EHS Site Penalty System

1. '. ENVIRONMENT. HEALTH AND SAFETY (EHS)
SITE EHS PENALTY SYSTEM
HE THONG PHAT MOl TRU'O'NG. SlrC KHOE. AN ToAN vA AN NINH
rAISEI Mlf>YOi.iV.lJ..l.t:S,IJ9!PimR~
Item Type of EHS Infringement
EHS Penalty System
(Monetary for company, removal of sticker for violator)
1"
Offence
2'd
Offence
Sub-sequent
Offence
1 Personal Protective Equipment
{PhU'O'ng tien bao ve ca nhanl
1.1 Failure to wear safety helmet, safety shoes and safety vest when
entering site.
Khong Slt dl,mg mG bao hO lao dong, giay an toim, ao bao ho khi vaO
cong trU'O'ng
300.000 vnd
Remove 1
sticker.! Thao 1
tem tren ma
500.000 vnd
Remove 1
sticker.! Thao 1
tem tren mu
1.000.000 vnd
Remove 1 sticker.!
Thao 1 tem tren mi1
I
1.2 Failure to use required PPE (e.g. safety belt/harness, safety goggles,
welding shield, shock absorber, fall arrestor, face mask, respirator, etc.
when performing specific tasks)
Khong Slt dl,mg caC dl,mg Cl,l bao hO theo yeu cau (day deo an tQan, kinh
bao hO, khien han, bo chong soc, day deo chong rai, khau trang, m~t ni;l
phong hai... khi thi cong cac hi;lng ml,lC cong viec chuyen biet)
300.000 vnd
Remove 1
sticker.! Thao 1
tem tren ma
500.000 vnd
Remove 1
sticker.! Thao 1
tem tren ma
1.000.000 vnd
Remove 1 sticker.!
Thao 1 tem tren ma
I
I
I
I
1.3 Wearing/ using of damage PPE
M~c ho~c Slt dvng do bao hO bi hong, 16i
300.000 vnd
Remove 1
sticker.! Thao 1
tem tren ma
500.000 vnd
Remove 1
sticker.! Thao 1
tem tren ma
1.000.000 vnd
Remove 1 sticker.!
Thao 1 tem tren ma
1.4 Improper usage of PPE
Slt dl,lng do bao hQ sai quy cach, ml,lC dich
300.000 vnd
Remove 1
sticker./ Thao 1
tem tren ma
500.000 vnd
Remove 1
sticker.! Thao 1
tem tren mu
1.000.000 vnd
Remove 1 sticker,!
Thao 1 tem tren ma
2.0 Working At Height
Lam vh~c tren cao
2.1 Failure to anchor safety harness when working at height (>1.5m)
Khong moc day an toan khi lam viec tren cao (>1.5 m)
300.000 vnd
Remove 1
sticker.! Thao 1
tem tren ma
500.000 vnd
Remove 1
sticker.! Thao 1
tem tren ma
1.000.000 vnd
Remove 1 sticker./
Thao 1 tem tren ma
2.2 Failure to provide adequate life line/ guard rail
Khong co day cCru sinh/ Ian can an toan
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
2.3 Ineffective fencing/ guard rail
Rao chan/ Ian can an toan kh6ng hieu qua.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
3.0 Ladders
Thang
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
3.1 Using unsound ladders
Slt dl,lng thang yeu/kh6ng chac chan.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
3.2 End of ladder not protrude by 1 metre above edge of wall/ floor level
£)au cuoi thang kh6ng thLra ra 1m so voi m~t dat.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
3.3 Placing ladders in an unsafe manner for usage
£)~t thang kh6ng dung cach khi Slt dl,lng gay mat an toan
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
3.4 Unsecured ladder
Thang kh6ng chac chan.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
3.5 Using of A ­ Frame ladder exceeding 1.7m high from its footing without
another person holding the ladder
Slt dl,lng thang chfr A cao han 1,7 m tLr ch6 dCrng ma kh6ng co ngU'Cti gill'
ben dU'oi.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
3.6 Failure to apply for Permit to Use Ladder
Kh6ng co giay phep Slt dl,lng thang 1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
4.0 Scaffold
Gian giao
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
4.1 Use of/Causing of displaced scaffold e.g. missing cross brace, toe
boards, unsecured or missing planks, etc.s
Slt dl,lng/Di chuyen gian giao kh6ng c6 gii[mg cheo, van nho, g6 van
kh6ng chac ho~c kh6ng co.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
I Issue Date: 09 August 2014 I Revision: 4 EHSMS/DAJfTVJV IPage: 1of 8
I I

2. --
ENVIRONMENT, HEALTH AND SAFETY (EHS)
SITE EHS PENALTY SYSTEM
HE THONG PHAT MOl TRU'O'NG, sue KHOE, AN ToAN vA AN NINH
TAISEI
'""""'.."""'....._""""
Pushing mobile scaffold with worker on it.
4.2
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
Di chuyen giim giao khi co c6ng nhan dang lam viec trEm do.
Mobile scaffold less than 3x base dimension (width) without outriggers
or tied to structure.
4.3
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
Giim giao di dong thieu ba chieu CCi ban (be rong) ma kh6ng c6 chan
chong ho~c noi vai ket cau.
4.4 Failed to provide life line to scaffold erector during erection or
dismantling. 1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
Kh6ng co day CLrU sinh khi lap dling ho~c thao dO' gian giao.
4.5 Missing/damaged scaffold component e.g. tie back, cross brace, clamps,
etc.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd I
Thanh ph"i'm clla gian giao thieu ho~c bl hl1 hong nhl1 giang cheo, kep, I
I
V.v...
500.000vnd 1.000.000vnd 3.000.000vnd
Failed to put Scaffold Tag./ Kh6ng dfnh the tren gian giao.
4.6
4.7 Failed to provide proper work platform.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
San thao tac khong an toano i
Erect/dismantle scaffold in an unsafe manner that erectors could fall 2m
without intermediate work platforms.
4.8
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
Lap dling ho~c thao dO' gian giao khong an toan, khien cong nhan co the
bi nga ho~c gian giao cao han 2m ma kh6ng c6 san thao taco
InadeqUate tie-back or bracing to scaffold.
4.9
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
Giang, kl;!p gian giao kh6ng an toano
Failed to reinstate scaffold after works completed.
4.10
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
Khong dling l<;li gian giao sau khi ket thuc thi congo
Use of cross brace to support working platform, materials, etc.
4.11
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
SLr dl,lng giang cheo chong dO' san thao tac, v~t lieu, V.v.
Use of damaged, unsecured plank or plank of inadequate width.
SlY dl,lng van go bi hong ho~c khong bao dam, ho~c chieu rong van go
4.12
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
kh6ng duo
Scaffold base seating on unfirmed foundation.
:1-.13
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
Chan giao kh6ng dl1Q'c d~t t<;li nai vlrng chac.
U4 Failed to maintain a clean and clear access on work platform of scaffold.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
£)l1cmg len san thao tac clla gian giao kh6ng s<;lch se va thong thoang.
Meetings/ Inspections
Hoel Nghiem thu
5.0
Failed to attend EHS Meeting, Inducction, Briefing, Emergency Drill.
Kh6ng tham dli cac buoi hOp an toan, nghiemthu, buoi hl1ang d§n ho~c
5.1
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
hop khan cap.
).2 Failed to bring Minutes Of Meeting.
500.000 vnd 1.000.000 vnd 2.000.000 vnd
Kh6ng c6 Bien Ban Cuoc HOp.
>.3 Late for meeting or any inspection, or emergency drill more than
15mins.
500.000 vnd 1.000.000 vnd 2.000.000 vnd
£)i hOp muon, tham gia nghiem thu mUQn ho~c cac buoi hOp bat thl1CYng
tlr 15 phut tra len.
,.4 Failed to disseminate EHS instruction, information conveyed during
meeting or inspection.
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
Kh6ng th6ng bao cac chi d§n, thong tin an toan trong khi hOp ho~c
nghiem thu
Hot work.L C6ng viec Qhat sinh nhiet
.0
Failed to provide fire extinguisher.
Kh6ng c6 blnh CLrU hoa.
.1
5.000.000 vnd
1.000.000 vnd 3.000.000 vnd
- - - - -- - - - - -- - -- - - - - - '­
-~- - -
Issue Date: 09 August 2014 Revision: 4 EHSMS/DAJfTVJV Page: 2 of 8

3. •
ENVIRONMENT, HEALTH AND SAFETY (EHS)
SITE EHS PENALTY SYSTEM
HE THONG PHAT MOl TRlYO'NG, SITe KHOE, AN TOA.N vA. AN NINH
TAISEI IUiJ)YI).R.'..w.tS,WWYO'..lOf..EA.~
6.2 Gas cutting torch & hose not installed with flash back arrestors and/or
regulator.
Ong va can cat hai kh6ng dU'Q'c cili d~t vO'i bO van giam ap va van chong
chay ngU'Q'c theo qui dlnh.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
6.3 Placing combustible gas cylinder inside confined space.
8~t blnh khf d~ chay ben trong kh6ng gian h9n che
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
6.4 Using leaking/ deteriorated hoses for gas cutting.
Voi cat hai bi hong ho~c thung.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
6.5 Gas cylinder lying on ground or not secured or adequately secured in
upright position to prevent topple.
8~t n~m cac blnh khf ho~c kh6ng dU'Q'c bUQc chik chan ng{m ngLta bi do
nga.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
6.6 Damaged gas regulator.! BO dieu khi bi hong 1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
6.7 Gas hose lying on the floor which poises as hazard to others.
Voi khf nam tren san gay nguy hiem cho ngU'Cti cho c6ng viec khac.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
6.8 Failed to turn off gas regulator after use.
Kh6ng tat bo dieu khien khf sau khi sti dl;mg.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
6.9 Welding equipment not earthed.
Cac thiet bi han kh6ng dU'Q'c noi dat.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
6.10 Damaged or exposed electrical cables or connection.
Cap dien, moi noi bi hong ho~c 10 thien.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
6.11 Electrode holder inadequate or not insulated.
HOp dien kh6ng dU'Q'c cach nhiet ho~c cach nhiet kh6ng day duo
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
6.12 Failed to prevent sparks or hot snags from falling to the lower floor.
Kh6ng ngan ngLta xi han, tia ltia rai xuong tang dU'O'i.
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
6.13 Failed to ensure that there is no combustible/ flammable materials/
liquids/ gas at close vicinity.
Chat long, v~t lieu, khf d§ bat ltia agan khu Vl!c thi c6ng.
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
6.14 Failed to test composition of gases of the confined space.
Kh6ng kiem tra thanh phan khf trong khOng gian h9n che.
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
6.15 Failed to take adequate measure that resulted in a fire.
Kh6ng ap dl,mg cac bien phap thfch hQ'p gay chay no.
3.000.000 vnd 5,000.000 vnd 10,000.000 vnd
6.16 Failed to apply for working permit system (Any working permit issued by
EHS - TVJV).
Kh6ng ap dl,mg he thong giay phep lam viec (Bat ky giay phep lam viec
dU'Q'c ban hanh bai phong An toan - TVJV)
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
6.17 Failed to apply HOT WORK PERMIT for hot work activities inside building
Kh6ng de trinh GIAY PHEP SINH NHI~T trU'O'c khi thl/c hien cac c6ng viec
sinh nhiet
6,000,000 vnd (maximum penalty)
6.18 Failed to provide fire blanket for hot work activities inside building
Kh6ng trang bj vai b9t chong chay khi thl/c hien cac c6ng viec sinh nhiet
trong toa nha
3.000.000 vnd 5,000.000 vnd 10,000.000 vnd
7.0 Lifting.[ Cong viec nang
7.1 Using faulty lifting gear.
sti dVng bo ph~n nang bi loi
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
7.2 Lifting without a qualified lifting supervisor, rigger or signaler.
Nang ma kh6ng co nhan vien giam sat, nhan vien mac cau va nhan vien
xi nhan.
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
7.3 Failed to ensure that the lifting load is adequate or correctly rigged.
Tai trQng v~t nang kh6ng can xling va mac tai kh6ng dung.
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
7.4 Standing on/ under suspended load or trespassing a lifting activity.
8ling tren va dU'O'i tai dang treo ho~c di qua khu Vl!c cau dang h09t
dong.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
Issue Date: 09 August 2014 Revision: 4 EHSMS/DAJfTVJV Page: 3 of 8

4. ENVIRONMENT. HEALTH AND SAFETY (EHS)
SITE EHS PENALTY SYSTEM
... HE THONG PHAT MOl TRU'O'NG. s(fc KHOE. AN ToAN vA AN NINH
fAISEI ~~7II..l5.llCSJRlCUtDlilfN'lS
7.5 Interfering/ arguing with rigger, signaler, lifting supervisor concerning
lifting operation.
1.000.000 vnd 3.000.000 vnd
Can thiep, cai nhau v6'i nhan vien moc cau, xi nhan, giam sat lien quan
den viec v~n h~lnh cau.
7.6 Using lifting gear which does not have a valid certification.
1.000.000 vnd 3.000.000 vnd
BO phan moc cau khong co chCrng chi con hieu Ivc.
7.8 Lifting a load beyond the crane or lifting gear capacity.
2.000.000 vnd 4.000.000 vnd
Nang tai qua tam v6'i cua cau ho~c kha nang cua bo phan moc cau.
7.9 Failed to fully extend outriggers and/ or ensure wheel above ground.
2.000.000 vnd 4.000.000 vnd
Kh6ng ra het chan chong/dam bao banh xe tren m~t dat.
'.10 Failed to have tag rope to prevent swinging load.
500.000vnd 1.000.000vnd
Khong co day dan hU'6'ng de ngan nglta tai xoay.
'.11 Failed to have over hoise limit switch at boom top.
2.000.000 vnd 4.000.000 vnd
Khong co cong tik gi6'i h,;ln chieu cao nang t<;li dau can.
'.11 Failed to have boom raising angle limit switch .
2.000.000 vnd 4.000.000 vnd
Khong co cong tac gi6'i h<;ln goc dvng din.
'.12 Failed to have load indicator equipment.
2.000.000 vnd 4.000.000 vnd
Khong co thil~t bi bao taL
'.13 Failed to apply lifting plan.
1.000.000 vnd 3.000.000 vnd
Khong ap dl,mg ke hO<;lch nang h<;l.
'.14 Lifting equipment without barricade during operation.
1.000.000 vnd 3,000.000 vnd
Thiet bi nang khong co hilng r~lO bao ve trong khi v~n hilnh.
'.15 Failed to color code lifting gears
1.000.000 vnd 3,000.000 vnd
Khong co rna mau cho cap cau, mac cau, W
~.O ToolsL Machiner~L EguiQment (Items Will Be Confiscated)
Dung cui Ma~ moci Thiet bi Qhuc vu thi cong {ma~ moe thiet bi vi
[!ham se bi tich thu}
U Unguarded moving part.
1.000.000 vnd 3.000.000 vnd
Khong co baD ve bO phan chuyen dong.
3.2 Leaving live tools, machinery and equipment unattended.
De cong Cl,l, may moc thiet bi dang hO<;lt dong rna khong co ngU'ai Van 1.000.000 vnd 3.000.000 vnd
hanh.
l.3 Throwing tool to one another.
1.000.000 vnd 3.000.000 vnd
Nem dl,lng CI,J sang nO'i khac.
L4 Failed to switch off machinery, equipment after use.
1.000.000 vnd 3.000.000 vnd
Khong tat may moc thiet bi sau khi sti dl,lng.
:.5 Working with faulty tool, home made tool. Unauthorized use of tool,
machinery or equipment.
2.000.000 vnd 4.000.000 vnd
sti dl,lng cong Cl,l thiet bi hong, tv chet, SLr dl,lng may moc thiet bi, cong
Cl) khi chU'a dU'Q'c phep.
.6 Tampering with electrical appliances.
2.000.000 vnd 4.000.000 vnd
Can thiep vao cac thiet bi dien.
.7 Improper use of compress air.
1.000.000 vnd 3,000.000 vnd
5Lr dl,mg may nen khi sai quy cacho
.8 Using of plugs other than approved industrial weatherproof type.
1.000.000 vnd 3.000.000 vnd
5ti dl,lng 0 cam khong dung chung IO<;li chiu thai tiet da dU'Q'C phe duyet
.9 Connecting bare wire into socket.
1.000.000 vnd 3.000.000 vnd
Noi day trvc tiep vao 0 cam.
10 Damaged or exposed cable.
1.000.000 vnd 3.000.000 vnd
Day dien bi hong ho~c bj her
11 Using ELCB without protection the fuse from water/ wetness.
sti dl,lng thiet bi dien khong co atomat chong giat 1.000.000 vnd 3.000.000 vnd
5.000.000 vnd
5.000.000 vnd
6.000.000 vnd
6.000.000 vnd
3.000.000vnd
6.000.000 vnd
6.000.000 vnd
6.000.000 vnd
5.000.000 vnd
5,000,000 vnd
5.000.000 vnd
5.000.000 vnd
5.000.000 vnd
5.000.000 vnd
5.000.000 vnd
6.000.000 vnd
6.000.000 vnd
5.000.000 vnd
5.000.000 vnd
5.000.000 vnd
5.000.000 vnd
5.000.000 vnd
Issue Date: 09 August 2014 Revision: 4 EHSMS/DAJffVJV Page: 4 of 8

5. '. ENVIRONMENT. HEALTH AND SAFETY (EHS)
SITE EHS PENALTY SYSTEM
HE THONG PHAT MOl TRU'O'NG. SlYC KHOE. AN ToAN vA AN NINH
TAISEI Sfl'...D'1CX.RV.lUlS,IN!1J:E'lttR.OAY..WS
8.12 Using sockets without ELCB/isolator.
1.000.000 vnd 3.000.000 vnd
sli dl,mg 6cam khong co atomat chong gi~t/cckh Iy.
8.13 Using non-approved multiple socket adaptors.
1.000.000 vnd 3.000.000 vnd
sli dl,mg nhieu dau noi 0 d~m chU'a dU'qc phe duyet.
8.14 Electrical cable/ wire direct in contact with metal component (e.g.
scaffold, metal rail, etc.) without providing insulation between the metal
component and the cable/ wire.
1.000.000 vnd 3.000.000 vnd
Day dien, cap dien noi tn/c tiep vO'i cac cong Ct,l kim IOQi (gian giao, Ian
can bang si3t, v.v.) ma khong co 100p bao ve gili'a do kim IOQi va day
dien/cap dien.
8.15 Using inadequate size cable.
500.000 vnd 1.000.000 vnd
sli dt,lng cap dien khong dung kfch thU'O'c.
8.16 Leaving wire on floor.
500.000 vnd 1.000.000 vnd
Vut day dien bila bai tren san.
8.16 Operator use moble phone during operation of heavy equipment 3.000.000 vnd 5,000.000 vnd
8.17 Failed to color code electrical tools
1.000.000 vnd 3.000.000 vnd
Khong co ma mau cho thiet bi dien
9.0 Access way.L HousekeeQing
Loi diL ve sinh cong trU'O'ng
9.1 Materials Obstructing to access way.
1.000.000 vnd 3.000.000 vnd
Vlit v~t lieu bila bai gay can tra loi di.
9.2 Poor housekeeping./Kh6ng ve sinh cong trU'ang ho~c ve sinh khong triet
1.000.000 vnd 3.000.000 vnd
de.
9.3 Placing materials/Equipment in an improper manner and place.
1.000.000 vnd 3.000.000 vnd
D~t v~t lieu/May moc thi c6ng kh6ng dung ch6 va kh6ng dung quy cach
9.4 Leaving materials on a working platforms.
1.000.000 vnd 3.000.000 vnd
De v~t lieu tren san thao taco
9.S Leaving materials/ eqUipment on the material hoisting platform.
2.000.000 vnd 4.000.000 vnd
De v~t lieu, may mac thi cong tren san trung chuyen v~t lieu
9.6 Placing materials near edge.! De v~t lieu gan ga, cQnh. 1.000.000 vnd 3.000.000 vnd
9.7 Storing materials/ chemicals at non-designated areas.
1.000.000 vnd 3.000.000 vnd
Kho v~t lieu, hoa chat kh6ng dung nO'i quy dinh.
9.8 Throwing materials down from height. 2.000.000 vnd 4.000.000 vnd
Remove 1 Remove 1
Nem v~t lieu til tren cao xuong.
sticker./ Thao 1 sticker./ Tha0 1
tem tren mli tem tren mli
9.9 Failed to use access way provided.
1.000.000 vnd 3.000.000 vnd
Kh6ng sli dt,lng dung loi di quy dinh
9.10 No sweeping with broom on floor inside the building.
(Use Vaccum Cleaner or Mopping Only)
1,000.000 Vnd 2,000.000 vnd
Khong dung choi ho~c cac dt,lng Ct,l khac de quet san ben trong tea nha
(Chi cho phep dung may hut bt,li ho~c lau)
9.11 Cutting, Grinding and Drilling only with wet or use vaccu m inside the
building.
1,000.000 Vnd 2,000.000 vnd
Kh6ng thl/c hien cac bien phap chong bt,li khi cat, mai, khoan ben trong
tea nha
10.0 Submission
Trinh nOQ ho sO'
10.1 Failed to submit Safe Work Procedure before commencement of work
2.000.000 vnd 4.000.000 vnd
Kh6ng trlnh nop Bien phap lam viec an toan trU'O'c khi bat dau thi congo
10.2 Failed to submit weekly tool box meeting records
1.000.000 vnd 3.000.000 vnd
Khong de trlnh danh sach tham dl/ hoc an toan hang tuan.
10.3 Failed to submit PPE records
1.000.000 vnd 3.000.000 vnd
Kh6ng de trlnh nhli'ng ho sa ve PPE.
1 1
5.000.000 vnd
5.000.000 vnd
5.000.000 vnd
3.000.000 vnd
I
3.000.000 vnd
I
10,000.000 vnd
5.000.000 vnd
5.000.000 vnd
5.000.000 vnd
5.000.000 vnd
5.000.000 vnd
6.000.000 vnd
5.000.000 vnd
5.000.000 vnd
5.000.000 vnd
Remove 1 sticker./
Thao 1 tem tren mli
5.000.000 vnd
5,000.000 Vnd
5,000.000 Vnd
6.000.000 vnd
5.000.000 vnd
5.000.000 vnd
rIssue Date: 09 August 2014 Revision: 4 EHSMS/DAJfTVJV Page: 5 018
1

6. rAISE. ar.w~ .....
..tlJ!5,~'lUll:~
1.000.000 vnd I 3.000.000 vnd 5.000.000
1.000.000 vnd : 3.000.000 vnd 5.000.000
3.000.000 vnd 5.000.000 vnd
.. . . ,
thiu gay ra gian,
contaminated water, chemicals into public drains or
h' '" h' , • •
<ill ra cong t oat nLfOC cong cong va
eac khu we Ian c~n.
2.000.000 vnd I 4.000.000 vnd I 6.000.000 vnd
,I 2.000.000 vnd I 4.000.000 vnd I 6.000.000 vnd
3.000.000vnd
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
1.000.000 vnd 3.000.000 vnd I 5.000.000 vnd
2.000.000 vnd I 4.000.000 vnd 6.000.000 vnd
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
6.000.000 vnd
2.000.000 vnd I 4.000.000 vnd
1.5 Failed to dispose food! drink wastes to the refu~ __... ~. _..___.
1.000.000 vnd
1.000.000 vnd
1.000.000 vnd
I 3.000.000 vnd
3.000.000 vnd I
3.000.000 vnd
5.000.000 vnd
5.000.000 vnd
5.000.000 vnd

7. ENVIRONMENT. HEALTH AND SAFETY (EHS)
.. SITE EHS PENALTY SYSTEM
HE THONG PHAT MOl TRU'CrNG. stYe KHOE. AN ToAN vA AN NINH
TAISEI III"<D!WI"IW.lISW'1MIW.'<I
Kh6ng bao cao cac trU'Crng hO'p, h~mh vi gay mat an tO~ln, tai n;;m lao
dong.
12.11 Remove barricade, safety signs, safety equipment without approval by
the TVN EHS Dept on site.
Thao dO' Ian can an, bien bao va cac thiet bi an toan khi chU'a dU'O'c Sl/
dong y cua Phong An Toan - TV JV.
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
12.12 Failed to reinstate barricade ./ Khong phvc hoi Ian can an toano
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
12.13 Failed to provide particular of any offenders immediately when
requested.
Khong cung cap thong tin cua ca nhan vi ph<;lm khi dU'O'c yeu cau.
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
12.14 Failed to take adequate measure/s that resulted in an incident that
could cause serious injury or property damage.
Kh6ng ap dvng cac bien phap can thiet gay tai n<;ln va thiet h<;li t&i ngU'Cri
va tai san.
5.000.000vnd 10,000.000 vnd 30,000.000 vnd
12.15 Threaten, attempt to threaten, abusing with words or signs on any EHS
Persons and TV N Management staff.
De dQa ho~c co hanh vi de doa, sli dvng tlt ngli' ho~c hanh vi kh6ng
dting dan v&i nhan vien an toan va cac can bo quan Iy cua TV N.
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
12.16 Failed to carry out work in accordance to Safety Work Procedure.
Khong thl,J'c hien cong viec theo dung Bien phap thi ceng an toano
3.000.000 vnd 5,000.000 vnd 10,000.000 vnd
12.17 Failed to conduct safety induction for worker on site.
Kheng thl,J'c hien chi d~n an toan cho c6ng nhan tren ceng trU'Crng
500.000vnd 1.000.000 vnd 3.000.000vnd
12.18 Failed to take adequate measures resulted in death or permanent
disability (Authorities penalty, damages claimed will be backcharged
accordingly).
Khong ap dl,mg day du cac bien phap an toan gay tli vong ho~c thU'O'ng
t~t vTnh vi~n (Cac hlnh thtic ph<;lt hanh chinh ho~c ph9t do gay tai n<;ln
cua CO' quan chtic nang se dU'O'c ap dvng dong thCri)
50,000.000
vnd
50,000.000
vnd
50,000.000
vnd
12.19 Fighting (No obligation for Main Contractor to carry out investigation.
All involved parties will be penalized).
Danh nhau, gay go, cai Ion trong cong trU'cmg./ (Nha thau chinh kheng
can phai dieu tra nguyen nhan va co the ph<;lt bat cti ben nao to chtic
danh nhau t<;li cong trU'Crng)
10,000.000vnd + expulsion + hand over to police
12.20 Work suspended by EHS Dept due to unsafe condition or act.
Bi Phong An Toan t<;lm ngltng thi cong do cac hanh vi ho~c moi trU'Crng
thi cong gay mat an toan
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
12.21 Failed to suspend work after verbal instruction to stop work given by the
EHS Personnel.
Kheng t<;lm ngltng thi ceng sau khi dU'O'c yeu cau dltng thi cong (bang ICri
noi) cua cac can bo an toano
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
12.22 Create nuisance to the public'/ Gay phien phtic cho nO'i cong congo 2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
12.23 Smoking on site (at non-designated location).
Hut thuoc tren cong trU'Crng (Khong dung nO'i quy dinh).
5,000,000 vnd
Removal from site
12.24 Failed to participate in EHS program (e.g. Housekeeping, General Tool
Box, etc.) - per person basis.
Khong tham gia vao cac buoi t~p huan ho~c hO<;lt dong an toan tren cong
trU'Crng (ve sinh c6ng trU'Crng, TBM) - ph<;lt theo dau ngU'Cri.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
12.25 Resting/Sleeping at non-designated location.
Ngu/Nghi giai lao khong dung nO'i quy dinh tren cong trU'Crng.
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
12.26 Failed to ensure workman (Electrical, welding... ) hold valid SOC before
commencing work.
ThO' (ThO' dien, TJ19' han...L~h6ng c~~ting £hJJ1O'p le_ trU'&c khi bat dau
1.000.000 vnd 3.000.000 vnd
- - -
5.000.000 vnd
- - ­ - - ­
Issue Date: 09 August 2014 Revision: 4 EHSMSIDAJfTVJV Page: 7 of 8

8. -- •
..
ENVIRONMENT, HEALTH AND SAFETY (EHS)
SITE EHS PENALTY SYSTEM
HE THONG PHAT MOl TRlYO'NG, SlrC KHOEr AN ToAN vA AN NINH
rAISEI
_"""_"""" ....l'<W<S
~.27
~.28
~.29
~.30
0
:.1
:.2
:.3
..4
cong vi~c
Worker, staff enter or stay overnight on site without getting site
management approval.
Cong nhan, nhan vien di vao ho~c & Iqi qua dem t9i cong trlfang ma
chlfa dlfQ'C duy~t.
Any other safety, health, environment or security non-compliance not
indicated in this list.
Cac van de khac ve moi trlfang, serc khoe, an toan khac khong neu trong
danh sach nilY-
Sexual Harassment
Quay rai tinh dvc.
Stealing
TrQm ,dIp v~t tli
Authorities' Visit
CO' guan chlrc nang
Non-compliance highlighted by authority that did not result in any
penalty.
Khong tuan thu cac yeu cau cua co quan chlrc nang nhlfng khong cau
thanh hlnh ph9t.
Non-compliance resulted in penalty.
Khong tuan thu cac yeu dlu cua co quan chlrc nang va <:au thanh hinh
phQt.
Non-conformance resulted in demerit pOints (directly or indirectly
caused by the non-compliance party).
C6 hanh vi khong tuan thu gay ra diem xau (cho du la tn!c tiep hay gian
tiep vi ph<,lm)
Stop Work Order by Authority (directly or indirectly caused by the non­
compliance party).
Bj cO' quan cherc nang yeu cau t<,lm nglmg thi cong (cho du la tn/c tiep
hay gian tiep vi ph9m) -
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
2.000.000 vnd 4.000.000 vnd 6.000.000 vnd
10,000.000vnd + expulsion + hand over to police
S,OOO.OOOvnd + expulsion + hand over to police
1.000.000 vnd 3.000.000 vnd 5.000.000 vnd
Amount Imposed + 20,000.000vnd
10,000.000 20,000.000 30,000.000
vnd vnd Vnd
20,000.000 30,000.000 50,000.000
vnd vnd Vnd
Issue Date: 09 August 2014 Revision: 4 EHSMSIDAJfTVJV Page: 8of 8