolation. Such behavior will most closely match the presentation seen with other clinical disorders with psychotic symptoms, such as schizophrenia or mood disorders with psychotic features. To qualify for the diagnosis of a personality disorder, the symptoms cannot be better explained by one of the clinical disorders. Paranoid Personality Disorder
  • 18. The primary presenting features of paranoid personality disorder is a persistent and universal distrust and suspiciousness of others. These individuals interpret the intentions of others as hos- tile and demeaning in nature, and as a result they often take umbrage to these perceived slights and respond with anger and provocation. Importantly, the suspiciousness is without justification and may be very subtle (if present at all), even though the general themes may be common (e.g., fidelity of an intimate partner, loyalties of others, persecution from a government agency, etc.). Thus, the symptomatic nature of the paranoid presentation is made most obvious by its recurrent nature. Because of these beliefs, close relationships will be difficult to maintain, both because of the per- ception of attack and threat from others and because of the counterattacks that invariably occur. As a result, they often engage in social isolation and self- sufficiency, they may present as emo- tionally volatile, and they typically blame others for their shortcomings. According to the DSM-5, stress may exacerbate paranoia, and this personality disorder may be a precursor to a more severe psychotic presentation (i.e., schizophrenia). Prevalence rates have ranged from 2.3% to 4.3%, with the disorder being more commonly diagnosed in males (DSM-5; APA, 2013). Schizoid Personality Disorder The primary presenting feature for schizoid personality disorder is flat affect and disengagement
  • 19. from social interactions. Due at least in part to their lack of emotional experience, these individu- als have few interests and goals in life, and they do not desire or derive pleasure from close rela- tionships. As a result, these individuals present as indifferent and detached; they tend to choose to engage in isolated activities. They are unlikely to have friendships or close connections (e.g., they rarely date or marry), and aside from first-degree relatives, they may have no one in whom they might confide. As was the case for paranoid personality disorder, the schizoid individual may experience height- ened symptoms during times of stress, and this disorder may be a precursor to a delusional disor- der or schizophrenia. Prevalence rates range from 3.1% to 4.9%, and this disorder is slightly more common in males (DSM-5; APA, 2013). Schizotypal Personality Disorder The diagnostic category for schizotypal personality disorder includes a wide range of symptoms that parallel what is often seen with schizophrenia, though symptoms tend to be less acute but more pervasive. Symptoms include referential thinking (i.e., mistakenly believing that the actions of others or events have special meaning or significance for the individual); magical thinking, which includes superstitious beliefs as well as belief in telepathy or clairvoyance; odd or unusual percep- tions; and unusual thinking or speech. Individuals with this diagnosis also have either restricted or Lec81110_10_c10_283-312.indd 290 5/21/15 12:40 PM
  • 20. CHAPTER 10 10.2 Types of Personality Disorders inappropriate affective responses, and their behavior can be characterized as peculiar. Schizotypal personality disorder also tends to result in social isolation, with few if any close relationships, and the presence of social anxiety that is unaffected by the familiarity of those with whom they inter- act. Paranoia may be present, but it is not the primary or dominant symptom, as with paranoid personality disorder. Likewise, restricted affect and social withdrawal are also present but are less prominent relative to schizoid personality disorder. As with the other cluster A personality disorders, schizophrenia and other psychotic disorders may manifest later in life, though this occurs in a relatively small percentage of those affected. Between 30% and 50% of those with schizotypal personality disorder have a co-occurring major depressive disorder. The prevalence rates for the cluster A personality disorders range from 3.9% to 4.6% in the United States, but the rates are much lower in other parts of the world (e.g., less than 1% in Norway). This disorder also appears to be slightly more common in males, and this is considered one of the more stable personality disorders, in that symptoms tend to present in a consistent manner throughout one’s life (APA, 2013). Differentiating schizophrenia from the personality disorders of schizotypal, schizoid, and paranoid is complex, and misdiagnoses can occur. Research suggests that
  • 21. one of the more effective ways of differentiating schizophrenia from the personality disorders is that the former tends to have more of what are referred to as the positive symptoms (e.g., active hallucinations and delusions), whereas such symptoms are more subtle or even absent with the cluster A personality disorders. Instead, it appears to be symptoms such as social and physical anhedonia that characterize the personality disorders (e.g., Clementz, Grove, Katsanis, & lacono, 1991; Kendler, Thacker, & Walsh, 1996). Cluster B Personality Disorders The cluster B personality disorders involve dramatic or emotional behavior, and although relationships will be pres- ent, there will be conflict, instability, and exploitation. Moreover, unlike the cluster A personality disorders, those in this cluster typically present with con- siderable affect and affective dysregula- tion. This cluster most closely resembles the mood disorders, although a cluster B personality disorder diagnosis should not be applied if the behavior is better accounted for by a mood disorder. Antisocial Personality Disorder This diagnosis is explicitly not permit- ted until the individual is aged 18 or older, and a conduct disorder diagno- sis is common prior to the age of 15. Antisocial personality disorder also differs from other personality disorders in that it tends to
  • 22. remit, or at least become less prominent, on its own, thereby suggesting that this is part of its normal course (i.e., with more pronounced presentation earlier in life). Click Images/iStock/Thinkstock Antisocial personality disorder is much more common in this context, with rates as high as 70 percent of incarcerated men. Lec81110_10_c10_283-312.indd 291 5/21/15 12:40 PM CHAPTER 10 10.2 Types of Personality Disorders The most prominent feature of this disorder is the universal and longstanding practice of complete disregard for social norms, with the individual typically engaging in a long history of illegal behav- ior. In fact, these individuals often come to clinical attention by way of the police (i.e., they rarely present for voluntary assessment or treatment of antisocial traits). These individuals routinely vio- late the rights of others, with little regard, remorse, concern, or empathy. They are callous, cynical, aggressive (e.g., fights, assaults, etc.), irritable, impulsive, reckless, and irresponsible. They pres- ent as opinionated and even arrogant, with a superficial charm and glib demeanor. Because deceitfulness (lying) is a common feature of this personality disorder, there is often a history of taking advantage of others for personal (typically material) gain. The prominence of
  • 23. deceitfulness can be problematic from a diagnostic standpoint, as the clinician often relies on the individual’s self-report to arrive at a diagnosis. Thus, it is often necessary to rely more on objective information, such as arrest records and legal history, to arrive at an accurate diagnosis. Antisocial personality disorder may be comorbid (co-occur) with mood disorders, substance abuse disorders, and impulse control disorders. According to the DSM-5 (APA, 2013), prevalence rates range from 0.2% to 3.3%, though rates can exceed 70% among males in legal and forensic set- tings and substance abuse clinics. The disorder is significantly more common in males relative to females (approximately three times greater in males; Eaton et al., 2012), though there are some concerns that this difference is due to an overemphasis on the symptoms of aggression. Spe- cifically, a recent study suggests rates of 1.9% for females and 5.5% in males (Eaton et al., 2012). Socioeconomic status also appears to be a risk factor, with higher rates among those who are economically depressed. Borderline Personality Disorder The trajectory for borderline personality disorder appears to result in decreasing symptoms as the individual ages, with greater stability beginning during the individual’s third and fourth decades of life. The most noteworthy symptoms include instability of affect and relationships, with the individual making dramatic attempts to avoid perceived abandonment by others. Those with bor- derline personality disorder often vacillate between the
  • 24. idealization of others and the complete devaluing of others, thereby leading to unstable relationships. Feelings of emptiness, anger, and problems with intense anger control are common, along with instability of the individual’s self- image. Impulsive and self-damaging behavior is common, sometimes marked by suicidal behavior or threats. The suicidal behavior may be best described as suicidal gestures, as they can often be described as high-visibility acts (i.e., making them known to others) with low lethality, thereby suggesting that the primary purpose of such behavior is to manipulate others and avoid abandon- ment. These individuals also have a pattern of disengaging from goal-directed behavior shortly before accomplishing a goal, and, as a result, they tend to be underachievers. At times of stress, psychotic symptoms can occur, and mood disorders are also comorbid with borderline personality disorder. Histories of physical and sexual abuse, along with neglect, are commonly observed in the families of origin. Prevalence rates range from 1.6% to 5.9%, with the higher end of that range seen in primary care settings. Upwards of 10% prevalence rates are observed in outpatient mental health settings and up to 20% of those in inpatient psychiatric facilities. This disorder is largely diagnosed in females (approximately 75% of cases are female) (DSM-5; APA, 2013). Lec81110_10_c10_283-312.indd 292 5/21/15 12:40 PM
  • 25. CHAPTER 10 10.2 Types of Personality Disorders Histrionic Personality Disorder Prominent features of histrionic personality disorder include a dramatic and exaggerated emo- tional presentation that is almost theatrical in nature. These individuals often inappropriately sexualize situations, presenting as seductive and provocative, even when such behavior is clearly inappropriate (i.e., either the situation is inappropriate or the target is inappropriate). These indi- viduals strive to be the center of attention and often use their physical appearance to draw atten- tion to themselves. Depression or intense emotional reactions can occur when they are not the center of attention. Histrionic personality disorder involves rapidly shifting and shallow emotions (e.g., uncontrollable sobbing and temper tantrums), and speech is often shallow and impression- istic. They may depict themselves as victims in relationships with others. Histrionic personality disorder is comorbid with somatization and mood disorders. Prevalence rates are estimated to be approximately 1.8% in the general population, and females appear to be more commonly diagnosed than males (DSM-5; APA, 2013). Narcissistic Personality Disorder The most prominent feature for narcissistic personality disorder is a grandiose self-presentation, with an attendant need to be admired. These individuals will often exaggerate their achievements (which are often quite ordinary) and thus expect to be
  • 26. recognized as superior to others. Narcis- sistic personality disorder involves excessive self-absorption, with fantasies of power and success and even intellectual prowess and beauty. They present as entitled, expecting favorable treatment from others. This also leads to interpersonal exploitation and a lack of empathy (i.e., unwilling or unable to recognize the viewpoint of others). Interestingly, despite presenting as superior, their self-esteem tends to be very fragile (hence the need for excessive admiration), and they can react quite strongly to perceived criticism. This disorder co-occurs with mood disorders, anorexia nervosa, and substance abuse disorders (especially cocaine). Depending on the stringency of the criteria use, prevalence rates for narcis- sistic personality disorder can range from 0% to 62% in the general community, and males com- prise 50–75% of the diagnosed cases. This indicates that this disorder has one of the largest ranges in prevalence (DSM-5; APA, 2013). Cluster C Personality Disorders Cluster C personality disorders are marked by fear and anxiety. Interpersonal relationships occur, but may be limited. Each of these disorders has a parallel clinical disorder that shares similar fea- tures but is nevertheless distinct. Avoidant Personality Disorder Individuals with avoidant personality disorder are socially inhibited and are fearful of, and hyper- sensitive to, negative evaluations from others. For these reasons, these individuals avoid interper-
  • 27. sonal interactions, fearing that they will be criticized and rejected. Thus, they may only interact with others if they are assured or certain of being liked and accepted (i.e., they require consider- able nurturance and support). Those with avoidant personality disorder consider themselves as inept, unappealing, inadequate, and inferior. They often exaggerate the potential for and conse- quences of interpersonal failure, choosing instead to remain isolated and safe. Lec81110_10_c10_283-312.indd 293 5/21/15 12:40 PM CHAPTER 10 10.2 Types of Personality Disorders This personality disorder has considerable overlap with social phobia, agoraphobia, and other mood and anxiety disorders. This diagnosis can also co-occur with dependent personality disor- der, because they identify a small number of close trusted friends to help them navigate daily life. Prevalence rates are approximately 2.4% in the general population (DSM-5; APA, 2013). Dependent Personality Disorder Individuals with dependent personality disorder exhibit a pervasive need to be cared for by oth- ers. They are overly reliant on close friends or family and constantly fear losing that support net- work. They are extremely reluctant to make decisions for themselves, even minor decisions (e.g., what clothing to wear, what movie to see, what restaurant to select, etc.), and are reluctant to take
  • 28. any personal responsibility for their actions. They constantly seek the advice and guidance of oth- ers, and they require considerable reassurance. Because of their dependence on others, they are reluctant to express any disagreement; they fear losing the support of others. Even acts that may lead to greater independence are met with fears of losing social support, thereby undermining the desire to be more independent. These individuals are also willing to engage in self-sacrifice to maintain a relationship and may be willing to endure demeaning and humiliating circumstances. This sometimes results in their tolerating emotional, verbal, physical, or sexual abuse at the hands of those upon whom they depend. This diagnosis is generally not recommended for use in children or adolescents. Mood disorders most often co-occur with dependent personality disorder, and typically there is a higher rate of occurrence in females. Prevalence rates are approximately 0.5% in the population (DSM-5; APA, 2013). Obsessive-Compulsive Personality Disorder Individuals with obsessive-compulsive personality disorder are overly preoccupied with details and trivial rules; they are stubborn; and they follow rigid moral standards, often forcing others to do so as well. Although they consider themselves to be perfectionists, their perceived perfection- ism actually interferes with the completion of tasks and the accomplishment of goals (or, in the very least, the missing of deadlines) because of their meticulous preoccupation with details and
  • 29. standards. They will refuse help even when they are behind schedule and are unwilling to delegate responsibilities to others because of concerns that others will not complete the task in a manner consistent with their own standards. If they do allow others to help, they will provide detailed instructions and are unwilling to compromise on how things should be done (i.e., there is only one way to accomplish any given task). Relationships are often compromised because they cannot see the perspective of others, and they lack awareness of the frustration they cause in others with their overly meticulous and rigid manner. They are very poor allocators of time, sometimes spending more time planning an activity than actually executing it. For example, a student with obsessive- compulsive personality disorder might spend more time developing a study schedule and plan than actually studying for the test; he or she might not even get to the point of studying. These individuals often adopt extreme cautiousness in spending both for themselves and others, and they may find it difficult to discard even worthless objects. Those with obsessive-compulsive personality disorder often feel they are too busy to take any time off or engage in any pleasurable activities like vacations. Excessive time is often spent on household chores, such as cleaning. Lec81110_10_c10_283-312.indd 294 5/21/15 12:40 PM CHAPTER 10 10.2 Types of Personality Disorders
  • 30. Anxiety disorders often co-occur with obsessive-compulsive personality disorder, including obsessive-compulsive disorder (the latter involves repeatedly having an obsessive thought and then repeatedly engaging in ritualistic behavior to decrease the anxiety associated with that thought). Obsessive-compulsive personality disorder tends to show little variability over one’s lifetime. Prevalence rates in the general population range from 2.1 to 7.9%, and the disorder is diagnosed in males about twice as often as females (DSM-5; APA, 2013). Other Specified Personality Disorder When individuals do not fit into any of the aforementioned categories, but they still have person- ality patterns that result in deviance, dysfunction, distress, and/or danger, then they may qualify for other specified personality disorder. In such instances, it is also possible to list the associated features, some of which could correspond to the other diagnostic categories (e.g., antisocial fea- tures) while others might not (e.g., passive-aggressive features). This diagnosis is also given when mixed personality features are present. The Prevalence of Personality Disorders Personality disorders do not reflect acute problems or changes in functioning because, much like personality itself, they are stable and almost lifelong in their presentation. Thus, researchers esti- mate that those with personality disorders may be under- represented in clinical settings; thereby leading to an underestimation of their occurrence in the general population.
  • 31. One of the largest (N = 5,692) and most recent attempts at determining the prevalence of person- ality disorders in the United States was published in 2007 and used DSM-IV criteria. The data are still relevant because there have been few functional changes in the criteria for the personality disorders between the DSM-5 and the previous version. Researchers concluded that the incidence of personality disorders in the general population was approximately 1 in 11 (9.1%). Research also finds that obsessive-compulsive personality disorder is one of the most common, with narcissistic and borderline personality disorders being the next most common (Lenzenweger, Lane, Loranger, & Kessler, 2007). Relative to other countries, the United States appears to have a consistent and stable pattern of occur- rence, whereas greater variability is seen elsewhere. Specifically, outside the United States, published rates range from approximately 6% to 13%, but the average of these figures is commensurate with U.S. rates (Sansone & Sansone, 2011). It also appears to be the case that personality disorders are at least as common among those who identify as ethnic minorities (e.g., Blacks and Latinos) as among those who identify as White in America (e.g., Crawford, Rushwaya, Bajaj, Tyrer, & Yang, 2012). Not surprisingly, researchers examining psychiatric samples have found high rates of occurrence and comorbidity (co-occurrence of different disorders). For example, in one such study, 23% of admitted psychiatric patients were found to have a personality disorder (Mors & Sørensen, 1994). Moreover,
  • 32. the researchers found that of those diagnosed with schizophrenia, 44% also had a personality disor- der (PD), while 20% of those with mood disorders also had a PD (Mors & Sørensen, 1994). In general, it appears that meeting criteria for one personality disorder makes it more likely that the individual will meet criteria for a second personality disorder, and those with a personality disorder are more likely to also have a diagnosed clinical (formerly Axis I) disorder. Lec81110_10_c10_283-312.indd 295 5/21/15 12:40 PM CHAPTER 10 10.2 Types of Personality Disorders There are several possible explanations for the high comorbidity with personal- ity disorders, including the fact that the diagnostic criteria overlap to a certain degree, that having one diagnosis simply increases the possibility that one will be diagnosed for any other disorder, and that problems of one kind increase the probability that one will manifest other types of problems. The issue of comor- bidity is especially important when con- sidering where the data are collected. That is, when studying clinical samples (those seeking treatment) it is reason- able to assume that comorbidity will be higher because multiple problems are precisely why these individuals are seek- ing treatment.
  • 33. Personality Disorders as Primarily Adult Disorders Although one might be tempted to assign a personality disorder (e.g., narcissistic personality disorder) to an adolescent girl who appears egocentric in her thinking, or antisocial personality disorder to a young, undisciplined boy, it is important to note that personality disorders are sup- posed to have a history of at least one year and have begun to manifest since late adolescence or early adulthood. In fact, the DSM-5 explicitly states that some PDs, like antisocial personality disorder, should not be diagnosed prior to the age of 18. Instead, other diagnoses would be more appropriate. As an example, a conduct disorder would be a more appropriate diagnosis for a per- sistently disobedient child, whereas similar behavior as an adult would be more appropriately labeled antisocial in nature. Similarly, an identity disorder might be a more appropriate diagnosis for a teenager, whereas the same behaviors (identity disturbance) would be better characterized as borderline personality disorder as an adult. Finally, it is noted that behaviors that manifest in childhood and even adolescence may not continue to manifest into adulthood, even those that are thought to reflect highly stable characteristics. Consider the research showing that a signifi- cant portion of adolescents who are diagnosed with antisocial traits (e.g., psychopaths), do not exhibit this behavior when they are later assessed as adults (e.g., Lynam, Caspi, Moffitt, Loeber, & Stouthamer-Loeber, 2007; Salekin, Rosenbaum, Lee, & Lester, 2009). Alternative Organizational Models for the Personality Disorders
  • 34. The DSM nosological (referring to the science of diagnostic classification) structure is the domi- nant model used in the United States to organize psychiatric disorders, including the personality disorders (as noted in the previous section). Other organizational systems exist; some of the alter- native models are here briefly reviewed. Creatas/Thinkstock Although a child may exhibit disobedient behavior, a conduct disorder diagnosis is more appropriate than an antisocial personality disorder diagnosis. Lec81110_10_c10_283-312.indd 296 5/21/15 12:40 PM CHAPTER 10 10.2 Types of Personality Disorders The International Classification of Diseases, 11th Revision (ICD-11) The World Health Organization (WHO) publishes the ICD and reports that the final version of the International Classification of Diseases, 11th Revision (ICD-11) will be officially endorsed in 2015, though a draft of the proposal was made available in 2012. The current version, the ICD-10, was published in 1992 by WHO. Regardless of the specific version, this health classification system is used around the world to facilitate diagnoses. The ICD system assesses the severity of personality disorders using the following five levels:
  • 35. 1. normal personality 2. personality dysfunction 3. personality disorder 4. complex personality disorder 5. severe personality disorder There are five personality disorder dimensions of the ICD system: asocial/schizoid, dissocial, obsessional/anankastic, anxious-dependency, and emotionally unstable. According to the ICD-11 draft, the last dimension will be incorporated into the anxious- dependency dimensions, such that anxious-dependency can be either anxious-dependency or emotional instability. Another signifi- cant change proposed for the ICD-11 is that the clinician will determine whether the disorder is present, rather than determining severity. This system is quite different from the DSM-5, in that the ICD’s five categories are considerably fewer than the DSM-5’s ten categories, and the ICD rates the severity of the disorder, whereas the DSM only allows one to indicate whether it is present. Millon’s Model for Classifying Personality Disorders Millon devised a model to define both normal and clinical manifestations of different personality traits (i.e., a continuum approach), he tied his diagnoses to a theoretical (evolutionary) model (the DSM is atheoretical; that is, the categories are not based on any underlying theory), and he tied the diagnostic categories to a specific measure (the DSM is not tied to any assessment tool). Mil- lon’s model, which can be derived from the Millon Clinical Multiaxial Inventory-III (MCMI-III/; see
  • 36. the next section of this chapter which examines the MCMI-III/ along with other assessments of personality disorders), includes a total of 15 traits. Those defined under the clinical heading essen- tially parallel the DSM-5 disorders; the first 10 match the DSM, whereas the last 5 are additional categories (see Table 10.1). Lec81110_10_c10_283-312.indd 297 5/21/15 12:40 PM CHAPTER 10 10.2 Types of Personality Disorders Table 10.1: Millon’s personality disorder classifications and corresponding normal traits Normal Clinical Retiring Schizoid Eccentric Schizotypal Suspicious Paranoid Sociable Histrionic Confident Narcissistic Nonconforming Antisocial Capricious Borderline Conscientious Compulsive
  • 37. Shy Avoidant Cooperative Dependent Exuberant Hypomanic* Skeptical Negativistic* Aggrieved Masochistic* Pessimistic Melancholic* Assertive Sadistic* *Additional category that does not match the DSM Source: Adapted from Millon, T. (2011). The disorders of personality: Introducing a DSM/ICD spectrum from normal to abnormal (3rd ed.). Hoboken, NJ.: John Wiley & Sons Inc. Millon believed that most individuals would not present with a “pure” personality prototype, but would instead present with a mixed picture of several of the personality variants. For exam- ple, Millon suggested that the schizoid personality had four subtypes: (1) remote (i.e., avoidant, schizotypal features), (2) languid (i.e., melancholic features), (3) affectless (i.e., compulsive fea- tures), and (4) depersonalized (i.e., schizotypal features) (see Millon & Davis, 1996b). The Five Factor Model for Classifying Personality Disorders Researchers have also suggested that the Five Factor Model (FFM; introduced in Chapter 8) can also serve to organize personality disorders. The advantage of
  • 38. using this model is that it allows for continuity between clinical and nonclinical manifestations of personality disorders, and it is based on a more empirically sound and tested model for organizing traits (Widiger, 2005). This is in sharp contrast to the DSM structure, which has always struggled to establish construct validity (e.g., Livesley, 2001). In two independent reviews of the literature (Saulsman & Page, 2004; Widiger & Costa, 2002), researchers have found that the disorders of personality fit very well into the Five Factor Model of personality. Moreover, even lexical studies of the descriptive terms used for the personality disorders (e.g., Coker, Samuel, & Widiger, 2002) suggest considerable overlap between the DSM nomenclature and the Five Factor Model (see also Widiger, 2005; Widiger, Trull, Clarkin, Sander- son, & Costa, 2002). As an example, schizotypal PD is defined by high neuroticism, low extraversion, and high openness to new experience (see Widiger et al., 2002, Table 6.1). The same researchers found that histrionic PD is defined by high scores on neuroticism, extraversion, agreeableness, and openness to new Lec81110_10_c10_283-312.indd 298 5/21/15 12:40 PM CHAPTER 10 10.2 Types of Personality Disorders experience. Obsessive-compulsive PD is defined by high scores on extraversion and conscientious-
  • 39. ness, and low scores on agreeableness and openness to new experience. Summary Obviously, the models defining personality disorders that have been put forth vary considerably in their structure and basic assumptions. Moreover, research comparing several of the models defining personality disorders reviewed here suggests that Millon’s configuration tends to have the least support, followed by the DSM which has moderate support. The strongest support has emerged for the Five Factor Model, or similar, empirically derived variants (O’Connor & Dyce, 1998). Of course, the Five Factor Model has yet to be employed in clinical practice. Therefore, although it is strong with respect to its basic scientific roots, research is needed to see how effec- tively it can translate to applied clinical settings. Questioning the Legitimacy of Mental Illness The basic thesis of this chapter is that psychiatric illnesses such as personality disorders are legit- imate—that they can be defined and organized into a coherent structure, assessed, and even treated. However, there have been some theorists who have taken a very different position on the matter. Although we have just presented the various criteria for the DSM personality disorders, we will now consider an anti-establishment perspective. Thomas Szasz was a psychiatrist who was one of the most vocal anti-psychiatry voices in the field. Szasz argued that psychiatric illnesses (which would include personality disorders) are essentially
  • 40. fabricated (e.g., Szasz, 1960, 2011a). Specifically, Szasz contrasted mental illness with medical con- ditions like cancer and argued that the medical model should not be applied equally to mental illness. Szasz argued that, unlike physical illnesses, there is no way to definitively determine if mental illness is present in any given individual, as there is no test or objective method that allows one to find a disease from the DSM or any other classification. Instead, Szasz argues that mental ill- ness defines unusual behavior but that what we define as a mental illness is a social construct, reflecting the prevail- ing views of the professionals governing the field. Szasz argues that the decision about what to include in the DSM is arbitrary; one version has homosexual- ity as a disorder, while the next version removes homosexuality but adds pre- menstrual syndrome. Szasz argues that true diseases do not move in and out of favor; they should be more objectively observable. Szasz was also a strong proponent of giv- ing people control over their lives rather than imposing a diagnosis and, worst of all, an involuntary treatment. Thus, Szasz wouldn’t argue with someone who .Getty Images/Dynamic Graphics/Creatas/Thinkstock Previous versions of the DSM considered homosexuality to be a disorder. Szasz argues that this and all other DSM “disorders” simply reflect social and cultural standards,
  • 41. not diseases. Lec81110_10_c10_283-312.indd 299 5/21/15 12:40 PM CHAPTER 10 10.3 Assessing Personality Disorders wanted to change for self-improvement. His concern was with the imposition of treatment (i.e., involuntary commitments), especially given the arbitrary nature of mental illness. In his 1988 book, Cruel Compassion, Szasz argued that we justify our attempts to control and change others by considering the behavior as compassion, when in reality it is cruelty to impose unwanted treatment on others. In fact, he argued, we are being selfish, because the true justi- fication for our behavior is to either (1) change those who remain in society (i.e., those we have to interact with) with medications, surgeries (e.g., lobotomies), or therapy, or (2) relegate those who do not change to psychiatric hospitals so we do not have to interact with them. Because the field of psychiatry essentially substituted the term disease (mental illness) for bad or undesirable behavior, this now legitimizes treatment (Szasz, 1988; see also Szasz, 2011b). Szasz was not alone in his criticism of the DSM. For example, despite the American Psychiatric Association’s endorsement of the DSM-5, the current director of the National Institute of Mental Health (NIMH), Dr. Thomas Insel, has expressed concerns over the lack of validity of the DSM-5
  • 42. and its overreliance on symptoms to diagnose disorders. Of course, Szasz’s perspective does not reflect the majority view, but there are some important arguments that should be considered, including the fact that the determination of what consti- tutes a disorder is essentially a process of consensus and is subject to change. Thus, we should be cautious of attributing too much importance to any specific diagnostic criteria such as the DSM. Moreover, if we accept that diagnostic categories are less than definitive, then we must be espe- cially cautious about imposing treatments on the individual, as those treatments are based on the assumption that the underlying problem to be changed is real. Szasz’s critics countered that he was an extremist in his position, and like the very field he was critiquing, he overstated reality. For example, even though label- ing behavior as a “mental illness” may overstate reality, so too does a complete denial that there is any problem (see Phillips et al., 2012, for a complete discussion of these issues, especially as they apply to the DSM-5). 10.3 Assessing Personality Disorders Several measures have been developed and validated to broadly assess psychiatric disorders, including personality disorders. We will here review three of the more commonly studied, modern-day measures. The Minnesota Multiphasic Personality Inventory (MMPI®-2)
  • 43. As noted in Chapter 1, this instrument is often considered the gold standard in the assessment of psychopathology because it is one of the most frequently used instruments, and it is arguably the most widely researched measure (Graham, 2006). Beyond the Text: Classic Writings In this 2001 paper, Thomas Szasz attempts to discredit the legitimization of psychiatric disorders. Read it at http:// www.independent.org/pdf/tir/tir_05_4_szasz.pdf. Reference: Szasz, T. (2001). The therapeutic state: The tyranny of pharmacracy. The Independent Review, V(4), 485–521. Lec81110_10_c10_283-312.indd 300 5/21/15 12:40 PM http://www.independent.org/pdf/tir/tir_05_4_szasz.pdf http://www.independent.org/pdf/tir/tir_05_4_szasz.pdf CHAPTER 10 10.3 Assessing Personality Disorders The instrument was developed by comparing samples of those who had a particular psychiatric diagnosis to control groups with no psychiatric diagnosis (the Minnesota normals) with respect to their responses on a large number of items. The items that were consistently answered in a dif- ferent way by the criterion group (those diagnosed) and the control groups formed the basis of the initial scales. These scales were then cross-validated (replicated in other criterion and control groups) and the items that survived comprised the original MMPI-. It was revised in 1989, result-
  • 44. ing in a 567-item true/false inventory (the MMPI--2; Butcher, Dahlstrom, Graham, Tellegen, & Kaemmer, 1989). The MMPI--2 has validity measures to assess the respondent’s test-taking approach (i.e., under- or over-reporting), basic scales to assess several clinical syndromes, and supplemental scales that assess such areas as general adjustment, ego strength, how one handles the expression of anger and hostility, and substance abuse measures, to name a few. The 10 basic scales from the MMPI--2 are summarized in Table 10.2. Table 10.2: Ten basic scales and descriptors from the MMPI--2 Scale Abbreviation—Name Description 1 Hs – Hypochondriasis somatic complaints, constricted by symptoms 2 D – Depression dysphoria, shy, irritable, guilt ridden 3 Hy – Hysteria sudden anxiety, naïve, self-centered, infantile 4 Pd – Psychopathic deviate poor judgment, antisocial, irresponsible, hostile 5 Mf – Masculinity–Femininity *traditional masculine or feminine traits 6 Pa – Paranoia ideas of reference, angry, resentful, suspicious 7 Pt – Psychasthenia ruminating, anxiety, fearful, apprehensive 8 Sc – Schizophrenia disordered thinking, delusional, bizarre,
  • 45. alienated 9 Ma – Hypomania expansive, grandiose, euphoric, overly extended 0 Si – Social Introversion withdrawn, aloof, insecure, low self- confidence * This scale is scored separately by gender. High scores for each gender denote a gender stereotype consistent presentation. Source: Adapted from Butcher, J. N., Dahlstrom, W. G., Graham, J. R., Tellegen, A., & Kaemmer, B. (1989). Minnesota Multiphasic Personality Inventory-2 (MMPI-2): Manual for administration and scoring. Minneapolis: University of Minnesota Press. One of the unique features of the MMPI--2 is that it is not closely aligned with any theoretical perspective, given that the selection of items was based almost exclusively on the statistical dif- ferentiation of groups. In fact, this technique for scale development was sometimes referred to as a “black box” or empirical approach to item selection because of the lack of clear theory-driven decisions. Three more recent updates to the MMPI--2 are noteworthy. The first was a significant psycho- metric revision that resulted in the addition of the Restructured Clinical (RC) Scales (Tellegen et al., 2003). These scales were designed to be more psychometrically sound than the original MMPI--2 clinical scales and they attempt to control for a response tendency (demoralization) that results in considerable overlap among the scales.
  • 46. The second change occurred in 2008 with the publication of the MMPI--2-RF (Restructure Form; Ben-Porath & Tellegen, 2008), which was based on the RC scale revision. This new measure, which provided further psychometric improvements over the MMPI--2, is briefer than the previous Lec81110_10_c10_283-312.indd 301 5/21/15 12:40 PM CHAPTER 10 10.3 Assessing Personality Disorders versions (338 true/false items), thereby simplifying the resources needed to administer and inter- pret the measure. Finally, it should be noted that new MMPI--2 scales, the Personality Psychopathology Five (PSY-5)—Aggressiveness (AGGR), Psychoticism (PSYC), Disconstraint (DISC), Negative Emotionality/Neuroticism (NEGE), and Introversion/ Low Positive Emotionality (INTR)—were also introduced to parallel the dominant theoretical framework in personality psychology, the Five Factor Model (discussed at length in Chapter 8). However, these new PSY-5 scales were thought to have relevance in both clinical and nonclinical settings and are not intended as a substitute or proxy for the big five (Harkness, McNulty, Ben- Porath, & Graham, 2002). The PSY-5 scales differ from the five factors identified in nonclinical populations, in that the former were meant to determine the extent to which personality disorders might manifest and be recogniz-
  • 47. able in clinical populations (see Harkness et al., 2002). They also differ from the other MMPI--2 scales by adding significantly to the prediction of personality disorders (Wygant, Sellbom, Graham, & Schenk, 2006). Personality Assessment Inventory (PAI®) The PAI- is a 344-item measure that assesses 22 non- overlapping scales that were intended to broadly assess psychiatric disorders, and like the MMPI- scales, it also includes validity indexes (Morey, 2007). Its 11 clinical scales are grouped within the neurotic and psychotic spectrum, and a third grouping is referred to as behavioral disorders or problems of impulse control. Other scales assess such constructs as complications and motivation for treatment, harm potential, and interpersonal relations, to name a few. Two specific clusters of personality disorder traits are also assessed: borderline and antisocial. The PAI- has normative data from patients, students, and the population at large, and reliability and validity figures are adequate for both clinical and nonclinical settings. Recent research also suggests that the PAI- is correlated with several life-event variables in mean- ingful ways, providing further validation for this relatively new measure (Slavin-Mulford et al., 2012). Moreover, recent studies have attempted to validate the PAI- for use in various settings, including forensic populations (e.g., Newberry & Shuker, 2012) and neuropsychological settings (Aikman & Souheaver, 2008).
  • 48. The Millon Clinical Multiaxial Inventory-III (MCMI-III™) The MCMI-III/ provides a standardized assessment of psychopathology matched to the Axis I and II disorders of the DSM-IV. The current 175-item version was published in 1994 and was most recently updated in 2009 (Millon, Millon, Davis, & Grossman). Although explicitly intended for use in clinical populations, this measure has also been used in nonclinical settings to predict clinical outcomes. The measure has validity indicators and 10 measures of clinical syndromes; seven of those denote moderate conditions and three denote severe conditions. The MCMI-III/ also includes 14 personality disorder scales that are subdivided into 11 basic scales assessing schizoid, avoidant, depressive, dependent, histrionic, narcissistic, antisocial, sadistic, compulsive, masochistic, and negativistic (with the latter also referred to as passive-aggressive) and 3 severe personality pathologies assessing schizotypal, borderline, and paranoid features. Despite the theoretical appeal and innovativeness of the MCMI/ tests, there have been some concerns due to the modest, and in some cases poor, empirical support for some of the scales on Lec81110_10_c10_283-312.indd 302 5/21/15 12:40 PM CHAPTER 10 10.3 Assessing Personality Disorders the inventory (e.g., Retzlaff, 1996; Saulsman, 2011). This has led some in the field to suggest that
  • 49. the MCMI-II/ and MCMI-III/ have failed to meet the basic standards of admissibility for a test in a court of law (known as the Daubert standard), especially when considering the valid assessment of personality disorders (Rogers, Salekin, & Sewell, 1999). Moreover, researchers have suggested that there are problems with the base rate data in the MCMI/ that is used to facilitate diagnoses, and as a result some revisions have been suggested (Grove & Vrieze, 2009). It has also been noted that although the original MCMI/ had reasonable validity, the MCMI-III/ has not received the same empirical scrutiny; therefore, it is less clear whether the newest version is valid (see Craig & Olson, 2005, Craig, 2008). Common Features of Each Assessment Although the measures presented here adopt distinct assumptions and have many unique scales, there are nevertheless overlapping features. All are self-report inventories with symptom-specific items that require the respondent to respond using some kind of a scale (either true/false or Lik- ert). In all cases, scores are then compared to normative samples for interpretation, and the inter- pretation takes into account the test-taking approach of the respondent (i.e., the validity scale profile). Another common feature is that the measures essentially tap the same broad groupings of psychopathology. For example, in a recent study, researchers factor analyzed (grouped) item responses of psychiatric inpatients, those with substance abuse disorders, and even those drawn from forensic settings. For both the MMPI--2-RF and the MCMI-III/, the measures captured the extent to which the disorders are (1) internalizing, (2)
  • 50. externalizing, (3) reflective of paranoia/ thought disturbance, and (4) pathologically introverted (van der Heijden, Egger, Rossi, & Derk- sen, 2012). Thus, irrespective of the measure, there appears to be some fundamental overlap with respect to the constructs being assessed (i.e., the disorders themselves are a constant, and the various measures essentially reflect that). This suggests that the more noteworthy difference between the various measures may involve the validity scales, rather than the scales assessing psychopathology. Validity scales are typically embedded within the inventories and assess the extent to which the respondent may have approached the test in a manner other than an honest and forthright one. This is particularly important because these measures are often administered in settings where the individual has much to gain or lose based on the outcome of the assessment. For example, in psychiatric settings, the respondent may want to receive services and may, therefore, exaggerate symptoms or problematic personality functioning to gain access to services. Or they may want to avoid an involuntary hospitalization, thereby resulting in a minimization tendency. Thus, the use of validity scales to gauge the respondent’s test-taking approach is critical to interpreting the test. The MMPI--2 has the most comprehensive set of validity indicators, including multiple measures of defensiveness (defensiveness and lie scales), a measure of superlative responding (answering as you think a well-adjusted person might respond), multiple measures of exaggeration (items
  • 51. infrequently endorsed either in the general population or in clinical settings), infrequent somatic symptoms, measures of inconsistent responding, and a measure to assess for the tendency to primarily give true or false responses. Of course, having the most validity measures does not nec- essarily equate with having the best validity indicators, and this is the focus of the next research feature. Lec81110_10_c10_283-312.indd 303 5/21/15 12:40 PM CHAPTER 10 10.4 Case Illustrations 10.4 Case Illustrations In this section, we provide some case examples to illustrate the personality disorders, the mea-sures used to assess them, and how the theoretical models are applied to explain their occur- rence. In some instances, multiple theoretical perspectives will be applied to illustrate how the same data can be explained from different perspectives— and, in some instances, with equal plausibility. Case 1: Bob G. Bob G., a 32-year-old, single Caucasian male, presented for a psychiatric interview at the behest of his supervisor, who had received numerous complaints from the residents of a building where Bob is employed. The complaints essentially involve Bob being nonresponsive to requests and attempts to interact (i.e., Bob goes out of his way to isolate himself from the residents, to the
  • 52. point of undermining some of his duties). Bob had previously worked the night shift and had had many fewer interactions with the residents, but because of a new rotating schedule, he was now required to work the day shift sometimes. Family background indicates that Bob has minimal interactions with his family of origin. His father is now deceased, but had been diagnosed with schizophrenia. His mother is in out-of-state assisted living. Bob also has a sister who provided collateral information, saying that Bob has always been a social isolate and somewhat odd. He was also described by his sister as smart, and he did reason- ably well in school. Bob reported that his best friend was a former college roommate, whom he had not seen since his freshman year, when they shared a dormitory room for one semester. He characterized their relationship as mostly “focused on work,” and stated that they typically “gave each other space” so that they could accomplish their schoolwork. Bob is single and has not had any dates or expressed any interest in dating. He does describe him- self as heterosexual, but when asked about his relationships with women, he simply noted that he has some fellow security officers who work on other floors who are female. Bob also noted that he perspires easily and heavily, and therefore he tends to keep to himself so as not to offend others (especially women) with the smell. (Note: No odor was detected during the interview.) This is one of the reasons he does not like to socialize with others. He also described himself as someone who
  • 53. is “serious” and “all business.” Thus, he does not like to waste time with idle chatter. He reported few socialization experiences outside the work setting. In fact, even in the work setting, he did not appear to know many people; when he described having lunch with colleagues he described it as “uncomfortable” and noted that he typically eats in the cafeteria with others, but does not speak to them. Bob noted that he can usually tell what others are thinking, and so there is little need to actually speak to them. He denied the use of any alcohol or drugs and denied any legal history. He also denied any formal psychiatric history. As noted, family psychiatric history only involves his father, who was diagnosed with schizophrenia. With respect to behavioral observations, Bob presented as somewhat awkward socially, he rarely made eye contact, and his gaze often moved about the room. He sat with his hands clenched and only spoke when asked a question, but he was cooperative. He was dressed in his security guard uniform, which was kempt. Although Bob denied the experience of hallucinations, he did appear Lec81110_10_c10_283-312.indd 304 5/21/15 12:40 PM CHAPTER 10 10.4 Case Illustrations to become overly engrossed in common stimuli in the interview room (e.g., staring at the walls and the desk for prolonged periods of time). He occasionally
  • 54. engaged in some odd hand gestures, where he seemed to be blocking out stimulation that was not apparent to the interviewer. Verbal- izations were nonlinear (tangential and circumstantial) and difficult to follow at times. He would begin to answer a question, but then become engrossed in another topic. For example, when asked about his intense focus on the blue painted wall, he reported being lost in thought, contem- plating the complexities of the depths of our oceans, and the undiscovered and even magical qual- ities of that part of the world. Affective expression was generally flat throughout the interview. One other odd verbalization is also worth highlighting. Bob stated that he became aware of the current complaints from work because he “sensed” that others might be upset with him and believed that it was not uncommon for others to be speaking about him behind his back. He also expressed concern that the various executives who have offices where he works are likewise talk- ing about him and may even be considering terminating his position because of Bob’s decision not to attend church on Sundays. When asked directly if the executives would know about Bob’s non-work-related behavior, he acknowledged that they would not likely know about this, but that if they did, they would strongly disapprove. Despite these concerns, Bob was unsure as to why he needed this evaluation, stating that he is doing fine and has not noticed any changes in his behavior. Data From Standardized Measures
  • 55. Bob completed the MMPI--2. The validity profile indicated a mildly defensive response set, as Bob either minimized his problems or demonstrated poor insight with respect to his difficul- ties. Nevertheless, the basic scales are interpretable. Several of the clinical scales were elevated, including scales 8, 6, and 0, indicating disordered thinking, eccentric behaviors, poor contact with reality, withdrawal, alienation, suspiciousness, the tendency to displace blame on others, mis- taken beliefs, introversion, social withdrawal, and aloofness. No other basic scales were elevated. With respect to the PSY-5 scales, Bob was elevated on Psychoticism (PSYC), indicating discon- nection from reality and odd beliefs and perceptions, and Introversion/Low Positive Emotionality (INTR), indicating few positive emotions and social withdrawal. Critical Thinking Questions: • Referring to the DSM-5 criteria presented earlier in this chapter, which personality disorder (if any) best fits Bob? What might be the pros and cons of administering the following measures to assess Bob: (a) The MCMI-III/? (b) The Rorschach using the Exner scoring system? Consider one of the theoretical perspectives presented in this text, and try to explain the etiology for Bob’s behavior and presentation (i.e., how did he become the way he is now?). Diagnosing Bob Bob’s presentation in the clinical interview and MMPI--2 test scores suggest a personality disor-
  • 56. der, most likely schizotypal PD. Importantly, there appear to be problems in functioning, as Bob has been having problems at work and relationships are largely absent. His behavior is different from that of most others, and he may cause those around him to experience distress, even though Lec81110_10_c10_283-312.indd 305 5/21/15 12:40 PM CHAPTER 10 10.4 Case Illustrations he does not. Moreover, data from the clinical interview indicate that Bob’s behavior has been constant through much of his life, and it appears to manifest in all areas of his life. Thus, if there is a problem, it is likely to be one of personality. Data to suggest schizotypal PD include the presence of odd beliefs, such as being able to “sense” things (i.e., magical or delusional thinking), and also possible paranoid ideation, as indicated by his concerns regarding the executives talking about him and planning to fire him for not attending church (something his employers would not know about, let alone have an interest in). There may have been some evidence of hallucinations, including smelling an odor that was not detectable and seeing things in the walls that preoccupied his thoughts and engendered odd hand gestures. Bob’s affect was flat, he presented as asocial, and he appeared aloof and alienated, with few, if any, social contacts. Bob’s profile of scores on the MMPI--2 highlights many of these same themes (i.e., disordered thinking, odd perceptions, alienation,
  • 57. and aloof presentation), thereby providing further corroboration for the diagnosis. Theoretical Approaches to Bob’s Case A number of different theoretical accounts can be forwarded based on the theoretical models reviewed in previous chapters. For example, from the neurobiological perspective, it is noted that Bob’s father was diagnosed with schizophrenia, thereby suggesting that Bob would have an increased genetic risk for a similar disorder, such as a cluster A personality disorder. Research also suggests that the traits seen in the cluster A personality disorders can be the result of physiologi- cal hard wiring, whereby one is less responsive to environmental stimuli and learning experiences (e.g., Raine, 1988). Bob also evidenced some mild but pervasive delusional ideation, with some evidence of paranoia. Freud believed that paranoia resulted from a combination of two defense mechanisms that are unconsciously engaged in order to address homosexual thoughts and feelings (note that Bob has no dating history and no interest in any type of relationship with women). Freud might argue that Bob deals with unacceptable homosexual ideation by first using reaction formation, such that the thought “I, a man, love other men,” becomes the opposite, in the form of “I, a man, hate other men.” Freud argued that this, too, was an unacceptable thought, so projection is used, thereby changing “I, a man, hate other men” to “Other men hate me.” The behavioral model might suggest that Bob was not properly
  • 58. reinforced for “normal” behavior early in life, and therefore he engaged in increasingly bizarre behavior for reinforcement (possibly attention). It might also be argued that many of Bob’s beliefs, such as his “decision” to avoid oth- ers (especially women) because of his odor, is a preferred interpretation of reality, as the alter- native is that others have little or no interest in him, and this is a far less favorable (reinforcing) interpretation (cf. Roberts, 1991). The cognitive perspective has also weighed in on odd or delusional thinking, as researchers have demonstrated the presence of reasoning biases in those with delusional ideation. For example, deluded schizophrenics were found to request less information relative to non-deluded psychi- atric patients before reaching a decision, and despite having less information, they expressed greater certainty in their decisions (Huq, Garety, & Hemsley, 1988; see also Garety, Hemsley, & Wessely, 1991). Thus, it would be predicted that Bob would require less evidence to come to his conclusion that the executives were conspiring to fire him for non-work–related behavior, and the cognitive model would predict that he would have greater certainty in this delusional narrative (see also McGuire, Junginger, Adams, Burright, & Donovick, 2001). Lec81110_10_c10_283-312.indd 306 5/21/15 12:40 PM CHAPTER 10 10.4 Case Illustrations
  • 59. Case 2: Samantha K. Samantha K. is a 26-year-old mother of one who was recently arrested by police for prostitution. However, because police thought she was acting in an atypical manner, they brought her to the regional psychiatric hospital for evaluation. Samantha was arrested in Atlanta, but she resides in Baltimore. She reported having traveled to Atlanta to visit friends when her 5-year-old son, who was staying with an ex-boyfriend in Baltimore, became ill with pneumonia and had to be hospital- ized. Samantha stated that the reason she had turned to solicitation was so that she could earn enough money to immediately travel back to Baltimore and pay for her son’s medical services. She was quite convinced that her actions were fully justified, and she said she would do it again if placed in the same position (“I don’t regret anything I’ve done, and you would have done the same thing if you were in those circumstances”). Although she denied any significant legal history, records indicate a series of arrests for petty theft and marijuana possessions charges, dating back to when Samantha was 14. Despite the large number of charges, few resulted in convictions. In those instances where she was convicted, Samantha had lengthy explanations to justify her actions, and she typically put the blame on either the circumstances or the actions of others. Samantha has no psychiatric history. She completed high school, and although she scored reason- ably high on aptitude tests, her grades were average and she did not continue education after high school. Samantha has held a number of service-related jobs,
  • 60. such as hostessing at restaurants and sales in clothing stores, but she has rarely held a job for more than a few months; she moves on when she gets bored with the position. She has also been fired twice for suspicion of stealing on the job, but no charges were pressed. Samantha’s parents divorced when she was 4 years old, after many years of verbal and physi- cal assaults. Samantha stayed with her mother and had little to no contact with her father. She described her mother as having many different boyfriends, but no stable relationships. Because her mother worked, she reported “essentially raising myself.” Samantha is somewhat estranged from her family, who also reside in Baltimore. According to several members of her family, Saman- tha will call a couple of times per year, but it is usually to request money or a favor. These requests involve lengthy justifications and sometimes even business schemes that have never come to frui- tion. Because she owes many people money, many acquaintances and family members have cut off ties with Samantha. Samantha is an attractive woman, who presents as somewhat charming at first. However, her interpersonal style comes across as manipulative, and it’s not always clear if she is telling the truth. She appears relatively calm and collected interpersonally, but will sometimes verbalize aggression. The clinical interview was complicated by the fact that Samantha repeatedly changed topics after several questions on any one topic. She also perseverated on her son’s health, but despite saying she was concerned about her son, she did not
  • 61. appear concerned (at least her out- ward appearance did not indicate it). When asked about her son and the rationale for leaving him behind in Baltimore, Samantha explained that she wanted to give her son some quality time with her ex-boyfriend; however, it was unclear as to why her son would benefit from or even desire this contact, given that Samantha dated her ex-boyfriend prior to her son’s birth (i.e., her son didn’t know Samantha’s ex-boyfriend prior to this trip). Lec81110_10_c10_283-312.indd 307 5/21/15 12:40 PM CHAPTER 10 10.4 Case Illustrations Data From Standardized Measures Samantha completed the MMPI--2. The validity profile indicated that she was highly defensive; she demonstrated a tendency to under-report and minimize problems. The observed defensiveness can undermine the interpretation of the clinical scales, as low scores do not necessarily denote the absence of psychopathology, but may instead be the result of excessive under-reporting. However, any significant elevations that do emerge can be interpreted. One clinical scale was elevated: scale 4. Elevations on this scale are often associated with poor judgment, irresponsible behavior and attitudes, hostility, and the displacement of blame onto others.
  • 62. Two of the five personality subscales from the MMPI--2 were also elevated, most notably the AGGR scale, which refers to the use of aggression, hostility, and intimidation to facilitate goal attainment. The second elevation was on DISC, which suggests the presence of risk taking and impulsivity and little regard for following rules. Finally, the MMPI--2 supplemental scale assessing over-controlled hostility was also elevated, suggesting that although Samantha usually responds appropriately to provocation, she is likely to sometimes evidence an exaggerated anger response, even in the absence of provocation. The NEO-PI was also completed, but this measure resulted in no significant elevations, aside from Samantha’s endorsement of items indicating that she is very friendly (agreeableness) and dutiful (conscientiousness). The scores on this face-valid measure appeared to reflect a more socially desirable response set, but there are no formal validity measures on the NEO™-PI. Critical Thinking Questions • Referring to the DSM-5 criteria presented earlier in this chapter, which personality disorder (if any) best fits Samantha? What might be the pros and cons of administering the following measures to assess Samantha: (a) The MMPI--2? (b) The NEO/- PI? Consider one of the theoretical perspectives presented in this text, and try to explain the etiology for Samantha’s behavior and presentation (i.e., how did she become the way she is now?).
  • 63. Diagnosing Samantha Samantha’s test scores and her presentation in the clinical interview converge on a diagnosis of antisocial personality disorder. A recurrent theme in the evaluation was her less-than-genuine presentation. She under-reported her problems, was defensive on the standardized measures, and even provided misleading information regarding her criminal history. Even the fact that she has a lengthy criminal history is indicative of this diagnosis. Samantha also did not evidence any remorse for her actions, opting instead to blame the circumstances on others; she even stated that she would act in the same way if given the opportunity to do so again. Samantha has superficial relationships and she tends to take advantage of others. She presents as aggressive and even hostile at times, though she can be quite charming when trying to get what she wants. Samantha’s actions also suggest that she is impulsive and has been an underachiever for most of her life. Lec81110_10_c10_283-312.indd 308 5/21/15 12:40 PM CHAPTER 10 10.4 Case Illustrations Given Samantha’s less-than-genuine presentation and defensiveness on the MMPI--2, it is not surprising that she only endorsed more favorable characteristics on the face-valid NEO/-PI. The
  • 64. MMPI--2 scores converge with many of the above descriptions, with elevations on scale 4, as well as other scales assessing problems managing aggression and impulsivity. Importantly, even though Samantha does not feel distress, she appears to be creating distress in those around her. There is also clear evidence of dysfunction, with a poor work history, legal and drug problems, and few stable relationships. Theoretical Approaches to Samantha’s Case The physician Philippe Pinel introduced the concept “manie sans délire” to refer to individuals who appeared to think clearly, but who would nevertheless behave in a manner that would sug- gest disturbance. Similarly, the physician James Prichard coined the term “moral insanity” to char- acterize mental illness where emotional experiences are disturbed, but intellectual capacities are intact. These terms arguably provide some of the earliest writings relating to the modern-day concept of antisocial PD (see also Berrios, 1996). More recently, antisocial tendencies have been referred to using the terms sociopath and psycho- path, and this highlights two distinct etiologies for the associated behaviors, a behavioral (or social learning) account and a physiological account. The term sociopath implies problematic learning, which can include parental neglect (i.e., failure to reinforce appropriate behavior and punish inappropriate behavior) and/or poor parenting (i.e., reinforcing inappropriate behavior and punishing appropriate behavior). Thus, from this account,
  • 65. Samantha’s unstable home, and the report that she raised herself, would be consistent with prob- lematic learning experiences early in life, resulting in the antisocial tendencies. Sociopathy also involves problematic factors outside the family-of-origin, such as poverty and the presence of delinquent peers. Samantha came from a single-parent home, and given her current shortcomings with respect to finances, we can assume that she has and continues to struggle financially. The case history also indicates involvement with the law and extensive experience with drugs begin- ning at an early age, thus delinquent peers were also likely. The above-described factors could also be accounted for by social learning theory, whereby Samantha observed and subsequently modeled her mother’s numerous superficial relationships and aggressive behavior toward her ex-husband. Similarly, her delinquent peers would have served as targets to model, and their substance abuse and other criminal behavior would eventu- ally lead to Samantha demonstrating these same behaviors. The term psychopath has also been linked to antisocial personality disorder, but here the implica- tion is the presumed physiological underpinnings of the disorder. That is, in contrast to the above models, which emphasize environmental factors, the psychopathy model focuses on inherited genetic factors. Psychopaths are thought to have innate, temperamental features that predispose them to be impulsive decision-makers, risk takers, and individuals who do not profit from learning experi-
  • 66. ences (e.g., Cleckley, 1982; Hare, 1978; Lykken, 1957; Raine, 1987; see also Lykken, 1995, and Raine, 1993, for reviews). For example, mild electric shocks (positive punishments) appear to be less effective at eliminating behaviors for psychopaths, and this problematic learning may be especially prominent when there are no delays in responding (i.e., impulsive responding). Some Lec81110_10_c10_283-312.indd 309 5/21/15 12:40 PM CHAPTER 10Summary research suggests that the cause of these and other related problems are the result of a dys- function in the prefrontal cortex, which is the region of the brain governing decision-making, responsiveness to rewards and punishments, and impulsivity (see Crews & Boettiger, 2009). This extensive literature suggests that psychopaths are essentially wired differently than others, mak- ing them less responsive to reinforcers and punishers, which then inhibits proper learning and the internalization of moral standards. Researchers have also forwarded more complex physiological accounts, though even these models are in keeping with the traditional literature, while also impli- cating motivated behavior through classic approach-avoidance models presented earlier in this text (see Arnett, 1997). From this perspective, it is somewhat irrelevant whether Samantha had opportunities to learn or model appropriate behavior, as it would be assumed that she would not profit from these experiences to develop proper, internalized
  • 67. moral standards. Thus, Samantha would feel justified in her behavior even when it breaks the law or is contrary to moral standards. Summary Personality disorders have traditionally been studied separate from normal personality, and, as a result, researchers have developed distinct systems of categorization and unique mea- sures to assess them. The dominant model for identifying personality disorders in the United States is represented by the DSM-5, which identifies 10 personality disorders (schizoid, schizo- typal, paranoid, histrionic, narcissistic, antisocial, borderline, obsessive-compulsive, avoidant, and dependent), along with the specific symptoms associated with each diagnosis. In addition to the diagnosis-specific criteria, the identification of a personality disorder requires that there be a number of other, more general, criteria, such as the presence of dysfunction, distress, danger, and deviance from social/cultural standards. These criteria are neither necessary nor sufficient, but the more criteria that are present, the more likely the observed traits will constitute a personality disorder. The prevalence rates vary considerably for the personality disorders, and there are also marked differences based on gender. Although widely used, the DSM-5 and its predecessors are not the only classification system, and many researchers argue that a more parsimonious and accurate approach would be one in which the models used to characterize normal personality functioning (e.g., the Five Factor Model) are applied to the personality disorders. This approach would then
  • 68. signal a quantitative rather than a qualitative distinction between normal and disordered personality. Other critics of the DSM have argued that it is not simply the diagnostic system that is a problem; rather, they question the very existence of the psychiatric disorders themselves. Some of the most commonly used measures of personality and other psychiatric disorders include the MMPI--2, the PAI-, and the MCMI-III/. These measures are uniquely qualified to assess disorders because they also have validity scales that assess the respondent’s test-taking approach. This is important because in clinical settings there are often external contingencies that can increase the incidence of over- or under-reporting biases, and these have to be understood in order to interpret the data. Using information from these tests (and others), along with the patient’s case history, allows the clinician to diagnose the individual. Moreover, the theories pre- sented in earlier chapters can then be used to conceptualize the patient and how their pathology developed. Lec81110_10_c10_283-312.indd 310 5/21/15 12:40 PM CHAPTER 10Key Terms Key Terms abnormal personality A variant of normal personality that can be defined as an extreme of the basic personality traits.
  • 69. antisocial personality disorder A personal- ity disorder characterized by universal and longstanding practice of complete disregard for social norms and often a history of illegal behavior. avoidant personality disorder A personality disorder characterized by social inhibition and fear and hypersensitivity to negative evalua- tions from others. borderline personality disorder A personality disorder characterized by instability of affect and relationships, with the individual making dramatic attempts to avoid perceived abandon- ment by others. cluster A personality disorders Personality dis- orders that involve odd or eccentric behavior, resulting in decreased socialization and often increased isolation. cluster B personality disorders Personality disorders that involve dramatic or emotional behavior and conflict, instability, and exploita- tion in relationships. cluster C personality disorders Personality disorders that involve fear, anxiety, and limited interpersonal relationships. comorbidity The co-occurrence of different disorders. danger When certain behaviors or traits are
  • 70. risky or harmful to either the individual or to others. Daubert standard The basic criteria of admis- sibility for a test in a court of law. dependent personality disorder A personality disorder characterized by a pervasive need to be cared for by others. deviance The statistical infrequency of a behavior in the general population; a lower frequency is typically associated with abnormal behavior. Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-5) The most recent manual of the APA (2103), which has eliminated the multi-axial system of categoriz- ing diagnoses (used in previous DSM editions) and aligned itself more closely with the World Health Organization’s (WHO) International Clas- sification of Diseases (ICD). distress Negative feelings or reactions felt by an individual or those around them as a result of certain behaviors or traits. dysfunction The extent to which a behavior or trait leads to problematic functioning in daily living. histrionic personality disorder A personality disorder characterized by dramatic and exag- gerated emotional presentation that is almost theatrical in nature.
  • 71. International Classification of Diseases, 11th Revision (ICD-11) The version of the World Health Organization’s (WHO) International Clas- sification of Diseases that will be released in 2015. The ICD is used worldwide for diagnoses. longstanding When a problematic behavior or trait has been present for a significant portion of an individual’s life. narcissistic personality disorder A personal- ity disorder characterized by grandiose self- presentation and a need to be admired. Lec81110_10_c10_283-312.indd 311 5/21/15 12:40 PM CHAPTER 10Key Terms obsessive-compulsive personality disorder A personality disorder characterized by preoccu- pation with details and trivial rules, stubborn- ness, and rigid moral standards. other specified personality disorder A diagno- sis that can be given to individuals who do not fit into the cluster personality categories but still exhibit personality patterns that result in deviance, dysfunction, distress, and/or danger. paranoid personality disorder A personality disorder characterized by persistent and univer- sal distrust and suspiciousness of others.