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Employment Law 
Podcast 
December 2014
Chris Nagel 
Director/Head of HR
Early Conciliation 
Q3 2013 – 625,000 outstanding ET Claims 
Qualifying service increased from 1 year to 2 years 
Introduction of 
Tribunal Fees 
Capping Compensatory 
Awards in Unfair 
Dismissal cases 
Early Conciliation 
with ACAS prior to 
lodging an ET claim
Early Conciliation 
Replaced Pre-Claim Conciliation (PCC) 
Early Conciliation is applied regardless of the strength of 
the case or procedure followed to that point 
Introduced 6th April 2014 on voluntary basis 
Became mandatory on 6th May 2014 onwards
Early Conciliation - Process 
Claimant files an 
online EC Form or 
contacts Acas 
Acas asks both 
parties if they wish 
to take part 
Both parties agree 
to take part 
Parties agree and 
sign cot3 
Parties fail to 
agree 
At least one party 
doesn’t agree 
Acas issues EC 
certificate 
Claimant presents 
claim to ET with EC 
Certificate 
Conciliation can be 
offered up to ET 
hearing 
If not successful 
claim goes to ET
Early Conciliation - Results 
 September 2014: 
• 16.5% of cases settled 
• An additional 19% didn’t result in ET claim 
November 2014: 
• 18% of cases settled 
• Only 24% of cases progressed to a tribunal claim 
• Only 10% of individuals reject EC 
• Only 10% of employers do not engage in process
Early Conciliation - Opinion 
A qualified success! 
An obstacle to claimants 
Voluntary nature dilutes effectiveness 
Employers may prefer to wait and see 
Individuals who pay may want money’s worth 
Still an attractive alternative to cost of claim
Early Conciliation -Warning 
Expect direct contact from Acas 
Don’t get caught cold! 
Conciliation is tactical 
Gather relevant information 
Know what to say / what not to say 
Seriously consider professional representation
Contact Us… 
Employee Management Limited 
Suite 8, Stone Cross Place 
Stone Cross Lane North 
Lowton 
Warrington 
Cheshire 
WA3 2SH 
DD: 01942 369675 
Tel: 01942 727200 
Mob: 07739 596426 
Fax: 01942 727225 
Email: chrisn@employeemanagement.co.uk 
Web: www.employeemanagement.co.uk

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EML Podcast - Early Conciliation - 281114

  • 1. Employment Law Podcast December 2014
  • 3. Early Conciliation Q3 2013 – 625,000 outstanding ET Claims Qualifying service increased from 1 year to 2 years Introduction of Tribunal Fees Capping Compensatory Awards in Unfair Dismissal cases Early Conciliation with ACAS prior to lodging an ET claim
  • 4. Early Conciliation Replaced Pre-Claim Conciliation (PCC) Early Conciliation is applied regardless of the strength of the case or procedure followed to that point Introduced 6th April 2014 on voluntary basis Became mandatory on 6th May 2014 onwards
  • 5. Early Conciliation - Process Claimant files an online EC Form or contacts Acas Acas asks both parties if they wish to take part Both parties agree to take part Parties agree and sign cot3 Parties fail to agree At least one party doesn’t agree Acas issues EC certificate Claimant presents claim to ET with EC Certificate Conciliation can be offered up to ET hearing If not successful claim goes to ET
  • 6. Early Conciliation - Results  September 2014: • 16.5% of cases settled • An additional 19% didn’t result in ET claim November 2014: • 18% of cases settled • Only 24% of cases progressed to a tribunal claim • Only 10% of individuals reject EC • Only 10% of employers do not engage in process
  • 7. Early Conciliation - Opinion A qualified success! An obstacle to claimants Voluntary nature dilutes effectiveness Employers may prefer to wait and see Individuals who pay may want money’s worth Still an attractive alternative to cost of claim
  • 8. Early Conciliation -Warning Expect direct contact from Acas Don’t get caught cold! Conciliation is tactical Gather relevant information Know what to say / what not to say Seriously consider professional representation
  • 9. Contact Us… Employee Management Limited Suite 8, Stone Cross Place Stone Cross Lane North Lowton Warrington Cheshire WA3 2SH DD: 01942 369675 Tel: 01942 727200 Mob: 07739 596426 Fax: 01942 727225 Email: chrisn@employeemanagement.co.uk Web: www.employeemanagement.co.uk