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Accountability Research
         Myanmar case study
Discussion on interim findings with Save the Children in Myanmar
                              Andy Featherstone, 19 March 2013
Accountability research – why?
 The purpose of the research is to collect evidence of the
  impact of accountability mechanisms on programme quality
 There is an assumption that the introduction of accountability
  mechanisms leads to more effective projects but little
  evidence exists (Ref. synthesis paper developed from
  evidence submitted by the HAP peer learning group)
 We understand effective projects to be those that are
  relevant, effective, efficient and sustainable in line with the
  DAC Criteria.
 Research question - In what ways does an effective
  accountability mechanism which provides information to
  affected communities, facilitates their participation in
  programme design and implementation and offers a means for
  communities to feedback and/or complain contribute to the
  quality of a humanitarian or development programme.
Accountability research – how?
The approach
 A methodology was developed which mixed quantitative
  and qualitative participatory tools and was used
  consistently throughout the research

 Scorecards and opinion ranking exercises were used to
  describe accountability mechanisms and as entry points
  to wider discussions about their contribution to project
  quality

 All of the exercises were translated into the Myanmar
  language and the discussions were facilitated

 Each community meeting lasted between 1.5 – 2.5 hours
Itinerary
        Date                           Activity
Day 1             Travel from Yangon to Mandalay
                  Travel from Mandalay to Meiktila
                  Orientation and meeting with SCI staff
Day 2             Field Visit to Lat Pan Khar Kough (Meiktila)
                  3 x group consultations
Day 3             Field Visit to Yae Cho (Meiktila)
                  3 x group coonsultations
Day 4             Field Visit to Nat Gyi Kone (Meiktila)
                  3 x group consultations
Day 5             Travel from Meiktila to Kyaukpadaung
                  Field Visit to Zay Kone (Kyaukpadaung)
                  3 x group consultations
Day 6             Field Visit to Yone (Kyaukpadaung)
                  2 x group consultation
Day 7             Return to Yangon
Programme profile
 Non-formal education, child
  protection and early childhood
  care and development
  programmes
 Within the breadth of the
  programme, a participatory
  approach exists for CBO problem
  identification, targeting and
  selection
 Formal complaints response
  mechanism (CRM) in 3 villages;
  additional informal mechanisms
  across all villages
 SCI programme for between 2- and
  7-years
Participation
Total men = 63

Total women = 75

Total boys = 44

Total girls = 47

Total participants = 229


Discussions were held in mixed groups of 10-25
people. 3 meetings were held in each village
each day (women, men, children). Results of
the methods were disaggregated by gender.
There was a bias towards the inclusion of
children‟s group & CBO members. Non-members
were omitted from most of the meetings
Lessons about the methodology
 The methodology worked well with all groups (esp.
  children) and engagement was good across each of the
  communities

 Strong facilitation (as opposed to translation alone) was
  key to getting good results

 The methods used produced quantitative data but
  qualitative follow-up discussions were of greatest value
  to the research

 The children‟s meetings went extremely well and often
  revealed a level of understanding about the research
  topic that was equal to if not greater than the adults
FUNCTIONING OF THE ACCOUNTABILITY MECHANISM

Findings – Accountability I
 Accountability to project participants was
  routinely considered strong across all villages
  (including counterfactuals)
 Informal mechanisms (particularly face-to-
  face) often favoured over formal CRM
  mechanism for complaints.
 “We prefer face-to-face meetings as this avoids
  misunderstandings and when we can‟t use this method we will
  use the phone”

 Feedback from Save the Children generally
  takes between 1-2 days and 1-2 weeks
  depending on the mechanism used
FUNCTIONING OF THE ACCOUNTABILITY MECHANISM

Findings – Accountability II
 Participation felt to be strong particularly
  amongst active CBO members and children‟s
  groups
 The rich („not interested‟) and extremely
  poor („no time‟) were considered to be those
  who had least access to/involvement in
  information, participation and feedback.
  Those who couldn‟t attend village meetings
  (elderly, disabled and „outliers‟) also tended
  to miss out
 “Those who have the most insecure livelihoods cannot
  participate in the programme as they do not have time to
  attend the meetings and get involved”
Accountability in Action
CONTRIBUTION OF ACCOUNTABILITY TO PROJECT QUALITY

 Relevance
  Relevance: Fairly consistent feedback about
   participation strengthening the relevance of
   the project (targeting and project selection)
  “If we weren‟t involved [in the implementation] the project
   could not be successful as it wouldn‟t meet children‟s needs”

  “This is „our‟ project because we can decide what our
   priorities are. SC discusses these with us and we decide”

  “We can request what we need as we have a good relationship
   and are an equal partner. This makes the project more
   relevant to our needs”

  “If children cannot point out mistakes or activities that aren‟t
   relevant then interest would be low as it would feel wrong and
   children wouldn‟t want to waste their time”
CONTRIBUTION OF ACCOUNTABILITY TO PROJECT QUALITY

Effectiveness & Sustainability
  Effectiveness & sustainability: Provision of
   information promotes knowledge of the
   programme and participation in it;
   participation and ability to feedback ensure
   that community voice is heard and promotes
   ownership and trust
  “The decision-making process is important as it brings
   ownership of the people which will continue beyond the
   project lifespan”

  “People were initially nervous of sending their children to the
   training…but we were reassured by the information we
   received from Save the Children which helped us to trust
   them”
CONTRIBUTION OF ACCOUNTABILITY TO PROJECT QUALITY

 Efficiency
  Efficiency: Much less evidence of contribution
   than for other DAC criteria. The best example
   came from the Save the Children area office;
  “We formed a training task force after the village complained
   that they were overloaded as they had received 3 different
   trainings on the same subject. This led to the creation of a
   single training programme. This has saved time and increased
   efficiency”
CONTRIBUTION OF ACCOUNTABILITY TO PROJECT QUALITY

 Impact
  Impact: Some good examples that go beyond
   project-based outcomes
  “[As a community] we used to make decisions in a top-down way;
   participation was very new but it has been welcome. We did not
   know how to decide together so this is a lesson which we have
   learnt together. We have found that it reduces conflict.”

  The village has a children‟s health system which we contribute to
   in case of emergency but we often make poor decisions. After
   seeing how the SC programme worked we decided to have a formal
   decision-making process so there was transparency in how we
   made our decisions. This is a lesson we learnt from Save the
   Children (paraphrased)

  “In this monestary there is an annual ceremony where money is
   given to the monks. Previously we didn‟t know how this was used
   but starting in 2009 we agreed to keep account of the money and
   keep a record of the balance [in the same way as for SCI projects]”
Issues for the research
 Despite the lack of a formal CRM no significant difference
  was found in people‟s perceptions of SCI‟s accountability
  to them – largely as a result of the strong relationship
  which exists (face-to-face contact was preferred)
 Implications for the use of the HAP benchmark for longer-
  term programming – a mature relationship based on strong
  participation may be more important than access to
  formal feedback mechanisms
 Both the case studies (Kenya & Myanmar) were selected in
  part because of the strong accountability to project
  participants. This has yielded good results
 The counterfactuals have worked less well. There would
  be value in commissioning a case study where
  participation is weak and/or where the accountability
  mechanisms are poor (humanitarian case study?)
Questions & discussion

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Accountability impact research - results from the myanmar case study

  • 1. Accountability Research Myanmar case study Discussion on interim findings with Save the Children in Myanmar Andy Featherstone, 19 March 2013
  • 2. Accountability research – why?  The purpose of the research is to collect evidence of the impact of accountability mechanisms on programme quality  There is an assumption that the introduction of accountability mechanisms leads to more effective projects but little evidence exists (Ref. synthesis paper developed from evidence submitted by the HAP peer learning group)  We understand effective projects to be those that are relevant, effective, efficient and sustainable in line with the DAC Criteria.  Research question - In what ways does an effective accountability mechanism which provides information to affected communities, facilitates their participation in programme design and implementation and offers a means for communities to feedback and/or complain contribute to the quality of a humanitarian or development programme.
  • 4. The approach  A methodology was developed which mixed quantitative and qualitative participatory tools and was used consistently throughout the research  Scorecards and opinion ranking exercises were used to describe accountability mechanisms and as entry points to wider discussions about their contribution to project quality  All of the exercises were translated into the Myanmar language and the discussions were facilitated  Each community meeting lasted between 1.5 – 2.5 hours
  • 5. Itinerary Date Activity Day 1  Travel from Yangon to Mandalay  Travel from Mandalay to Meiktila  Orientation and meeting with SCI staff Day 2  Field Visit to Lat Pan Khar Kough (Meiktila)  3 x group consultations Day 3  Field Visit to Yae Cho (Meiktila)  3 x group coonsultations Day 4  Field Visit to Nat Gyi Kone (Meiktila)  3 x group consultations Day 5  Travel from Meiktila to Kyaukpadaung  Field Visit to Zay Kone (Kyaukpadaung)  3 x group consultations Day 6  Field Visit to Yone (Kyaukpadaung)  2 x group consultation Day 7  Return to Yangon
  • 6. Programme profile  Non-formal education, child protection and early childhood care and development programmes  Within the breadth of the programme, a participatory approach exists for CBO problem identification, targeting and selection  Formal complaints response mechanism (CRM) in 3 villages; additional informal mechanisms across all villages  SCI programme for between 2- and 7-years
  • 7. Participation Total men = 63 Total women = 75 Total boys = 44 Total girls = 47 Total participants = 229 Discussions were held in mixed groups of 10-25 people. 3 meetings were held in each village each day (women, men, children). Results of the methods were disaggregated by gender. There was a bias towards the inclusion of children‟s group & CBO members. Non-members were omitted from most of the meetings
  • 8. Lessons about the methodology  The methodology worked well with all groups (esp. children) and engagement was good across each of the communities  Strong facilitation (as opposed to translation alone) was key to getting good results  The methods used produced quantitative data but qualitative follow-up discussions were of greatest value to the research  The children‟s meetings went extremely well and often revealed a level of understanding about the research topic that was equal to if not greater than the adults
  • 9. FUNCTIONING OF THE ACCOUNTABILITY MECHANISM Findings – Accountability I  Accountability to project participants was routinely considered strong across all villages (including counterfactuals)  Informal mechanisms (particularly face-to- face) often favoured over formal CRM mechanism for complaints.  “We prefer face-to-face meetings as this avoids misunderstandings and when we can‟t use this method we will use the phone”  Feedback from Save the Children generally takes between 1-2 days and 1-2 weeks depending on the mechanism used
  • 10. FUNCTIONING OF THE ACCOUNTABILITY MECHANISM Findings – Accountability II  Participation felt to be strong particularly amongst active CBO members and children‟s groups  The rich („not interested‟) and extremely poor („no time‟) were considered to be those who had least access to/involvement in information, participation and feedback. Those who couldn‟t attend village meetings (elderly, disabled and „outliers‟) also tended to miss out  “Those who have the most insecure livelihoods cannot participate in the programme as they do not have time to attend the meetings and get involved”
  • 12. CONTRIBUTION OF ACCOUNTABILITY TO PROJECT QUALITY Relevance  Relevance: Fairly consistent feedback about participation strengthening the relevance of the project (targeting and project selection)  “If we weren‟t involved [in the implementation] the project could not be successful as it wouldn‟t meet children‟s needs”  “This is „our‟ project because we can decide what our priorities are. SC discusses these with us and we decide”  “We can request what we need as we have a good relationship and are an equal partner. This makes the project more relevant to our needs”  “If children cannot point out mistakes or activities that aren‟t relevant then interest would be low as it would feel wrong and children wouldn‟t want to waste their time”
  • 13. CONTRIBUTION OF ACCOUNTABILITY TO PROJECT QUALITY Effectiveness & Sustainability  Effectiveness & sustainability: Provision of information promotes knowledge of the programme and participation in it; participation and ability to feedback ensure that community voice is heard and promotes ownership and trust  “The decision-making process is important as it brings ownership of the people which will continue beyond the project lifespan”  “People were initially nervous of sending their children to the training…but we were reassured by the information we received from Save the Children which helped us to trust them”
  • 14. CONTRIBUTION OF ACCOUNTABILITY TO PROJECT QUALITY Efficiency  Efficiency: Much less evidence of contribution than for other DAC criteria. The best example came from the Save the Children area office;  “We formed a training task force after the village complained that they were overloaded as they had received 3 different trainings on the same subject. This led to the creation of a single training programme. This has saved time and increased efficiency”
  • 15. CONTRIBUTION OF ACCOUNTABILITY TO PROJECT QUALITY Impact  Impact: Some good examples that go beyond project-based outcomes  “[As a community] we used to make decisions in a top-down way; participation was very new but it has been welcome. We did not know how to decide together so this is a lesson which we have learnt together. We have found that it reduces conflict.”  The village has a children‟s health system which we contribute to in case of emergency but we often make poor decisions. After seeing how the SC programme worked we decided to have a formal decision-making process so there was transparency in how we made our decisions. This is a lesson we learnt from Save the Children (paraphrased)  “In this monestary there is an annual ceremony where money is given to the monks. Previously we didn‟t know how this was used but starting in 2009 we agreed to keep account of the money and keep a record of the balance [in the same way as for SCI projects]”
  • 16. Issues for the research  Despite the lack of a formal CRM no significant difference was found in people‟s perceptions of SCI‟s accountability to them – largely as a result of the strong relationship which exists (face-to-face contact was preferred)  Implications for the use of the HAP benchmark for longer- term programming – a mature relationship based on strong participation may be more important than access to formal feedback mechanisms  Both the case studies (Kenya & Myanmar) were selected in part because of the strong accountability to project participants. This has yielded good results  The counterfactuals have worked less well. There would be value in commissioning a case study where participation is weak and/or where the accountability mechanisms are poor (humanitarian case study?)